C-24/71
ECLI:EU:C:1972:37
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JUDGMENT OF THE COURT (FIRST CHAMBER) 17 MAY 1972<apnote>1</apnote>
Elfriede Meinhardt, née Forderung, v Commission of the European Communities<apnote>2</apnote>
Case 24/71
Summary
1. Officials — Widow and divorced wife — Survivor's pension — Nature — Calculation (Staff Regulations of Officials of the EC, Annex VIII, Articles 27, 28)
2. Officials — Widow and divorced wife — Survivor's pension — Division — Obligation to pay maintenance ensuing from divorce — Extent — Proof (Staff Regulations of Officials, Annex VIII, Article 28)
3. Right conferred on individuals by a provision of Community law — Proof of existence of such right governed by national law — Jurisdiction of the Community administration and the Court of Justice
1. Articles 27 and 28 of Annex VHJ to the of proof and as excluding other means Staff Regulations of Officials are not of proving the obligation to pay mainte intended to preserve in a different form, nance which are required or accepted by for the benefit of a widow or divorced the law governing the consequences of spouse, an obligation to pay mainte divorce. nance which stems from the marriage or the divorce, but establish a right 3. If the evidence of the existence of a which the parties concerned hold right granted by a provision of Com directly under the Staff Regulations and munity law is governed by the national as regards which the claim to mainte law to which the person concerned is nance against the deceased official is subject, it is for the Community only a factor for the purpose of calculat administration and, in the case of an ing the division of the pension. action before the Court of Justice, for that Court, to consider, in order to 2. The final sentence of the first paragraph ensure a correct application of the said of Article 28 cannot be interpreted as provision, whether the conditions re only accepting a judicial decision by way quired by the national law are satisfied.
In Case 24/71
Elfriede Meinhardt, née Forderung, residing at 62 Wiesbaden, Burgstraße 6, represented and assisted by Mr Rossmeissl, K. Weidmann and Mr Wahl of the
1 — Language of the Case: German. 2 — CMLR.
JUDGMENT OF 17.5.1972 — CASE 24/71
Wiesbaden Bar, with an address for service in Luxembourg at the Chambers of Mr Wintersdorff, Advocate, 22 avenue de la Liberté,
applicant,
v
Commission of the European Communities, represented by its Legal Adviser, Jürgen Utermann, acting as Agent, with an address for service in Luxembourg at the Chambers of Emile Reuter, Legal Adviser, 4 boulevard Royal,
defendant,
in the presence of Marianne Meinhardt, née Prange, residing at Tervuren, Chaussée de Bruxelles 73, represented by Mr Zimmer of the Wiesbaden Bar, with an address for service in Luxembourg at the Chambers of Mr Wennmacher, 17 boulevard Royal,
intervener,
Application for the annulment of the decision of the Commission of the European Communities of 18 February 1971 concerning the division of a widow's pension in accordance with Article 28 of Annex VIII to the Staff Regulations of Officials.
THE COURT (First Chamber)
composed of: J. Mertens de Wilmars (Rapporteur), President of Chamber, H. Kutscher and R. Monaco, Judges,
Advocate-General: K. Roemer
Registrar : A. Van Houtte
gives the following
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JUDGMENT
Issues of fact and of law
I — Facts and procedure 1971 the applicant brought the present action against the decision of 18 February The facts and the procedure may be sum 1971. marized as follows: By an application lodged at the Registry on 14 July 1971 the former Miss Prange, 1. In 1945 Mr W. Meinhardt, a servant of Mr Meinhardt's widow by the second the Commission, contracted a marriage marriage, applied to intervene in support with the applicant which was dissolved by of the defendant's conclusions. The Court a decree of the Landgericht (Regional allowed the intervention by order of 22 Court) Wiesbaden of 27 February 1962 September 1971. which found him solely to blame. On 4 Upon hearing the report of the Judge- February 1963 he contracted a second Rapporteur and the opinion of the marriage with Miss Prange. He died on Advocate-General the Court decided that 22 Septermber 1969.. there was no need to hold any preparatory inquiry. 2. The applicant, to whom, since the The parties presented oral argument at divorce, Mr Meinhardt had intermittently the hearing on 26 January 1972. paid a monthly allowance of DM 200, The Advocate-General delivered his requested the Commission to grant her a opinion at the hearing on 16 March 1972. share in the survivor's pension provided for by Article 79 of the Staff Regulations of Officials. II — Conclusions In support of her request the applicant relies, in particular, on Article 28 of In her application the applicant claims that Annex VIII to the Staff Regulations of the Court should : Officials, according to which: 'Where a divorced official who has remarried leaves 'Annul the decision of the Commission and a widow entitled to a survivor's pension, rule that the applicant is entitled to a half that pension shall be divided, in proportion share in the survivor's pension which is to the duration of the marriages, between payable in law to the widow of Mr W. the divorced wife if she has not remarried Meinhardt'. and the widow, if the court which pro nounced the decree of divorce found that The defendant contends that the Court the official was solely to blame. The should: amount to which the divorced wife is entitled if she has not remarried shall not '1. dismiss the application as unfounded; be more than the amount of the mainte nance awarded to her under the decree'. 2. alternatively, dismiss the application as unfounded to the extent to which the 3. By letter dated 18 February 1971 signed applicant seeks a survivor's pension of by a Director-General of the Commission an amount greater than the monthly of the European Communities and received payments of DM 200 made by Mr by the applicant on 9 March 1971 the Willy Meinhardt until his death; applicant was informed that she 'could not claim pension rights from the Commission 3. order the applicant to pay the costs.' under the provisions of Article 28 of Annex VHJ to the Staff Regulations' In her reply the applicant amends the (Schedule I, statement of defence). conclusions set out in her application of 27 May 1971 and claims that the Court 4. By an application lodged on 1 June should:
