C-30/68
ECLI:EU:C:1970:46
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JUDGMENT OF THE COURT (FIRST CHAMBER) 28 MAY 19701
Max Lacroix
ν Commission of the European Communities
Case 30/68
Summary
1. Officials — Disputes with the administration — Appeal through official channels lodged within the period for appealing to the Court — Time-limit for appealing to the Court preserved (Staff Regulations of Officials of the EC, Articles 90 and 91)
2. Officials — General implementing provisions laid down by the administration — General examination by the Court — Not permissible (Staff Regulations of Officials of the EC, Article 91)
3. Officials — Disputes with the administration — Appeal — Subject-matter — Insufficient precision — Inadmissibility (Staff Regulations of Officials of the EC, Article 91)
1. An appeal through official channels the applicant adversely can only be interrupts the period for making an examined in the context of an application appeal to the Court of Justice, provided properly made against those measures. that it was lodged within the period for making an appeal to the Court and deals 3. In order to protect the rights of the with substantially the same complaints. defence and of third parties concerned, an application which does not define 2. The question whether decisions associ precisely the measures allegedly affecting ated with the decision which is the the applicant is to be regarded as. subject-matter of an application affect inadmissible.
In Case 30/68
Max LACROIX, an official of the Commission of the European Communities, residing at 96, rue d'Arlon, Brussels, represented first by Jacques Mercier, Advocate at the Cour d'Appel, Paris, and then by Marcel Slusny, Advocate at the Cour d'Appel, Brussels, with an address for service in Luxembourg at the Chambers of Georges Margue, 20, rue Phffippe-II, applicant,.
1 — Language of the Case: French.
JUDGMENT OF 28. 5. 1970 — CASE 30/68
v
Commission of the European Communities, represented by its Legal Adviser Pierre Lamoureux, acting as Agent, with an address for service in Luxembourg at the offices of Émile Reuter, 4, boulevard Royal,
defendant,
Application :
— for the annulment of the defendant's decision of 21 May 1968 in so far as it did not assign the applicant to a post in his grade and for the annulment of all deci sions to appoint or assign officials which affect the applicant adversely,
— and for the payment of damages,
THE COURT (First Chamber)
composed of: R. Monaco, President, A. M. Donner (Rapporteur) and J. Mertens de Wilmars, Judges,
Advocate-General: K. Roemer
Registrar: A. Van Houtte
gives the following
JUDGMENT
Issues of fact and of law
I — Facts and procedure the administration he was asked on 21 May 1968 to state whether or not he accepted The facts and procedure may be summa the post of Adviser to the head of one of the rized as follows : divisions of the Directorate of Administra The applicant, who entered the service of tion in the Directorate General for Personnel the Commission of the EAEC on 6 October and Administration (a post which was in 1960, was established as Head of Division the career bracket immediately below the (Grade A 3) from 1 January 1962. career bracket for his grade). He accepted it Within the context of the reorganization of whilst stating that, first, a measure of this
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kind could only be justified if it was really At the request of the Court the defendant essential and secondly, that the validity of produced on 4 March 1970 documents this measure was questionable, because relating to the procedures for filling the according to him, the Commission's posts for which the applicant had applied resolution to alter the distribution of posts since 21 May 1968. The applicant submitted among nationals of the Member States was his observations on those documents in a a decisive consideration in the formulation letter of 18 March 1970. of this decision.
