C-12/63
ECLI:EU:C:1963:16
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JUDGMENT OF THE COURT 4 JULY 1963
Mrs Marga Schlieker, nee Diepenbruck v High Authority of the European Coal and Steel Community
Case 12/63
Summary
1. Application on the grounds of failure to act—Application to the High Authority under the first paragraph of Article 35 ECSC Treaty—Persons entitled to
apply
2. Proceedings within the meaning of Article 66 (5)— Provision derogating from the general provisions relating to procedure—Inapplicability to a failure to act
falling exclusively within Article 35.
1. The persons entitled to apply to the paragraph of Article 66 (5) derogate High Authority as provided in the from the general provisions relating first paragraph of Article 35 of the to procedure laid down by the
ECSC Treaty as a preliminary to an Treaty, and cannot be extended to
action on the grounds of a failure cases of inaction on the part of the
to act, can only be States, the Coun High Authority which fall exclusively cil, undertakings or associations. within the procedure laid down in 2. Proceedings under the second sub- Article 35.
In Case 12/63
Mrs Marga Schlieker, née Diepenbruck represented by Dr Bruckhaus, ,
Kreifels Dr Winkhaus, 2 Berliner Allee, Diisseldorf 4, with an address and
for service in Luxembourg at the office of Félicien Jansen, 21 rue Aldringer,
applicant,
v
High Authority of the European Coal and Steel COMMUNITY , repre
sented by its Legal Adviser, Heinrich Matthies, acting as Agent, with an
address for service in Luxembourg at its offices, 2 Place de Metz,
defendant,
1 — Language of the Case: German. 2 — CMLR.
JUDGMENT OF 4. 7. 1963 — CASE 12/63
Application for a declaration that certain agreements entered into by the
Schlieker group, in which the applicant has an interest, as set out in the
request addressed by her to the High Authority on 7 November 1962 are
null and void;
Alternatively, for the restoration of the position before the said agreements were entered into;
on the preliminary objection of inadmissibility raised by the defendant,
THE COURT
composed of: A. M. Donner, President, L. Delvaux and R. Lecourt (Rapporteur), (Presidents of Chambers), Ch. L. Hammes, R. Rossi, A. Trabucchi and W. Strauß, Judges,
Advocate-General: K. Roemer Registrar: A. Van Houtte
gives the following JUDGMENT
Issues of fact and of law
I — Facts ments in question constitute an obstacle
to free competition and are consequently By requests of 7 and 9 November 1962, contrary to Article 65 (1) of the ECSC Mrs Marga Schlieker requested the Treaty. High Authority to declare null and void Following these requests, the High the agreements entered into between Authority restricted itself to replying on Mr Willy H. Schlieker, her husband, 21 December 1962 that it was already and the undertaking, Willy H. Schlieker officially looking into 'the facts relating KG, in has interest, in question'
which she an on to the proceedings and that
the one hand, and certain undertakings up to that time it had had no cause to
belonging to the European Coal and intervene, but would certainly follow Steel Community on the other; these developments in the matter.
