C-42/74
ECLI:EU:C:1975:100
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JUDGMENT OF THE COURT (SECOND CHAMBER) OF 9 JULY 1975 <apnote>1</apnote>
Luigi Vellozzi ν Commission of the European Communities
Joined Cases 42 and 62/74
Summary
1. Officials — Invalidity — Committee — Members — Disagreement — Decision taken by a majority (Staff Regulations of Officials, Article 59)
2. Officials — Invalidity — Committee — Opinion — Reference to the Committee — Disputes — No new factor (Staff Regulations of Officials, Article 59(3))
1. A member of an Invalidity majority of the Invalidity Committee, Committee, appointed by one of the must therefore be considered valid. parties, cannot, by his refusal to sign, block the procedure provided for in 2. There is no longer any dispute which Article 59 and make the application can be referred to an Invalidity of the provisions of the Staff Committee for an opinion. When the Regulations impossible. point being contested has already The Staff Regulations, by providing been validly decided by the Invalidity for a Committee consisting of three .Committee and the medical members, imply that in the event of certificates produced by the applicant disagreement the Committee may reveal no new factor concerning the decide by a majority. The conclusions, nature of his illness or his fitness for representing the opinion of the work.
In Joined Cases 42 and 62/74
LUIGI VELLOZZI, an official of the Commission of the European Communities, represented by Emile Drappier, Advocate at the Court d'appel, Brussels, with an address for service in Luxembourg at the Chambers of E. Arendt, 34b, rue Philippe II, applicant,
1 — Language of the Case: French.
JUDGMENT OF 9. 7. 1975 - JOINED CASES 42 AND 62/74
v
COMMISSION OF THE EUROPEAN COMMUNITIES, represented by its Legal Advisers, Giorgio Pincherle and Thomas F. Cusack, acting as Agents, with an address for service in Luxembourg at the offices of its Legal Adviser, P. Lamoureux, 4, boulevard Royal,
defendant,
Application for the annulment of the refusal of the Commission to set up an Invalidity Committee for the application of Article 73 of the Staff Regulations of Officials and for the annulment of the decision of the Commission to
apply Article 60 of the Staff Regulations to the applicant,
THE COURT (Second Chamber)
composed of: A. J. Mackenzie Stuart, President of Chamber, H. Kutscher and M. Sørensen, (Rapporteur), Judges,
Advocate-General: H. Mayras Registrar: A. Van Houtte
gives the following
JUDGMENT
Facts
The facts and the arguments of the an operator at the offset shop until 1968. parties which were developed during the In July 1968 he was transferred to the written procedure may be summarized as Directorate-General for Competition follows: where he was entrusted with administrative duties.
I — Facts and procedure Following many periods of sick leave, the Commission had the applicant examined 1. The applicant is an official of the in 1968 by an Invalidity Committee in Commission in the basic post of Clerical accordance with the fourth paragraph of Officer, Grade C3. After taking up his Article 59(1) of the Staff Regulations of post in 1960 he performed the duties of Officials.
VELLOZZI v COMMISSION
This Committee, in its report made on 5 mutual agreement between the other two December 1968 and 13 January 1969, doctors. He concluded that Mr Vellozzi found that the applicant was suffering was suffering from partial permanent from asthmatic or asthmatiform invalidity assessed at 10 % and that a bronchitis caused largely by the study of the symptoms did not prove that conditions under which' he had been this was caused by his occupation. The working in the offset shop of the report was approved by Dr Therasse by Publications Department. At the same his adding ‘Agreed’ at the foot of the time it found that the asthmatiform report. Dr d'Avanzo, the member of the condition, which previously had been Committee appointed by the applicant, noted by several doctors, had improved, refused to sign the conclusions of the in all probability because the applicant report. had been assigned to another department
since February 1968. The Committee By letter of 10 December 1973 the concluded that 'Mr Vellozzi's state of Commission sent the applicant a health does not prevent him from photocopy of the 'conclusions of the working but makes it imperative that the Invalidity Committee'. The applicant work be carried out where there is considered these 'conclusions were protection from the elements and in invalid and lodged a request on 2 premises and an atmosphere free of all January 1974 that a fresh Invalidity substances which could irritate the Committee be set up. respiratory system.