JUDGMENT OF 17.5.1972 — CASE 24/71
'Annul the defendant's decision and rule In the present case under Article 58 of the that the applicant shall share to the extent Ehegesetz (Marriage Law) the applicant of DM 200 in the widow's pension to acquired a right to the payment of mainte which the widow of Mr Willy Meinhardt nance. Although there was no document or is entitled in law'. agreement establishing this right she received a monthly allowance of DM 200; In its rejoinder the defendant adheres to the the uninterrupted payment of the mainte conclusions set out in its statement of nance is evidence of the existence of an defence under Nos 1 and 3 and states that implied maintenance agreement within the the alternative conclusion set out therein meaning of Article 72 of the Ehegesetz. under No 2 has become irrelevant as a The applicant has therefore become entitled result of the amendments made to the to maintenance under the decree of conclusions in the reply. divorce and the legal position must be During the oral procedure the applicant assessed as if a judgment delivered after repeated her conclusions set out in the the divorce had conferred on her the right application. to maintenance. It is therefore reasonable For its part the defendant submitted anew to deduce from Article 28 of Annex XIII the alternative conclusions set out in the to the Staff Regulations that the applicant statement of defence. was entitled to one half of the pension paid by the Communities.
III — Submissions and arguments of 2. The defendant and the intervener reply the parties that the following conditions must be satisfied before the survivor's pension can The submissions and arguments of the be divided between the widow and the parties may be summarized as follows : deceased servant's divorced wife, if the latter has not remarried: 1. The applicant maintains that the ques tion to be settled in this action is whether a — the decree of divorce must have been right to maintance, the amount of which on the ground that the official was was not fixed by the decree of divorce itself, solely to blame; falls within the concept of 'maintenance awarded ... under the decree' referred to in — the deceased official must actually have the first paragraph of Article 28 of Annex been obliged under national law to pay VIII to the Staff Regulations. maintenance to his divorced wife; An affirmative answer should: be given to this question. In the law of at least one — the maintenance obligation must have Member State, that is, German law, a been imposed by judicial decision. decree of divorce never rules on mainte nance or the amount thereof but merely The last two conditions are not satisfied sets in motion the consequences which, as in this instance. regards maintenance, stem from the In the alternative, they reply that even if it apportionment of blame in the decree of were accepted that the applicant is entitled divorce. Therefore, the abovementioned to a pension, it could not exceed the sum of Article 28, which could not lay down a DM 200 previously paid as maintenance final and exclusive rule in contradiction every month. with the national legislation, was drafted in terms sufficiently general to include those (a) The need for a judicial decision cases in which the right to maintenance is founded on the decree of divorce. The Commission accepts that the above The specific question whether the applicant mentioned Article 28 refers principally to is entitled to maintenance must be con those legal systems in which maintenance sidered in the light of internal law, which is, is awarded in the decree of divorce itself. in this instance, German law. This provision must be interpreted in the
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light of those legislative systems, such as Meinhardt in respect of the period preced the German system, in which the decree of ing his death and that this denies her any divorce makes no ruling on maintenance. possibility of a direct claim against the Although it is, therefore, true that it is Community. impossible to require the decree of divorce The intervener espouses the interpretation to provide in every case for the payment of of Article 28 suggested by the Commission maintenance (as the wording of Article and accepts that a maintenance order 28 may suggest) evidence, in the form of a following the divorce or, in certain cir judicial decision, of the existence of an cumstances, a judicially authenticated obligation to pay a certain sum by way of maintenance agreement, may replace the maintenance cannot be dispensed with. decree which is required by Article 28. In support of this contention the defendant In addition, she puts forward the follow refers to the difficulties inherent in a ing points: system in which, in fulfilling the obligations set out in Article 28, the institution is — A maintenance agreement concluded in unable to refer to any specific decision from accordance with Article 72 of the a national court on the existence and extent Ehegesetz can in no way replace the of the deceased servant's obligation to pay 'maintenance awarded .