agreements were for the most part con On 12 February 1963, the applicant, in cluded subsequent to bankruptcy pro addition to pursuing remedies under nat
ceedings in respect of the assets of the ional law in defence of her interests, Schlieker group. lodged at the Registry of the Court an In the same requests, Mrs Schlieker application based on the failure of the Author High alternatively requested the High Authority to act. ity to order the restoration of the posi
tion existing before the agreements were II — Conclusions of the entered into in the event of the High parties Authority's considering the agreements, in part or in whole, to be subject to its Mrs Schlieker in her application based authorization alone. on a failure to act by the High Author According to Mrs Schlieker, the agree- ity requested the Court:
SCHLIEKER v HIGH AUTHORITY
'first to declare null and void the agree (memorandum in reply, points 1 and
ments set out in the applicant's request 2). to the High Authority of 7 November 2. The High Authority contends that
if inadmis 1962; alternatively, the said agree the applicant's conclusions are
be considered, in whole or that Com ments should sible on the ground under
in part, to require its authorization munity procedure a judgment may not
alone, to order the restoration of the prescribe a particular course of conduct
position existing before the agreements or lay down a particular decision for into'. High (ob were entered adoption by the Authority The High Authority in its preliminary jection, p. 2, point 2); the High Author objection on the grounds of inadmis ity considers moreover that the submis
the Court: sions made against it are 'inconclusive'; sibility, requested 'annul' that it cannot in fact agree
'if it considers that the application is in ments governed by private law but fact in order, to dismiss it as inadmis 'void'
merely find that they are within sible by way of a preliminary decision the meaning of Article 65 of the Treaty; under Article 91 of the Rules of Pro that it cannot order that the previously cedure and to order the applicant to
the costs of the proceedings'. existing state of affairs be restored, Mrs pay Schlieker's implied reference to Article In reply to this objection Mrs Schlieker 66 (5) of the Treaty being neither rele
requested the Court: vant nor in law sufficiently elaborated
to declare de by way ot preliminary (objection, p. 3, point 3). cision that the application is admissible Mrs Schlieker replies that the applica
under Article 91 of the Rules of Pro tion instituted an action for failure to cedure'. act against the High Authority's decis
ion of refusal, as indicated in its letter of 21 December 1962. This application III —
Arguments of the seeks a declaration that the High parties on the prelim
in Authority must, by a decision or a inary objection of recommendation, determine the nullity admissibility of the agreements set out in the letter 1. The High Authority raises the ques of 7 November 1962; alternatively the tion whether the memorandum of 11 application asked the Court to 'declare
February 1963 makes the issue and the that, so far as these agreements required
submissions sufficiently clear. authorization, this has not been gran
(memorandum in reply, pp. 2 and ted'
It leaves the Court to determine whether
the application and documents annexed 3, point 2); the Court is hence at liberty in accordance with Article 22 to interpret (cf. judg are of the the conclusions
Protocol and Articles 38 and 39 of the ment in Case 8/56). Rules of Procedure (points 1 and 2 of 3. The High Authority stresses tnat Mrs 'undertaking' the objection). Mrs Schlieker observes Schlieker, not being an
that Article 22 of the Protocol and within the meaning of the Treaty, can
Article 29 of the Rules of Procedure not proceed under Article 35, any more require that the application contain a than she could have done under Article brief statement of the grounds on which 33 against the letter of 21 December it is based and maintains that the 1962, the latter moreover not being an grounds could have been set out in the actionable decision for the purposes of
request addressed in advance to the ad the Treaty (application, pp. 3 and 4, ministration, with the copy of this re points 4 and 5). quest annexed to the application thus The High Authority contends that the
forming an integral part of the latter applicant has no legal interest to defend
JUDGMENT OF 4. 7. 1963 — CASE 12/63
within the Community scheme. In the infringement of Articles 65 and 66 of
applicant's documents only a few refer the Treaty, private individuals may be ences to this subject are to be found. directly affected, as in the present case, These references appear to reflect a and have a right to comparable legal concern to prevent certain agreements protection within the Community. Such from being entered into, contrary to a principle must be applied generally the Treaty, by undertakings with which even if the draftsmen of a given provis
the applicant is associated, and to pre ion did not expressly so provide. A vent these undertakings from becoming broad interpretation of the right of
as a consequence liable to fines. This action in favour of individuals does not
formula does not explain the action as conflict with wording of Articles 65 the
ted; there is a contradiction between and 66 (memorandum in reply, pp. 3
relying upon infringement of an agree to 5, point 3). ment and at the same time claiming that agreement to be void. The bankruptcy IV — Procedure proceedings concerning the group with
which the applicant is associated must The application was lodged at the
be setded within the framework of her Registry of the Court on 12 February national law and not within the frame 1963. work of Articles 65 and 66 of the On 22 February 1963 the High Treaty. Authority, under Article 91 (1) of the
Mrs Schlieker replies that the third Rules of Procedure, raised as a pre
paragraph of Article 35 'provides in liminary question the inadmissibility of
be terms'
general than an action may the action.
brought before the Court for failure to On 23 March 1963 the applicant sent
act on the part of the High Authority. a memorandum in answer to the latter This Article allows the States, the Coun application.
cil, undertakings or associations to raise The oral procedure took place on 29 the matter with the High Authority but May 1963. The Advocate-General hearing does Advocate-General _1_
rhe hearing at the
not confine this right to them. at the
Moreover, such a limitation would not on the same day gave his opinion that
be justified. Especially in the matter of he action was inadmissible.
