C-15/63
ECLI:EU:C:1964:9
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JUDGMENT OF THE COURT 4 MARCH 1964
Claude Lassalle v European Parliament
Case 15/63
Summary
1. Officials — Promotion and notice of vacancy — Existence of a legal connexion
(Staff Regulations, Articles 27 and 45)
2. Officials Recruitment — Nationality as a factor in selection — Prohibition in principle — —
Admissibility in cases of equivalent qualifications Criterion of geographical balance —
(Staff Regulations, Articles 7 and 27)
1. Promotion, whilst constituting a pro balance, could reserve a post for a
cess distinct from the notice of vac specific nationality without such ac
ancy, is legally connected to it, tion's being justified on grounds
function since the conditions of eligibility for connected with the proper
the post contained in the notice are ing of the service. capable of determining which offi
cials are eligible for promotion. However, it is not incompatible with Therefore, the legality of the notice these requirements or with the pro
of vacancy may also be considered in hibition of discrimination on the
relation to Article 45 of the Staff grounds of nationality that, where
Regulations. the qualifications of the various can
didates are approximately equal, the 2. The interests of the service and regard administration should allow nation
for the eligibility of officials for the ality to play a decisive rôle when it career bracket in question would be is to maintain or to re necessary compromised if the administration, establish a geographical balance in order to secure a geographical among its staff.
In Case 15/63
Claude Lassalle , an official of the European Parliament, assisted by C. Durrenberger of the Strasbourg Bar, with an address for service in
1 — Language of the Case: French. 2 — CMLR.
JUDGMENT OF 4.3.64 — CASE 15/63
Luxembourg at 13 rue de Vianden,
applicant,
v
European Parliament , represented by its Secretary-General, Hans Robert Nord, acting as Agent, assisted by Alex Bonn of the Luxembourg Bar, with an address for service in Luxembourg at the Chambers of Alex Bonn, 22 Côte-d'Eich,
defendant,
Application for annulment of the decision of 1 February 1963 of the Secretar iat of the Parliament entitled 'Notice of Vacancy No 44 at the Directorate- Division' General Parliamentary Documentation and Information of the
and for the award of damages for the loss suffered by Mr Lassalle as a result
of this decision
THE COURT
composed of: A. M. Donner, President, Ch. L. Hammes and A. Trabucchi (Rapporteur) Presidents of Chambers, L. Delvaux, R. Rossi, R. Lecourt
and W. Strauß, Judges,
Advocate-General: M. Lagrange Registrar: A. Van Houtte
gives the following
JUDGMENT
Issues of fact and of law
I — Facts to the examination by the Administra tion of the possibilities of promotion or
The facts may be summarized as fol ws: transfer of officials in the Secretariat.
Among the qualifications and attain
Notice No 44 issued by the Secretariat ments required of candidates, the notice knowledge'
of the European Parliament dated 1 included 'a perfect of Italian.
February 1963 drew the attention of The applicant, an official of the Euro
vacancy in the post of Head of staff to a pean Parliament of French nationality,
Division (Grade A3) in the Directorate made an application to the Court for of the Parliamentary Documentation the annulment of the notice on the
and Information Division, with a view grounds of this condition.
