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Súdny dvor Európskej únie·Rozsudok·4.4.1974

C-115/73

ECLI:EU:C:1974:34

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Súdny dvor Európskej únie
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61973CJ0115

JUDGMENT OF THE COURT (FIRST CHAMBER) OF 4 APRIL 1974 1 2

Manlio Serio

v Commission of the European Communities

Case 115/73

Summary

1. Officials — Recruitment — Selection — Considerations — Knowledge and ex­

perience relating to a specific national sphere — Account taken — Acceptability (Staff Regulations, Article 27)

2. Officials — Recruitment — Competition on basis of both qualifications and tests — Qualifications taken into account after the tests — Acceptability (Staff Regulations, Annex III, Article 5 (1) and (4))

1. Though the Staff Regulations declare of Annex III to the Staff Regulations that no posts shall be reserved for that the qualifications offered by each nationals of any specific Member candidate enable the Selection Board State, the appointing authority may, in the first place to decide which

in engaging an official, legitimately candidates are to be admitted to the

treat knowledge and experience tests. After the result of the tests has relating to a specific national legal been taken into account, however, system as a decisive factor in these provisions do not prevent

selection. qualifications from also being taken

into consideration for the purpose of

2. It follows from Article 5 (1) and 5 (4) making the appointment.

In Case 115/73

Manlio Serio , an official of the Commission of the European Communities, represented by Remo Serio, of the Salerno Bar, with an address for service

in Luxembourg at the chambers of Maître Joseph Guill, 23, rue Seimetz,

applicant,

1 — Language of the Case: Italian.

2 — With a view to simplification and clarity, the Court has decided to make slight changes in the form of its judgments. In particular, the beginning 'Upon formerly preceded the operative reading,'

phrases etc., which

part of the judgment, are now omitted. The reader will find in the body of the judgment a mention, in appropriate places, of all the documents formerly referred to in that way.

JUDGMENT OF 4. 4. 1974 — CASE 115/73

V

Commission of the European Communities , represented by its Legal Adviser Giorgio Pincherle, with an address for service in Luxembourg at the office of its Legal Adviser Pierre Lamoureux, 4, boulevard Royal,

defendant,

Application for annulment of competition procedure COM/388/71 and the

appointment made thereunder, and for damages.

THE COURT (First Chamber)

composed of: R. Monaco, Rapporteur, acting President of Chamber J. Mertens de Wilmars and C. Ó Dálaigh, Judges,

Advocate-General: J. P. Warner Registrar: A. Van Houtte

gives the following

JUDGMENT

Facts

I — Facts and procedure November 1971 addressed to the

Director-General of Administration, the The facts and the arguments developed applicant declared that, because of this by the parties in the course of the the notice was requirement, vitiated as written procedure may be summarized as being ultra vires and discriminatory, and follows: asked that it be withdrawn. This letter,

1. In notice of competition COM/388/­ together with a previous one of 19 71, the Commission set in motion the October 1971, was rejected by the

internal competition procedure to fill a Administration on 29 February 1972. post in Category/Career Bracket A 5/A 4. The applicant applied for the post and, Among the qualifications required in the on 14 March 1972, was admitted to the notice was 'theoretical and practical written tests provided for under the knowledge of Dutch law'. By letter of 8 competition procedure. In a letter from

SERIO v COMMISSION

the Administration dated 13 June 1972 on the basis of the difference he was informed that he had not been between the salary he would have successful. On receipt of this letter, the received if he had been appointed to

applicant challenged its accuracy in a the post and the salary he actually letter dated 16 June 1972 addressed to received up to date of judgment; the office of the President of the — declare the applicant entitled to Commission, drawing attention to the for damage compensation moral by fact that his name appeared on the list of virtue of the fact that he has been suitable candidates. By letter of the same wilfully, repeatedly and unlawfully day, which reached the applicant on 21 deprived of his career prospects, the June 1972, the Administration wrote to amount of compensation being him again confirming that his assessed ex aequo et bono by the candidature had not been successful and Court; at the same time that his name had appeared on the list of suitable — order the defendant to pay all costs

candidates. and, in any case, find in favour of

the applicant under the provisions of By decision of 31 May 1972, the Articles 69, 70, 71, 72 and 73 of the Commission appointed Mr Christian Procedure.' Rules of Timmermanns, of Dutch nationality, to

the vacancy. On 23 July 1972 the The applicant is moreover prepared to

applicant lodged a complaint under adduce further evidence and invites the Article 90 (2) of the Staff Regulations. Court to call for detailed evidence in support of the various allegations The complaint was rejected by decision 15 contained in the statements submitted in of January 1973, which was notified to the applicant on 23 January 1973. On justification of his claim.

