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Súdny dvor Európskej únie·Rozsudok·5.12.1963

C-23/63

ECLI:EU:C:1963:52

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Súdny dvor Európskej únie
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61963CJ0023

JUDGMENT OF THE COURT 5 DECEMBER 1963

Société Anonyme Usines Émile Henrit, Société Anonyme Métallurgique d'Espéance-Longdoz and Compagnie des Forges

de Châtillon, Commentry et Neuves-Maisons, Société Anonyme Community2 v High Authority of the European Coal and Steel

Joined Cases 23, 24 and 52/63

Summary

1. Measures adopted by institutions of the Community — Decisions of the High Authority — Constituent elements

(ECSC Treaty, Article 14)

2. Costs — No formal application — Consequences

(Rules of Procedure, Article 69 (2))

1. (a) A measure which satisfies the latter gives its final ruling in a form fundamental conditions underlying which enables the measure in ques­

the concept of a decision within the tion to be identified as a decision.

meaning of the Treaty retains the Any measure, therefore, which, in

character of a decision even though particular, does not appear to have it fails in­ been debated to comply with some and adopted by the essential requirement of form laid High Authority and which is not down by the High Authority for the authenticated by the signature of one

identification of its decisions. of its members, cannot be regarded

(b) The decision must appear as a as a decision.

by High 2. In any formal appli­ measure adopted the the absence of

Authority, acting as a body, intended cation for the unsuccessful party to

to produce legal effects, constituting be ordered to pay the costs, the

the culmination of procedure within latter cannot be made to pay the

the High Authority, whereby the costs incurred by the successful party.

In Joined Cases

23/63

SOCIÉTÉ ANONYME USINES ÉMILE HENRICOT , COURT-SAINT-ÉTIENNE (Belgium), represented by its Board of Directors, assisted by G. Van Hecke, advocate of the Cour d'Appel, Brussels, and Professor at the University of Louvain, with an address for service in Luxembourg at the chambers of Andre Elvinger, Grand'

advocate, 84 Rue,

1 — Language of the Case: French. 2 — CMLR.

JUDGMENT OF 5. 12. 1963 — JOINED CASES 23, 24 AND 52/63

24/63

SOCIÉTÉ ANONYME MÉTALLURGIQUE D'ESPÉRANCE-LONGDOZ , Liège (Belgium), representedby its general manager and its secretary-general, assisted by J. Mertens de Wilmars, advocate at the Antwerp Bar, with an address for service in Luxembourg at the chambers of E. Arendt, advocate, 6 rue Willy-Goergen,

52/63

COMPAGNIE DES FORGES DE CHÂTILLON, COMMENTRY ET NEUVES-MAISONS, SOCIÉTÉ ANONYME , (France), represented by its vice-chairman and Paris general manager, by Jean-Pierre Aron, advocate at the Cour d'Appel assisted

of Paris, with an address for service in Luxembourg at the offices of the

Chambre Syndicale de la Sidérurgie Française. 49 Boulevard Joseph-II,

applicants,

V

HIGH AUTHORITY OF T HE EUROPEAN COAL AND STEEL COMMUNITY, I,

represented by its Legal Advisers, Professor Giulio Pasetti-Bombardella and Doctor Italo Telchini, acting as Agents, with an address for service in Luxem­ bourg at its offices at 2, Place de Metz, defendant,

In the matter (at the present stage of the proceedings) of the admissibility of the applications made by the above-named companies respectively, as folows:

(a) Application for annulment of the individual decisions addressed to them by the High Authority contained in letters of 5 and 8 April 1963 and relating to the basis of assessment of the applicants'

contributions to the equalization

scheme for imported ferrous scrap and the fixing of the sums payable in conseaqence (Cases 23. 24 and 52/63);

(b) Application for annulment 'so far as is Decision No 7/63 of necessary'

of

the High Authority of 3 April 1963 (Case 23/63);

(c) Subsidiary application for damages based on a wrongful act or omission by the Community (Cases 23, 24 and 52/63);

(d) Further subsidiary application for the appointment of one or more experts to be charged with the task of submitting to the Court a report to determine in

particular the damage suffered (Case 24/63);

USINES HENRICOT v HIGH AUTHORITY

THE COURT

composed of: A. M. Donner, President, Ch. L. Hammes and A. Trabucchi (Presidents of Chambers), L. Delvaux, R. Rossi, R. Lecourt (Rapporteur), and W. Strauß, Judges,