. . under the maintenance. decree' required by Article 28. It is not A written agreement — and, a fortiori an for the Commission or the Court to implied agreement — are not sufficient to make good the defects in the applicant's justify a right to a share in a pension. title by ruling, in place of the competent Therefore, although Mr Meinhardt did courts, that a title acquired under a not dispute his obligation to pay mainte private agreement—which is in any case nance, the applicant should have obtained not proved—may, under the national an award of maintenance from a German provisions in force when the divorce court. was granted, take the place of a decree This apparent severity towards the appli
awarding maintenance. cant is in accordance with the underlying principles of the Staff Regulations which Furthermore, under Article 70(2) of the accord to the widow a privileged position Ehegesetz, in conjunction with Article 58 as against the divorced wife. Simply to thereof, the applicant may even now bring accept any form of evidence of the obliga a claim for maintenance against the heirs tion to pay maintenance would put the of the deceased (in this instance, the widow — who is in this instance the inter intervener and her son, who is a minor) vener — who has not been able to have the and obtain in this way a title which situation clarified before a German court, recognizes her claim and which, in into an unfavourable position. appropriate circumstances, combined with Finally, the defendant adds that in practice Article 28, may give her a right against the a decision by the Court dismissing the Community.
application would not affect the applicant adversely. She could still assert her rights — During the lifetime of her husband there had been nothing to prevent the to maintenance against the heirs of the deceased (Article 70 of the Ehegesetz), applicant bringing an action to obtain which would, if need be, entitle her to have an enforceable right in which she would execution levied on the amount of the have had an interest, even if an amicable pension to be paid to the widow by the agreement had existed concerning the Community. amount to be paid. On the other hand, when questioned on (b) The de facto obligation on the divorced this point during the oral proceedings, the spouse to pay maintenance to the defendant maintained that in its opinion applicant the applicant can no longer at the present time seek a declaration (paragraph 256 The Commission claims that even supposing ZPO) recognizing her claim against Mr —quod non—that an agreement made
JUDGMENT OF 17.5.1972 — CASE 24/71
before or after the divorce may constitute be considered in relation to Mr Mein a sufficient title for the purposes of the hardt's income at the time of their application of Article 28, it would still de facto separation, that is, in 1960. have to be shown that the applicant had a This standard of living was relatively right to maintenance under the German modest as it was only in 1961, some law applicable at the time of the divorce months before his divorce, that Mr (paragraph 58 of the Ehegesetz) which the Meinhardt became an official of the agreement was designed to enforce.
