C-58/72
ECLI:EU:C:1973:52
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JUDGMENT OF THE COURT (FIRST CHAMBER) 17 MAY 1973 1
Letizia Perinciolo
v Council of the European Communities
Joined Cases 58 and 75/72
1. Proceedings — Admissibility — Objection of 'lis pendens' — Examination by the Court of its own motion (Rules of Procedure, Art. 92) 2. Officials — Incapacity for work — Dispute — Invalidity Committee — Reference for opinion — Restriction to cases of sick leave (Staff Regulations, Art. 59) 3. Officials — Employment — State of health — Incompatibility — Obligations (Staff Regulations, Art. 36)
1. The Court must raise the objection of employment to which he has been 'lis pendens' of its own motion. assigned is not suitable in view of his state of health, he may request 2. Only disputes relating to sick leave another assignment, but while may be referred to the Invalidity awaiting such a transfer he is obliged Committee. to present himself at his employment and carry out the duties pertaining 3. When an official considers that the thereto.
In Joined Cases 58 and 75/72,
LETIZIA PERINCIOLO, an official in the Secretariat General of the Council of the European Communities, residing at 11, rue Major Pétillon, Brussels, represented by Maître Emile Drappier, Advocate of the Brussels Court of Appeal, with an address for service in Luxembourg at the chambers of Maître Ernest Arendt, 34B IV rue Philippe-II, applicant,
v
Council of the European Communities, represented by Maître Gonzague Lesort, Legal Adviser in the Secretariat General of the Council in Brussels,
1 — Language of the Case: French.
JUDGMENT OF 17. 5. 1973 — JOINED CASES 58 AND 75/72
with an address for service in Luxembourg at the chambers of Maître Emile Reuter, Legal Adviser of the Commission of the European Communities, 4 boulevard Royal, defendant, Application
— for annulment of the decision of assignment of the applicant dated 24 May 1972, and
— for annulment of the decision of 20 June 1972 applying Article 60 of the Staff Regulations to the applicant and of the decision of 20 July 1972 confirming the application of the said Article, as well as of the letter of 28 August 1972 confirming the application of the aforementioned decisions,
THE COURT (First Chamber),
composed of: R. Monaco (President of Chamber), A. M. Donner (Rapporteur) and C. Ó Dálaigh, Judges,
Advocate-General: J.-P. Warner Registrar: A. Van Houtte
gives the following
JUDGMENT
Issues of fact and of law
I — Summary of facts and On 28 October 1968, she was, for the procedure purposes of the statutory insurance scheme against accidents in private life, found to be suffering from a 15 % The facts of the case and the procedure permanent invalidity. may be summarized as follows: By a decision of the Director of The applicant, an official Grade C 3 Administration dated 24 May 1972, the in the Secretariat General of the Council applicant, who was at the time assigned of the European Communities, had a to the records department, was riding accident on 6 November 1965. transferred to the Italian section of the As a result of that accident, she was for a typing pool with effect from 25 May 1972. certain time totally incapacitated from working and thereafter partially Signorina Perinciolo protested against incapacitated. this decision maintaining that, according
PERINCIOLO v COUNCIL
to the reports of the doctors whom she decided to open the oral procedure had consulted, she was not allowed to without any preparatory inquiry. do any typing work. The Director of The oral observations of the parties were Administration informed her by letter of made at the hearing on 13 March 1973. 2 June 1972 that examination of the The Advocate-General presented his certificates produced by her confirmed opinion at the hearing on 5 April 1973. unreservedly her ability to do typing work. At an interview on 5 June 1972 with two officials of the Administration, it was pointed out to the applicant that II — Submissions of the the fact that she did not agree with the parties note of 2 June 1972 did not justify her absence from the post to which she had In Case 58/72 the applicant submitted been assigned and that her continued that the Court should absence from the typing pool would thenceforth be regarded as unauthorized 1. Declare null and void the decision absence. contained in the note from the The Director of Administration informed Director of Administration of the her by note dated 20 June 1972 that, by Secretariat General of the Council application of Article 60 of the Staff dated 24 May 1972 placing the Regulations, her unauthorized absence applicant at the disposal of the Italian as from 2 June 1972 would be deducted section of the typing pool, Directorate from her annual leave and that, in the General A, as a secretary/shorthand event of the applicant continuing to typist. absent herself, she would lose her right 2. Declare null and void the decision to remuneration as from 3 July 1972. contained in the note from the The Secretary-General of the Council Director of Administration dated 20 confirmed by letter of 20 July 1972 that June 1972 whereby Article 60 of the Article 60 of the Staff Regulations Staff Regulations was applied to the should apply in the case of the applicant. applicant. On 28 August 1972 the Principal 3. Declare null and void the decision Administrator informed the applicant contained in the letter from the that the suspension of payment of her salary would continue to have effect in Secretary-General of the Council accordance with the letter of 20 July dated 20 July 1972 confirming the 1972. application of Article 60 of the Staff Regulations to the applicant. On 9 October 1972 Signorina Perinciolo submitted to the appointing authority a 4. Order the opposing party to pay the complaint against the application of costs of the action. Article 60 of the Staff Regulations. In Case 75/72, the applicant in essence The present applications were lodged at reiterated her last three submissions in the Registry on 16 August 1972 (Case Case 58/72 and in addition submitted 58/72) and 20 October 1972 (Case that the Court should. 75/72) respectively. — Declare null and void the notification On 12 December 1972 the First of 28 August 1972 by the Principal Chamber of the Court ordered that the Administrator confirming that the two cases be joined for the purposes of suspension of the payment of the procedure and judgment. applicant's remuneration would After hearing the report of the Judge continue to have effect in accordance Rapporteur and the opinion of the with the letter of 20 July 1972 from Advocate-General, the First Chamber the Secretary-General.
