C-5/68
ECLI:EU:C:1968:42
- Súd
- Súdny dvor Európskej únie
- IČS
- 61968CJ0005
- Zdroj
- eur-lex.europa.eu ↗
JUDGMENTOF THE COURT 11 JULY 1968 1
Claude Moïse Sayag and Another vJean-Pierre Leduc and Others 2 (Reference fora preliminaryruling by the Belgian CourdeCassation)
Case 5/68
Summary
1. Official of the EAEC— Privilegesand immunities —Immunity fromlegal proceedings — Object (Protocol onthe Privilegesand Immunities of theEuropean Communities, Article 12(a))
2. Official of the EAEC— Privilegesand immunities —Immunity from legal proceedings — Extent — Driving of amotor vehicle (Protocol on the Privileges and Immunitiesof theEuropean Communities, Article 12(a))
1. Theimmunity fromlegal proceedings entitled to the immunity in the per referred to in Article12(a) of theProtocol formance of the tasks of the institution on thePrivileges and Immunitiesof the to which he belongs; in thisresepct there European Communities (Article11(a) of is nonecessity to distinguish between the the Protocol on thePrivileges andIm actual exercise of normal duties or those munities of theEAEC) is intended to prescribed under the Staff Regulations ensure that theofficial activityof the and an actperformedon the occasion of Community andof itsservants is the exercise of those duties if the position shielded from examination inthe lightof is that theact in question serves directly any criteria basedon the domesticlawof for the accomplishment of a Community Member States so that theCommunity task. mayaccomplish its taskincomplete (b) Driving a motorvehicle cannot be independence. covered by immunityfromlegal pro ceedings save in the exceptional cases in 2. (a) The immunity from legal proceedings which thisactivity cannot be carried out only covers acts which, by their nature, otherwise than under the authority of the represent aparticipation of the person Community and by its own servants.
In Case5/68
Reference to theCourt under Article150 of the Treatyestablishing the European AtomicEnergy Communityby theBelgian Courde Cassation (Second Chamber) fora preliminary rulingin the actionpending before that court between
1 — Languageof theCase:French. 2 — CMLR.
JUDGMENT OF 11.7. 1968— CASE 5/68
Claude Moïse SAYAG and S. A. Zurich
and
Jean-Pierre Leduc, Denise Leduc(néeThonnon, the wife of Jean-Pierre LEDUC) andS.A. La Concorde
on the interpretationof Article 11(a) of theProtocol on the Privileges and Im munitiesannexed to the Treatyestablishing theEuropean Atomic Energy Com munity (Article12 (a)of the Protocol annexedtothe Treaty establishing a Single Council and aSingle Commission ofthe European Communities),
THE COURT
composed of:R. Lecourt,President, A. M.Donner,President ofChamber, A.Trabucchi,J. Mertensde Wilmars and P. Pescatore(Rapporteur), Judges,
Advocate-General: J. Gand
Registrar:A.Van Houtte
gives the following
JUDGMENT
Issues of fact and of law
I— Facts and procedure legal proceedings'and that 'the fact that MrSayag, an official ofthe Commission, The facts and proceduremay besumma was driving amotor vehicle does not rized asfollows: constitute an act performed in his official Mr Claude Moïse Sayag,an engineerin capacity within the meaning of Article charge of certainworks at the Commission 11(a)of the Protocol on the Priv oftheEAEC, was sentenced on30 March ileges and Immunitiesannexed to the Treaty 1966 bythe Tribunal Correctionnel, Brus establishing Euratom. In thisrespect he sels, to various penalties for havingon25 does not, in the opinion of the Commission, November1963 at Herselt, in Belgium, benefit from immunity from legal pro caused a road accident with his privatecar, ceedings... in which MrJean-Pierre Leducwas injured. The case then went to the Cour d'Appel, TheTribunal Correctionnel, Brussels, re Brussels, which in its judgment of 21 De jected Mr Sayag's plea of inadmissibility cember 1966, with particular reference to based on his alleged immunity from legal theimmunity from legal proceedings proceedings; the court based the reasons claimed by Mr Sayag, held as follows: for its decisionin particularon two letters 'The accused maintains that the logical fromthe Commission of the EAEC in interpretation ofthe words "acts per whichthe Commission pointedout that formed.. . in an official capacity" is that an 'the relevant departments ofthe Com official of Euratom carries out an act in his mission consider that it is not appropriate officialcapacity every time "he is acting in in this casetoinvoke immunityfrom the performance ofhis duties".