By a memorandum dated 23 April 1974, Relying on this report, the applicant the competent authority of the sought the benefit of Article 73(2Xc) and Commission refused to comply with this (3) of the Staff Regulations of Officials request. (partial permanent invalidity). The application brought by the applicant in On 3 April 1974, the Head of the June 1971 for the annulment of the Individual Rights and Privileges Division Commission's refusal to grant this of the Commission sent the following request was dismissed as unfounded by letter to the applicant: the Court of Justice in its judgment of 13 July 1972 (Case 29/71, Rec. 1972, p. ‘You were examined by Dr Romain, the 513). medical officer of the Commission, on 15 March 1973.
After this application had been brought, the Commission set up a fresh Invalidity He found you fit to work under the Committee to which it assigned the duty conditions described by the Invalidity Committee. not only of deciding whether Mr Vellozzi was suffering from total permanent In these circumstances, in my capacity as invalidity but also of investigating the appointing authority I have decided whether he might also be suffering from that, in accordance with Article 60 of the partial permanent invalidity owing to his Staff Regulations<apnote>1</apnote> , any absence on your .working conditions, and if so, of part from the time when you receive this determining the degree of invalidity. letter will be deducted from your annual Following the judgment of the Court, the leave and thereafter set against your Invalidity Committee continued its work. salary. Dr Therasse, the member of the 1 — Article 60: 'Except in case of sickness or accident, an Committee appointed by the Court of official may not be absent without prior permission from his immediate superior. Without prejudice to any Justice, conveyed the report drawn up by disciplinary measures that may apply, any unauthorized the Committee of the Commission on 31 absence which is duly established shall be deducted from the annual leave of the official concerned.
If he March 1973. The report was drawn up by has used up his annual leave, he shall forfeit his Dr de Coster, a doctor appointed by remuneration for an equivalent period . . .’.
JUDGMENT OF 9. 7. 1975 — JOINED CASES 42 AND 62/74
After fresh examinations by the medical applications for the purposes of service of the Commission this decision procedure and judgment. was confirmed by letters of 10 and 14 May 1974. By letter of 11 July 1974, the By letter of 22 November 1974, the applicant was warned ‘Once more, that Commission was invited to give its [his] absence, which is considered opinion on the two applications in the unauthorized, brings Article 60 of the rejoinder in Case 62/74. Staff Regulations into operation' and that, since he had used up his annual leave After hearing the report of the entitlement for 1974, his salary for July Judge-Rapporteur and the views of the has been stopped 'as a precaution'. Advocate-General, the Court (Second Chamber) decided to open the oral The applicant lodged complaints on 16 procedure without a preparatory inquiry. May and 5 August 1974 against the decision to apply Article 60 of the Staff Regulations to him. II — Conclusions of the parties
2. The application in Case 42/74 for In Case 42/74, the applicant claims that the annulment of the Commission's the Court should: refusal of 23 April 1974 to appoint an — annul the memorandum dated 23 Invalidity Committee was entered on the April 1974 from the Commission and Court Register on 15 June 1974. thereby the refusal contained therein to grant the request lodged by the In a statement of 10 July 1974, the plaintiff on 2 January 1974; Commission raised a preliminary — declare that the Commission must
objection as to the admissibility of the proceed to appoint an Invalidity application and asked the Court to give a Committee with a view to the decision in accordance with Article 91 of application of Article 73 of the Staff the Rules of Procedure, without going Regulations of Officials and in into the substance of the case. application of Article 59 (3) of the Staff Regulations; The applicant did not submit any — order the Commission to pay the observations on this objection. costs of the action.
The application in Case 62/74 for the The Commission contends that the Court annulment of the decision to apply should: Article 60 of the Staff Regulations was — declare that the application is entered on the Court Register on 23 inadmissible; August 1974. — order the applicant to pay the costs.
