C-5/77
ECLI:EU:C:1977:144
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JUDGMENT OF 5. 10. 1977 — CASE 5/77
in feed inevitably present those 4. (a) Even after the entry into force of ing-stuffs either in the natural state or harmonizing Directive No 74/63, as residues from processing previously the Member States have, within
undergone by those feeding-stuffs or the context of Article 5 of that
by the constituents of those directive and subject to the feeding-stuffs. In these circumstances material and procedural require
a substance which, because of a ments laid down therein, the
previous admixture, independent of power provisionally to consider as the use for animal feeding, is undesirable certain substances
necessarily present in one of the which, although known and
constituents of the feeding-stuff as a recognized when that directive was residue from the previous adopted, do not appear in the list manufacture of another product may annexed thereto, provided that the
not be considered as an additive. The measures adopted on apply control of the presence of such identical terms to both national substances comes within Directive No products and to products imported 74/63 (undesirable substances) and not from other Member States. within Directive No 70/524 (b) Subject to the obligation not to
(additives). discriminate between imported 3. Article 36 is not designed to reserve products and national products, certain matters to the exclusive Article 5 of Directive No 74/63 jurisdiction of Member States but enables a Member State to fix, on permits national laws to derogate from a provisional basis, the maximum
the principle of the free movement of permitted level of a substance con goods to the extent to which such tained in imported feeding-stuffs derogation is and continues to be made from powdered milk even
justified for the attainment of the though no maximum level has objectives referred to in that article. ever been fixed in the past either
Where, in application of Article 100 in the exporting Member State or
of the Treaty, Community directives in the importing Member State. provide for the harmonization of the (c) Article 5 of Directive No 74/63 measures necessary to ensure the enables a Member State to protection of animal and human prohibit the marketing of the health and establish Community products which have been found procedures to check that they are to infringe the temporary national
observed, recourse to Article 36 is no provisions which it is empowered
longer justified and the appropriate to adopt. For products coming checks must be carried out and the from other Member States such measures of protection adopted within prohibition on marketing may the framework outlined by the take the form of a prohibition on
harmonizing directive. importation.
In Case 5/77
Reference to the Court under Article 177 of the EEC Treaty by the Pretura di Lodi for a preliminary ruling in the action pending before that court between
CARLO TEDESCHI
and
DENKAVIT COMMERCIALS S.R.L.
TEDESCHI v DENKAVIT
Interveners
— Intersyndicale des Fabricants d'Aliments d'Allaitement, Paris,
— Fachverband der Futtermittelindustrie e. V, Bonn,
—
Vereniging van Nederlandse Mengvoederfabrikanten, The Hague,
on the interpretation of Council Directive No 74/63/EEC of 17 December 1973 (OJ L 38/31 of 11. 2. 1974) and on the validity of Article 5 thereof,
THE COURT
composed of: H. Kutscher, President, A.M. Donner and P. Pescatore, Presidents of Chambers, J. Mertens de Wilmars, M. Sørensen, Lord Mackenzie Stuart, A. O'Keeffe, G. Bosco and A. Touffait, Judges,
Advocate-General: H. Mayras Registrar: A. Van Houtte
gives the following
JUDGMENT
Facts and issues
The order making the reference and the Edition 1970 (III), p. 840) concerning written observations submitted under additives in feeding-stuffs and Council Article 20 of the Protocol on the Statute Directive No 74/63/EEC of 17 of the Court of Justice may be December 1973 (OJ L 38 of 11. 2. 1974, summarized as follows: p. 31) on the fixing of maximum
permitted levels for undesirable sub
stances and products in feeding-stuffs. I — Facts and procedure
2. Under Article 3 of Directive No 1. Several Community directives which 74/63/EEC Member States must
aim at harmonizing national provisions prescribe that the undesirable substances
intended to ensure that feeding-stuffs do and products listed in the annex shall be not endanger animal and human health tolerated in feeding-stuffs only under the have been adopted, inter alia Council conditions and to the maximum up Directive No 70/524/EEC of 23 content therein set out. Article 7 of the
November 1970 (OJ, English Special directive provides that feeding-stuffs
JUDGMENT OF 5. 10. 1977 — CASE 5/77
which conform to these stipulations can and coming from the Netherlands to be no longer be subject to any other delivered in September 1976, and paid a marketing restrictions as regards the deposit of Lit 350 000. The feeding-stuffs presence of undesirable substances and were not delivered because they were
Article 5 however Italian frontier products. provides a stopped at the by the
safeguard clause which reads as follows: public health inspector at the frontier on '1. Where a Member State considers that the basis of an urgent note from the
a maximum content fixed in the Italian Minister for Health of 7 annex, or that a substance or product September 1976 prohibiting the entry of not listed therein, presents a danger feeding-stuffs containing powdered milk to animal or human health, that or whey having a nitrate content
Member State may provisionally exceeding 30 and 50 parts per million
reduce this content, fix a maximum respectively (milligrammes per
content, or forbid the presence of kilogramme). The defendant in the main
that substance or product in action, sued by his purchaser for feeding-stuffs. It shall advise the other repayment of the deposit and for Member States and the Commission damages, and the interveners pleaded
without delay of the measures taken before the Pretura di Lodi that the and at the same time give its reasons. prohibition on importation was illegal. 2. In accordance with the procedure laid down in Article 10, an immediate Since the Pretore di Lodi considered that
decision shall be made as to whether the Community rules invoked by the the annex should be modified. So parties to the main action before him did long as no decision has been made not clearly indicate the limits of the
by either the Council or the powers granted to the Member States to Commission the Member State may fix the maximum contents or prohibit
maintain the measures it has new substances not mentioned in the implemented.'