SAYAG v LEDUC
This interpretation isonly justified ifthe act oral arguments deliveredmay be summar carried outin theperformance of dutiesis izedas follows: specified in greater detail and if thereis (1)Theappellant inthe main actionMr therebyunderstoodany actwhich byits Sayagpoints out thatit follows fromArti nature arises fromthe duties, that is tosay, cles11 and 17 of the Protocol on the Pri any actcarried out in the actualperform vilegesand Immunities of theEAEC that ance ofduties.' immunity from legal proceedings is justified On appealagainst this decision, the Belgian essentiallyby the necessityof not hampering Cour de Cassation(Second Chamber)on servantsof the Community in accomplish 12February 1968asked the Court, inappli ing theirtasks; itis intended to enablethem cation ofArticle 150 of theTreaty establish toperform their dutiesunder the most ing the EuropeanAtomicEnergy Commun favourableconditionsand ceases when the ity, to rule on theinterpretation to be given officialmay, without prejudicing his tasks, to Article 11(a) ofthe Protocol onthe beconsidered as a private individual. Privileges andImmunities annexedto the Immunityfrom legal proceedingsdoes not Treaty establishing theEAEC—now Article cover traffic offences committed by an offi 12(a) ofthe Protocol annexedto the Treaty cialoutside the performance of his duties. establishing aSingle Council and aSingle Ontheother hand, an official iscovered by Commission oftheEuropean Communities thatimmunitywhere the infringement was —and, moreparticularly, to state 'whether committedwhen he was acting inan official the immunity fromlegal proceedingspro capacity,even whiledriving his private car. vided forby thisprovision is applicable to Therestrictiveinterpretation upheld by the officials andservants of the Community judgment of the Cour d'Appel, Brussels, when theacts giving rise tolegal proceed cannotbe maintained. So that the immunity ings were carried out by themduring the fromlegal proceedings may take effect, it is performanceof their duties andhave some notnecessary for the act inquestion to be relationship withtheirvocational activities inherentin the dutiesperformed by the or whether theimmunity only coversacts servantwithin theinternational organiza constituting the actual performanceof their tion it is sufficient for there tobe a relation
; normal dutiesof thoseprescribed under the shipbetween the act andthe official activ Staff Regulations'. ities. Therequest of theBelgian Cour deCassa Anoffencecommitted by an official while tion wasreceived atthe Court Registryon makinghis way to the place wherethe mis 23 February 1968. sionentrustedto him must be carried out In accordancewith Article 21 of the Statute and whileusing the method of transport of the Courtannexed to the Treatyestab requiredof him byhis travel order takes on lishingthe EAEC,observations weresub thecharacter of anact performed in the mittedwithin theprescribed time-limit by exercise of hisduties.
In this case, in fact, Mr Sayag,one of theappellants in the main thereis aparticularly close relationship action,by therespondentsin the main betweenthe journey—and therefore the action, by the Government of theKingdom offencecommitted during that journey— ofBelgium and by the Commissionof the andthe mission with which the servant is European Communities. entrusted,thejourney beingnecessary to The sameparties inthe mainaction andthe the performanceof the mission. Commission presented oral argument atthe Inthis case, Mr Sayag drove to Mol in his hearingin opencourt on29May 1968. privatecar in order to carry out the task The Advocate-General deliveredhis opin mentioned inhis travel order which pro ion at thehearing on11 June 1968. videdfor his using his own car.
It follows fromthese facts that the journey during which theoffence was committed was in II — Observations submitted to the separablefromthe performance of the Court missionentrusted to him and constituted an actcarriedout in the performance of his Thewritten observationssubmitted andthe duties,andtherefore in hisofficial capacity.