23 March 1973 he brought the present The defendant claims that the Court proceedings. should:

2. After hearing the report of the '— reject the application in its entirety Judge-Rapporteur and the opinion of the and order the applicant to pay the

Advocate-General, the First Chamber of costs.'

the Court, by order of 8 November 1973. decided to hear two witnesses and to invite the Commission to supply III — Submissions and argu­ information in writing before 20 certain ments of the parties November 1973.

The applicant maintains that the

disputed competition procedure was II — Conclusions of the vitiated as being ultra vires and parties discriminatory because theoretical and

practical knowledge of Dutch law was The applicant claims that the Court among the qualifications required in the should: notice of competition. In support of this

'— declare the appeal to be admissible; plea, he points out that it would be rather unrealistic to pretend that a — declare null and void competition theoretical and practical knowledge of procedure COM/388/71 and the Dutch law was not the prerogative of the subsequent appointment of Mr Dutch, especially in view of the difficulty Christian Timmermanns; which a non-Dutch person would have — order the defendant to pay in acquiring a practical knowledge of

compensation to the applicant for Dutch law. Secondly, given the kind of

the material damage he has suffered work carried out by the Division

JUDGMENT OF 4. 4. 1974 — CASE 115/73

concerned and by the officials working conflict with the essence of a

in it, the need, in doing their work, to competition on the basis of tests as well have regard to all the national as on the basis of qualifications not to

legislations makes it impossible to lay treat qualifications as anything more

down knowledge of one particular than as a condition of admission to the

legislation as a qualification and to tests; in a competition of this kind, an

confine appointments to officials of a assessment of a candidate's merits must

particular nationality. Finally, it is not be based not only on the result of tests

true that the test on knowledge of Dutch but also on qualifications. The applicant law was not an elimination test, since believes, therefore, that in these

the results of such a test played an circumstances, the Selection Board did important part in the assessment of the not show the requisite objectivity.

two candidates. Among other things, he points out that a member of the Selection Board was a Moreover, the attitude adopted by the

is member of the Joint Committee which Administration in the present case was asked to consider both the disputed merely the result of a predetermined notice of competition and a previous plan to give preference to the appointed

he joined notice; he adds that, although there is candidate from the time the nothing to suggest that the Legal staff and this plan blocks the applicant's in Department representative on the promotion. In evidence submitted Selection Board was other than fair, it is support of his contention, the applicant impossible to ignore the connexion draws attention to a series of which, because of their functions, exists circumstances pointing to the existence

(he between this official and the Director of of such a 'plan', which says) the the Directorate-General involved. disputed competition helped to carry into effect. Finally, the applicant draws the attention Again, according to the applicant, the of the Court to the marks obtained by tests in the disputed competition were the two candidates in the general and

conducted irregularly. There were two special tests and to the details of the

candidates taking part in the marks obtained by each candidate: he competition, one of Dutch states that the figures giving the nationality, the other an Italian. The decision of the markings could easily be rigged. chairman of the Selection Board to The Commission in the first place rejects forward in candidates'

the answers the the suggestion that the disputed original as well as in the French competition procedure was carried out translation made it impossible to with a view to giving an advantage to 'a preserve the necessary secrecy concern­

candidate of a particular nationality'. It ing the names of the candidates and emphasizes the in an important need, enabled each of them to be identified. sector of the Directorate-General con­

Moreover, the files submitted for study cerned, to have an evenly balanced by the Commission when making the staff to cope with the Commission's appointment did not contain the responsibilities under the Treaty. documents referring to the university Maintaining this balance does not

education and professional experience of conflict with the prohibition in Article the applicant, although they were 27 of the Staff Regulations. The attached as an appendix to the structure of the department concerned

application form. This omission, which and the kind of work it is called upon to could hardly have been by chance, perform make it desirable, even if not

affected the decision of the appointing essential, for it to have a specialist in

authority as there was on this point a Dutch law. Not that 'practical knowledge' great difference between the respective of a particular legislation is merits of the two candidates. It is also in the same as 'professional experience'.