Advocate-General: K. Roemer Registrar: A. Van Houtte

gives the following

JUDGMENT

Issues of fact and of law

I — Facts High Authority, we then made pro­

portionate calculations for exempting On the basis of certain facts in the dis­ that portion of the bought scrap which

from corresponded to the amount of crude putes, differing case to case, and

after dealings with the relevant steel production intended for moulding. various

departments High The same procedure has been applied of the Authority, letters were sent to the applicant under­ without discrimination to producers

within the Community of liquid takings by the High Authority (dated 5 and 8 April in Case 23/63 and 8 April steel castings in the form of both

in Cases 24 mouldings and ingots. and 52/63) fixing at a

certain tonnage the basis of their assess­ Taking into account this exemption, the ments to contributions to the equaliza­ basis of your assessment to contribu­

tion scheme for imported ferrous scrap tions is .. . .

The statement, divided into accounting and indicating by reference to revised

fixed Decision periods, appears in the schedule rates of contribution by No. 7/63, the payments required to be hereto.

High 31 However, the above-mentioned basis of made to the Authority 'by the assessment remains provisional May at the latest'. The letter 5 April pending the results of a survey of your sent on 1963 to S.A. Usines Émile Henricot (Case affairs commissioned from the Société Basel.' Anonyme Fiduciaire Suisse of 23/63) reads as follows: 'A statement of account your The letters sent on 8 April 1963 are reflecting present position with regard to the identical, save for the paragraph con­

schemes referred to in the margin will taining the statement of account. They be sent to you shordy. We should like read as follows: 'Decision No 7/63 High Author­ to make the following observations on of the

the matter. ity, published in the Official Journal of In preparing this statement we took the European Communities of 6 April as the basis the tonnages of bought 1963, fixes the revised contribution rates scrap as notified by you to us in your for the equalization of imported ferrous letter of 31 January 1963. scrap and scrap treated as such on the

In accordance with the decisions of the basis of Decisions Nos 22/54, 14/55,

JUDGMENT OF 5. 12. 1963 — JOINED CASES 23, 24 AND 52/63

26/55, 3/56, 2/57 and 16/58 for the tions under Article 91 of the Rules of

period April 1954 to March 1959 Procedure. inclusive. In accordance with this Decision and

subject to the reservations set out II — Conclusions of the

therein, a complete statement of account parties as to the admis­

taking into consideration all the debits sibility of the applica­

and credits, inclusive of principal and tions

interest, of your undertaking has been compiled and is enclosedherewith. The In Case 23 and 24/63, the High Author­ statement is in two parts. The first ity contends, in accordance with Article complies with Decisions Nos 22/54, 91 of the Rules Procedure, that the of

14/55, 26/55, 3/56 and 2/57 (admini­ Court should declare, without going into stration of the Imported Ferrous Scrap the substance of these cases, that the

Equalization Fund — referred to for the applications for annulment made by the sake of brevity by the initials of the applicant companies on 8 and 20 May French is 1963 are inadmissible and should title, that to say, C.P.F.I.) while the second is based on Decision therefore declare inadmissible the appli­

No 16/58 (administration of the cations for damages made by the same fund). An companies in that they are dependent Luxembourg explanatory note is attached. upon or subordinate to the primary applications, and in any event on the The purpose of the statement is to

adjust the state of account as ground of the lack of any legal interest your at the present time. closely as possible to the final position.

Subsequent neverthe­ In Case 52 /63 the High Authority con­ amendments may less be made once certain tends that the Court should declare the outstanding difficulties have been settled. requests made in the application of 10

May 1963 inadmissible 'so far as both On the basis of thisstatement, drawn con­ the principal and the subsidiary up as at 31 May 1963, the account for concerned.'

clusions are your undertaking is made up as The applicant in Case 23/63, replying follows: ... In accordance with the reserv­ to the objection, contends, whilst terms of Article 6 of Decision No 7/63, you are requested to pay the sum of ing its position, that the Court should: to the account of the High Author­ fact ...

'1. Place on record the that the ity at one of the banks listed in the applicant leaves it to the Court to above Article by 31 May 1963 at the latest.' decide whether the letter of 5 April 1963 is a decision within the mean­

These letters, sent by registered post Article 33 of the Treaty; ing of with form of acknowledgement of

receipt, were accompanied by an 2. Order the defendant to pay the explanatory note and bore a reference costs.'