JUDGMENTOF 11.7. 1968 — CASE5/68
This fact aloneenabled Mr Sayagto take consider that the Protocol on the Privileges advantageof the immunity from legal pro andImmunities of the EAEC must be inter ceedings provided forin Article 11(a) ofthe preted asmeaning that the immunity pro Protocol.To require for the applicationof videdfor in that instrument in favour of this provisionthat the offencecommitted officialsand servants of the Community shouldconstitute the actual performanceof onlycovers acts constituting the actual per Mr Sayag'sduties asan engineer would be formance of their normal or legally pre tantamount to addingto thewording ofthe scribedduties,and not merely acts carried Protocol acondition whichdoes not appear out by them during the performance of therein andwhich iscontrary toaccepted those duties. legal theory asto the extentof immunity fromlegal proceedings. (3) TheGovernment of theKingdom of Bel Finally, Mr Sayagis ofthe opinion that the gium points out that the Belgian position immunity providedfor in Article 11(a) of with regardto immunity is based upon the the Protocol onthe Privileges and Immun
principle that any exception mustbe inter ities of the EAEC isapplicable to officials preted restrictively; as immunity from legal andservants ofthe Community whenacts proceedings constitutes aderogation from giving rise tolegal proceedings werecarried ordinary law,it must be given a strict inter out bythem in the performance oftheir pretation. duties andhave a relationshipto their offi TheGovernment maintains that the words cial activities. 'acts performed by them in their official (2) The respondentsin the main actionmain capacity' are clearly muchmore restrictive tain that theimmunity in favourof officials than theexpression 'during their official of Euratom provided for in Article 11(a)of activities'.
Therefore, it is clear that the the Protocolisestablished essentially in the driving of a motor vehicle can only con interest oftheduty, that isto say, in the stitute official activities in respect of a per interestof the organization itself,and that son employed as a driver. each institution ofthe Community is The Governmentof the Kingdom of Bel requiredtowaive the immunityaccordedto gium refers, further, to the overriding an officialor other servant wherever itcon practical necessity ofensuring the observ siders that the waiver of such immunity is ance of traffic regulations and of avoiding not contrary tothe interests of the Com the abusesto which immunity from legal munity. proceedings might lead in this sphere. That the basis ofthe immunityof servants of Finally, it is of the opinion that neither the international organizations isthatof 'duty' letter nor the spirit of the provision which is is now nolonger the subjectof debate the subject matter of the reference for a either in legalwriting orin case-law. To preliminary ruling enables the alleged im recognize this basis amountsat the same munity to be recognized in this case. time to delimiting the scope of the immun ity : foran actto be considered an official act (4) TheCommission of the European Com it mustrelate to the official's sphere of munities, after retracing the evolutionof duties. the principles governing the grant of As immunity exists only inthe exclusive privileges and immunities to international interestof theCommunity, with thesole officials, maintains that at the present time purpose of protecting the dutyto be per exemptions from national law granted formed,and as it coversonly acts per to international officials, proceed from formed byan officialin his official capacity, a purely functionalconception ofprivi itcan onlyrelate to anact which byits leges and immunities.
Such exemptions nature arisesout ofthatduty, that is tosay, are granted exclusively in the interestsof the anact peculiar tothe dutyasdefined by the organization. Immunity of international Community, to theexclusion of anact officials fromlegal proceedings is distin carried outduring the performance of the guished from that of diplomatic agents by duty but whichdoes notform part thereof. the fact that it constitutes neither an abso Finally,the respondents in themain action luteprivilege covering private activities nor
SAYAGv LEDUC
apersonal privilege. such a nature as toremove from thejuris The systemof privilegesand immunities diction ofnational courtsan official who, in provided bythe Treatiesestablishing the a sphere linkedto the application of the Communities isvery clearlyinspired from Treaty or thefunctioning of the institutions, the generaltendency towards restriction carries outan actrelated to the specific sinceit putsin theforeground theinterests, duties conferred upon him by the institution not ofthe official, but of theCommunity. to which he belongs.