The European Communities. unconditional payments of DM 200 per month over a period of eight years are not — Finally, the applicant's gross income is sufficient to establish the existence of such at present at least DM 1300 (and not an obligation within the meaning of DM 580 as the applicant claims and Article 58 of the Ehegesetz. should have proved). Article 58 only gives rise to a right to maintenance if certain conditions con In the alternative, the intervener states cerning the income of the spouses are that even if it were shown that the applicant fulfilled and if the husband is held to be to was entitled to DM 200 per month by way blame. of maintenance before Mr Meinhardt's The defendant maintains that the facts death, under Article 70(2) of the Ehegesetz, referred to by the applicant in order to which requires the maintenance to be fixed justify her claim to maintenance—which at a fair and reasonable amount after the are, moreover, submitted out of time in death of the spouse liable to pay it, this the light of Article 42(2) of the Rules of claim must be considerably reduced. Procedure—cannot justify such a claim within the meaning of Article 58. At the (c) Conditions of division of the pension time of the divorce Mr Meinhardt's income only amounted to approximately As regard the possible division of the DM 1500 whereas at the same period the pension the defendant and the intervener applicant's income exceeded DM 500. maintain that the application contains The applicant must take into account the nothing to support a claim to a greater new burdens imposed on Mr Meinhardt share in the survivor's pension than the through his marriage with Miss Prange and DM 200 which represent the amount the birth of a child, burdens which would paid by Mr Meinhardt until his death. have justified an application for the varia They add that after the applicant with tion of the maintenance agreement and drew this head of claim in the reply she reduced the amount due to the divorced could not in her oral submissions to the
wife. It is therefore clear that the applicant Court, restore her original head of claim could never have claimed maintenance on this point. under Article 58. For this reason, the payments of DM 200 3. The applicant replies as follows: were not in the nature of maintenance or, at least, it is not proved that they were. (a) The need for a judicial decision The intervener adds that the applicant had no claim to maintenance after her The applicant observes that under Articles divorce.
When they were divorced the 58 and 72 of the Ehegesetz the divorced incomes of the spouses were not such as to spouses are perfectly free to come to an qualify her for maintenance under para agreement concerning the consequences of graph 58 of the Ehegesetz. divorce from the point of view of mainte nance. It is unreasonable to require, as — Before his divorce Mr Meinhardt's net does the Commission, that the wife have income was DM 1575; thereafter it was the question decided by the court when in DM 1490. fact there was an agreement between the parties as to maintenance.
Article 28 of — Moreover, the standard of living must Annex VIII to the Staff Regulations must
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therefore be interpreted as meaning that of the party required to pay it, the income the divorced wife is entitled to maintenance of the wife entitled thereto and the normal in the sum awarded by the decree of standard of living of the spouses at the divorce, but that where it is implied or time of their separation. In the light of required by the national legal system of her earned income of 580 DM per month the parties concerned, the existence and and Mr Meinhardt's income, which the amount of maintenance due under law amounted to DM 2200 at the time of the may be proved by other means. divorce, the applicant considers that a sum of DM 200 would give her the one third (b) The de facto obligation to pay mainte part of her husband's income which was nance and the payments of DM 200 the sum usually granted to the innocent seen as maintenance wife. The applicant therefore concludes that the The applicant maintains that under para sum of DM 200 is clearly in the nature of a graph 58 of the Ehegesetz, which is the maintenance payment. conclusive provision in this matter, Mr Meinhardt was obliged to make monthly (c) The manner of payment of the pension payments of DM 200. In principle this obligation stems from the In the reply the applicant withdrew her decree of divorce and its specific content is claim to a share in the survivor's pension derived from a correct application of the in excess of DM 200 but in her oral principles contained in paragraph 58 of address to the Court she repeated her the Ehegesetz. original claim contained in her application, According to this paragraph, tor the pur and seeks the payment of one half of the poses of determining the amount of the widow's pension. She makes this claim on maintenance to be paid, it is necessary to the ground that the deterioration in her take into account the financial resources, state of health justifies an increased pay at the time when the divorce was granted, ment.
Grounds of judgment
1 The application seeks in the first place the annulment of the decision contained in the letter dated 18 February 1971 and addressed to the applicant by the Director- General for Personnel of the Commission. By this decision the defendant refused to award to the applicant a share in the survivor's pension which, under Articles 27 and 28 of Annex VIII to the Staff Regulations of Officials, is payable in certain circumstances to the divorced wife of a deceased official who also leaves a widow.
2 Under Article 79 of the Staff Regulations, the widow of an official is entitled to a survivor's pension under the conditions laid down in Annex VIII to these Regula tions. Article 17 of this Annex governs the entitlement to a pension of the widow of a deceased official. Article 27 of this Annex states that the divorced wife of an
official shall be entitled on his death to a survivor's pension provided that the decree of divorce found that the official was solely to blame and that the divorced wife has not remarried before the death of her former husband. Article 28 of
Annex VIII governs the award of the survivor's pension where the deceased
JUDGMENT OF 17.5.1972 — CASE 24/71
official leaves a widow and a divorced wife. In such a case the survivor's pension is in principle divided in proportion to the duration of each marriage.