He stated that he hoped to The Advocate-General delivered his opin be assigned to another post as soon as ion at the hearing on 22 April 1970. possible where his abilities could be more fully employed. The applicant was notified that he had been II — Conclusions of the parties assigned to the post in question by a letter of 22 May 1968 from the President of the Commission. It was specified in this letter In the application the applicant claims that that he would have a priority right of the Court should : transfer to any post corresponding to his grade which might fall vacant or be created, 1. order the necessary measures of inquiry provided that he was suitable for the post into the processes which led to the in question. decision concerning the applicant taken On 14 August 1968 the applicant submitted by the Commission on 21 May 1968 a complaint to the Commission in which (a decision which was confirmed by the he pointed out that fifty-five posts in his implied rejection of the applicant's grade had been the subject of vacancy complaint of 14 August 1968 and by the notices since June 1968 and that he had ap letter sent to him on 6 November 1968), plied for eleven of them in vain and had also into the way in which the posts which applied for two posts in the grade above were declared vacant and for which the him out of the sixteen posts in that grade applicant is eligible have been filled since which had been declared vacant since then and into the number and nature
March 1968. In conclusion he requested it of such posts which are not in fact to assign him to a post in his grade by occupied; varying the decision of 21 May 1968 on this point and by withdrawing or revoking the 2. Declare that during the processes before measures taken to fill the posts in his grade or after the decision of 21 May 1968 or or the one immediately above it whether in this decision, as the case may be, they had been declared vacant or not. As he had received no decision within the (a) the Commission did not observe the period of two months laid down in the Staff provisions of Article 8 of Regulation Regulations, the applicant considered his No 259/68 of the Council of 29 request to have been rejected — this was February 1968, confirmed by a communication of 6 November 1968 — and made an application, (b) the Commission did not observe the dated 11 December 1968, to the Court of provisions of Articles 5(3), 7(1) and Justice which was lodged at the Court 27 of the Staff Regulations,
Registry on 12 December 1968. The written procedure followed the normal (c) the Commission did not observe the course. provisions of Article 4 and possibly After hearing the report of the Judge- Article 29 of the Staff Regulations, Rapporteur and the views of the Advocate- General, the Court (First Chamber) decided (d) the applicant's agreement in fact to to open the oral procedure without be assigned to a post below his grade instituting a preparatory inquiry. was inevitably conditional upon The parties presented oral argument at the the Commission's observing the hearing on 18 February 1970. legal provisions ;
JUDGMENT OF 28. 5. 1970 — CASE 30/68
3. On those grounds and on such further — extend the subject-matter of the applica grounds as may be put forward : tion to the vacancy notices for posts in Grade A 3 which were published after (a) annul in part the decision of 21 May 12 December 1968, as those are part of 1968 in so far as it did not assign the the same series of illegal measures as the applicant to a post in his grade, vacancy notices which were published from 21 May to 12 December 1968 and are tainted with the same legal defects as (b) order that the applicant be no longer the latter. deprived without just cause of a post in his grade and that all appropriate The defendant contends that the Court measures be taken to assign him to should : such a post,
— dismiss the applicant's application com (c) annul all decisions to appoint or pletely as inadmissible and unfounded; assign officials which affect the applicant adversely owing to the — order the applicant to pay the costs. Commission's failure to observe Articles 4, 5(3), 7(1), 27 and possibly 29 of the Staff Regulations and III — Submissions and arguments Article 8 of Regulation No 259/68 of the parties of the Council of 29 February 1968,
(d) assess the damage suffered by the The submissions and arguments of the applicant owing to these appoint parties may be summarized as follows: ments and assignments and owing to all the other facts which are men Admissibility of the application tioned in this application or estab lished during the action and order The following observations have been made the payment of damages, on the admissibility of the various heads of the conclusions : (e) order the defendant to pay the costs. A — According to the defendant, the In reply the applicant states that: application against the decision of 21 May 1968 is inadmissible because the period laid — he leaves it to the discretion of the down by Article 91 of the Staff Regulations Court to decide whether the application has expired. The applicant cannot claim is admissible as regards the annulment that this period was interrupted by the of the decision of 20 March 1968 to complaint of 14 August 1968 because the assign officials to posts in Grade A 2; subject-matter of this application, the annulment of the decision of 21 May 1968, — he leaves it to the discretion of the Court differed from that of the complaint which to interpret head 3 (b) of his conclusions only asked for the decision to be varied. to mean the following: Moreover, the application should have been submitted against the decision rejecting the — find that the applicant has been and complaint by implication. still is deprived without just cause of a In the reply the applicant states that, as post in his grade and refer him to the regards the respective functions of these Commission so that all the appropriate two methods of recourse, the subject- measures may be taken to comply with matter of the complaint and that of this the judgment of the Court.' application are identical in substance. It follows that the applicant is not out of time In addition the applicant claims that the in contesting the decision of 22 May 1968. Court should : In its rejoinder the defendant adheres to the