As immunity from With regardto the presentcase the Com legal proceedings isinstituted in theinterests mission states in particular: of the Community,its existence is determ (a) As faras concerns the determination of ined by thenature of the act rather than by the categories of servants who may claim the position of the official, even in the immunities, theCouncil, inpursuance of exerciseof his duties.It has essentially for Article15 of the Protocol,by Regulation its objectthe shielding from inopportune No 8/63 oftheEAEC andNo 127/63 ofthe national measuresof acts by which the EECof 3 December1963 (OfficialJournal Community reveals itself or expresses itself. 6/181of 11 December1963), drew up the In orderthat there may be material for list ofofficialsbenefitingfrom such immun immunityfrom legal action there must be ity andcommunicated the listto the Mem present anact, a writing or an oral state berStates.Mr Sayag was on the list ment, which isthe actof the Community communicated tothe Belgian Government itself. Officials and other servantsare only at thetime when the accident in question protected to the extent to which the Com took place. munity has expressed itself throughthem (b) As regards thequestionwho is entitled and to whichthey have carried out acts to the right or, moregenerally, who may deriving directly from the powers and claim immunity,the judgment delivered by means of action of the Community.
Clearly the Court in Case 6/60(Humblet)ruled that offences againstroad traffic regulations, the Protocol createsa subjective right for committed by officials driving their private the benefitof officials of the Communities. cars, do not comewithin this category of (c) Asregards the questionwho isempow acts, even if the journey wascarried out ered to describe theact as officially per during hours of duty in order to travel from formedor not, theCommission takes the one placeof work to another. view thatit is forit, subject to reviewby the (e) The use of a private means of transport Court, to state, inthe firstplace, whether the is not one of the specificduties of an official conditions forthe applicationofimmunity charged with taking part in a meeting or from legalproceedings are met,in other carrying out a task outside his personal words whether the actfor which theofficial place of work. is prosecuted was accomplished oreffected When anofficial uses his private car,he is in his official capacity. acting forreasons of convenience which are When theanswer tothatquestion is in the foreign tothe interests of the service and the affirmative, it isfor the Commission to performance of officialduties.
These rea judge, inthe second place,whether the sons are a matter of private choice and thus interestsof the Community requirethat the cannot in any case lead to assimilating the immunity bewaived. use of the car to an act carried out in an It wasin theapplicationof theseprinciples official capacity. that theCommission acted inthis case. The factthat an officialhas a travel order, (d) In the Commission'sview,immunity as had Mr Sayagon the occasion of the from legalproceedingshasthe sole purpose accident in question, by no means changes of shielding theofficial from any action, the situation, even if the use of a private car criminal orcivil, and from any threat of is expressly mentioned in the order.
It is action on the part ofthe State when he only a question of a simplemeans of estab makes a statement, orally or in writing, or lishing the cost of transport to be borne by carries out anact within his powerson the Community. behalf of the Community and its interests. In conclusionthe Commission takesthe Article 11(a) oftheEAEC protocol is of view that the immunity from legal proceed-
JUDGMENT OF11. 7.1968 — CASE 5/68
ingsreferredto in Article 11(a)of the the institution to which theybelong. Protocol on the Privileges and Immunities Inthe application of this principle and in ofthe EAEC—nowArticle 12(a) of the considerationof the provisionsof the Staff Protocol annexed to theTreaty establishing Regulations applicable, officials and serv aSingle Council anda SingleCommission antswhose duties do not consist in driving ofthe European Communities—applies to the Community'svehicles and who are officials and servants who comewithin the using theirown cars freely andon their own categoriesdetermined byvirtue of Article initiativeso as to makethe exercise of their 15 of theEAEC Protocol when, in a sphere dutiesmore easy, even if the institution has directly linked totheapplication of the quthorized them to doso, are not carrying Treatyor the functioningof theinstitutions, outacts in theirofficial capacityand cannot theyare carrying outacts connected with claimthe benefitof immunity from legal thespecific duties conferred upon them by proceedings.