JUDGMENT OF 17. 5. 1973 — JOINED CASES 58 AND 75/72
The defendant submits that in Case that she was to be given typing work 58/72 the Court should only.
— dismiss the application as being While admitting that the applicant was, unfounded, for a certain time, handicapped in carrying out her duties, the Council — order the applicant to pay the costs; submits that by then she was fully and in Case 75/72 capable of doing typing work. — dismiss the application as being The defendant gives a summary of the inadmissible, favourable treatment accorded to Signorina Perinciolo from the date of the — alternatively, dismiss the application accident up to 24 May 1972. It as being unfounded, emphasizes particularly that this — order the applicant to pay the costs. favourable treatment had only been discontinued three years after the Institution's medical adviser had withdrawn any reservations he had as to the ability of the applicant to carry out III — Pleas and arguments her duties. of the parties At the time when the decision to transfer
The pleas and arguments of the parties the applicant to the typing pool was taken, the defendant was able to base may be summarized as follows: that action on a detailed and objective In Case 58/72, the applicant contends examination by the medical adviser of that, by acting solely on the opinion of the Institution. doctors of its choice as to her state of In order to be as certain as possible of health, the Council acted unlawfully in the correctness of his diagnosis, the assigning her to the typing pool. medical adviser referred Signorina As there was a conflict of opinion Perinciolo's case to Dr Castiaux, the between the doctors consulted by the head of the Institut d'Orthopédie et de applicant and those consulted by the Traumatologie, who fully confirmed the Institution, it would have been in keeping opinion that the applicant was capable with the spirit of Article 59 of the Staff of doing typing work. Regulations to refer to the Invalidity In regard to the argument of the Committee for an Opinion. It was not applicant that the Invalidity Committee open to the defendant to make a should have been consulted, as provided unilateral decision when confronted with for in Article 59 of the Staff Regulations, conflicting medical opinions, as it did the defendant points out that that not have the necessary medical Committee is not competent to decide qualifications. whether an employee is ill or not but The applicant could not be blamed, merely whether or not any invalidity therefore, for not having presented exists. A careful interpretation of Article herself to carry out the duties of 59 (3) leads to the conclusion that that secretary/shorthand typist assigned to provision refers only to cases where the her 'while she was present at the office provisions relating to additional sick for other duties for which she was leave due to incapacity or automatic suited'. Consequently, it was wrong of leave in a situation analogous to invalidity the defendant to apply Article 60 of the apply. Staff Regulations, as that Article Further, the intervention of the presupposes an unauthorized absence. Invalidity Committee does not come The defendant states that the fact that within the framework of the sickness the applicant was transferred to the scheme of the Staff Regulations, as the typing pool did not necessarily imply procedure for appointing an Invalidity
PERINCIOLO v COUNCIL
Committee to decide in each case Court in Joined Cases 45 and 49/70 whether an official is ill or not would be Bode v Commission (Rec. 1971, p. 465) far too unwieldy and onerous a task. following which the objection of 'lis Finally the defendant maintains that the pendens' would apply Moreover the relevant provisions of the Staff Regula Court cannot give judgment at the same tions in this case are based on the as time in these two actions by virtue of the sumption that the employee is fit for principle 'non bis in idem' which the service in his employment and that such Court called to mind in its judgment of 5 employee must be assigned to a post May 1966 in Joined Cases 18 and 35/65 corresponding to his employment.