'to be quoted when making payment'. Application for annulment of the letters, The applicant in Case 24/63 contends

together with subsidiary conclusions, that the Court should:

were lodged by the applicant under­ Place on record the tact that the appli­

takings. cant leaves it to the Court to decide:

On 20 June 1963 tne High Authority 1. whether the objection of inadmis­

raised a objection of in­ should be decided separately or preliminary sibility admissibility to the application for together with the substance of the

annulment and the subsidiary applica- application;

USINES HENRICOT V HIGH AUTHORITY

2. On the merits of the objection; an order comprising an obligation with Place on record the High Authority'­ s the implied possibility of sanctions.

statement that it will take no enforce­ They were not capable of being made able decision until it has examined the by the national authorities the subject applicant's observations and that it will of an order for enforcement specified

give reasons for its decision on this in Article 92 of the Treaty. point; The explanatory note accompanying In any event, order the High Authority them is evidence that the request for to pay the costs.'

payment is only provisional, and con­

The applicant in Case 52/63 contends tains a request for comments. Accord­

that the Court should: ingly they do not constitute the 'final word'

'Dismiss of the administration after all the argument of inadmissibility founded on the fact that the application recourse under the internal procedure

comprises two claims which differ as to has been exhausted. The majority of

cause and subject matter: undertakings did not regard them as

Place on record the High Authority's decisions.

assurance that it the The applicants reply that they have will re-examine

dispute in the light of the applicant's taken note of the by statements made

the High Authority and leave it for the observations; Place on record the applicant's willing­ Court to decide whether the contested

ness under the above conditions to leave measure constitutes a decision or not.

it to the Court to decide whether the They draw attention, however, to the document in dispute constitutes a de­ factors which in their opinion could

cision or not; cause the disputed letters to be regarded If the Court rules that it does not, and asdecisions, in particular the peremptory nature of the letters, the accordingly that the application as a specifying of is High a definite date for payment and the whole inadmissible, order the substantive content of the Authority to pay the costs in accordance explanatory with the provisions of the second sub­ note. In support of their argument they paragraph of Article 69 of the Rules cite the judgment of the Court in Case (3) of Procedure.' 14/59.

2. Decision No 7/63

III Arguments of the The High Authority —

stresses that the parties application made in Case 23/63 for the annulment 'so far as is necessary'

of On the application for annulment Decision No 7/63 constitutes an ob­

jection of illegality couched in such 1. The letters in dispute vague it fails to comply with terms that

The High Authority states that the con­ the requirements of Article 38 (1) of tested letters do not a de­ the Rules of Procedure and should constitute

cision on the ground that they do not therefore be declared inadmissible. The

comply with the formal requirements of objection of illegality should share the

Decision No 22/60 of 7 September same fate as the main application for 1960. They were not notified to the annulment.

applicants in accordance with the pro­ The second paragraph of Article 33 of

cedure set out in that Decision, con­ the Treaty requires an applicant in pro­

tained no more than a simple state­ ceedings against a general decision to

ment of account formally made subject allege a misuse of powers affecting him, to the checks to be carried out, and which has not been done in this in­ 'request' were merely a to pay and not stance.

JUDGMENT OF 5. 12. 1963 — JOINED CASES 23, 24 AND 52/63

On the subsidiary applications for that the defendant's arguments are ex­

damages and for the appointment of pressly contradicted by the case-law of experts the Court (Judgment in Fives Lille Cail, Rec. 1961, p. 590). In Cases 23 and 24/63 the High Authority alleges that at the present Costs stage in the proceedings the subsidiary applications ought to meet the same It should be emphasized that the three

fate as the main application in accord­ applicants have requested that the

ance with the maxim that an ancillary second subparagraph of Article 69 (3) be claim is dependant upon the principal applied, and that the High Authority be ordered to pay the costs. claim.

since the preliminary objection of in­ The High Authority asks that this re­

admissibility made against the main ap­ quest be dismissed. plication prevents any discussion of the substance of the case, the possibility of discussing whether the subsidiary ap­ IV — Procedure plication is well founded or not is ex­

cluded, and deprives of any real sub­ The written procedure relating to the

stance the legal interest, which the preliminary objection of inadmissibility applicant claims would be harmed if followed the normal course. the contested measures are lawful. Cases 23, 24 and 52/63 were joined

On the other hand, in Case 52/63 the for the purposes of the oral procedure

High Authority alleges that in national and of the judgment on the objections

legal systems, the submission in a single of inadmissibility. action of two claims in which the A question was put by the Court on 'petitum' 'causa 30 September 1963 to the High Author­ petendi'

and the are

different, and even contradictory, would ity and the latter replied on 10 October. make the entire action or at the very The oral procedure took place on 10

least the subsidiary claim, inadmissible. October 1963. The applicant in Case 24/63 admits On 16 October 1963 Mr Advocate-

that the application for annulment and General K. Roemer gave his opinion

the application for damages are inter­ to the effect that the applications were

dependent. inadmissible and the High Authority The applicant in Case 52/63 replies should be ordered to pay the costs.