annex to Directive No 74/63/EEC, he referred the following questions
to the Court by order of 17 December 3. The procedure laid down in Article 1976: 10 entails a decision taken by the 1. Under the terms of the Community Commission after consultation of a
harmonizing directive, Council Standing Committee for Feeding-stuffs. Directive No 74/63/EEC of 17 However if no opinion is delivered, or if December 1973 (OJ L 38 of 11. 2. the Commission proposes to adopt
measures which are not in accordance 1974) containing provisions intended to replace national provisions on the with this opinion it must submit the
Council fixing of maximum permitted levels proposal to the which must for undesirable substances and adopt the measures by a qualified products in feeding-stuffs, do the majority. Member States, after incorporating all the Community provisions into their If the Council has not adopted any national legal systems, still enjoy a measures within fifteen days, the discretionary power to consider as Commission must adopt the measures undesirable specific substances, in and implement them forthwith, except this case although nitrates, which, where the Council has voted by a simple known and recognized when such measures. majority against Directive No 74/63 was adopted and
thus when it was incorporated into 3. Tedeschi, the plaintiff in the main the national legal systems, were
action, bought from the defendant in the excluded from the list of undesirable
main action, Denkavit, 1 000 kg of substances annexed to the aforesaid
feeding-stuffs made from powdered milk directive without any of the Member
TEDESCHI v DENKAVIT
States raising objections or lodging milk), on the ground that this
complaints as provided for by product contains a substance con
Community law? sidered undesirable by the Member 2. Does Article 5 of the above- State in question, even if this
mentioned Directive No 74/63, substance is not included in the list
having regard to the ninth and of undesirable substances annexed to
thirteenth recitals of the preamble Community Directive No thereto and to Articles 7, 9 and 10 of 74/63/EEC, thereby violating the
that directive, and in the light of the prohibition on quantitative
provisions of Articles 30 and 36 of restrictions contained in Article 30 of the Treaty of Rome, authorize a the Treaty and infringing upon the
Member State, after theentry into exclusive powers reserved to the force of the said directive and its Community institutions in the
incorporation into the national legal sectors coming under the common
system of the said Member State, organizations of the markets provided
unilaterally to fix the maximum for in Articles 39, 40 et seq. of the
permitted level of a substance Treaty? contained in a product from another 4. If the replies to the first three Member State, in this case questions are in the affirmative, can
feeding-stuffs made from powdered Article 5 of the abovementioned
milk, even if, in the case of this Directive No 74/63 be considered
substance which, moreover, is not valid within the meaning of Article included in the list of undesirable 177 of the Treaty Rome, in the of
substances annexed to Directive No light of Article 36 of the Treaty, and 74/63, no maximum permitted level of the fact that it extends the powers
has ever been fixed in the past in of the Member States beyond the
either the provisions in force in the bounds held to be proper by Article importing country or in the 36 by, in particular, permitting inter exporting country, thereby violating alia the said States (subject, the standstill rule laid down in moreover, to no clearly determined Article 31 of the Treaty and time-limits) to employ a provision
infringing upon the exclusive powers contained in a Community directive reserved to the Community in order to avoid the obligation to
institutions in the sectors coming observe the directly applicable
under the common organizations of provisions in Article 30 of the Treaty the market provided for in Articles relating to the prohibition of
39, 40 et seq. of the Treaty? restrictions on the movement of
3. Does Article 5 of the above- goods within the EEC, the analogous
mentioned Directive No 74/63, provisions contained in the
having regard to the ninth and Community agricultural regulations
thirteenth recitals of the preamble applicable in the present case, thereto and to Articles 7, 9 and 10 of namely, Regulations Nos 804/68, that directive, and in the light of 823/68 and 2727/75, and the
the abovementioned provisions of provisions to the common relating Articles 30 and 36 of the Treaty of organization of the agricultural
Rome, authorize a Member State, markets set out in Articles 39 and 40 Treaty?'
after the entry into force of the said et seq. of the
directive and its incorporation into The order for reference of 17 December the national legal system of the said 1976 was registered at the Court Registry Member State, to prevent the on 11 January 1977. importation of a product from another Member State (in this case After hearing the report of the feeding-stuffs made from powdered Judge-Rapporteur and the views of the
JUDGMENT OF 5. 10. 1977 — CASE 5/77
Advocate General the Court decided that The first question it was unnecessary to order a preparatory inquiry. According to the Commission, the object of the first question is to find out
Pursuant to Article 20 of the Protocol on whether Member States still exercise a
the Statute of the Court of Justice of the discretion in so far as the matters
EEC the Council, the Commission, the governed by the directive are concerned. Italian Government, the United It makes the point in its answer that
Kingdom Government and the Articles 3 and 7 of the directive make it defendant and interveners in the main clear that, save as otherwise expressly action submitted their written provided in the directive, Member States observations. no longer have a margin of discretion
relating to the listing of undesirable
substances and products in feeding-stuffs II — Observations submitted to and also the laying down of maximum
the Court pursuant to permitted levels for these substances and
Article 20 of the Protocol products.
on the Statute of the Court of Justice of the EEC The second and third questions
A — Observations submitted by the The second and third questions are Commission designed to determine the extent of the
powers conferred upon Member States by The Commission points out that nitrates the safeguard clause contained in Article are not mentioned in the annex to 5 of the directive. Directive No 74/63/EEC. The question
whether nitrates are dangerous or not was The aim of this clause is to deal at once discussed on 6 September 1976, the day with situations in which the health of
before the adoption of the Italian humans and animals appears to be measure, within the Standing Committee endangered because of the presence of
for Feeding-stuffs. In its view nitrates are certain substances or products in harmless. The Commission, before feeding-stuffs or of permitted levels
submitting a draft decision on a possible previously considered tolerable. It follows amendment of the annex to Directive that the fact mentioned in — the first No 74/63/EEC Com to the Standing and second questions — that the
mittee for Feeding-stuffs in accordance substance unilaterally held to be with Article 5 of the directive, requested undesirable was already known when the the Scientific Committee for directive was adopted and nevertheless
Feeding-stuffs to give its opinion; was not mentioned in the annex is however it has not yet done so as it immaterial, since Article 5 concedes that regards the scientific data at its disposal evaluations made at the time of the said
as either inadequate or too divergent. adoption may be called in question.
On 16 September 1976 the Commission In order to know exactly how far they initiated a procedure under the may be called in question the reasons for provisions of Article 169 of the EEC the adoption of the directive must be
Treaty against the Italian Republic at the analysed. The effect of harmonizing same expressing the opinion that time national laws is that the obstacles to trade the procedure for carrying out controls at Which previously resulted from thefrontier was too onerous and that the differences in the national laws in this
maximum permitted levels had been laid field and which were hitherto lawful are
down at too low a level. now prohibited, since the products
TEDESCHI v DENKAVIT
within the Community are, as a result of The fourth question
the directive, subjected from the
manufacturing stage to the same The fourth question asks whether an
requirements in this field. affirmative answer to the first three
questions must not lead to the
conclusion that Article 5 of the directive Article 5 allows measures to be taken is invalid because it enlarges the powers which, by way of derogation from the of Member States beyond the limits harmonization thus attained, restores
provisionally a situation the distinctive permitted by Article 36 of the Treaty or the regulations for the organization of feature of which is no more than
disparity of provisions. the agricultural markets. According to
the Commission, the interpretation of
Article 5 of the directive which it Therefore the answer to the second proposes implies that this article question is that Article 5 of the directive complies with Articles 30 to 36 of the authorizes a Member State to lay down Treaty. Nor does the safeguard clause unilaterally the maximum permitted infringe the exclusive jurisdiction level of a substance not listed in the reserved to the Community institutions annex to the directive provided that it in the sectors covered by the common does not create an obstacle to trade organizations of the market The which is prohibited by the Treaty and in misgivings voiced in this connexion by particular by Article 30 et seq., provided the national court in the second, third therefore that the maximum permitted and fourth questions are, in the level applies equally to domestic Commission's view, unfounded because products and that it does not the Council, when it exercises its powers unjustifiably handicap the products of in the field of harmonization, is entitled the other Member States. Article 35 of to take the view that it is only possible to the Treaty cannot justify, in the case of undertake harmonization which is the same substance, a different permitted incomplete or accompanied by a level according to whether a product is safeguard clause. home-produced or imported. The answer
to the third question must start with the B — Observations submitted by the same reasoning: if the Member State can Council lay down the maximum permitted level of a substance it may also not allow Since the Council wishes to defend in products coming other Member from abstracto validity of the safeguard the States and which do not comply with the clause contained in Article 5 of Directive limit to enter its territory, provided that No 74/63/EEC which has become a it imposes the same limit in the standard clause inserted as a matter of manufacture of the same product in its principle in directives on the territory. approximation of laws, it examines the function and the place of directives on It must however be stressed that the the approximation of laws in the whole power granted to Member States by body of Community law. Article 5 is nevertheless subject to certain obligations and limited in time. Whereas secondary Community law is a ring'
'first encircling the central core
The Member State must advise the other which the Treaty can be said to Member States and the Commission represent, national laws which had to be without delay of the measures taken and approximated or harmonized pursuant to at the same time state its reasons for directives form a second ring. These those putting forward measures adequate harmonization measures are of a different guarantees. (Article 5 (1)). kind from those provided for in the
JUDGMENT OF 5. 10. 1977 — CASE 5/77
articles of the Treaty Article 5 involve an analysis of the prohibiting quantitative restrictions and measures relationship between Article 36 of the
having equivalent effect. They are more Treaty and the said Article 5. While flexible and their purpose is to eliminate Article 36 contains an exception to
the centrifugal effect caused by the the fundamental principle of free
multiplicity and divergence of national intra-Community trade in goods, laws or even the existence of a law in one applicable only to goods crossing the Member State and the absence of parallel frontier, a directive on the approximation rules in another. Since these directives of laws — for example Directive No have to take account of factors other than 74/63/EEC — relates to their marketing freedom of movement they cannot meet and not to their importation and
all the requirements 'at one fell swoop'. thereforeaccording to the same criteria If the safeguard clause is considered from covers domestic products as well as those
this point of view it is found not to have coming from another Member State.