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arguments which were set out in its state carreer, they are capable of affecting ment of defence. him adversely;
Β — According to the defendant, the request (c) The Commission's decisions are suffi for an order that the applicant be no longer ciently described in the application. deprived without just cause of a post in his grade and that all appropriate measures be taken to assign him to such a post is In the oral procedure the applicant stated inadmissible because the applicant is re that he wished to contest in particular questing the Court to give orders to the decisions to fill the sixteen posts in Grade appointing authority calculated to cause the A 3 for which he had applied since 21 May Court to encroach upon the prerogatives of 1968, but that in so doing he was not with that authority. drawing his request for the annulment of the The applicant replies that although in the other decisions to appoint or assign which past the Court had not given orders to the affected him adversely. Commission, it had however not hesitated to state what ought in its view to be done D — According to the defendant, the appli to implement its decisions on the substance cation for the award of damages is in
of the case. In addition, he states his con admissible because, in failing to give clusions on this point in detail. particulars of his claim, the applicant has not satisfied the provisions of Article 38(1) C — The defendant states that the request of the Rules of Procedure of the Court. for the annulment of all decisions to appoint The applicant states that he has satisfied or assign officials which were taken during Article 38(1) of the Rules of Procedure of the periods stated is inadmissible on the
the Court. He claims that in fact the following grounds: particulars given in the application show that he claims to have suffered damage (a) The period for lodging an application because of the decisions the annulment of had in most cases expired; which he seeks and because of the circum stances surrounding the contested decisions (b) The applicant does not have the which are described in the statement of facts necessary interest to request the annul contained in the application. He maintains ment of decisions to appoint other that the reservation in the conclusions in officials ; respect of 'the facts established during the action' is explained by the request for (c) The applicant has not specified the decisions concerned and cannot there measures of inquiry, and that, moreover, the Court allows this procedure (cf.
Case fore be heard to apply for the annulment as a whole of a number of decisions 62/65, [1966] E.C_R_ 813). which he defines only in general terms; E — With regard to the request that the (d) In any case, the applicant cannot be Court order measures of inquiry, the allowed to contest appointments made defendant considers that the applicant has following a competition in which he did not proved the facts which justify an inquiry. not apply to take part. On the one hand the reorganization of departments which led to the applicant's The applicant replies that: former post being abolished comes in principle under the powers of the adminis (a) This argument on the part of the defend
tration. On the other hand the comparative ant has already been rejected under examination which led the Commission not heading A; to assign the applicant to a new post in Grade A 3 consists of assessments and value (b) and (d) As all appointments and assign judgments which the Court has always ments might have an effect on his refused to examine. Only exceptional facts
JUDGMENT OF 28. 5. 1970 — CASE 30/68
and circumstances can therefore justify an application first before considering candi inquiry. dates who did not have a priority right but The applicant states in his reply first of all that it had come to the conclusion that he that this application is not directed against was not suitable for appointment to those the individual measure whereby his former posts. post was abolished. Then he states that the The applicant replies that it follows clearly statement of facts set out in the application from Article 8 that the Commission could contains facts and evidence to justify the not assign an official to a post below his request for measures of inquiry. He adds grade without sufficient need, which must that the findings of fact stated in the judg be capable of being verified, and that in any ment of the Court in Case 17/68 show that case he should be restored to a post in the the concern to achieve 'geographical corresponding grade as soon as possible. balance' played a part in the grounds for the He claims that standard answers such as decisions taken with regard to the re those given in the letter of 6 November 1968 organization of the departments, so that and the statement of defence are not the inquiry which he requested might have sufficient for the purpose of verifying a particular bearing on this fact. whether the decisions of the Commission were made in accordance with these basic
F — Finally the defendant alleges that the provisions and says that such verification is applicant's requests, which are set out in certainly within thejurisdiction of the Court. paragraph 2 of his conclusions, are in fact In the rejoinder the defendant insists on the only concerned with declarations and are fact that following the merger of the three not therefore admissible as conclusions. executives it was the task of the single The applicant leaves the decision to the Commission to restructure and rationalize discretion of the Court. its departments and to reduce the number
of posts. It did so by trying to ensure the The substance of the case best use of the available personnel, whilst protecting the interests of officials. The A — Requests for annulment defendant alleges that it is clear that at the end of this process some officials could not 1 — Infringement of Article 8 of Regula be assigned to a post in their grade, others tion No 259/68 of the Council had to be assigned to posts in the career bracket immediately below the one corres The applicant states that it follows from ponding to their grade and, lastly, some the facts which have been set out that the posts could not have been filled as there were Commission was not compelled to offer the no available officials who had the necessary applicant a post below the post in his grade qualifications.