Grounds of judgment

It is established that on 5 and 8 April 1963 the relevant departments of the

High Authority sent registered letters with forms of acknowledgement of

receipt to the undertakings S.A. Usines Émile Henricot, S.A. Métallurgique d'Espérance-Longdoz and Compagnie des Forges de Châtillon, Commentry et Neuves-Maisons. The letters stated that the said undertakings were requested to make by 31 May 1963 at the latest, certain payments by way of contribution to the imported ferrous scrap equalization scheme.

Fearing that the content of these letters would be regarded as a decision within the meaning of the ECSC Treaty, the recipient undertakings made an appli­

cation for annulment of the alleged decision with a subsidiary claim for damages against the High Authority.

USINES HENRICOT V HIGH AUTHORITY

S.A. Usines Émile Henricot made a further application for the annulment 'so far as is necessary'

of Decision No 7/63 of 3 April 1963 of the High Authority.

As a subsidiary point of minor importance, S.A. Métallurgique d'Espérance- Longdoz requested the Court to appoint one or more experts to report on

various questions specified by the company.

The High Authority has submitted that these applications are inadmissible.

On the admissibility of the applications for annulment

In support of these objections on the ground of inadmissibility the High

Authority points out that the letters of 5 and 8 April 1963 do not constitute a decision and cannot therefore be made the subject of an application. The applicant undertakings have left this matter to the discretion of the Court.

It is appropriate to inquire whether the letters constitute a decision within the

meaning of Article 14 of the Treaty. According to the provisions of this

Article, the High Authority 'shall decisions which 'shall be binding take'

.. . .

in their entirety'.

The High Authority in its Decision No 22/60 has considered it necessary to establish 'as a matter of obligation'

the form of these decisions and has laid down the conditions with which it undertakes to make such measures comply.

In 'communication' (Official Journal of the European Commu­ a subsequent

nities, pp. 1250/60), the High Authority has prescribed that if these formalities are not carried out, then the parties concerned may 'infer that the measures in question do not entail any legal obligations'.

Although it is desirable to ensure observance of the requirements prescribed in the appropriate by the High Authority, which enable governments, manner

institutions and to identify decisions from their actual form, it undertakings

does not follow that a measure should not be considered a decision, merely because it fails to comply with some inessential requirement of form if the fundamental conditions underlying the concept of a decision within the mean­

ing of the Treaty are otherwise satisfied.

According to Article 14, decisions shall be taken by the High Authority, that is to say by its members sitting as a body. As such decisions are 'binding in however, they must show that they are intended to have legal entirety'

their

effects upon those to whom they are addressed.

JUDGMENT OF 5. 12. 1963 — JOINED CASES 23, 24 AND 52/63

It follows from the natural meaning of the word that a decision marks the culmination of procedure within the High Authority, and is thus the definitive expression of its intentions.

Finally, it is necessary for the legal protection of all those affected that they should be able to identify by its very form a decision which involves such serious legal consequences, in particular a compulsory time-limit for exercising the right of instituting proceedings against it. In particular, for a measure to amount todecision, those to whom it is addressed must be enabled to a

recognize clearly that they are dealing with such a measure.

It follows therefore from all these considerations that a decision must appear as a measure taken by the High Authority, acting as a body, intended to produce legal effects and constituting the culmination of procedure within the High Authority, whereby the High Authority gives its final ruling in a form from which its nature can be identified.

Any measure, therefore, which, in particular, does not appear to have been debated and adopted by the High Authority and authenticated by the signature of one of its members, cannot be regarded as a decision.

In the present case, in spite of the apparently peremptory nature of the letters in dispute, they cannot be considered as decisions within the meaning of the Treaty. In fact, there is nothing to indicate that the High Authority, sitting as a body, had discussed and resolved upon them. The applicants were merely 'requested' to make payment, and, according to the 'explanatory notes'

enclosed with the contested letters, to submit any observations they might

have. Consequently the applications are inadmissible.

The application made by S.A. Usines Émile Henricot for the annulment 'so far as is necessary'

of Decision No 7/63 of 3 April 1963 must be treated in the same way as the principal application, and also be declared inadmissible.