Grounds of judgment
Mrs Schlieker who has a minority interest in the Schlieker group has brought
an action for failure to act against the High Authority. Following certain dealings previous to or subsequent to the suspension of payments by the
said group, this group entered into agreements or transactions with certain
ECSC undertakings. Such agreements or transactions may rightly or wrongly be considered as constituting an agreement or concentration required by Articles 65 and 66 of the ECSC Treaty to be authorized by the High Authority. Mrs Schlieker, by applications of 7 and 9 November 1962, has asked the High Authority first to declare these agreements void and alterna
tively to order the restoration of the position as it previously existed. The High Authority, by letter of 21 December 1962, restricted itself to replying that it was already officially looking into the facts relating to the proceedings
SCHLIEKER v HIGH AUTHORITY
in question. Up to that time it had had no cause to intervene and would
continue to follow developments. Following this reply the present application on the ground of failure to act was made to the Court.
The proceedings provided for by the third paragraph of Article 35 presup
pose first an application to the High Authority which can be made only by the limited number of legal persons set out in the first paragraph of
Article 35, namely States, the the Council, undertakings and associations.
This interpretation is fortified by the provisions of Article 33 which lays down the general conditions for an action for annulment of which Article 35 is only a variation.
Mrs Schlieker is not an undertaking within the meaning of Article 80 and
she is acting in her private capacity in defence of her personal interests. Her application is therefore inadmissible so far as it is founded on Article 35.
It is appropriate nevertheless to enquire whether the said application may be considered admissible having regard to Articles 65 and 66 which provide
special rights of action. (4) gives the Court control over the Article 65 exclusive jurisdiction of the High Authority over agreements but Article 80
reserves only to undertakings engaged in production and distribution rights of action under the former Article.
Although, for its part, the second subparagraph of Article 66 (5) entitles
'any person directly concerned'
to institute proceedings 'as provided in Article 33', this action is envisaged only against decisions by which the High
Authority recognizes the unlawful nature of a concentration and orders
consequential measures.
This provision derogates from the general provisions as to procedure laid down by the Treaty and cannot be extended to cases of inaction on the part of the High Authority, which fall exclusively within the procedure laid down in Article 35.
Mrs Schlieker's application is therefore not admissible on the basis of
Articles 65 and 66 either.
The applicant pleads finally that her legitimate interests would be deprived any legal if her dismissed that pro of protection application were and the
visions of the Treaty relating to agreements and concentrations could be evaded by mere failure to act on the part of the High Authority, without
any possibility of proceedings being taken when the interests injured are
JUDGMENT OF 4. 7. 1963 — CASE 12/63
those of a person other than an undertaking or association. Whatever may be the consequences of a factual situation of which the Court must neces
sarily be unaware, the Court has no authority to depart from the provisions for the protection of legal rights set out in the Treaty.
The present application must therefore be dismissed as inadmissible and the applicant must be ordered to pay the costs under Article 69 (2) of the Rules of Procedure.
On those grounds,
Upon reading the pleadings; Upon hearing the report of the Judge-Rapporteur; Upon hearing the parties; Upon hearing the opinion of the Advocate-General; Having regard to Articles 33, 35, 65, 66 and 80 of the Treaty establishing the European Coal and Steel Community; Having regard to the Protocol on the Statute of the Court of Justice of the European Coal and Steel Community, especially Article 22;
Having regard to the Rules of Procedure or the Court of justice of the
European Communities, especially Articles 29, 38, 39 and 69 (2);
THE COURT
her by:
I. Rules that the application of Mrs Marga Schlieker is inadmissible;
2. Orders the applicant to pay the costs.
Dormer Delvaux Lecourt
Hammes Rossi Trabucchi Strauß
Delivered in open court in Luxembourg on 4 July 1963.
A. Van Houtte A. M. Dormer
Registrar President