3 These provisions are not intended to preserve in a different form, for the benefit of a widow or divorced wife, an obligation to pay maintenance which stems from the marriage or the divorce, but establish a right which the parties concerned hold directly under the Staff Regulations in their capacity as the widow or the divorced wife who has not remarried. However, under Article 28 the amount to which the divorced wife is entitled if she has not remarried shall not be more than the amount of the maintenance awarded to her under the decree of divorce.
4 The reasons for the Commission's rejection of the applicant's claim are, on the one hand that the applicant has not shown that the monthly maintenance payments of DM 200 made by her husband were due to her by way of 'maintenance as a result of [their] divorce' and on the other hand that under Article 28 of the above mentioned Annex the maintenance had to be awarded and its amount fixed by the decree of divorce, which was not so in the present case.
s Article 28 does not concern the existence of the right to the survivor's pension, but how the share to be paid to the divorced wife is to be determined where her right is in competition with that of the widow. This is confirmed by the second paragraph of this provision which states that if any of the persons entitled to pension dies, her share shall accrue to the share of the other person. Moreover, the defendant acknowledges that the provision in dispute cannot be construed literally in so far as it requires that the amount of the pension must be determined by the decree of divorce itself, but maintains that, at all events, the production of a judicial decision is necessary.
6 The existence and extent of the obligation on the part of the official to pay main tenance to his divorced wife must in principle be determined in accordance with the law which governs the consequences of divorce. In many States, and in certain Member States in particular, the maintenance payable by a spouse as a result of divorce need not, and even in certain cases cannot, be fixed by the decree of divorce or by a subsequent judicial decision, but may, inter alia, be established by an agreement between the parties. To require proof of the existence and extent of the obligation to pay maintenance by a judicial decision, when the law governing the consequences of the divorce does not recognize or, at all events, does not require recourse to such a decision, would in certain cases frustrate the exercise of a right to a survivor's pension which the Staff Regulations confers on the divorced wife whose husband is found solely to blame for the divorce. This could not have been the intention of the authors of the Staff Regulations. Therefore, the final sentence of the first paragraph of Article 28 cannot be interpreted as excluding other means of proving the obligation to pay maintenance which are required or accepted by the law governing the consequences of divorce. The purpose of Article
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28 is therefore to establish a reliable point of reference based on the internal law applicable to the parties concerned.
7 Therefore, by refusing to award the applicant the share in the pension provided for in Article 28 of Annex VIII, without having considered whether the law governing the consequences of the divorce requires a judicial decision as proof of the right to maintenance, the defendant has infringed that article.
8 The decision must therefore be annulled.
9 In the second place the application asks the Court to rule that the applicant is entitled to a share in the survivor's pension and to determine the amount of that share. The Court has jurisdiction under Article 91 of the Staff Regulations to adjudicate upon this claim.
10 It is established that the applicant's husband was found solely to blame for the divorce and that she has not remarried. Moreover, it is acknowledged by the parties to the action that Mr Willy Meinhardt paid the applicant DM 200 every month without fail from the divorce to his death. The applicant and the deceased official were of German nationality and the decree of divorce was pronounced in the Federal Republic of Germany.
11 The parties also accept that under German law, which in the present case governs the position of the divorced spouses, the maintenance which the wife is entitled to claim in the circumstances laid down in Article 58 of the German Marriage Law (Ehegesetz) may form the subject of an agreement between the parties. This agree ment may even be implied and it may be proved by the circumstances surrounding its performance, and in particular those concerning payment, if they are such as to show that the payments were made by way of maintenance.