This whole process, in on account of the reduction of the number cluding the procedure whereby vacant posts of posts in Grade A 3 or the need to were later filled, involves the use of value rationalize departments and that therefore judgments which only the appointing it infringed the provisions of this article. authority can make. The defendant replies that the post pre viously held by the applicant was not in 2 — Infringement of Article 4 of the cluded in the new detailed list of posts and Staff Regulations of Officials that it had not been possible to assign him to one of the posts in his grade provided for In this respect, the applicant points out that by the new list. the Commission assigned officials to posts In respect of the posts in his grade which had in their own grade without notifying the been notified since the decision of 21 May vacant posts, in particular by its decisions 1968, the defendant states that, as regards of 20 March 1968 (posts in grades A 1 and the eleven posts for 'which the applicant A 2) and 21 May 1968 (posts in grade A 3), applied, the Commission had borne in mind and that this is contrary to the provisions the priority right given by Article 8(2) of of Article 4 of the Staff Regulations. Regulation No 259/68 and had examined his The defendant replies that vacant posts were
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not concerned in the cases mentioned since, Article 8 (2) of Regulation No 259/68 basically, three former detailed lists of posts conferred on him. were being replaced by the single new As the defendant has not adopted a specific detailed list of posts. Therefore the Com position on this submission, the applicant mission did not have to apply Article 4 and expands it in his reply. In particular he could proceed on the basis only of Article points out that the defendant, in reply to the 7 (1) of the Staff Regulations. second submission, stated that these The applicant replies that Regulation No vacancy notices were only published in the 259/68 does not make an exception to the case of vacancies which the Commission rule in Article 4 of the Staff Regulations, had been unable to fill in the restructuring which should therefore have been applied process because there was no official in the context of the reorganization of available of the grade in question who was
departments. The defendant's argument suitable. that there was no vacant post but only a This amounts to subjecting officials such as substitution of detailed lists of posts is not the applicant, who are eligible for assign convincing since an official can only be ment to these posts, to an assessment which assigned to a vacant post. He maintains is outside all the regular procedures for that Article 7, upon which the defendant examining applications. The result is a relies, expressly precludes 'an assignment' substantial contradiction between the word being made by 'methods' other than those ing of the vacancy notices which, also, if not laid down by the Staff Regulations, in in the first place, invite applications from particular by Article 4. candidates who have priority rights of In its rejoinder, the defendant alleges that transfer or promotion and the true inten Article 4 of the Staff Regulations refers to tions of the Commission which had already
the normal situation. The situation pre decided previously that they were not suit vailing when the departments of the Com able. munities were being restructured was quite different. This restructuring meant that all 4 — Infringement of Articles 5(3), 7(1) posts were vacant and that the appointing and 27 of the Staff Regulations and authority had to examine the case of each misuse ofpowers official. It is evident that in these circum stances to invite applications as laid down According to the applicant, the Com in Article 4 of the Staff Regulations would mission's resolution to alter immediately have been completely unnecessary and the distribution of postas among nationals indeed inappropriate. of the Member States was a determining factor in the making of the decision of 21
May 1968. Therefore there has been an 3 — Misuse of powers and infringement infringement of Articles 5(3), 7(1) and 27 of Articles 4, 7 and 29 of the of the Staff Regulations and neither the Staff Regulations and of Article Treaty of 8 April 1965 nor Regulation 8 (2) of Regulation No 259/68 No 259/68 of the Council provides for any exceptions to these articles. The applicant states that in the circum In its statement of defence, the defendant stances which have been described, the true points out that in its reply to Written purpose of the publication from June 1968 Question 144/68 asked by Mr Scelba, the onwards of fifty-five notices of vacancies Commission stated that the reassignment relating to posts in Grade A 3, that is, more of officials which it had just completed was than one fifth of the total number of posts based on the principles laid down in in this grade, could only have been to fill Article 7 of the Staff Regulations and al these posts in the main by promoting though it had achieved some measure of officials from a career bracket below that geographical balance it had been motivated of the applicant or by outside recruitment above all 'by the desire for the efficient to the detriment of the applicant, who was running of the individual sectors of activity thus deprived of the priority right which (OJ, C 112 of 28.10.1968, p. 2.)