SERIO v COMMISSION

Finally, the main qualification called for files of candidates containing their per­

in the notice of competition was formance reports were placed at the

'thorough knowledge of private law, disposal of the authority. especially commercial law', without In his reply, the applicant reiterates the reference to any particular legislation. As contention that the disputed competition an additional qualification, knowledge of procedure formed part of a deliberate Dutch law had advantages from the plan to promote a candidate of a point of view of the department but it particular nationality. He submits was not an essential qualification. supporting evidence on this point and

The Commission goes on to deny that again presses for witnesses to be called. the applicant has been the target of In a detailed statement, the applicant animosity which has interfered with his maintains that, while he does not dispute career and rejects his allegations on the the need to strike a fair balance between subject. It also makes the comment that nationalities within the division, its he cannot support his case by reference composition, both before and after the to the Commission's alleged improper competition, ignores the principle behaviour in the form of injurious acts emphasized by the Commission. Insisting which he did not challenge at the proper that theoretical and practical knowledge time and whose supposed illegality he of Dutch law was not needed in the may not plead in connexion with the department, the applicant goes into present case. greater detail on the factual evidence

Furthermore, the Commission reiterates adduced to prove the existence of a

that every precaution was taken to preconceived plan in favour of the

ensure that the competition processes Administra­ candidate named, and the were correctly carried out. The test tion's prejudice against himself. He papers were sent to the markers in denies that, in arguing his case, he has French translation and not as written by no right to refer to past events; in order

the candidates. The originals were made to furnish proof of an occurrence, he available to the examiners in order that, says it is essential to shed light on the

after the papers had been marked, they past and to look at the present case

could if they wished check the accuracy against the background of relevant

of the translations on which they had evidence from the past. If he failed to

made their assessment. take action on these matters at the

After the contention that the proper time, this was because he regards rejecting Selection Board had not been objective, legal proceedings as the last resort for the Commission emphasizes that in this making the Administration recognize

case. as in qualifications one's rights. He draws special attention many others, were taken into account in deciding to the circumstance in which he was

which candidates were to be allowed to resettled in his original Division. He

compete and, later, to be admitted to the states that the instruction of the

written tests. It would not be correct to Director-General that he should be

that qualifications enter into the resettled was issued some days after he say had learned from his Divisional Head assessment of a candidate's merits during the that there was no possibility of his being appointment procedure; they are

part of the competition procedure but appointed to an A 5/A 4 post which had

appointment represents later become vacant, and that there could be stage, no question of his being promoted in the during which the appointing authority, on the basis of the list of suitable candi­ Division to which be had been 'temporarily' posted. dates and the reasoned report of the

Selection Board with which it has been On the question ot the anonymity ot

provided, decides which candidate to ap­ candidates, the applicant replies that he point. As in all other cases, the personal is unable to appreciate the subtle

JUDGMENT OF 4. 4. 1974 — CASE 115/73

distinction drawn by the defendant merits of a candidate in addition to the

between giving the test papers to the results of tests, it was inconceivable that, examiners and placing them at their in exercising the powers conferred on it disposal. He declares that the chairman in this field, the appointing authority of the Selection Board himself told him should not be free to conduct a

that the original test papers were sent to competition on the basis of

the examiners as well as a translation, qualifications and tests in such a way and requests the Court to question that that it becomes rather more a

official in this connexion. competition on the basis of

qualifications than on the basis of tests, Finally, in regard to the significance of or vice versa. In this instance, qualifications in a competition 'on the qualifications were a condition of basis of both qualifications and tests', as admission not only to the competition in the present case, the applicant replies but also to the tests. On the second that. in Articles 1 (b) and 5 of Annex III, the Staff Regulations clearly provide for point, the Commission reiterates that the