By a separate document annexed to the In Case 62/74, the applicant claims that application in Case 62/74, the applicant the Court should: submitted an application for an interim — declare that the application of the measure ordering the suspension of the provisions of Article 60 of the Staff operation of the decision to withold Regulations of Officials to the payment of his remuneration. applicant is void; — annul the decision notified by letter By order of 17 September 1974, the of 3 April 1974 to apply Article 60 of President of the Second Chamber the Staff Regulations of Officials to dismissed this application. the applicant; — annul the decisions notified by letters By order of 21 November 1974 the Court of 10 and 14 May and 11 July (Second Chamber) joined the two confirming the application of Article
VELLOZZI ν COMMISSION
60 of the Staff Regulations of automatically be entitled to sick leave. Officials to the applicant; 1.1 He stresses that he provided proper — annul the decision notified by letter evidence, by means of medical of 11 July 1974 to 'stop, as a certificates, that he was unable to precaution', the applicant's salary for perform his duties and he claims that the July 1974; Commission therefore wrongly applied — order the Commission to pay the Article 60 of the Staff Regulations to costs of the action. him. That article presupposes that there has been an unauthorized absence, which The Commission contends that the Court is not so in this case, and according to its should: very wording, it does not apply to cases — dismiss the application as unfounded; of absence through sickness. — order the applicant to pay the costs. The applicant refers moreover to Article 59 (3) of the Staff Regulations which III — Submissions and arguments provides that 'Cases in dispute shall be of the parties referred to the Invalidity Committee for an opinion'. He claims that the In Case 42/74, the applicant claims that Commission wrongly decided to apply the report drawn up by Dr de Coster and Article 60 without having referred the countersigned 'Agreed' by Dr Therasse case to the Invalidity Committee for an cannot be considered a report of the opinion: there is very clearly a dispute as Invalidity Committee since it is not the to the applicant's state of health and as to joint work of the three doctors meeting his fitness to perform his duties. as a Committee. Moreover, he recalls that Dr d'Avanzo does not agree with the In its defence, the Commission stresses report which was drawn up by the other that the second Invalidity Committee two doctors and is of the opinion that decided that the applicant was fit to the applicant is incapable of performing perform his duties. his duties because of sickness. In this case, the matter should be referred to the It states that the applicant has not Invalidity Committee for an opinion, in worked since 1971 but has nevertheless accordance with Article 59 (3) of the Staff taken his annual leave each year. Regulations of Officials. Already on 14 August 1973 the The Commission recalls that the measure Commission requested the applicant to contested in this application is the reply return to work. He was warned of the
to a request submitted in accordance consequences which would follow a with Article 90(1) of the Staff refusal. Since then, the administration Regulations. Under the provisions of watched the applicant's absences Article 91 of the Staff Regulations, an especially carefully and asked the application is admissible only if the medical service of the Commission to applicant has previously submitted a carry out further examinations. In this complaint pursuant to Article 90 (2). As connexion, the Commission refers to the the applicant has not submitted such a findings of six further examinations complaint to the Commission, his carried out on 15 October and 23 application is inadmissible. November 1973 and on 29 January, 18 March, 30 April and 21 May 1974 by In Case 62/74, the applicant recalls that various doctors in the medical service. Article 59 of the Staff Regulations The findings from these examinations provides that an official who provides were that the applicant was fit to perform evidence of incapacity to perform his his duties. The Commission also refers to duties because of sickness shall the letters of 14 June and 16 July 1973
JUDGMENT OF 9. 7. 1975 — JOINED CASES 42 AND 62/74
in which Drs de Coster and Therasse recalls that under Article 59 (1), an stated that the applicant was fit to official 'shall automatically be entitled to perform his duties. sick leave' only if he provides evidence of incapacity to perform his duties, that is, It recalls that all the medical certificates only on certain conditions and in any produced by the applicant bore the same case with an opportunity for his diagnosis, the one on account of which employer to carry out an examination. his case had been referred to two Invalidity Committees. As regards the interpretation of Article 59 (3) of the Staff Regulations, the The Commission claims that the tasks Commission, without prejudging its assigned to the applicant are compatible correct interpretation which must, it with his state of health. The premises seems, link it to the case in paragraph (2) where he had to perform his duties were (compulsory leave), wishes to draw visited by the medical officer to the attention to the fact that the Invalidity Commission who expressed the opinion Committee is only explicitly brought in in a letter of 10 April 1974 that the in serious cases.