JUDGMENT OF 28. 5. 1970 — CASE 30/68
In his reply the applicant alleges in particular redress the wrong suffered by the applicant, that: there is nevertheless other damage suffered by him, the amount of which he asks the — the importance which was attached to Court to assess, in particular: the rapid achievement of a better 'balance' was one of the grounds, — non-material damage by reason of the communicated to the applicant by word anxieties and suffering caused by this of mouth, for the decision concerning case; him which was taken on 21 May 1968; — material damage to the applicant due — in its judgment in Case 17/68 the Court to the fact that he was unable to apply held that in fulfilling the rationalization for the posts in Grade A 2 which were mandate given to it by the Merger filled without prior vacancy notices and Treaty, the Commission was not released for which he was eligible under the Staff from the obligations which are the result Regulations; of Article 7 in conjunction with Article 27 of the Staff Regulations; — damage to his professional reputation consisting of a blow to the esteem to — it follows from this case decided by the which he had a claim in the position he Court that the Commission cannot use had held before. the powers given to it under Article 8 of Regulation No 259/68 to remove the In its rejoinder, the defendant states that the applicant from a post in his grade so as applicant has suffered no injury which to facilitate the achievement of a better justifies the payment of damages. It claims 'geographical balance'. that first, an official who has been affected by a measure laid down by Article 8 (1) of In its rejoinder the defendant alleges that the Regulation No 259/68 is in no way to blame applicant has brought no evidence in this for the situation in which he finds himself, respect and that the submission should so that there can be no question of non- therefore be rejected. material damage or of damage to the pro fessional reputation of the applicant and, В — Claim for damages secondly, that since the posts in Grade A 2 were not filled by promotion but by re In his reply, the applicant states that assigning officials in this grade pursuant to although by the partial annulment of the Article 7 (1) of the Staff Regulations, the decision of 21 May 1968 and the annulment applicant has not suffered material damage of the other decisions contested the Com either. mission will be enabled in the main to
Grounds of judgment
1 The application seeks essentially on the one hand the partial annulment of the decision of 21 May 1968 whereby the Commission, pursuant to Article 8 of Regulation No 259/68, assigned the applicant to a post corresponding to a career bracket directly below the career bracket for his grade and, on the other hand, the annulment of a number of decisions to appoint other officials to posts in Grades A 2 and A 3.
2 The defendant claims that the application for the annulment of the decision of
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21 May 1968 referred to above is out of time because it was only lodged on 11 November 1968, that is, more than three months after notification of the contested decision.
3 However, the applicant requested the President of the Commission in a letter of 14 August 1968 to vary the decision of 21 May as soon as possible and to assign him to a vacant post in his grade.
4 Although it is true that this letter did not expressly request the withdrawal of the decision in question, it is, however, quite apparent from it that the applicant was trying by this approach through official channels to obtain an amicable settlement of his complaints
5 In these circumstances the period for lodging an application against the decision of 21 May 1968 must be deemed to have been interrupted by the letter of 14 August 1968.
6 Moreover the applicant lodged his application as soon as he received the reply contained in a letter from the President of the Commission dated 6 November 1968.
7 Therefore the application against the decision of 21 May 1968 is admissible.
8 The application seeks the partial annulment of the decision of 21 May 1968 in so far as it did not assign the applicant to a post in his grade.
9 Without formulating other complaints against the legality of the contested measure, the application seeks to establish that there was no need to assign the applicant to a post below his grade because the Commission could have appointed him to a post in his grade on 21 May 1968 and on several subsequent occasions.
10 The applicant claims that the contested decision was therefore not necessitated by the interests of the service.
11 Under Article 8 of Regulation No 259/68, before taking a decision under Article 4 (1) of this regulation (termination of the service of an official), the Commission may in the interests of the service request the official concerned to state within one month whether he will accept transfer to a post corresponding to the career bracket immediately below that applicable to his grade.