Grounds of judgment
By judgmentof 12February 1968, lodged at the Court on 23 February 1968, the Belgian Courde Cassationbyvirtue of Article 150 of the Treaty establishing the European Atomic Energy Community, askedthe Courtfor a preliminary ruling regardingtheinterpretation of Article 11(a) of the Protocol on the Privileges and Immunities annexed tothe Treatyestablishing the EAEC—now Article 12(a)of theProtocol annexed tothe Treaty establishing a Single Council and aSingle Commission of theEuropeanCommunities.
According to this judgment the Courtis askedto rule 'whether the immunity from legal proceedings provided for by this provisionis applicable to officials and servants of theCommunity whenthe acts giving rise to legal proceedings were carried outbythem duringthe performance of their duties and havesome relation shipwith their vocational activities orwhether the immunity only covers acts constituting theactual performance oftheir normal duties or thoseprescribed under theStaff Regulations'.
It appearsfromthe file submitted to theCourt that the actionbefore the court making thereference concernsa traffic accident causedby an official of the Com munity when, inpossession of a travelorder, hewas driving his private motor car during the performance of his duties.
The action raises the questionwhether, inthe present case, theact concerned was carried out in anofficial capacity withinthe meaning ofthe provisions referred to.
Article191of theTreaty establishingthe EAEC provides that: 'TheCommunity shallenjoy in the territories ofthe Member States suchprivileges andimmunities as arenecessary forthe performance of their tasks under the con ditions laid down in aseparate protocol'.
Effect was givento this provision bythe Protocolonthe Privileges and Immunities
SAYAG v LEDUC
annexedto theTreaty establishingthe EAEC, replacedas from 1 July 1967 by the Protocol onthe Privileges and Immunities of the European Communities annexed to theTreaty of8April 1965 establishing a SingleCouncil anda Single Com missionof the European Communities.
In theterms ofArticle 30 ofthe latter Treaty,the provisionsof the Treaty estab lishing theEAEC relating to thejurisdiction ofthe Court of Justiceand the exercise of that jurisdiction are tobe applicableto the provisionsof the Treaty of 8 April 1965 and of the Protocol annexedthereto.
The new Protocol doesnotdiffer in substance, as far as concerns thequestion submittedto theCourt, from the provisions ofthe former Protocol.
Article 12(a) of theProtocol (Article 11(a) ofthe former Protocol) provides that officialsand otherservants of theCommunities shall 'be immune from legal proceedings in respect ofacts performed by them intheir official capacity, in cludingtheir words spokenor written'.
The firstparagraph of Article 16ofthe Protocol(thefirst paragraph of Article 15 of theformerProtocol) provides thatthe Council shall, acting on a proposal from theCommission andafter consulting the other institutionsconcerned,determine thecategories of officialsand otherservants ofthe Commission who are tobe entitled inparticular toimmunity from legal proceedingsand the determination of thesecategories was effected byRegulation No 8/63 EAEC and No 127/63 of the Councilsof 3 December 1963.
According to the termsofArticle 18 of the Protocol (Article 17 of the former Protocol) privileges, immunities andfacilities areto be accorded to officialsand other servants of theCommunities solely inthe interests ofthe Communities.
Inthis respect that article provides, in thesecond paragraph,that the institutions are tobe required towaive theimmunity accorded to an officialor otherservant underArticle12(a) ofthe Protocol (Article 11(a) ofthe former Protocol) wherever they considerthat the waiver of suchimmunity isnot contrary to the interests of the Communities.
Itfollows from all these provisions read together that the application of immunity fromlegal proceedings dependsnot only onthe capacity of the person claiming it but alsoon the nature of theactivity byvirtue ofwhich immunity is claimed.
According to Article12(a) of theProtocol (Article11(a) of the former Protocol) an act performed by an official or other servantdoes not give rise to immunity from legalproceedingsunlessit wasperformed inan official capacity, that isto say, within the frameworkof thetask entrustedto the Community.