applicant could return to work in those conditions, but that his work in the Finally, the Commission claims that even archives would have to be discontinued. if it accepted the applicant's argument, On 25 July 1974 the applicant was which it does not, it would not be informed of the duties to be performed, necessary to refer the case to the the work in the archives having to be Invalidity Committee anew because the discontinued, so leaving only the work of Committee had already come to a a messenger. decision on two occasions about the same illness which was the subject of all The Commission stresses the discretion the applicant's medical certificates. To and understanding it claims to have refer the matter to the Invalidity shown with regard to the applicant Committee once more in these before reaching the point of applying the circumstances would not only have been measures the annulment of which he futile but a repudiation of all the seeks. previous work of the Invalidity Committee, and it would also disregard It claims that owing to its composition the fact that this dispute has been going and nature, an Invalidity Committee can, on on the same basis since 1968. by a majority of its members, take decisions or reach conclusions and In his reply, the applicant recalls the approve its final report. The Staff findings of the Invalidity Committee of 5 Regulations do not provide that an December 1968 and considers that it was Invalidity Committee is under an illogical that Dr Therasse, a member of obligation to reach its conclusions that first Committee, could approve Dr unanimously; such a rule, because of its de Coster's report which found that the exceptional nature, would have had to be applicant's illness could not be proved to laid down expressly. Moreover, the have been caused by his occupation. This Commission relies on the findings in the contradiction on the part of Dr Therasse judgment of the Court of 14 December is sufficient to deprive the ostensible 1966 in Case 3/66 (Alfieri v European conclusions of the second Invalidity Parliament) in support of this argument. Committee of all conviction.
It claims that Article 60 cannot be The applicant also claims that the interpreted as meaning that any official Invalidity Committee is composed of a who claims to be sick is ipso facto put body of three doctors and that therefore beyond the reach of its application. It if the Staff Regulations have not provided
VELLOZZI ν COMMISSION
that it may reach its conclusions by a In its rejoinder, the Commission majority of its members, the rule of emphatically denies that a contradiction unanimity applies of necessity. exists between the reports of the two Invalidity Committees. It claims that the According to the applicant, it is obvious applicant is deliberately confusing on the that Article 59 (3) applies to the one hand bronchitis, one of the causes of situations laid down in paragraph (2) as which is working conditions but which well as to those laid down in paragraph does not prevent him from working, and (1); paragraph (3) contemplates cases of on the other invalidity which it must be dispute which cannot be ruled out in the proved is caused by his occupation (if context of paragraph (1). The positioning only because it is a necessary condition of paragraph (3) within Article 59 also to establish a causal connexion). argues in favour of this interpretation. As regards the correct application of Finally he maintains that the Article 60 the Commission considers Commission's arguments that Article 59 that it has adduced sufficient proof that (3) does not apply in view of the report of the administration has been sending the second Invalidity Committee cannot warning letters to the applicant since be accepted, first because the conclusions 1973, drawing his attention to the of that Invalidity Committee are not consequences arising from his absences. valid, and secondly because the report These letters are the result of findings submitted in 1973 cannot contain an made by both the Invalidity Committee opinion on a dispute which took place in and by the Commission's doctors, that
1974. In fact it was the doctors appointed Mr Vellozzi was fit for work. No fresh by the Commission to carry out an examination who found that the factor with regard to the previous situation has since appeared so that the applicant was fit for work. In so doing, administration's position remains the Commission was arrogating to itself unchanged. powers which lie in the province of the Invalidity Committee. The Commission's doctors did not take the trouble to carry Finally the Commission explains that the out an examination of the state of reason why Dr Romain on 18 March hygiene at the place of work and the 1974 raised the question concerning the Commission never followed the applicant's working conditions was that at that time Directorate-General IV recommendations of the Invalidity Committee of 5 December 1968 as to moved from the Berlaymont to another the working conditions. When a building which led to Dr Turner's visit to Commission doctor, Dr Turner, finally the premises the following month and carried out this examination in April the new specification of the applicant's 1974, he found that the applicant ought duties (the exclusion of the work in the no longer to work in the archives. This archives).
