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Súdny dvor Európskej únie·Rozsudok·10.7.1975

C-27/75

ECLI:EU:C:1975:106

Súd
Súdny dvor Európskej únie
IČS
61975CJ0027

JUDGMENT OF THE COURT OF 10 JULY 1975 1

Gaetano Bonaffini and Others v Istituto Nazionale della Previdenza Sociale (INPS) (preliminary ruling requested by the Pretore di Enna)

Case 27/75

Summary

Social security for migrant workers — Unemployment — Benefits under the legislation of the competent State — Limited and conditional preservation — Departure of the person concerned to another Member State — Benefits under the legislation of that State — Refusal based on failure to fulfil the conditions laid down by Article 69 of Regulation (EEC) No 1408/71 — Not permissible

Article 69 of Regulation (EEC) No Member State cannot, therefore, rely on 1408/71 is intended solely to ensure for mere failure to comply with the the migrant worker the limited and conditions prescribed under that article conditional preservation of the to deny the worker entitlement to the unemployment benefits of the benefit which he may claim under the competent State even if he goes to national legislation of that State. another Member State and this other

In Case 27/75.

Reference to the Court under Article 177 of the EEC Treaty by the Pretore of Enna for a preliminary ruling in the action pending before him between

GAETANO BONAFFINI and Others

and

ISTITUTO NAZIONALE della PREVIDENZA Sociale (INPS)

on the interpretation of Articles 69 and 71 of Regulation (EEC) No 1408/71 of the Council of 14 June 1971 on the application of social security schemes to employed persons and their families moving within the Community (OJ English Special Edition 1971 [II], p. 416).

1 — Language of the Case: Italian.

JUDGMENT OF 10. 7. 1975 — CASE 27/75

THE COURT

composed of: R. Lecourt, President, J. Mertens de Wilmars and A. J. Mackenzie Stuart, Presidents of Chambers, A. M. Donner (Rapporteur), R. Monaco, P. Pescatore, H. Kutscher, M. Serensen and A. O'Keeffe, Judges,

Advocate-General: J. P. Warner Registrar: A. Van Houtte

gives the following

JUDGMENT

Facts

The facts of the case, the course of the departure before such time has procedure and the observations expired; submitted under Article 20 of the Protocol on the Statute of the Court of (b) he must register as a person seeking work with the employment services Justice of the EEC may be summarized of each of the Member States to as follows: which he goes and be subject to the control procedure organized therein. This condition shall be considered I — Facts and procedure satisfied for the period before Article 69 of Regulation (EEC) No registration if the person concerned 1408/71 reads as follows: registered within seven days of the date when he ceased to be available

'1. A worker who is wholly unemployed to the employment services of the and who satisfies the conditions of the State he left. In exceptional cases, this legislation of a Member State for period may be extended by the entitlement to benefits and who goes to competent services or institutions; one or more other Member States in (c) entitlement to benefits shall continue order to seek employment there shall for a maximum period of three retain his entitlement to such benefits months from the date when the under the conditions and within the person concerned ceased to be limits hereinafter indicated: available to the employment services (a) before his departure, he must have of the State which he left, provided been registered with the employment that the total duration of the benefits services of the competent State as a does not exceed the duration of the person seeking work and must have period of benefits he was entitled to remained available for at least four under the legislation of that State. In weeks after becoming unemployed. the case of a seasonal worker such However, the competent services or duration shall, moreover, be limited institutions may authorize his to the period remaining until the end

BONAFFINI v INPS

of the season for which he was legislation while last employed; engaged. the institution of the place of residence shall provide such 2. If the person concerned returns to benefits at its own expense; the competent State before the expiry of (b) (i) a worker, other than a frontier the period during which he is entitled to worker who is partially, benefits under paragraph 1 (c), he shall continue to be entitled to benefits under intermittently or wholly the legislation of that State; he shall lose unemployed and who remains all entidement to benefits under the available to his employer or to the employment services in the legislation of the competent State if he does not return there before the expiry of territory of the competent State shall receive benefits in that period. In exceptional cases, this time-limit may be extended by the accordance with the legislation of competent services or institutions. that State as though he were residing in its territory; these 3. The provisions of paragraph 1 may benefits shall be provided by the competent institution; be invoked only once between two (ii) a worker, other than a frontier periods of employment. worker, who is wholly unemployed and who makes 4. Where the competent State is himself available for work to the Belgium, an unemployed person who employment services in the returns there after the expiry of the three territory of the Member State in month period laid down in paragraph 1 which he resides, or who returns (c), shall not requalify for benefits in that to that territory, shall receive country until he has been employed benefits in accordance with the there for at least three months.' legislation of that State as if he Article 71 of the Regulation reads as had last been employed there; the follows: institution of the place of residence shall provide such '1. An unemployed person who, during benefits at its own expense. However, if such worker has his last employment, was residing in the become entitled to benefits at the territory of a Member State other than the competent State shall receive benefits expense of the competent institution of the Member State to in accordance with the following provisions: whose legislation he was last (a) (i) a frontier worker who is partially subject, he shall receive benefits or intermittently unemployed in under the provisions of Article 69. Receipt of benefits under the the undertaking which employs him, shall receive benefits in legislation of the State in which accordance with the legislation of he resides shall be suspended for the competent State as if he were any period during which the residing in the territory of that unemployed person may, under Article 69, make a claim for State; these benefits shall be provided by the competent benefits under the legislation to institution; which he was last subject. (ii) a frontier worker who is wholly unemployed shall receive benefits 2. An unemployed person may not in accordance with the legislation claim benefits under the legislation of of the Member State in whose the Member State in whose territory he resides while he is entitled to benefits territory he resides as though he had been subject to that under paragraph 1 (a) (i) or (b) (i).'