12 Although proof of the existence and of the amount of the maintenance payable as a result of the divorce is in the present case governed by German law, it is for the Commission and, in the case of an action before the Court of Justice, for the Court, which is charged with applying Article 28 of Annex VIII, to consider, in order to ensure the correct application of the said Article 28, whether the condi tions required by the national law are satisfied. The fact that the payments extended over a long period, their regularity, the amount of the sum in relation to the salary of the official and the supposed income of the divorced wife, together with the fact that the official was found solely to blame for the divorce, constitute reasonable grounds for concluding that these payments were made in performance of an obligation to pay maintenance arising from the divorce. Furthermore, neither the defendant nor the intervener have put forward any acceptable reason which would have led Mr Meinhardt to make the payments in question if he had not considered himself bound to make them as a result of an obligation to pay maintenance. The applicant is, therefore, entitled to a share in the survivor's pension.
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13 This share must be fixed at DM 200 per month, which corresponds to the amount of the pension paid to her at the time when her divorced husband died. The questions of her resources in relation to her present needs and whether she may possibly have a maintenance claim against the heirs of her divorced husband are irrelevant to the application of Articles 27 and 28 of Annex VIII to the Staff Regulations. These provisions do not govern the continuation of an obligation to pay maintenance but a right which the divorced wife and the widow hold directly under the Staff Regulations; in this connexion the claim to maintenance against the deceased official is only a factor for the purpose of calculating the division of the pension.
Costs
14 Under Article 69(2) of the Rules of Procedure the unsuccessful party shall be ordered to bear the costs. The defendant has failed in its submissions.
On those grounds,
Upon reading the pleadings; Upon hearing the report of the Judge-Rapporteur; Upon hearing the parties ; Upon hearing the opinion of the Advocate-General; Having regard to the Staff Regulations of Officials, especially Articles 79 and 91 and Annex VIII, Articles 17, 27 and 28; Having regard to the Protocols on the Statute of the Court of Justice; Having regard to the Rules of Procedure of the Court of Justice of the European Communities, especially Article 69,
THE COURT (First Chamber)
hereby :
1. Annuls the decision of the Commission contained in the letter of 18 February 1971.
2. Orders the Commission of the European Communities to pay to the applicant a monthly sum of DM 200 to be deducted from the pension which it is re quired to pay under Article 79 of and Annex VIII to the Staff Regulations.
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3. Orders the Commission of the European Communities to bear the applicant's costs.
4. Orders the intervener to bear her own costs.
Mertens de Wilmars Kutscher Monaco
Delivered in open court in Luxembourg on 17 May 1972.
A. Van Houtte J. Mertens de Wilmars
Registrar President of the First Chamber
OPINION OF MR ADVOCATE-GENERAL ROEMER DELIVERED ON 16 MARCH 1972<apnote>1</apnote>
Mr President, the European Communities. She was Members of the Court, divorced by a decree of 27 February 1962 of the Landgericht (Regional Court) Under Article 27 of Annex VIII to the Wiesbaden which stated that her husband Staff Regulations (the so-called pension was 'to blame for the divorce'. After the scheme) 'The divorced wife of an official divorce the applicant, who did not remarry shall be entitled on his death to a survivor's and who apparently worked both during pension, as defined in this Chapter, pro and after the marriage, received from her vided that the court which pronounced the former husband regular monthly payments decree of divorce found that the official of DM 200 which were made neither under was solely to blame'. Article 28 of the a court order nor under a written agree pension scheme provides that 'Where a ment. On 4 January 1963 the divorced divorced official who has remarried leaves husband contracted a second marriage, of a widow entitled to a survivor's pension, which there is one child. He died on 22 that pension shall be divided, in proportion September 1969 when still in the service of to the duration of the marriages, between the Commission. Until his death he the divorced wife if she has not remarried continued to make the abovementioned and the widow, if the court which pro payments to his first wife. nounced the decree of divorce found that After the death of this official lengthy the official was solely to blame'. Article disputes arose between his first and second 28 states further 'The amount to which wives and the Commission over the ques the divorced wife is entitled if she has not tion of the maintenance payments to the remarried shall be not more than the first wife and her share in the survivor's amount of the maintenance awarded to pension payable by the Community. The her under the decree'. divorced wife relied on the existence of an It is on these provisions that the applicant implied maintenance agreement and in the present proceedings bases her claimed that the second wife must continue application to the Commission for the to make the monthly payment of DM 200. award of a share in the survivor's pension. The second wife rejected this claim on the She married on 19 May 1945 but had no ground that, as the divorced wife had a children. On 1 July 1961 her husband sufficient income of her own, the pay became an official of the Commission of ments made by the deceased official were
I — Translated from the German.