any centrifugal effect destroying the objectives sought by harmonization. Even if a Member State proposed to
Although each Member State has some invoke Article 36 it must still apply the freedom when confronted with certain directive and in particular permit the dangers it only has such freedom on the marketing of products, whether domestic condition that the Community has the or imported from a Member State, which
last word. are in its territory and conform to the
provisions of the directive, except where The Council then proceeds to consider it has recourse to the procedures
the first question and points out first of provided for in the directive itself, for all that Article 7, interpreted in the light example the safeguard clause contained
of the thirteenth recital of the preamble in Article 5. to the directive, imposes an obligation
not to take action, consisting in not Therefore the question referred by the
subjecting feeding-stuffs which conform national judge must not be considered
to the directive to any marketing from the standpoint of free movement of restrictions with regard to the presence of goods but from that of the
undesirable substances and harmonization of laws to products relating other than those provided for by the restrictions on the marketing of certain
directive. This clause only affects the products for the purposes of the
actual field of application of the protection of animal and human health. directive. In view of Article 7 the answer
to the first question must be that within The Council analyses the safeguard
the limits of the field of application of clause contained in Article 5 by the directive (Article 1 (2)) and except in comparing it with previous versions in the case of technical adaptations (Article other directives and stresses that: 6) Member States cannot subject (a) the national measures which may be feeding-stuffs which conform to the enacted pursuant to the safeguard
directive to any marketing restrictions clause are provisional; with regard to the presence of (b) their purpose, objective and extent
undesirable substances and products are defined by the directive itself; other than those specified in that (c) Article 5 (2) contains two legal ways directive, save as otherwise therein of reviewing the national measure, by provided, for example by the safeguard legislation (a decision adopted by the clause in Article 5. Commission) and by legal process
(should it be decided not to amend
The Council takes the view that the the annex to the directive, the
second and third questions of the Pretura Commission may, if the Member di Lodi concerning the interpretation of State does not give effect to the
TEDESCHI v DENKAVIT
request to amend or abolish the to the permitted level of nitrates relating measure, initiate, if necessary, against in feeding-stuffs finding result from the
that State a procedure for a recorded beginning of the summer at the
declaration that it has failed to fulfil of 1976, following various laboratory tests
an obligation under the Treaty on powdered milk and whey coming (Article 169 of the Treaty)); from the Member States of the
(d) maintaining the measure in force Community (in particular from France, pursuant to Article 5 (2) 'so long as the Federal Republic of Germany and
no decision has been made by the the Netherlands) of very high nitrate Commission'
Council or the is only levels namely 4 000 parts per million, as
justified if the decision is in fact against a natural nitrate level in cow's
taken to modify the directive. milk of less than one part per million.
These levels, which are, from the
Accordingly the Council proposes to standpoint of toxicology and public
answer the questions referred by the health, large, abnormal and disturbing, Pretura di Lodi as follows: can only have been caused by an
1. First question: Since Directive No unauthorized treatment of or a fraudulent 74/63/EEC became incorporated into addition to powdered milk of whey from the legal systems of Member States the caseation brought about by adding they do not have the power to nitrates.
consider substances other than those
mentioned in the annex to the By means of a first measure of 5 August directive as undesirable within the 1976 addressed to veterinary surgeons the
meaning of that directive, except that Italian Government decided to intensify
they may, on the basis and subject to the analytical tests and to permit nitrates
the terms of Article 5, prohibit the only in a quantity of less than one part
marketing of products containing per million. At the same time the
such substances. question of the addition of nitrates to the 2. A Member State cannot act products under consideration was
unilaterally: its decision is only brought to the attention of the EEC provisional may be amended and by institutions, on 26 August 1976 to the
the Community institutions. Management Committee for Milk, on 6 3. A Member State cannot obstruct and 7 September 1976 to the Committee
imports: it can only intervene at the of Experts and to the Standing level, subject to certain Committee for Feeding-stuffs. After marketing conditions as to the duration and the consulting national experts the permitted risks involved, whilst observing the limit specified in the measure of 5 principle of non-discrimination, August 1976 was increased in the
subject to review by the Commission measure of 7 September 1976 to 30 parts
and in the last resort by the Court. per million of nitrates in powdered milk.
4. Since the Council's answers to the
previous three questions are in the The Italian Government lays great stress
negative it does not consider that it on the fact that the measure adopted on
needs to answer the fourth. In any 7 September 1976 was not based on
event there are no grounds for Directive No 74/63/EEC but on Council
holding that the safeguard clause in Directive No 70/524/EEC of 23 question is invalid. November 1970 concerning additives in feeding-stuffs (OJ, English Special C — Observations submitted by the Edition 1970 (I), p. 840) as subsequently Italian Government amended. The large amounts (40 to 4 000 parts per million) of nitrates found in the The Italian Government explains that products in question indicate, not a the measures taken in September 1976 natural content of undesirable substances
JUDGMENT OF 5. 10. 1977 — CASE 5/77
or products referred to in Directive No problems but, even if they had been 74/63, but deliberate additions of nitrates excluded by a specific decision, a
to the natural milk, that is to say Member State which finds a harmful additives which are not allowed under level of nitrates in feeding-stuffs may, by Directive No 70/524. Directive No with the formalities complying 74/63/EEC mentioned by the Pretura di prescribed by Article 5 of Directive No Lodi only relates to substances and 74/63/EEC, prohibit completely the
products naturally and unavoidably presence of the substance. The Italian present in feeding-stuffs and regarded as Government calls attention to the fact undesirable and does not apply if the that, although it did not act within the
question to be decided is whether an purview of Decision No 74/63/EEC and
additive is authorized under Community is therefore not under any obligation to
rules. Such a case comes under Directive notify national measures taken pursuant
No 70/524/EEC which does not include to Article 5 of the said directive, it none nitrates among the additives which it the less drew the attention of the
authorizes. Community institutions in good time to the question of the presence and
The Italian provision prohibiting the addition of nitrates by emphasizing the importation of fodder made from urgent need to reach a common solution
powdered milk which contains a larger to this problem.