There are therefore no restriction on returning to work and the contradictions between the opinions of the Commission's doctors. Before the opinion of another Commission doctor, Dr Romain, who considered that the move, there was no problem. After this conclusions of the report of 5 December transfer, healthy premises and suitable 1968 were still applicable, prove that work were provided for him. there was disagreement even between the Commission's doctors since the other After the closure of the written doctors had found that the applicant was procedure, the Court asked the fit for work with no restriction or Commission to submit the report of the
condition. However, the Commission did second Invalidity Committee and to not follow the advice of Drs Romain and answer a question concerning the Turner. applicant's fitness for work.
JUDGMENT OF 9. 7. 1975 — JOINED CASES 42 AND 62/74
By letter of 13 February 1975 the During this hearing, the applicant in Commission replied to this question, but particular stressed that he has never although it had hoped to comply with claimed to be unfit to perform any the Court's request concerning the duties, but that he has always maintained submission of the report of the Invalidity that the work he had to do at the Committee it found it impossible to Commission was incompatible with his carry out the request because two state of health. members of the Invalidity Committee had refused to pass on the report. After this hearing, the Court gave the parties the opportunity of trying to reach a settlement out of court. The applicant, represented by E. Drappier and the Commission, This attempt was unsuccessful. represented by G. Pincherle, presented oral argument at the hearing on 20 The Advocate-General delivered his February 1975. opinion at the hearing on 26 June 1975.
Law
1 By an application brought on 15 June 1974 in Case 42/74, the applicant requested the Court to annul a decision of the Commission of 23 April 1974 whereby it rejected his request that it should appoint an Invalidity Committee with the duty of establishing causes of his illness and, if necessary, determining the degree of invalidity.
2 This request had been made after an Invalidity Committee set up by the Commission in 1971 to examine the applicant had submitted its conclusions, the validity of which the applicant, however, contests.
3 By application brought on 23 August 1974 in Case 62/74, the applicant requested the Court to annul the decision of the Commission of 3 April 1974 whereby, in accordance with Article 60 of the Staff Regulations, any absence on his part was to be deducted from his annual leave and thereafter set against his salary.
4 The request for annulment is based in particular on the alleged inapplicability of Article 60 of the Staff Regulations to the applicant since he claims that his absence was not unauthorized but was due to sickness.
5 The Court ruled that the two cases should be joined for the procedure and judgment and did not grant the request submitted by the Commission in
VELLOZZI ν COMMISSION
Case 42/74 for the Court to give a ruling on the objection of inadmissibility which the Commission raised without the Court's going into the substance of the case.
6 The two applications raise the common problem whether the Commission, either by rejecting the applicant's request to set up a new Invalidity Committee or by refusing to consider the applicant's absence as justified by sickness, validly based its decision on the conclusions set out by the Invalidity Committee set up in 1971.
7 In this connexion, the applicant claims that the conclusion of the Invalidity Committee cannot be considered valid since they are not the joint work of the three doctors meeting as a Committee, as the member appointed by the applicant refused to sign them.
8 A member of an Invalidity Committee, appointed by one of the parties, cannot, by his refusal to sign, block the procedure provided for in Article 59 and make the application of the provisions of the Staff Regulations impossible.
9 The Staff Regulations, by providing for a composition of three members, imply that in the event of disagreement the Invalidity Committee may decide by a majority.
10 The conclusions representing the opinion of the majority of the Invalidity Committee, must therefore be considered valid within the meaning of the Staff Regulations.
11 The applicant claims moreover in Case 62/74 that the conclusions reached in 1973 cannot contain an opinion on a dispute which arose in 1974.
12 In this connexion, the terms of the duties with which the Invalidity Committee was entrusted and the implication of its findings, together with the subject-matter of the dispute must be kept in view.
13 The Invalidity Committee's terms of reference were inter alia to decide 'whether the person concerned is suffering from partial permanent invalidity
JUDGMENT OF 9. 7. 1975 — JOINED CASES 42 AND 62/74
which renders him capable or incapable of performing the duties which correspond to a post in his career bracket'.