If the Gutmann v. Commission of the EAEC employee is not fit for service, he must (Rec. 1966, p. 195). be retired on grounds of invalidity, either at his own request or at the request of The applicant draws attention to the fact the authority. The Staff Regulations do that it is only partly true that the not contain either a scheme for partial application in Case 58/72 makes the invalidity or for assignment for reasons same claims as the application in Case of partial invalidity to employment other 75/72, as the application in Case 58/72 than that given to the employee on asks primarily for the annulment of the appointment or promotion. Moreover, decision of assignment of 24 May 1972, there is no special procedure for while the application in Case 75/72 is determining whether the person concerned solely with the application of concerned satisfies particular conditions Article 60 of the Staff Regulations. which do not constitute either fitness or The defendant makes a careful
invalidity. comparison between the submissions of It follows that the objection that the the applicant in Cases 58/72 and 75/72 Council acted unlawfully by failing to and arrives at the conclusion that the consult the Invalidity Committee at the only fresh factor in Case 75/72 is the time the applicant was assigned to the application for annulment of the typing pool cannot be justified either in notification of 28 August which, fact or in law. however, cannot be considered as a fresh In regard to the application of Article 60 act itself capable of being the subject of of the Staff Regulations, the defendant an action as it is merely confirmatory of submits that, after a decision to assign an the letters of 20 June and 20 July 1972. official has been adopted, the person Finally the defendant points out that, by concerned has no choice other than to virtue of Article 91 (2) of the Staff comply with that decision or to dispute Regulations, any application to the Court its lawfulness by the legal methods of must be preceded by the submission to recourse open to officials.
As the the appointing authority of a request or applicant merely refused to appear at her complaint within the meaning of Article post, all the signs point to a situation of 90 (2) and by a decision explicitly or unauthorized absence within the impliedly rejecting that request or meaning of Article 60 of the Staff complaint. Regulations. In these circumstances Article 60, which leaves no area of As no request or complaint was discretion to the authority, must be submitted against the decision of 20 June applied. 1972 within the prescribed time-limit, In Case 75/72, the defendant pleads that that is before 20 September 1972, any the action is inadmissible, pointing out application to the Court is time-barred, that it covers the same facts, is based even under the special procedure upon the same pleas and makes the same provided for in Article 91 (4). claims as the application brought by the The argument that the letter of 20 July applicant against the defendant in Case constitutes a definitive decision cannot
58/72. It quotes the judgment of the be justified as that letter is purely
JUDGMENT OF 17. 5. 1973 — JOINED CASES 58 AND 75/72
confirmatory of the letter of 20 June conditions contained in Article 91 (4) are 1972. not satisfied.
The complaint submitted to the In regard to the merits of Case 75/72, competent authority on 9 October 1972 the parties refer for the main part to is therefore out of time, so that the their arguments in Case 58/72.
Grounds of judgment
1 By application of 10 August 1972 the applicant brought before the Court an action for annulment firstly of the decision of the Administration of the Secretariat General of the Council dated 24 May 1972, placing the applicant at the disposal of the Italian section of the typing pool, Directorate General A, as a secretary/shorthand typist, secondly of the decision of the said Administration dated 20 June 1972, applying Article 60 of the Staff Regulations to her and thirdly of the letter of 20 July 1972 from the Secretary General confirming that latter decision.
2 By an application to the Court dated 17 October 1972 the applicant brought a second action for the annulment not only of the decision of 20 June 1972 and the letter of 20 July abovementioned but also of the notification of 28 August 1972 from the said Administration confirming that the suspension of the payment of the applicant's remuneration would continue to take effect in accordance with the letter of 20 July 1972.
As to the admissibility of the actions
3 The defendant admits that the action in Case 58/72 is admissible but contests the admissibility of the action in Case 75/72 on several grounds.
4 In regard to the application for annulment of the notification of 28 August 1972, that act is merely a consequence and a confirmation of the decision of 20 June 1972 and the letter of 20 July 1972 from the Secretary General, which acts are already the subject of the action in Case 58/72.
5 Moreover, insofar as the action in Case 75/72 is directed against those latter acts by reiterating the submissions in the action in Case 58/72, its admissibility runs counter to the objection of 'lis pendens' which the Court must raise of its own motion.
PERINCIOLO v COUNCIL
6 It follows therefore that the action in Case 75/72 is inadmissible.
As to the merits of the action in Case 58/72
7 The applicant claims that, having regard to the medical certificates produced by her, the Administration was not within its rights in requiring her to comply with her assignment to the typing pool.
8 On the other hand, the difference between the opinions of the Administration's medical adviser and of the specialist which it consulted and those delivered in the certificates produced by the applicant should have caused the Administration to refer to the Invalidity Committee under Article 59 (3) of the Staff Regulations.