amount of nitrates than is natural
complies in every way with Directive No When a Member State has recourse to
70/524/EEC concerning additives in measures provided for by the
feeding-stuffs and does not therefore abovementioned Article 5 it does not
contravene Article 30 of the Treaty or the infringe the standstill provision laid other provisions relating to the common down in Article 31 of the EEC Treaty, organization of the market in the sector since the said Article 5 implements in question. Article 36 of the Treaty which permits
derogations from the principle of the free The Italian Government infers from this movement of goods, including that the questions referred to the Court derogations from the standstill provision.
by the Pretura di Lodi are irrelevant. It is difficult to imagine a standstill
provision applying to the subject-matter However that may be, it considers that of Directive No 74/63/EEC, since it is the first two questions should be dealt subject to continuous modifications
with jointly and that the answer must be owing to technical and scientific
that there nothing in Article 5 of is experiments which may result in Directive No 74/63/EEC to preclude regarding as undesirable a substance or
Member States from adopting measures product naturally present in even concerning substances or products feeding-stuffs which has not previously 'excluded'
which have been from the been considered as such. Nor does annex to the directive (first question) or recourse by a Member State to the
in respect of which the maximum measures provided by Article 5 encroach permitted levels have not previously been on the Community's jurisdiction. Those fixed (second question). are in fact provisional measures adopted
as a precaution until the Community Contrary to the statement made by the institutions decide whether the annex to
Pretura di Lodi nitrates have not been the directive has to be modified or not in 'excluded'
from the list of undesirable accordance with the procedure laid down substances annexed to Directive No in Article 10 of Directive No 74/63/EEC. 74/63/EEC. Their omission is explained
by the fact that nitrates normally found In answer to the third question the
in feeding-stuffs do not present any Italian Government points out that the
TEDESCHI v DENKAVIT
measure of 7 September 1976 did not plementing these freedoms by the
decide to impose a general embargo on abolition, under Article 100, of the
all feeding-stuffs made from powdered technical barriers to trade not referred to milk. It was decided to prohibit the in Article 30. importation of specific consignments
which were shown by an analytical test A judicial pronouncement casting doubt to contain more nitrates than can be on validity of Article 5 of Directive the
considered normal. No 74/63/EEC would be of fundamental importance to the question of the
In view of these considerations the validity of safeguard clauses in directives answer to the fourth question concerning generally:
the validity Article 5 of Directive No of (a) because these clauses are an essential 74/63/EEC must be in the affirmative. feature di of many harmonizing rectives as these are the only means D — Observations submitted by the whereby in relation to the directive a Government of the United Member State can legally take action
Kingdom which it considers necessary to
protect, for example, human health The Government of the United where such action would otherwise
Kingdom confines its observations to the be contrary to the provisions of the
question of the validity of Article 5 of directive. If their validity were
Directive No 74/63/EEC. A safeguard questioned this would necessitate
clause such as Article 5 of Directive No action by the Community to review 74/63/EEC, as an integral part of the every directive affected and amend it harmonized law, provides a remedy for as necessary.
any lacuna in that law which becomes (b) In such circumstances the govern
apparent to a Member State when ment of a Member State faced with
confronted by a hazard calling for an unforeseen hazard would be in a
immediate action. The clause permits very difficult situation. It would have Member States to be notified speedily of to choose between hazarding the lives the possible hazard. Moreover any action and health of its population by by the Commission as a result of the accepting the delays involved in initiation of the safeguard powers laid procuring the necessary Community down in the directive and any failure of legislation and disregarding its the Commission to any action on act or Community obligations. Community the part of a Member State in breach of law should in all cases allow Member obligations under the directive would be States to take the necessary subject to review by the Court of Justice. immediate action.
(c) The importance of safeguard clauses
The Government of the United in directives viewed as a whole is Kingdom does not consider that either such that in their absence
Article 5 or any other provision of the harmonization legislation in future
Treaty exceeds the bounds of Article 36 might prove impossible or at least of the Treaty which is only relevant in very difficult. A safeguard clause
relation to matters covered by Articles 30 could not be struck out of a directive to 34. without affecting the validity of the rest of the directive. It would be strange if the Community legislator could not provide for a E — Observations submitted by safeguard clause similar to those which Denkavit accompany each of the freedoms guaranteed in the Treaty (Articles 36, 48 The defendant in the main action points
(3), 56 (1), 66 and 73) when sup- out in the first place that not only the
JUDGMENT OF 5. 10. 1977 — CASE 5/77
Standing Committee for Feeding-stuffs concerned, a European organization of
but also the Scientific Committee for the market of the kind provided for in Feeding-stuffs found that there were no Article (2) (c) calls for legislative 40 toxic effects from potassium nitrate powers for Community institutions the
contained in feeding-stuffs and in responsible for its functioning excluding
products which may be used in their the concurrent jurisdiction of the
manufacture. It goes on to say that in Member State. 1974 the Italian Minister of Health announced that 'on the basis of III — The argument developed in established scientific data potassium connexion with the concept of a 'single found in 2 500 market'
nitrate quantities of and and the grant of exclusive
250 kilogramme jurisdiction in milligrammes per to the Community respectively in powdered whey and stitutions applies to the sector of
feeding-stuffs manufactured from it must products for animal fodder which is be regarded as a harmless amount for mentioned in Annex II to the Treaty calves given it continually in the form of under Chapter 23. The fact that the
reconstituted milk during their economic sector in question is governed entirely by life'. Community rules and regulations is confirmed directly by EEC provisions
I — The defendant then examines the (Regulation (EEC) No 804/68 of the
principles underlying the rules and Council of 27 June 1968 on the
regulations on the free movement of common organization of the market in goods with reference to the principle of milk and milk products (Article 1 (g)), 'single OJ, English Special Edition 1968 (I), p. market'
the and to the principle
that the Community institutions have 176) and indirectly by the fact that
exclusive jurisdiction in agricultural Community rules like the rules on
matters and states that the concept of the monetary compensatory amounts, which
'single in European market'
the are only applicable to the agricultural
agricultural organizations implies that sectors, apply to them. In the alternative, the free movement of goods must be the defendant in the main action refers
understood as having two meanings, on again to the judgment of the Court of 29 the one hand, freedom of movement May 1974 (Case 185/73, [1974] ECR 607) between the members of the single from which it appears that the products
market consisting of the various national mentioned in Annex II to the Treaty, in territories of the Member States and, on so far as they are closely interdependent the other, freedom for economic on the value of the basic products from operators to put the goods in question which they are derived, must be included onto the market within the single among the products which may be European market without let or governed by Community rules and
hindrance. Any obstacle not pertaining regulations.