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12 It follows from this that the alternative to the transfer of the applicant to a post below his grade was not to appoint him to a post corresponding to that grade but to adopt a measure terminating his service.
13 Faced with this option, the applicant accepted the application of Article 8 so that the Commission waived the application of Article 4.
14 It follows that the application is directed not only aginast the contested decision but also against the previous implied decision possibly to apply Article 4 with regard to him, on the ground that neither was justified in the interests of the service.
15 It follows that the request for partial annulment is not based on the illegality of the contested decision itself, but on the illegality of a series of decisions allegedly associated with it and which relate to the reorganization of departments necessitated by the merger of the executives and which the applicant claims contributed as a whole to deprive him of his rights.
16 However, the question whether those associated decisions affected the applicant adversely and infringed his rights under the Staff Regulations can only be examined in the context of an application properly made against those measures.
17 If not, the Court would be led to a general examination of the need and advisability not only of all the measures involved but also of the whole policy which the Com mission felt it should adopt in applying Regulation No 259/68.
18 Such an examination would exceed the limits of the review of legality which Article 91 of the Staff Regulations of Officials empowers the Court to effect.
19 Therefore the application must be dismissed in so far as it is directed against the decision of 21 May 1968.
го The defendant also claims that the application for annulment is inadmissible in so far as it is directed against a number of decisions to appoint officials other than the applicant to posts in Grade A 2 and A 3.
21 In fact the subject-matter of this part of the application is not indicated with sufficient precision to enable it to be examined profitably.
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22 To begin with, so far as the originating application is concerned, not only was there an omission in breach of Article 22 of the Protocol on the Statute of the Court of Justice of the ECSC and of Article 19 of the Protocol on the Statute of the Court
of Justice of the EEC and EAEC to append in an annex thereto the measures the annulment of which was sought, but only a general indication of these measures was given.
23 Furthermore, in the reply the Court was requested to extend the subject-matter of the application to the appointments made on the basis of the vacancy notices relating to posts in Grade A 3 which were published since the application was lodged, so that the subject-matter of the application is not merely indefinite but could become even wider during the course of the action.
24 Besides, although the applicant did indicate that, of the measures which he has so generally defined, he only intends to contest those which affect him adversely, he has still however failed to define them precisely and has thereby left the Court the task of finding out which of the measures described are really the subject of the application.
25 Clearly, in order to protect the rights of the defence and of third parties concerned such imprecise requests must be regarded as inadmissible.
26 Although it is true that during the oral procedure the applicant gave somewhat more specific form to his application by pointing to some decisions which he had specially in mind, nevertheless, as this event took place in the last stage of the proceedings it cannot rectify the omissions which have been described.
27 Therefore the second head of the application is inadmissible.
28 Thus the application must be dismissed in its entirety.
Costs
29 Under Article 69 (2) of the Rules of Procedure of the Court of Justice the unsuccess ful party shall be ordered to pay the costs.
30 The applicant has failed in his submissions.
OPINION OF MR ROEMER — CASE 30/68
31 However, under Article 70 of the Rules of Procedure institutions shall bear their own costs in proceedings brought against them by servants of the Communities.
On those grounds,
Upon reading the pleadings; Upon hearing the report of the Judge-Rapporteur; Upon hearing the parties ; Upon hearing the opinion of the Advocate-General; Having regard to the Protocols on the Statute of the Court of Justice; Having regard to the Staff Regulations of Officials of the European Communities, especially Article 91 ; Having regard to the Rules of Procedure of the Court of Justice of the European Communities,
THE COURT (First Chamber)
hereby :
1. Dismisses the application;
2. Orders the parties to bear their own costs.
Monaco Donner Mertens de Wilmars
Delivered in open court in Luxembourg on 28 May 1970.
A. Van Houtte R. Monaco
Registrar President of the First Chamber
OPINION OF MR ADVOCATE-GENERAL ROEMER DELIVERED ON 22 APRIL 19701
Mr President, Chapter 2 of Regulation No 259/68 of the Members of the Court, Council is under discussion again, that is, the application of the provisions which In the case with which we are dealing today, were to enable the single Commission to the application of the special measures in reduce the number of its posts and ration-
1 — Translated from the German.