14 The Committee was fully acquainted with the duties which the applicant was called upon to perform.
15 The Invalidity Committee, in its conclusions of 31 March 1973, assessed the partial permanent invalidity of the applicant at 10 %.
16 The two doctors who signed the conclusions declared in letters of 14 and 16 June 1973 that in view of the examinations which had been carried out, the applicant 'is fit to perform the duties corresponding to his grade'.
17 By letter of 14 August 1973 signed by the Director-General for Personnel of the Commission, the conclusions of the Invalidity Committee and the letter of 16 June 1973 mentioned above, were sent to the applicant.
18 On the other hand, none of the medical certificates produced by the applicant to justify his absence for long periods showed a diagnosis other than that which led to his case being referred to the Invalidity Committee and which, in the opinion of two members of the Committee, was not such as to prevent him from performing the duties assigned to him.
19 Moreover, the members of the medical service of the Commission, after examining the applicant, reached the very same conclusions as the Invalidity Committee.
20 It follows from this that the applicant's absences cannot be considered justified by sickness, so that the Commission was right to consider them unauthorized for the purpose of Article 60 of the Staff Regulations.
21 However, the applicant claims in addition that in any case the decision of the Commission to act in accordance with Article 60 is invalid because the matter was not referred to the Invalidity Committee for its opinion as provided by Article 59 (3) of the Staff Regulations for cases 'in dispute'.
VELLOZZI ν COMMISSION
22 He says that there is a dispute within the meaning of this provision whenever the Commission does not accept a medical certificate certifying the official's illness which has been produced in accordance with the second subparagraph of Article 59 (1).
23 The Commission for its part expressed reservations as to whether such an interpretation of Article 59 (3) is well-founded and claimed in particular that this provision only appears to apply to disputes about compulsory leave.
24 Whatever the correct interpretation of the provision in question, its application necessarily presupposes the existence of a dispute which has not been finally resolved.
25 In the present case, the point being contested was already validly decided by the Invalidity Committee, since the medical certificates produced by the applicant did not reveal any new factor concerning the nature of his illness or his fitness for work.
26 It follows from this that there was no longer any dispute which could have been referred to the Invalidity Committee for an opinion.
27 It follows from all the foregoing that neither the refusal of the Commission to set up a new Invalidity Committee nor its decision on the application of Article 60 of the Staff Regulations to the applicant contain such defects as to entail their annulment and that the two applications must therefore be dismissed.
Costs
28 Under Article 69 (2) of the Rules of Procedure, the unsuccessful party shall be ordered to pay the costs.
29 The applicant has failed in his applications.
30 However, under Article 70 of the Rules of Procedure, costs incurred by institutions in proceedings by servants of the European Communities shall be borne by the former.
OPINION OF MR MAYRAS — JOINED CASES 42 AND 62/74
On those grounds,
THE COURT (Second Chamber)
hereby:
1. Dismisses the applications in Cases 42 and 62/74.
2. Orders each party to bear its own costs.
Mackenzie Stuart Kutscher Sørensen
Delivered in open court in Luxembourg on 9 July 1975.
A. Van Houtte A. J. Mackenzie Stuart
Registrar President of the Second Chamber
OPINION OF MR ADVOCATE-GENERAL MAYRAS
DELIVERED ON 26 JUNE 1975 <apnote>1</apnote>
Mr President, basement and was exposed to the effects Members of the Court, of irritants.
I — Facts He repeatedly applied for and obtained periods of sick leave from that time The applicant entered the service of the onwards. Commission in 1960 and is an official in Grade C 3 (Clerical Officer). Until 1968, In particular, from September 1965 to he worked in the printing works of that September 1968, that is in three years, institution in the offset shop. the total length of these periods of sick leave was more than twelve months. Since 1964, he has been suffering from a complaint of the respiratory system, the The last subparagraph of Article 59 (1) of origin of which he ascribes to the the Staff Regulations enables the conditions under which he performed appointing authority to refer the matter his official duties. In fact he was to an Invalidity Committee in such a employed in unhealthy premises in a case.
1 — Translated from the French.