to customs duty found in any part of the common market within the same IV — The defendant in the main action
Member State must also be removed. analyses Directive No 74/63/EEC from this point of view and emphasizes that II — A single market can only be according to the first reference of the
administered if it is under the exclus preamble thereto it is linked to both ive jurisdiction of the Community Article 43 and Article 100 of the Treaty. institutions. Although in the market Since it falls within the category of
models which are not completely directives adopted for the approximation
integrated there is a separation of powers of laws its interpretation must take
and of Community and national sources account of the general characteristics of
in so far as economic policy and the such approximation, that is to say, favour rules adopted for its implementation is Community objectives on the margin of
TEDESCHI v DENKAVIT
freedom left to the Member States. The should elapse between the provisional
fact that the directive comes within the national measure and the Community field of the common organization of decision is less than 30 days and is agricultural markets leads to the clearly shorter than that laid down in conclusion that the approximation Article 9 for the normal procedure for carried out fits into the general plan amending the annex. designed to reproduce conditions similar
to those existing in a national market. (d) The defendant in the main action
points out that an examination of the last
(a) Directive No 74/63 is intended to subparagraph of Article 10 of the
effect complete harmonization of the directive shows that when the Council, as various national rules and regulations by a result of a provisional measure adopted
replacing them with Community rules by a Member State on the basis of Article for the protection of common concerns 5, votes by a simple majority against the by means of common measures. measures proposed by the Commission,
the procedure cannot conclude so that
Consequently, owing to the adoption of the safeguard measure can be maintained the directive, Member States can no indefinitely even if it was unjustified. The longer exercise the wider power under defendant in the main action takes the
Article 36 in this matter but only the view that the directive is consequently more limited power derived from the invalid to the extent to which it permits
directive itself. There can no longer be a a quantitative restriction contrary to
general presumption that the measures Articles 30 to 34 to be maintained
taken are lawful if they do not observe without any limitation as to time.
the letter and spirit of the directive. V — Before answering the various
(b) The directive has in fact had an questions point by point the defendant effect on the powers of the Member in the main action considers the limits of States. As shown by the sixth recital of the discretion of the Member States in the preamble to the directive, the the system introduced by Directive No Community now has general jurisdiction 74/63/EEC. in this field and it is clear from the
procedures for amending the annexes — In the opinion of the defendant in (Articles 9 and 10) that Member States the main action, Directive No 'explicit'
may only set in motion Community 74/63/EEC intended to make
decision-taking machinery by adopting the limits of the discretion granted by measures which are in essence Article 36 of the Treaty in necessarily provisional. imprecise terms to the Member States. Although Article 36 may in general be (c) An examination of Article 5 shows invoked in order to justify by a that the opportunities of derogating from presumption of legality the measures
the directive are strictly limited in time: adopted by Member States for the
Article 5 (1) refers to the provisional protection of public health, it cannot on nature of the derogation and to the duty the other hand legitimate measures
to advise the other Member States and adoptedby the Member States which do the Commission without delay of the not comply with Community regulations 'explicit'
measures taken; further, Article 5 (2) which have actually made the
provides that an immediate decision discretionary powers laid down in this
must be made as to whether the annex article.
should be modified. The defendant in the main action considers that if the — It follows therefore that, as the
entire procedure prescribed by Article 10 judgment of the Court of Justice of 15 is taken into account the period which December 1976 in Case 35/76,
JUDGMENT OF 5. 10. 1977 — CASE 5/77
Simmenthal Sp.A. v Italian Minister for levels of September 1976 could not be Finance, [1976] ECR 1871, makes quite accepted. For this reason there are no
clear, Article 36 must be given a fresh facts on which to base an action 'progressive'
interpretation. Although it under Article 36 of the Treaty. permits Member States to administer a
complete system of defence in the It is possible to modify the limits various fields which it covers, this is only outlined in the directive by adopting the on a provisional basis since that system is procedures laid down in Articles 9 and
intended to be gradually reduced as the 10 but to do this there has to be a reason
increased guarantees in these fields are which is valid and justified ictu oculi.
offered by Community provisions. There is no such reason where, for the purpose of modifying the Community VI — The first question limits outlined in the directive, arguments are put forward which were
The defendant in the main action already known and had been disposed of —
takes the view, in answer to the first when the directive was approved.
question, that although the justification provided by Article 36 could work in VII — The second question
favour of the Italian State before the
entry into force of Directive No The purpose of the second question is to 74/63/EEC, when it was still possible to ascertain whether it was lawful for the
regard the direct administration of a Italian Government, assuming that it was system of defence by Member States as entitled to avail itself of the safeguard
lawful, this justification can no longer clause, to fix unilaterally the maximum
apply after the Italian State and all the permitted levels for potassium nitrate other Member States have ceased to contained in products imported from consider potassium nitrate as an other Member States. undesirable substance, by approving either the list annexed to Directive No The defendant in the main action states
74/63/EEC or the list annexed to the that no maximum permitted level for Ministerial Decree of 30 December 1975 potassium nitrate has been laid down for
making EEC provisions enforceable in potassium nitrate by measures having the Italy. Since Community provisions had force of law in Italy either before or after been adopted national defence measures the adoption of Directive No 74/63/EEC. were therefore no longer necessary or When Directive No 74/63/EEC entered
justified by Article 36. into force on 1 January 1976 potassium
nitrate had therefore to be regarded as a
— The fact that the measure taken in harmless substance. The notification of 7 September 1976 was unnecessary and September 1976 at issue therefore directs therefore unjustified is evidentfrom the all veterinary surgeons on the Italian finding that the Italian Minister for frontier to check imported products for Health intended to lay down permitted permitted levels which are not laid down levels for potassium nitrate (50 parts per by any legislative provision with regard
million for each kilogramme of to domestic products. There has clearly powdered whey) below those which the been an infringement of the prohibition
same Minister had considered on discrimination referred to in the
permissible in 1974 (250 parts per second subparagraph of Article 40 (3) of million). the Treaty since the duty to check goods only applies to those which have been If the permitted levels fixed in 1974, imported (the notice itself refers to
which were already at that time the limit 'controlli analitici sui prodotti ...' of harmfulness, had been rejected by the d'importazione dal'estero (analytical
Council, a fortiori the lower permitted tests on products imported from abroad)).