JUDGMENT OF 11. 7.1968 —CASE 5/68
In excluding thejurisdictionof thenational courts of Member States, subjectto the application of the second paragraph ofArticle 18of the Protocol (thesecond paragraph of Article17 ofthe former Protocol) the provisions referred to above are intended toensure that the officialactivity of the Community and ofits servants is shieldedfrom any examination inthelight ofany criteria based on the domestic lawof Member States,so that such activity may be carried out in full freedom in accordancewith the taskentrusted to the Community.
Theimmunity from legalproceedingsconferred on officials and other agents of the Community thusonly covers actswhich, bytheir nature, represent a participa tionof the personentitled to the immunity inthe performance of the tasksof the institution to which hebelongs.
On theother handitmatters littlewhether it is aquestion of the actual exercise of 'normal dutiesor those prescribed underthe Staff Regulations', only ofan act performedon the occasion of the exercise of thoseduties if the position is that the act in question serves directly for theaccomplishment of a Community taskin the sense definedabove.
Hence,driving a motorvehicle is notin thenature of an act performed in an official capacity save in the exceptionalcases in which this activity cannot be carried outotherwise than under the authority oftheCommunity and by itsown servants.
Finally itis appropriate toemphasize the thedesignation of an act with regard to immunity from legal proceedings, andany decision taken by thecompetent in stitutionwith regard towaiver ofthe immunity, do not prejudge any liability on the partof the Community,this beinggoverned by special rules designed for a purpose separate from that ofthe provisionsofthe Protocol on the Privileges and Immunities.
Costs
The costs incurred by the Governmentof the Kingdom of Belgium and by the Commission of theEuropeanCommunities, whichhave submitted observations to the Court,are not recoverableand as these proceedings are, in so far as the parties to themain actionare concerned,a step in the action pending before the Belgian Cour deCassation, thedecision on costs is a matter for that court.
On thosegrounds,
Upon readingthe pleadings; Upon hearingthe report of theJudge-Rapporteur; Upon hearing the observations of theappellant Sayag, the respondentsin the main action, theGovernment ofthe Kingdom of Belgium and the Commission of the
SAYAGv LEDUC
European Communities; Upon hearing the opinion of the Advocate-General; Having regard tothe Treatyestablishing theEuropean Atomic Energy Com munity, especiallyArticles 150, 188and 191; Having regardto theProtocol on the Privileges andImmunitiesannexed to the Treaty establishing theEuropean AtomicEnergy Community,especially Articles 11, 15 and17; Having regardto theTreatyestablishing a Single Council anda SingleCommission of the European Communities,especially Article 30; Having regard to the Protocol onthe Privilegesand Immunities of the European Communities annexed to theTreatyestablishing aSingle Council and a Single Commission of theEuropean Communities,especially Articles 12, 16 and18; Having regard tothe Protocol on theStatute of the Courtof Justice of the Euro peanAtomicEnergy Community,especially Article 21; Havingregard tothe Rulesof Procedure ofthe Court of Justice of theEuropean Communities,
THE COURT
in answerto the question referred toit bythe Belgian Cour deCassation by a judgmentof that courtof 12 February1968, herebyrules:
1. Theimmunity from legalproceedingslaid down by Article 11(a) of the Pro tocolon the Privileges and Immunities of theEAEC (Article 12(a) of the Protocol onthePriveleges and Immunities ofthe European Communities) applies exclusively toacts which, bytheir nature,represent a participation of the personclaiming immunityin the performanceof thetasks of the in stitution to whichhe belongs;
2. Moreespecially, drivinga motorvehicleis notin the nature of an act per formedin an officialcapacity save in the exceptional cases inwhich this activitycould not be accomplishedotherwise thanunder theauthority of the Communityand by its own servants;
and declares:
Itisfor theBelgian CourdeCassation tomake a decision on the costs of the presentproceedings.
LecourtDonner Trabucchi
Mertens deWilmars Pescatore
Delivered inopencourt inLuxembourg on 11 July 1968.
A. Van Houtte R. Lecourt
Registrar President