JUDGMENT OF 10. 7. 1975 — CASE 27/75

Mr Gaetano Bonaffini and Others, Italian The INPS adds that the applicants nationals, who had worked as employed cannot benefit from the provisions of persons in the territory of the Federal Article 71 of Regulation No 1408/71 Republic of Germany and subsequently because they had not retained their lost their employment had applied on residence in Italy while working abroad. their return to Italy to the Istituto It therefore submitted that the Nazionale della Previdenza Sociale applications should be dismissed. (INPS) for payment of the unemployment benefit provided for The Pretore of Enna, believing it to be under Article 19 of Royal Decree-Law necessary first to resolve some No 636 of 14 April 1939. preliminary questions of Community aw, decided by order of 17 December The INPS rejected the application on the 1974 to stay the proceedings and to grounds that the workers concerned had request the Court of Justice under not remained available to the Article 177 of the EEC Treaty for employment services of the Federal 'clarification of the expression Republic for at least four weeks after "day-labourer" ("lavoratore giornaliero")1 becoming unemployed and had not been in Article 71 of Regulation No 1408/71 authorized to return to Italy before the of 14 June 1971 and for a ruling whether expiry of this period. Article 69, which lays down a waiting Mr Bonaffini and others thereupon period of four weeks, precludes a worker brought an action before the Pretore of who has failed to complete this period Enna for payment of the unemployment from obtaining unemployment benefit in benefit. They contended that the the Member State to which he belongs.' condition in Article 69 was imposed only The order of the Pretore of Enna was to enable the employment services of the received at the Court Registry on 11 competent State to find employment for March 1975. an unemployed person before that State In accordance with Article 20 of the was called upon to pay the benefit Protocol on the Statute of the Court of corresponding to the whole benefit period; non-fulfilment of this condition justice of the EEC, written observations were submitted on behalf of the INPS by did not result in depriving the worker of Arturo Pittoni and Giovan Battista Rossi the right to receive benefits from the Doria and on behalf of the Commission insurance institution of the place of of the European Communities by its residence on returning to his country of origin if he retained his residence there Legal Adviser, Gianluigi Campogrande, acting as Agent. while working abroad.

The INPS counters this argument with Upon hearing the report of the the statement that, under Article 69 of Judge-Rapporteur and the views of the Advocate-General, the Court decided to Regulation No 1408/71, the worker must open the oral procedure without any be registered as a person seeking work and have remained available to the preparatory inquiry. employment services of the competent State for at least four weeks after II — Written observations submitted becoming unemployed in order to retain to the Court his entitlement to benefit in another Member State of the Community where The Istituto Nazionale della he subsequently went in search of Previdenza Sociale (INPS) takes the view employment. Departure before such time has expired must be authorized by the 1 — Translators' note: the words 'lavoratore giornaliero' do competent services. In the event neither not appear in Article 71, which deals with 'il lavoratore of these conditions was fulfilled. frontaliero' (frontier worker).

BONAFFINI ν INPS

that the nature of the questions referred main action clearly means the status of a by the Pretore of Enna is not such as to national, a status which, under general justify a preliminary ruling under Article Community principles, in no way affects 177 of the EEC Treaty. nationals of the Member States where Community legislation applies. Article As far as unemployment benefit is 69 of Regulation No 1408/71 does not concerned, the question referred for a govern the grant of the right to social preliminary ruling was whether or not security benefits but the retention of this the benefits can be granted under right even when the worker is seeking

national legislation. Only if the answer fresh employment in different Member were in the affirmative could the States. restrictive condition laid down in Article 69 of Regulation No 1408/71, the In consequence, the provision cannot application of which is contested in this affect the grant of social security benefit case, be applicable. If the answer were in by a Member State other than that in the negative, then the question whether which the worker was last employed. Article 71 of the regulation is applicable It appears that, to the extent to which