TEDESCHI v DENKAVIT
Furthermore, there has also been an Since the period prescribed by Article 10 infringement of Article 31 of the Treaty, elapsed without the Community on the one hand because the national authorities having taken a decision the
measure imposes a more drastic measure restrictive measure adopted by the Italian prohibited by the Treaty and also by the State can no longer be maintained
specific rules applying to the sector because it can no longer be justified in (Article 22 of Regulation No 804/68) the light of Article 36 of the Treaty. and, on the other, because it applies only to products imported from the other IX — The fourth question (the illegality EEC countries. This infringement cannot Article 5 of of the directive) be justified by relying on Article 36 since, except under the conditions laid A safeguard clause such as Article 5 may down by the safeguard clause, the be understandable if it permits Member initiation of the procedures for States to have a special means of defence modifying the annex cannot even be in the field of public health for the justified any longer by the latter. purpose of dealing with unusual and
unforeseen cases which cannot normally VIII — The third question be disposed of by having recourse to
national provisions henceforth replaced
— The defendant in the main action, in by Community provisions. answer to the third question, takes the
view that, even if it is accepted that the Beyond these limits the safeguard clause Italian Government can order analytical cannot confer on the Member States any tests to be carried out only on imported other power, either by means of a goods by insisting on compliance with positive decision adopted by the the maximum permitted levels laid down Community institutions or even less as a without making the nitrates contained in result of a failure on their part to adopt domestic products comply with the same measures laid down in order to comply permitted levels by adopting coercive with the provisions of that clause. national measures, the question of the
legality of preventing the importation of However, it follows from the second products from the other Member States subparagraph of Article 10 (4) that the remains open. Owing to the special Council may be able by a simple legislative situation relating to this matter majority to paralyse any decision taken in Italy this sanction applies only to by the Commission. According to the imported products. In these defendant in the main action the fact circumstances it is certainly impossible that it is possible to maintain a provision torely upon Article 36 of the Treaty: it is adopted by a Member State, even an impossible in law to impose a restriction illegal one, because the Council has for reasons of public health solely on adopted a negative viewpoint, can only imported products without having at the make illegal the clause from which that same time made domestic products possibility is derived. These conside
subject to strictly equivalent restrictions. rations are all the more valid since this is an agricultural sector in which the — The defendant in the main action exclusive jurisdiction of the Community regards the fact that the procedure laid institutions and the limitation of the
down by Article 10 of Directive No power of the States have been increased 74/63/EEC was not followed by a final to the maximum.
decision within the prescribed period (30 days according to the defendant in the Another reason for the illegality of the
main as an additional ground for safeguard as linked to the action) clause, the illegality of the measure at issue. procedure laid down in Article 10, is that
JUDGMENT OF 5. 10. 1977 — CASE 5/77
it removes from the Commission a direct The concept of additives therefore does power of control over the activity of the not cover the various substances or
Member States which was expressly laid residues already included amongst the
down in Article 155. This power of ingredients necessary to produce the
control should enable the Commission to feeding-stuff. The same is true with
institute immediately the procedure regard to Community law: a comparison against infringements laid down in of Directive No 70/524 on additives and
Article 169 of theTreaty if it considers Directive No 74/63 on undesirable
that restrictive measures adopted by a substances shows that the latter Member State are incompatible with the completes Directive No 70/524 by Community rules. The only possibility of extending the control to substances
avoiding this result is to accept, as seems which, either as additives or as
logical, that the Member States become manufacturing residues, are among the responsible for the paralysis of the ingredients used for the manufacture of procedure; a Member State who has not the feeding-stuff. A substance contained
authorized the conclusion of the in a specific product intended for animal procedure would thus have the restrictive feeding cannot at the same time be national measure adopted provisionally subject to the directive on additives and
considered to be illegal. to the directive on undesirable
substances. If therefore the nitrates
contained therein, albeit in small During the hearing on 14 June 1977 the quantities, result from a natural defendant in the main action, admixture, they cannot be considered as represented by Messrs Ubertazzi and an additive. Capelli of the Milan Bar, the Italian
Government, represented by its Agent, The Italian Government considers that
Mr Braguglia, the Commission of the Directive No 74/63 on undesirable
European Communities represented by substances concerns the substances only its Agent, Mr Marenco and the Council and products whose presence in of the European Communities rep feeding-stuffs is natural or inevitable. resented by its Agent, Mr Sacchettini, Directive No 70/524, on the other hand, developed the arguments put forward covers in abstracto all substances which
during the written procedure. may artificially be added to
feeding-stuffs. It considers in particular
With fields the additives which have a favourable regard to the respective of
Directive Nos 74/63 effect on the characteristics of the application of and
70/524 the distinction to be made feeding-stuffs and which do not have a and
between and harmful effect on animal or human undesirable substances
products on the one hand and additives health. Only the use of such additives is authorized. Therefore the use of additives on the other the following observations were put forward. which, although having a favourable effect on the characteristics of the
feeding-stuffs, are harmful as such or Denkavit refers to the work of the Food above a certain concentration to animal and Agriculture Organization and of the and human health, is in any case World Health Organization which shows prohibited and, a fortiori, additives that an additive is distinguished by two which are harmful to animal and human fundamental characteristics: health without having any favourable (1) it is a substance intentionally added effect on the characteristics of the to feeding-stuffs; feeding-stuffs. (2) it is a substance added in order to
improve the appearance, flavour, In this case the presence of the nitrates
consistency and keeping qualities of in the feeding-stuffs is the result of a
food products. fraudulent operation at a preceding stage
TEDESCHI v DENKAVIT
of the manufacturing process. The however come within Directives Nos nitrates are not added to the powdered 70/524 or 74/63 but within Directive No milk or to the whey powder as 77/101 of 23 November 1976 on the feeding-stuffs. The nitrates are added marketing of straight feeding-stuffs (OJ, either to the fresh milk or by adding to L 32 of 3. 2. 1977). the powdered milk whey resulting from caseation treated with potassium nitrate. The nitrates are not therefore added to
the feeding-stuffs but are residues from These nitrates are therefore not naturally previous stages in the production of the
present beyond a certain limit in milk, butter or cheese. The Commission milk-based feeding-stuffs. considers that they are not therefore
additives: what is an additive at one stage
The Commission confirms that whey becomes a residue at the following stage. may contain high nitrate levels as a
residue of certain caseation processes Under the directives in question the
employed in particular in the additives are deliberately added to the Netherlands using nitrates so as to feeding-stuffs so as to improve their
prevent fermentation. As whey has a characteristics while the undesirable
commercial value ten times less than that substances are found in the feeding-stuffs of powdered milk, the temptation is great by virtue of circumstances which are
to add whey powder to the powdered independent of the production of those milk as a feeding-stuff and to sell the feeding-stuffs. whole at the price of the powdered milk.
Such a fraud, which is difficult to locate The Advocate General delivered his if it does not exceed 5 %, does not opinion at the hearing on 6 July 1977.
Decision
1 By order of 17 December 1976, entered in the Register of the Court of
Justice on 11 January 1977, the Pretura di Lodi submitted to the Court of Justice several questions relating, on the one hand, to the interpretation of
Directive No 74/63/EEC of the Council of 17 December 1973 on the fixing of maximum permitted levels for undesirable substances and products in feeding-stuffs (OJ L 38 of 11.2. 1974), in particular Article 5 thereof, and on the other, to the validity of the said Article 5.
2 These questions have been submitted in the context of a dispute concerning the non-performance of a contract for the supply of feeding-stuffs made from powdered milk in which the defendant in the main action maintains, in order tojustify its failure to deliver the goods, that they were illegally stopped at the border by the Italian health authorities because their potassium nitrate
content exceeded that permitted by those authorities.
JUDGMENT OF 5. 10. 1977 — CASE 5/77
3 This measure was adopted on the basis of an urgent note (biglietto urgente) of
7 September 1976 sent by the Italian Minister of Health to the veterinary authorities at frontiers, ports and airports and to the provincial authorities
prohibiting the importation of milk-based feeding-stuffs where the nitrate
content of those feeding-stuffs exceeds 30 parts per million in whole milk
powder and skimmed-milk powder and 50 parts per million in powdered
whey.