original test papers were not made three kinds of competition: one on the available to the examiners until after basis of qualifications, one on the basis basis both they had been marked. of tests, and one on the of

tests. If the defendant Finally, on the merits of the claim for qualifications and

institution were correct in its statement damages, the defendant comments that, to justify it, the applicant makes a series that qualifications were taken into account in competititon COM/388 only of allegations (concerning deliberate for the purpose of admission to the tests, interference with his career, prejudice on

the consequence is that, contrary to the the part of the Director-General, Mr wording of the competitition notice, it Vogelaar, etc.) based on a subjective and 'on the basis of tests' tendentious interpretation of events and was a competition which fail to hang together as coherent, and not 'on the basis of both clear and relevant evidence of the qualifications and tests'. 'culpable' determination of the In reply to this, the defendant states that Administration to deprive him of all the applicant is confusing a fair balance prospects of promotion. With regard to between officials of different national­

his resettlement in his original Division ities in the interests of efficiency in in February 1973 and to the refusal to certain departments and a 'geographical balance' promote him in that Division, the based on a distribution of posts defendant states that both these in proportions reflecting the comparative occurrences are explained by the fact importance of each Member State. In its that at that time, the Division was being statement, the Commission was referring transferred to a Directorate-General. For exclusively to balance in the interests of the applicant, promotion in the Division efficiency. After reiterating its standpoint would have meant advancement in a on the issues in dispute, especially on the department which was now part of thesis that the applicant had been the Directorate-General. another victim of discrimination and of prejudice against him on the part of the IV — Oral procedure Administration, the defendant returns to the question of the role played by The oral observations of the parties were qualifications in a competition 'on the made at the hearing on 12 December basis of both qualifications and tests'

1973 and 13 February 1974.

and to the question of keeping The Court (First Chamber) heard Mr candidates'

names secret. On the first Christian Timmermans and Mr Karl question, the defendant states that, Gleichmann on 12 December 1973. while, possibly, the notice might make The Advocate-General delivered his qualifications a means of assessing the opinion on 19 March 1974.

SERIO v COMMISSION

Law

1 The main object of the application lodged with the Registry on 23 March 1973 is to obtain annulment of competition procedure COM/388/71 and of

the appointment made by the Commission as the result of this procedure.

Its object is also to obtain a ruling that the Commission should make good

the moral damage done to the applicant as the result of unlawful

discrimination against him in the competition.

2 The applicant alleges that the competition was arranged and organized in such a way as to favour a particular candidate.

He maintains, in the first place, that, prior to publication of the notice of the competition which is the subject of the dispute, the successful candidate had

stated that the Head of the Division in which the post was vacant had offered him a post in Grade A 5 within the Division and that he had accepted it.

This allegation was not borne out when, during the hearing of 12 December 1973, the Court examined the witnesses.

3 The applicant further maintains that the discriminatory manner in which the competition was conducted is also demonstrated by the fact that a thorough

knowledge, theoretical and practical, of Dutch law was laid down in the

notice of competition as an essential qualification.

He contends that the nature of the work in the Division concerned and, more

particularly, the need, in carrying it out, to take into account the national

legislation of all the Member States did not warrant such a condition.

4 Although the Staff Regulations prohibit a post from being reserved for the nationals of any specific Member State, the appointing authority may

nevertheless, in appointing an official, legitimately treat knowledge and

experience associated with the legal system of a particular nation as a decisive factor when making its choice.

JUDGMENT OF 4. 4. 1974 — CASE 115/73

In the present case, given the functions carried outby the Division in which the vacancy arose and its interest in company law, the appointment of an official having a knowledge of Dutch law is justifiable in view of the changes which had taken place just previously in Dutch company law.

Moreover, the subjects chosen for the main test were relevant to the kind of work carried out in the Division in which the disputed vacancy arose.

5 The applicant also contends that the competition procedure was carried out

irregularly as a result of the composition of the Selection Board, and because it had at its disposal not only the French translation but also the originals of the test papers.