On the inadmissibility of the applications for damages

The applicant companies submitted in their applications subsidiary claims for damages on the grounds of an alleged wrongful act or omission on the part of the High Authority. The S.A. Métallurgique d'Éspérance-Longdoz also sub­

mitted a subsidiary application for experts to be appointed whose main task would be to assess the damage it had suffered. However, the inadmissibility of

the main applications for annulment on the ground that there has been no

decision on the part of the High Authority rules out any consideration of the

subsidiary claims and thus results in the inadmissibility of the applications for damages.

USINES HENRICOT V HIGH AUTHORITY

Costs

Under Article 69 (2) of the Rules of Procedure the unsuccessful party shall be ordered to pay the costs if they have been asked for in the conclusions of the successful party. Since the defendant has not made any formal submissions on this matter, the applicants cannot be ordered to pay the costs incurred by the defendant, notwithstanding that they have failed in their applications. The defendant must therefore bear its own costs.

Under Article 69 (3) of the Rules of Procedure moreover, it is open to the Court to order even a successful party to pay in whole or in part the costs incurred by the opposite party. The peremptory tone of the letters involved in the present proceedings, accentuated by the mode of despatch, and the setting of a time-limit for payment, were capable in themselves of creating uncertainty

in the applicants'

minds about the nature of the said letters. The High

Authority, having by its own conduct induced the applicants to institute pro­

ceedings in order to safeguard their rights, must bear the greater part of the

costs. It is appropriate that the High Authority should bear three-quarters of the costs of the applicants.

On those grounds,

Upon reading the pleadings; Upon hearing the report of the Judge-Rapporteur; Upon hearing the parties; Upon hearing the opinion of the Advocate-General;

Having regard to the Treaty establishing the European Coal and Steel Community, especially Articles 14 and 33; Having regard to the Protocol on the Statute of the Court of Justice of the European Coal and Steel Community;

Having regard to the Rules of Procedure of the Court of Justice of the European Communities and especially Articles 69 and 91;

THE COURT

her by:

I. Rules that the applications submitted by the Société anonyme Usines Émile Henricot (Case 23/63), the Société anonyme Métallurgique d'Espérance-Longdoz (Case 24/63) and the Compagnie des Forges de Chatillon, Commentry et Neuves-Maisons société anonyme (Case

52/63) are inadmissible;

OPINION OF MR ROEMER — JOINED CASES 23, 24 AND 52/63

2. Orders the High Authority of the European Coal and Steel Commu­

nity to bear its own costs and three-quarters of the costs of the

applicants, and the applicants to bear one-quarter of their own costs

Dormer Hammes Trabucchi

Delvaux Rossi Lecourt Strauß

Delivered in open court in Luxembourg on 5 December 1963.

A. Van Houtte R. Lecourt

Registrar President

OPINION OF MR ADVOCATE — GENERAL ROEMER 1 DELIVERED ON 16 OCTOBER 1963

Mr President, On various grounds, with which we need Members of the Court, not concern ourselves at this stage of

the proceedings, the undertakings con­

Since the oral proceedings in Cases 23, sider the statements of account to be 24, 28 and 52/63 were for practical incorrect. They have, therefore, lodged purposes dealt with in a single hearing, applications with the principal aim of

perhaps I may be allowed to present my having these statements annulled. opinion relating to these cases in a The High Authority has not yet ex­

single statement. I think this is also pressed its view as to whether the ob­

justified in view of the fact that the jections are well founded, but — as in principal legal point involved, that of Cases 53 and 54/63 —

contends that the

admissibility, is identical in all four applications are inadmissible on the

cases. The subsidiary conclusions, which ground that the letters are not in the were set out in different form in each nature of decisions. In the present cases, case along with the main conclusions, too,therefore, the Court will have to will of course receive the appropriate concern itself principally with the ques­

individual treatment. tion whether the letters of 8 April 1963 As in Cases 53 and 54/63 the applicant can be regarded as decisions on which

undertakings received letters dated 8 an application to the Court can be April 1963 from the High Authority, based. in which the Directorate-General for 1. The applicants are unanimous in

Steel, Marketing Division, calculated in leaving this question for the Court to

connection with the liquidation of the determine as it sees fit. In particular

equalization scheme for ferrous scrap they submit no arguments with regard

the credits and debits of the undertak­ to resolving this problem which would ings in relation to the equalization lead to any other result than that in scheme on the basis of Decision No Cases 53 and 54/63. 7/63 and requested them to remit cer­ Consequently, I may be permitted to tain sums of money to the High Authority refrain from repeating my deductions by 31 May 1963 at the latest. and content myself with recalling the

1 — Translated from the German.

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