4 According to the defendant and the interveners in the main action, the Italian measures are incompatible with Directive No 74/63.
5 According to the fourth recital of the preamble to that directive, its purpose, taking into account the fact that it is impossible to exclude totally the
presence of certain undesirable substances or products in feeding-stuffs, is to
reduce their content in order to prevent them from harming animal health or, because of their presence in animal products, human health.
6 Under Article 3 of the directive 'Member States shall prescribe that the
substances and products listed in the annex shall be tolerated in feeding-stuffs
only under the conditions therein set out', that is, below a maximum level.
7 According to Article 7 'Member States shall ensure that feeding-stuffs which conform to this directive are not subject to any other marketing restrictions as regards the presence of undesirable substances and products'.
8 However, Article 5 (1) provides that: 'Where a Member State considers that a maximum content fixed in the annex, or that a substance or product not
listed therein, presents a danger to animal or human health, that Member State may provisionally reduce this content, fix a maximum content, or forbid the presence of that substance or product in feeding-stuffs. It shall advise the other Member States and the Commission without delay of the measures
taken and at the same time give its reasons'.
9 Under Article 5 (2), where a Member State has recourse to the provisional
measure referred to in the first paragraph thereof, a decision must
immediately be taken as to whether any modification to the annex should be made in accordance with the procedure laid down in Article 10 of the
directive.
TEDESCHI v DENKAVIT
10 Article 5 (2) continues: 'So long as no decision has been made by either the Council or the Commission the Member State may maintain the measures it has implemented'.
11 The file shows early as 27 July 1976 the Italian authorities drew the that as
attention of the Commission to the presence 'in certain consignments of
whey from France, the Netherlands and the Federal Republic of Germany of potassium nitrate in levels varying from 40 to 4 000 parts per million
(milligrammes per kilogramme), residues from the manufacture of certain
types of cheeses'
and asked 'that the problem of the harmonization of
national legislation concerning the presence of that substance be examined'.
12 After deciding by an urgent communication of 5 August 1976 to intensify laboratory tests on imported consignments of whey and compound fodder containing whey and initially fixing the maximum nitrate level at one part per million, the Italian authorities adopted the contested measure on 7 September 1976.
13 After exchanges of notes between the Community authorities and the Italian
authoritiesduring the months of August and September, on 7 October 1976 the latter sent the Commission documents as to toxicity by way of the
statement of reasons referred to in Article 5 (1) of the directive.
14 The Italian Government contests the relevance of the questions referred to
the Court with regard to the outcome of the main action and observes that
the measure in question was not adopted on the basis of Article 5 of Directive No 74/63 but in accordance with Council Directive No 70/524 of 23 November 1970 concerning additives in feeding-stuffs (OJ, English Special Edition 1970 (III), p. 840).
15 The distinction between the field of application of these two directives is important because all feeding-stuffs containing unauthorized marketing of
additives is clearly prohibited whereas in so far as undesirable substances are concerned the prohibition on marketing concerns only feeding-stuffs
containing the undesirable substances expressly listed in the annex to the
directive, unless Article 5 and the procedure laid down in Article 10 are
applied.
JUDGMENT OF 5. 10. 1977 — CASE 5/77
16 If it were necessary to consider as an unauthorized additive the potassium
nitrate whose presence in the imported feeding-stuffs has been established it would follow that the Italian measure prohibiting it was absolutely justified and, moreover, that there was no need for the measure to be followed by the implementation of the procedure laid down in Article 10 of Directive No 74/63 in order to decide whether or not it is necessary to complete the
list of undesirable substances.
17 Article 177 is based on a distinct separation of functions between national
courts and tribunals on the one hand and the Court of Justice on the other,
and it does not give the Court jurisdiction to take cognizance of the facts of
the case, or to criticize the reasons for the reference.
18 Therefore, when a national court or tribunal refers a provision of Community law for interpretation, it is to be supposed that the said court or tribunal
considers this interpretation necessary to enable it to give judgment in the
action.
19 Thus the Court cannot require the national court or tribunal to state expressly that the provision which appears to that court or tribunal to call for an
interpretation is applicable.
20 The Court may however provide the national court with the factors of interpretation depending on Community law which might be useful to it in
evaluating the effects of the provision which is the subject-matter of the
questions which have been referred to it.
21 Directive No 74/63 (undesirable substances) specifies that it applies 'without prejudice'
to the provisions concerning, in particular, additives in feeding-stuffs and it is therefore important, in order to reach a useful
interpretation of the provisions thereof, to state precisely its field of
application in relation to Directive No 70/524 (additives).
'additives'
22 Under Article 2 of Directive No 70/524, are substances which, when incorporated in feeding-stuffs, are likely to affect their characteristics or livestock production.
TEDESCHI v DENKAVIT
23 The fifth recital of the preamble to that directive specifies that additives
mean: 'as a general rule ... substances which improve both the feeding-stuffs
in which they are incorporated and livestock production'.
24 Although Directive No 74/63 does not define the concept of 'undesirable substances and products', the third and fourth recitals of the preamble thereto
specify however that undesirable substances or products which 'feeding-stuffs are involved and that 'it is impossible to exclude totally the contain'
often presence'
of them.
25 The file and the observations submitted by the parties during the hearing show that the presence of potassium nitrate in the imported feeding-stuffs in excess of the maximum levels fixed by the Italian Government results from the fact that a quantity of whey, which is a by-product of the manufacture of cheese, during which the nitrate is used as a preservative, is mixed with the skimmed-milk powder.
26 The Italian Government considers that the nitrate added during the caseation
process continues to be an additive in the subsequent stages of the use of the
whey and may not be considered as a substance which is naturally or
inevitably present in the feeding-stuffs to which the whey has been added.
27 On the other hand, the defendant in the main action and the Commission claim that the nitrate may not be considered as an additive because it was not intentionally added to the feeding-stuffs made from powdered milk but was
already there as a residue from a previous stage in the production of powdered milk and cheese.
28 A comparison of the abovementioned recitals of the preambles to the
directives shows that Directive No 70/524 (additives) and Directive No 74/63 (undesirable substances) although both relating to the composition of
feeding-stuffs make, as regards their respective fields of application, a
distinction between certain substances which are intentionally added to those feeding-stuffs so as to produce a favourable effect on their characteristics and,
on the other, undesirable substances which are inevitably present in those
feeding-stuffs either in the natural state or as residues from processing
previously undergone by those feeding-stuffs or by the constituents of those
feeding-stuffs.
JUDGMENT OF 5. 10. 1977 — CASE 5/77
29 In these circumstances a substance which, because of a previous admixture, independent of the use for animal feeding, is necessarily present in one of the constituents of the feeding-stuff as a residue from the previous manufacture of another product may not be considered as an additive.
30 The control of the presence of such substances comes within Directive No 74/63 (undesirable substances) and not within Directive No 70/524 (additives).
The first question
31 The first question asks in substance whether, under the terms of Directive No 74/63 and in view of a possible application of the provisional measure
referred to in Article 5 thereof, the Member States still have the power to
consider as undesirable substances certain substances (in this case nitrates) which, although known when Directive No 74/63 was adopted and
incorporated into the national legal systems, were excluded from the list of
undesirable substances annexed to the directive.