LASSALLE v PARLIAMENT
By Order of 13 March 1963, the Presi 1. As to the admissibility of the application dentof the Court, hearing an applica
tion to suspend the operation of this The defendant raises no objection as to
notice made by the applicant, ruled that the admissibility of the application. It the European Parliament should refrain emphasizes, however, that the author of from taking any steps to fill the vacancy the contested decision was not the
in question until the Court had given Secretariat of the Parliament but the
judgment on the merits of the applica Parliament Office and that therefore
tion. the criticisms of the Secretariat made by the applicant should be addressed to the
Office. II — Conclusions of the parties
2. On the substance of the case The applicant claims in his application
that the Court should: (a) Generally 'Annul Notice of Vacancy No 44 at the The applicant relies on the submission of Directorate of the Parliamentary Docu misuse of powers by the Secretariat of mentation and Information Division, in the Parliament arising from the issued Secretariat Euro by the of the fringement of the provisions of Articles pean Parliament on 1 February 1963; 7, 27, 45 and Annex III of the Staff Rule that this annulment shall extend to Regulations. any measures taken pursuant to the The clause in the notice in question decision and that such measures cannot which is responsible for this fourfold operate against the applicant; infringement is the condition of a per
Rule that the European Parliament fect knowledge of Italian; the applicant shall make good the damage suffered by sees in this requirement a disguised the applicant as a result of the illegality method of showing that the vacant post of the contested decision and order the is reserved for an Italian official. Parliament to pay such damages as the In its statement of defence, the defendant Court shall adjudge; admits at the outset that it was in fact Order of the European Parliament to intended to appoint an Italian to this pay all costs, which shall include re
post but that this was to be done in imbursement of the applicant for all application of the rule laid down in the the expense incurred in making this first paragraph of Article 27 of the Staff application.' Regulations, by which recruitment must In its statement of detence the defendant be made on the broadest possible geo
contends that the Court should: graphical basis from among nationals of 'Take note that the defendant does not Member States of the Communities. In intend to contest the admissibility of the accordance with this rule, on the restruc ap licaton; Dismiss the turing of the organization of personnel applicant 's offers of proof following the introduction of'the new and, consequently, the application as Staff Regulations in June 1962, the unfounded in all respects; Office decided to allocate certain posts Order costs to be paid in accordance on the grounds of nationality in order to with the relevant provisions.' distri ensure a proper geographical
bution. This in no way means that the
III — Submissions and arguments Parliament intends henceforth to reserve of the parties the post in question for an Italian; the defendant accepts the applicant's con
The submissions and arguments of the tention that re-establishment of a bal
parties may be summarized as follows: ance of nationalities must normally be
JUDGMENT OF 4.3.64 — CASE 15/63
ensured by further recruitment in prin filled is a newly created one, the ap
ciple in the starting grade of the pointing authority was required first to
category concerned and not by a policy consider the requirements of Article 27.
promoting those already in the service In determining the qualifications neces of
which would principally take nation sary for the post, the appointing au
ality into The defendant had to the em account. thority only comply with
phasizes that a fair balance of nationali terms of this provision, in particular that ties was a necessary basis for the applica its servants should be recruited on the
tion of these principles and, in order to broadest possible geographical basis. establish this basis which gives equal Therefore, the question whether a can
opportunities to all nationalities, the didate fulfilled the requirements for Office decided on the national distribu promotion could not be raised at this
tion criticized by the applicant. stage of the proceedings. Only after the The applicant contends that these sub qualifications and requirements for this missions have no value in law since it is post had been determined could the 'normally' not only that the balance of appointment procedure laid down in nationalities must be ensured by re Article 29 be commenced. Under this
cruitment at the starting grade but that procedure the appointing authority it is a legal obligation which must be must first consider 'whether the post can observed in every case. The law may not be filled by promotion or transfer within be disregarded for reasons of expe the institutions'. diency. Misuse of powers as regards the appli
cant would only exist if this requirement (b) On the ground of complaint based on of geographical distribution had been Article 45 of the Staff Regulations introduced in order to frustrate the
candidature of Mr Lassalle rather than
The applicant maintains that, by reason in application of a legal provision.
of his aptitude for the position, his The applicant contends that the pro
seniority, his qualifications and the cedure followed by the Secretariat was a excellent reports he has received from promotion procedure rather than a
his superiors in his work at the European recruitment procedure. In fact, under
Parliament, he is certainly eligible for the terms of Article 31 the recruitment
promotion. Although promotion is ex procedure relates only to the starting clusively by selection, Article 45 of the grades of each category.