or not could be important. Community regulations manage to coordinate national laws, the regulation As for the meaning of the expression on social security is intended to benefit 'frontier worker' (the expression the migrant worker as compared with the 'day-labourer' being clearly a substantial situation which would result for him error on the part of the Pretore) the INPS from the exclusive application of takes the view that the definition given national law (Judgment of 5 July 1967 in in Article 1 (b) of the regulation Case 1/67 Ciechelski, [1967] ECR 181). concerned is sufficiently clear and was in any case satisfactorily interpreted by the However, this does not mean that Administratíve Commission on Social national rales under which there is an Security for Migrant Workers in its independent right to benefit must not be Decision No 94 of 24 January 1974. applied if the .Community rule cannot be

applied. This principle is laid down in Moreover, the status of migrant workers the decisions of the Court on this subject who came from Sicily to work in the (Judgment of 5 July 1967 in Case 2/67 Federal Republic of Germany cannot De Moor, [1967] ECR 197, Judgment of constitute the legal status of 'frontier 30 November 1967 in Case 22/67 workers'. Goffart, [1967] ECR 321) and is, moreover, borne out by the preamble to Nor, in view of the long periods of work Regulation No 1408/71. completed by the applicants in the Federal Republic of Germany, is it The INPS concludes that the questions from the court in the main action

possible to apply Article 71 (1) (b) (ii) of the regulation concerned which refers to (a) must be declared inadmissible; 'a worker, other than a frontier worker'. On this point, the principle to be applied (b) even though, incidentally, the is the one in Decision No 94 of the interpretation of the rules in dispute Administrative Commission, quoted is capable of upholding the principle above, that 'workers who have fairly that the Community rule must not stable employment in one Member State stand in the way of application of the must be presumed to be resident in that national law when the migrant State'. worker, having been deprived of the benefits which he could receive in In its second question, by 'belonging to a the Member State to the legislation Member State, the court hearing the of which he was last subject,

JUDGMENT OF 10. 7. 1975 — CASE 27/75

nevertheless enjoys the right, under can be drawn that what constitutes national law, to receive social security 'habitual residence' is a question of fact benefits. which must be resolved in each

The Commission submits that the individual case on the basis of principles of interpretation which must be taken questions to be resolved should read: into account by the court which rules on 1. What is to be understood by 'the the substance. Member State in whose territory he [a worker] resides' for the purposes of It could equally well be concluded that Article 71 of Regulation (EEC) No the criterion laid down by the Court in 1408/71 of the Council of 14 June 1971? that particular case is only an alternative one for use when other factors, including 2. What is to be understood by 'frontier the kind of work involved, makes it worker' for the purposes of Article 71 impossible for a particular country to be of Regulation No 1408/71? designated as the country of habitual 3. Does Article 69 of Regulation No residence. 1408/71 deprive an unemployed worker, who has not retained his right In line with the opinion of the to benefit in the competent State, of Advocate-General in Hakenberg (Case the right to be paid unemployment 13/73), cited above, the Commission benefit by the insurance institution of takes the view that the main another Member State by virtue of the considerations of fact for the purpose of provisions in force in the latter State establishing habitual residence should which in the absence of Community not be confined solely to the actual regulations are applicable to him? length of stay but should also include a First question degree of permanence and continuity and the extent to which the stay is Under Article 1 (h) of Regulation No intentional. These considerations should 1408/71 'residence' must be taken to be assessed from time to time 'in order to mean the 'habitual residence' of the determine the extent to which the worker. The meaning of the expression territorial connexion is the rule, due 'habitual residence' remains to be attention being paid to the kind of work established in the context of the performed by the person concerned' regulation concerned. (Opinion in Case 13/73, quoted above).

Under the judgment of the Court of 12 Second question July 1973 in Case 13/73 Angénieux v In view of the definition of the Hakenberg ([1973] ECR 935) which was expression 'frontier worker' given in concerned with a situation arising under Regulation No 1408/71 and of the Regulation (EEC) No 3/58, the circumstances of the present case, permanent residence of the worker must separate comment on this question be understood as being the place where would be superfluous. he 'has established the permanent centre of his interests and to which he returns in the intervals between his tours'. It Third question should, however, be noted that this Article 51 of the EEC Treaty, which is solution was adopted for the case of a the legal basis of Regulation No 1408/71, business representative working in two is intended to accord the migrant worker different Member States and continually the benefits provided for him under the on the move from one place to another. Community regulations without thereby reducing the rights which he would have That judgment appears to allow of two been accorded if Community regulations answers. In the first place, the conclusion had not been applied.