9 Having failed to do so, the Administration could not persist in implementing its decision of 24 May 1972 and, therefore, was not within its rights in regarding the refusal of the applicant to conform with that decision as unauthorized absence within the meaning of Article 60 of the Staff Regulations.
10 Article 59 of the Staff Regulations deals, on the one hand, with sick leave for an official prevented from performing his duties because of sickness or accident and, on the other hand, with automatic leave on the decision of the institution.
11 Therefore, as the third paragraph of that Article provides that cases of dispute shall be referred to the Invalidity Committee, it can only refer to cases of sick leave, without prejudice to the question of whether it refers only to the case laid down in paragraph 2 of the Article or also to that referred to in paragraph 1.
12 It is sufficient for the purposes of the present case to state that it does not concern sick leave of the applicant but the situation created by the objections she raised, because of her state of health, to her assignment to the typing pool.
13 In any case Article 59, and especially paragraph 3 thereof, does not refer to such a situation and cannot therefore be invoked in the present case.
JUDGMENT OF 17. 5. 1973 — JOINED CASES 58 AND 75/72
14 Subject to the application of Sections 2 to 5 of Chapter 2 of Title III of the Staff Regulations, the normal status of an official is active status, defined in Article 36 as the status of an official who is performing the duties pertaining to the post to which he has been appointed as provided in Title IV.
15 When an official considers that the post to which he has been appointed is not suitable for him due to his state of health, he is obviously entitled to request another assignment but while awaiting such a transfer he is still obliged to present himself at his post and perform the duties pertaining thereto.
16 In any event, it cannot be admitted that in such circumstances the official may take the law into his own hands by considering that the submission of medical certificates dispenses him from appearing at his employment and allows him to absent himself while awaiting the offer of a post which he considers suitable.
17 Therefore both the action brought against the assignment of the applicant to the typing pool and the action brought against the application of Article 60 of the Staff Regulations must be dismissed as being unfounded.
Costs
18 Under the terms of Article 69 (2) of the Rules of Procedure, the unsuccessful party shall be ordered to pay the costs.
19 The applicant has failed in her pleas.
20 But under the terms of Article 70 of the Rules of Procedure, the costs incurred by institutions in actions brought by employees of the Communities shall be borne by such institutions.
On those grounds,
Upon reading the pleadings; Upon hearing the report of the Judge Rapporteur; Upon hearing the oral observations of the parties; Upon hearing the opinion of the Advocate-General; Having regard to the Staff Regulations of Officials of the European Communities, especially Articles 36, 59, 60, 90 and 91; Having regard to the Protocols on the Statute of the Court of Justice; Having regard to the Rules of Procedure of the Court of Justice of the European Communities;
PERINCIOLO v COUNCIL
THE COURT (First Chamber)
hereby:
1. Dismisses the action in Case 75/72 as inadmissible;
2. Dismisses the action in Case 58/72 as unfounded;
3. Orders each party to bear its own costs.
Monaco Donner Ó Dálaigh
Delivered in open court in Luxembourg on 17 May 1973.
A. Van Houtte R. Monaco
Registrar President of the First Chamber
OPINION OF MR ADVOCATE-GENERAL WARNER
DELIVERED ON 5 APRIL 1973
Mr President, accident following which she received extensive sick leave. Members of the Court, At her next annual medical check-up on Signorina Letizia Perinciolo, the 13 June 1966, she was found fit to applicant in both these actions, first perform her duties subject to these became an established official of the reservations: 'Fit for half-time work in
Communities on 16 July 1964, by a June 1966. Further, is to avoid lengthy decision of the Secretariat General of the periods of typing for three months.' (My then Councils dated 7 July 1964. She Lords, the originals of all the documents was appointed by that decision to Grade in these proceedings are either in French C 4 and was assigned, as a typist, to the or in Italian. For the sake of simplicity Italian section of the Secretariat my quotations from them will be General's typing pool, where she had throughout English translations). served her probationary period pursuant My Lords, at the applicant's annual to Article 34 of the Staff Regualtions. medical check-up on 11 July 1967 she was found fit subject to a reservation On 3 May 1965 she underwent a routine expressed as follows: 'Fit for full-time medical check-up, pursuant to Article 59 work but avoiding lengthy periods of (4) of the same Regulations, as a result typing and overtime for one month.' of which she was found fit to perform On 13 July 1967 she was tranferred to her duties, as she had been, needless to the records department, Directorate say, at the initial medical examination General A, as a typist, but with an oral required by Article 33. promise that in that department she On 6 November 1965, she had a riding would be given typing only occasionally.