Staff Regulations limits arbitrary action The defendant replies that Article 31 (2) by the administration by requiring lays down important exceptions to the
'consideration of the comparative merits principle referred to by the applicant.
of the officials eligible for promotion and of the reports on them'. This considera (c) On the ground of complaint based on
tion is made impossible by the prior Article 27 of the Staff Regulations reservation of a post for a specific
nationality. The applicant emphasizes that, according The defendant contends that this sub to the third paragraph of Article 27 mission does not fall within the ambit of of the Staff Regulations, no posts shall
the application and is therefore inadmis be reserved for nationals of any specific sible. The Staff Regulations make a Member State. This principle applies
distinction between recruitment, the not only in the recruitment of an
basic requirements for which are laid official but throughout his career until
down in Article 27, and promotion, the he leaves the service. requirements for which are laid down in Moreover, the obligation in Article 27 Article 45. As in this case the post to be to recruit officials on the broadest
LASSALLE v PARLIAMENT
possible geographical basis prohibits any retariat of the Parliament was res
prior reservation of a particular post for ponsible for the most serious breach of its the nationals of a specific Member obligations under the Staff Regulations, State. A balance of nationalities is only in contrary to the provisions that, of
admissible if it is achieved in the starting Article 7 (' solely in the interests … of
grade of each category. the service and without regard to
The defendant contends that a different nationality …') it had not considered
interpretation of Article 27 is possible: it the proposals put forward by the appli
emphasizes that the obligation in the cant's two superiors —
the Director first Article 27 to General Director of the Parlia paragraph of recruit and the Informa the broadest mentary Documentation geo officials on possible and
graphical basis is already set out in the tion Division — who, when drawing up description'
preamble to the Staff Regulations, which a 'job of the post to be shows that it is a basic principle and one filled, in no way required candidates to knowledge' of prime importance. The defendant have 'a perfect of Italian regards the provision in the third para but rather insisted on a knowledge of
graph of this Article merely as an imple French.
menting provision which cannot ex The defendant contends that Article 7 of tinguish this provision of principle. The the Staff Regulations, on which this
purpose of the third paragraph of ground of complaint is based, does not
Article 27 is not to secure for the institu fall within the ambit of the application
tion the highest individual standards in which concerns the conditions of re
the officials recruited, but rather to cruitment of officials. That provision on allow the nationals of each Member the other hand deals with the assign
State of the Community equal access to ment of officials to particular posts,
Community posts in proportion to the which takes place after recruitment.
size of the State concerned. The real Furthermore, the defendant observes
intention of the prohibition in the third that the document referred to as the description' paragraph of that Article is to indicate 'job of the post in question
that, where a specific nationality is re imposes the following condition: 'thor quired for a particular vacant post, the ough knowledge of Italian'. requirement applies only to a single The applicant replies that the various
appointment and not to the post itself stages in the procedure of assignment to or on a permanent basis. a vacant post cannot legally be separ
The applicant maintains that this limited ated. It is impossible in fact to appoint
interpretation of the third paragraph of an official without assigning him to a Article 27 is incompatible with the particular post. Therefore, it is clear absolute nature of the prohibition set out that if, when publishing a notice of therein. Moreover, in view of the fact vacancy, the Secretariat of the Parlia that this prohibition did not appear in ment contravenes the rules of procedure
the former Staff Regulations of the laid down in order to fill this post (pro
ECSC, the applicant considers that it motion) and the rules governing assign
may be deduced that the authors of the ment, it is acting illegally. new Regulations intended by this new The defendant considers, however, that provision to put an end to former the procedure for filling a post may
deplorable practices. include various steps which are legally
separate, such as appointment, to which (d) On the of complaint based ground on the rule of distribution of posts on a
Article 7 of the Staff Regulations national basis is to apply, and assign
ment, to which, as is laid down by The that the Sec Article 7, this rule must apply. applicant maintains never
JUDGMENT OF 4.3.64 — CASE 15/63
(e) On the ground of complaint based on in making the application, but also in Annex III to the Staff Regulations the non-material damage arising from the application and both the material
The applicant considers that, in the ab and non-material damage suffered from Regula sence of any details in the Staff having to remain in his present grade. tions regarding the information to be The defendant contends that the mere
included in the notice of vacancy pro fact that the Parliament has recognized for in Article 4, reference must be the eligibility of Mr Lassalle for pro vided
made to Annex III, headed 'Competi motion does not mean that he has any
tions', under which notice of competi right to be promoted. The claim for
tions must specify, where applicable, damages is therefore unjustified. The 'the knowledge of languages required in expenses incurred by the applicant in view of the special nature of the posts to making the application are included in be filled'. The applicant deduces a con the costs of the case.