BONAFFINI ν INPS

This principle, upheld on several benefit solely by reason of the Italian law occasions by the Court of Justice in its concerned this right is not compromised decisions on Regulation No 3/58, by the fact that, because they have not remains valid for the interpretation of complied with the conditions laid down Regulation No 1408/71, which replaces by Article 69 of Regulation No 1408/71, the previous regulation without changing they have lost their right to the benefits its tenor or the guidelines which it which, under the Community regulation, provides. they are entitled to receive from the insurance institution in the Federal Quoting the judgment of 28 May 1974 in Republic of Germany. Case 191/73 Niemann v Bundes­ versicherungsanstalt ([1974] ECR 571), the Commission states that any failure to III — Oral procedure comply with the conditions laid down in Article 69 of Regulation No 1408/71 The oral observations of the Commission would result in the worker losing the of the European Communities, right to the benefits due to him by virtue represented by its Legal Adviser, of the regulation but would not affect Gianluigi Campogrande, acting as Agent, any rights to which he would have been were submitted at the hearing on 25 independently entitled under the June 1975. national law of a Member State. Consequently, if the workers involved The Advocate-General delivered his have the right to receive unemployment opinion on 9 July 1975.

Law

1 By order of 17 December 1974, received at the Court Registry on 11 March 1975, the Pretore of Enna referred to the Court of Justice under Article 177 of the EEC Treaty questions on the interpretation of Articles 69 and 71 of Regulation (EEC) No 1408/71 (OJ English Special Edition 1971 [III p. 416).

2 The questions are concerned with workers of Italian nationality who, after having worked in the territory of the Federal Republic of Germany and lost their employment, returned to Italy and, being without work, applied for unemployment benefit under the Italian legislation in force.

3 Their application was rejected on the ground that they had not complied with the provisions of Article 69 of Regulation No 1408/71, in that inter alia they returned to Italy before the expiry of the period of four weeks therein prescribed, and the question is asked whether this failure is such as to prevent the Italian legislation from being applied to them.

4 If the answer is in the affirmative, it is asked whether or not the provisions of Article 71 of Regulation No 1408/71 govern the situation of the workers concerned.

JUDGMENT OF 10. 7. 1975 — CASE 27/75

5 Article 69 of Regulation No 1408/71 covers the case of an unemployed migrant worker who is in receipt of unemployment benefit in the competent State and goes to one or more of the other Member States in order to seek employment there.

6 This provision is designed to ensure that the worker retains the right to the benefits of the competent State under the conditions and within the limits set out under that article.

7 It follows that the provision does not affect any rights which the worker may possibly claim under the legislation of the Member State to which he has gone.

8 Notwithstanding that in administering the benefits to which the worker is entitled under their legislation, there is nothing to prevent the authorities of that Member State from taking account of the fact that, by virtue of Article 69, the worker is also in receipt of unemployment benefit from the competent State, these authorities cannot claim that the worker has lost the benefit of Article 69 because of failure to fulfil the conditions which it

prescribes and, on that account, refuse to apply to him their national legislation in the proper and normal way.

9 The answer must, therefore, be that Article 69 is intended only to ensure for the migrant worker the limited and conditional preservation of the unemployment benefits of the competent State, even if he goes to another Member State, and, consequently, that that other Member State cannot rely on mere failure to comply with the conditions prescribed by that article in order to deny the worker entitlement to the benefits which he may claim under the national legislation of that State.

10 It follows both from the wording of the order making the reference and from the file on the case that the answer to be given to the question concerning Article 69 makes it unnecessary to answer the one concerning Article 71 of Regulation No 1408/71.

Costs

11 The costs incurred by the Commission of the European Communities, which has submitted observations to the Court, are not recoverable.

BONAFFINI ν INPS

12 As these proceedings are, in so far as the parties to the main action are concerned, a step in the action pending before the Pretore of Enna, the decision on costs is a matter for that court.

On those grounds,

THE COURT

in answer to the questions referred to it by the Pretore of Enna by order of 17 December 1974, hereby rules:

Article 69 of Regulation (EEC) No 1408/71 is intended solely to ensure for the migrant worker the limited and conditional preservation of the unemployment benefits of the competent State even if he goes to another Member State and this other Member State cannot, therefore, rely on mere failure to comply with the conditions prescribed under that article to deny the worker entitlement to the benefit which he may claim under the national legislation of that State.

Lecourt Mertens de Wilmars Mackenzie Stuart Donner Monaco

Pescatore Kutscher Serensen O'Keeffe

Delivered in open court in Luxembourg on 10 July 1975.

A. Van Houtte R. Lecourt

Registrar President

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Rozsudok C-27/75 – Súdny dvor Európskej únie | AI Pravnik