The applicant maintains that because one of the two candidates admitted to

the tests was Dutch and the other was of Italian nationality, it was thus

possible to identify each candidate and it made it impossible to ensure that

their identity was concealed from the examiners.

He also mainains that the marks awarded by the Selection Board for the tests were the subject of some 'manipulation'.

6 In view of their gravity, these allegations could be accepted only if

accompanied by adequate proof.

This has not been forthcoming.

In particular, the Commission's contention that the original test papers were

made available to the members of the Selection Board so that, after they had finished marking them, they could, if they wished, check the accuracy of the texts which they had marked, is borne out indirectly by the covering note to the test papers which appears in the administrative file relating to the

procedure in issue.

7 The applicant further maintains that, as the disputed competition was 'on the basis of both qualifications and tests', the Commission was wrong in making the appointment solely on the basis of the tests and without paying regard to the qualifications of each candidate.

SERIO v COMMISSION

Under the first and fourth paragraphs of Article 5 of Annex III of the Staff

Regulations, the Selection Board 'shall draw up a list of candidates who meet in 'where competition'

the requirements set out the notice of and the

competition is on the basis of both tests and qualifications, the Selection

Board shall state which of the candidates on the list shall be admitted to the tests'.

Accordingly, the qualifications offered by each candidate enable the Selection Board first to decide which candidates can be admitted to the tests.

These provisions do not, however, prevent their being taken into

consideration at a later stage than when the decision is taken on admission to the tests.

The qualifications constitute a criterion which, after due weight has been given to the results of the tests, may be taken into account when the decision is taken whom to appoint.

However, in the present case, in view of the results of the tests, especially that of the principal test, the qualifications offered by the applicant do not appear

to be of a kind which should have secured a decision in his favour.

8 For these reasons, the claims for annulment of competition COM/388/71 and

of the disputed appointment are unfounded.

Nor, consequently, can the claims for damages, based on the alleged

irregularity of these acts, be upheld.

The application must therefore be dismissed.

Costs

9 By Article 69 (2) of the Rules of Procedure, the unsuccessful party shall be ordered to pay the costs if a submission has been made to that effect.

Nevertheless, under Article 70 of the Rules of Procedure, the costs incurred by the institutions in actions brought by servants of the Communities are not recoverable.

On those grounds,

OPINION OF MR WARNER — CASE 115/73

THE COURT (First Chamber)

hereby:

1. Dismisses the application.

2. Orders each party to bear its own costs.

Monaco Mertens de Wilmars Ó Dálaigh

Delivered in open court in Luxembourg on 4 April 1974.

A. Van Houtte R. Monaco

Registrar Acting President

OPINION OF MR ADVOCATE-GENERAL WARNER

DELIVERED ON 19 MARCH 1974

My Lords, required, it was stated that a satisfactory knowledge of both Dutch and English The applicant in this case was an was desirable. The gist of the applicant's unsuccessful candidate for a post of allegations is that the post had been Principal Administrator on the staff of earmarked for a Dutch candidate, who

the Commission. was in fact appointed, and that it was

for this reason that those qualifications The vacancy for the post, which was were required. subsequently the subject of an internal competition, was initially announced by On 15 June 1971 the applicant sent to means of a notice of vacancy which the Director-General of Personnel and fixed the closing date for applications at Administration a note asking for the 17 Tune 1971. It appears that under this notice of vacancy to be cancelled, and in procedure a person who applies in response to the notice of is the event of the post being re-advertised, vacancy for the deletion of any reference to considered, unless he withdraws, as a Dutch law or to the Dutch language. He candidate in any subsequent competition stated that the post had previously been relating to the same post. occupied by a German national who had The post in question was of grade no knowledge of Dutch law or of Dutch A 5/A 4 in the division concerned with and whose work in the post had led to European company law. The notice of his promotion; he argued that the work vacancy specified that candidates should in the division did not require any such have, if possible, a thorough theoretical knowledge, and he alleged that a Dutch and practical knowledge of Dutch law national had already been offered the

and, among the linguistic qualifications post and had been invited to apply for it.

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Rozsudok C-115/73 – Súdny dvor Európskej únie | AI Pravnik