trario from this provision that knowledge of a particular language cannot be IV — Procedure required if, as in this case, the nature of the post does not necessitate such know The procedure followed the normal
ledge. course.
The defendant considers, however, that By Order of 26 March 1963 the First Annex III do not Chamber of the Court referred the case the
provisions of
apply to the notice of vacancy. The to the Court in accordance with Article matter in dispute is governed only by 95 (2) of the Rules of Procedure. the provisions of Article 27 of the Staff By an application lodged at the Registry Regulations. on 21 June 1963, the Staff Committee
of the European Parliament applied to
3. Damages intervene in the original case, in ac
cordance with Article 37 (EEC) and The applicant leaves it to the Court to Article 38 (EAEC) of the Protocols on determine the amount, if any, of the the Statute of the Court. damage suffered as a result of the il After both a written and an oral pro
legality of the contested decision. The cedure, the Court dismissed this applica
applicant considers that this damage tion as inadmissible by Order of 14 consists not only in the expenses incurred November 1963.
Grounds of judgment
On admissibility
The application was made in due form and within the prescribed time-limits.
No objection has been raised by the defendant against the admissibility of the application and no grounds exist for the Court to raise the matter of its
own motion.
The application is therefore admissible.
LASSALLE v PARLIAMENT
On the substance of the case
According to the applicant, the requirement of a perfect knowledge of
Italian contained in the notice of vacancy in dispute in the present applica
tion is simply a disguised method of reserving the vacant post for an Italian official and renders impossible a consideration of the comparative merits of all the officials eligible for the promotion in question, contrary to Article 45 of the Staff Regulations of officials of the ECSC, the EEC and the EAEC.
The defendant, whilst accepting that the purpose of the clause in question
was to impose a condition of nationality, maintains that this submission
does not fall within the ambit of the application, since the notice of vacancy is governed only by the provisions of Article 27.
This preliminary objection raised by the defendant must be dismissed.
Promotion, whilst constituting a process distinct from the notice of vacancy islegally connected to it, since the conditions of eligibility for the post contained in the notice are capable of determining which officials are
eligible for promotion.
The first question to be examined therefore is whether the notice of vacancy
may impose conditions of nationality.
If this were the case, the aims of Articles 7 and 27 of the Staff Regulations would be incapable of being realized.
These Articles are intended primarily to be in the interests of the service. This aim is expressed in Article 7 which obliges the appointing authority to consider solely the 'interests of the service without regard to nationality'.
This aim is confirmed by the first paragraph of Article 27, which is directed to securing for the institution the services of officials of the highest standard of ability, efficiency and integrity.
The final paragraph of Article 27 stipulates clearly that no posts shall be reserved for nationals of any specific Member State.
Furthermore, the promotion procedure must also have regard to the eligi
bility of officials for the career bracket in question, a principle which is demonstrated by the system of internal preference laid down by Article 29 of the Staff Regulations in order to fill vacant posts.
JUDGMENT OF 4.3.64 — CASE 15/63
Although Article 27 refers to recruitment on the broadest possible geographi
cal basis, the place which this reference occupies in the said Article and the wording used mean that it is a factor to be taken into consideration at a
later stage in order to secure the best possible geographical balance.
The interests of the service and regard for the eligibility of officials for the
career bracket in question would be compromised if the administration, in order to secure a geographical balance, could reserve a post for a specific nationality without such actions being justified on grounds connected with the proper functioning of the service.
However, it is not incompatible with these requirements that, where the qualifications of the various candidates are approximately equal, the
administration should allow nationality to play a decisive role when it is
necessary to maintain or to re-establish a geographical balance among its staff. Such a possibility is not incompatible with the prohibition in Article 7 (1) of the Staff Regulations.
This prohibition does not exclude the taking into account within the
conditions and limits fixed objectively by the Staff Regulations of the desire to safeguard the geographical balance required by the Community spirit.
In this case it is established that the purpose of the language condition in question was to reserve the post in question to a national of a specific
Member State, prior to any consideration of the merits of the officials eligible for promotion according to Article 45 of the Staff Regulations.
Thus, if the officials interested in this post were not of the nationality re
quired, they were automatically deprived of any opportunity of having their possible candidature considered.
In this case moreover it is not disputed that the limitation imposed by the
defendant on its powers of selection was not justified on the grounds of the proper functioning of the department responsible for the post in question.
Such a procedure contravenes the requirement that available posts should be filled by selecting officials of the highest standard of ability, efficiency and integrity.
The language condition in question therefore contravenes the provisions of Articles 7, 27 and 45 of the Staff Regulations.
LASSALLE v PARLIAMENT
The notice of vacancy containing this clause must therefore be annulled.
On the request for compensation
The applicant maintains that he has suffered non-material damage as a
result of the application and both material and non-material damage from
having to remain in his present grade.
However, he cannot have suffered any damage from the application which he has made, in which his main claim is upheld.
Neither has the applicant any right to compensation for the fact of having to
remain in his present grade.
In fact, even if the contested notice of vacancy had made it possible for the applicant's candidature for the post in question to be considered, it would still not have been possible to specify a priori, even before the procedure laid down in Article 45 had been followed, the official to be selected.
Therefore, the conclusions of the applicant concerning the award of damages must be dismissed.
Costs
The applicant has been successful in his main request for annulment of the
measure in dispute.
Under the terms of Article 69 (2) of the Rules of Procedure the defendant must be ordered to pay the costs.
On those grounds,
Upon reading the pleadings; Upon hearing the report of the Judge-Rapporteur;
Upon hearing the parties; Upon hearing the opinion of the Advocate-Gnral;
Having regard to the Protocols on the Statutes of the Court of Justice
annexed Treaties establishing the European Coal and Steel Com to the
munity, the European Economic Community and the European Atomic
Energy Community; Having regard to Articles 7, 27, 29, 32, 45 and 91 of the Staff Regulations of officials of the European Coal and Steel Community, the European Economic
Community and the European Atomic Energy Community;
JUDGMENT OF 4.3.64 — CASE 15/63
Having regard to the Rules of Procedure of the Court of Justice of the
European Communities;
THE COURT
hereby:
1. Annuls the decision of the Secretariat of the European
Parliament of 1 February 1963 headed 'Notice of Vacancy No 44 at the Directorate-General of the Parliamentary Documentation and Information Division';
2. Dismisses the applicant's request for the award of damages;
3. Orders the European Parliament to pay the costs.
Donner Hammes Trabucchi Delvaux Rossi Lecourt Strauß
Delivered in open court in Luxembourg on 4 March 1964.
A. Van Houtte A. M. Donner Registrar President
OPINION OF MR ADVOCATE-GENERAL LAGRANGE 1 DELIVERED ON 16 DECEMBER 1963
Mr President, This difficult and serious problem is in Members of the Court, fact that which all international organizations necessarily meet in the
The reference to the full Court made by preparation and application of the rules
the First Chamber and the suspension of governing relations with their staff and the implementation of the contested which lies in the contradiction between
decision and of the consequences follow two quite laudable objects: first, to
ing from it, made with the agreement of ensure a fair balance within the inter
the defendant, show the importance of national body between the nationals of before im the the application you, an various countries which are mem
portance which had been already shown bers of that body or which have estab
by the attempted intervention of the lished it, so that its administration should Staff Committee which you were unable not seem to be the prerogative of one or
to allow on purely legal grounds. some of those countries, to ensure that
1 — Translated from the French.