32 Under Article 1 (g) of Regulation No 804/68 of the Council of 27 June 1968 on the common organization on the market in milk and milk products (OJ, English Special Edition 1968 (I), p. 176), dairy-based feeding-stuffs come
within that organization of the market and must, under Article 22 of the same
regulation, be admitted to free circulation between the Member States.
33 National measures regulating the composition of feeding-stuffs may in certain
cases constitute measures having an effect equivalent to quantitative
restrictions which are however capable, where they are justified by the
protection of animal or human health, of coming within the application of
Article 36 of the Treaty.
34 Article 36 is not designed to reserve certain matters to the exclusive
jurisdiction of Member States but permits national laws to derogate from the principle of the free movement of goods to the extent to which such
derogation is and continues to be justified for the attainment of the objectives referred to in that Article.
35 Where, in application of Article 100 of the Treaty, Community directives provide for the harmonization of the measures necessary to ensure the
TEDESCHI v DENKAVIT
protection of animal and human health and establish Community procedures to check that they are observed, recourse to Article 36 is no longer justified and the appropriate checks must be carried out and the measures of
protection adopted within the framework outlined by the harmonizing directive.
36 Directive No 74/63 was adopted and Community control procedure was a
introduced for the purpose of harmonizing the national provisions.
37 Within the context of the harmonization which has been brought about, Article 5 however permits Member States provisionally to prevent the
marketing on their territory of feeding-stuffs which contain substances which may be undesirable for animal or human health although they are not mentioned in the annexes to the directive.
38 AlthoughArticles 6 and 9 of the directive provide that, following a
Community procedure, it will be possible to amend the list of undesirable substances on the basis of the development of scientific or technical
knowledge, it was however justified providing in also for the means of
remedying a lacuna in the harmonized legislation when a danger requiring immediate action arises.
39 The eventuality provided for in Article 5 covers the case in which substances which were previously considered not to be harmful prove to be so, in particular if, considered in a previous stage as not harmful because they are only present in minute quantities, it appeared that in other feeding-stuff mixtures or in mixtures made in new proportions, they are present in a
proportion which may make them undesirable.
40 It is therefore necessary to reply to the first question that even after the entry into force of the harmonizing directive, Directive No 74/63, the Member States have, within the context of Article 5 of that directive and subject to the material and procedural requirements laid down therein, the power
to consider as undesirable certain substances which although provisionally known when that directive was adopted, do not appear in the list annexed
thereto, provided that the measures adopted apply on both identical terms to
national products and to products imported from other Member States.
JUDGMENT OF 5. 10. 1977 — CASE 5/77
The second question
41 The second question asks in substance whether Article 5 of Directive No 74/63 enables a Member State to fix unilaterally the maximum permitted
level of a substance contained in imported feeding-stuffs made from powdered milk when in the past no maximum level had ever been fixed either in the exporting Member State or in the importing Member State.
42 Subject to the obligation not to discriminate between imported products and
national products, it is necessary, for the reasons put forward in reply to the
first question, to reply to the second question in the affirmative.
43 In fact, although substances have not been recognized as undesirable because in a previous stage the composition of feeding-stuffs was such that those
substances only appear in minute quantities, it is possible that different mixtures may contain the same substances in quantities such that because of
their level they may be considered as undesirable.
The third question
44 The third question asks in substance whether Article 5 of the directive enables the Member State, when applying Article 5 (1), to prevent the
importation of the product concerned from another Member State.
45 In so far as Article 5 (1) of Directive No 74/63 enables the Member State to fix provisionally with regard both to national products and to imported products conditions other than those laid down in Directive No 74/63, it
must also be possible for it to prohibit the marketing of the products which
have been found to infringe the temporary national provisions.
46 Such a prohibition on marketing on the national market may, for products coming from other Member States, take the form of a prohibition on
importation, since importation may be treated, for the purposes of the
application of the directive, as thefirst marketing on the territory of the
Member State.
47 Such a prohibition may not however be issued in a general manner and may concern consignments of goods from which it appears as the result of a only
TEDESCHI v DENKAVIT
check, even a random sampling, that they contain substances considered
provisionally as undesirable within the context of Article 5 of the directive.
The fourth question
48 If the Court replies in the affirmative to the first three questions, the next
question asks whether Article 5 of Directive No 74/63 must be considered as
valid to the extent to which it extends the powers of the Member States
beyond the limits justified by Article 36 and permits them, by means of the last sentence of Article 10, to escape, without any limitation as to time, the
directly applicable provisions of Article 30 of the Treaty and those concerning the common organization of the agricultural markets.
49 The directive, whilst obliging the Member States to adopt common provisions in relation to the presence of harmful or undesirable substances in feeding-stuffs leaves those Member States, by means of Article 5, a
discretionary power to implement provisional supplementary measures to other substances or to the level of the substances listed in the relating annex to the directive.
50 Under Article 5 (2), when a Member State has brought into force provisionally
ameasure such as that referred to in Article 5 (1), an immediate decision
must be made as to whether the annex should be modified in accordance
with the procedure laid down in Article 10.
51 The defendant in the main action alleges in support of its statement that
Article 5 of the directive is invalid that the procedure laid down in Article 10 might in certain cases lead to an indefinite extension of the provisional
measure by virtue of the last sentence of that article.
52 Article 10 (4) provides that a decision on the modification of the annex must be adopted either by the Commission in accordance with the opinion of the Standing Committee for Feeding-stuffs or, if the Commission is not in
accordance with that opinion or if the Committee does not deliver an
opinion, by the Council at the proposal of the Commission.
51 Article 10 (4) continues by specifying that: 'If the Council has not adopted
any measures within fifteen days of the proposal being submitted to it, the Commission shall adopt the proposed measures and implement them
JUDGMENT OF 5. 10. 1977 — CASE 5/77
forthwith, except where the Council has voted by a simple majority against such measures'.
54 It is true that the last sentence of Article 10 prevents the Commission from
implementing the proposal rejected by the Council where its proposal has been rejected by the Council and even where, in that case, the latter does not put forward an alternative solution.
55 However the Commission still has jurisdiction to issue, in accordance with
the procedure laid down in the first subparagraph of Article 10 (4), any other measure which it considers appropriate.
56 The final paragraph of Article 10 therefore does not have the effect of
paralysing the Commission or of enabling the national measure adopted
provisionally to be prolonged indefinitely.
57 It is therefore necessary to conclude that consideration of the fourth question has disclosed no factor of such a kind as to affect the validity of Article 5 of
the directive.
Costs
58 The costs incurred by the Government of the Italian Republic, the
Government of the United Kingdom and the Council and the Commission of the European Communities which have submitted observations to the
Court are not recoverable.
As these proceedings are, in so far as the parties to the main action are
concerned, a step in the action pending before the national court, the
decision on costs is a matter for that court.
On those grounds,
THE COURT
in answer to the questions referred to it by the Pretura di Lodi by order of 17
December 1976 hereby rules:
(1) Even after the entry into force of harmonizing Directive No 74/63, the Member States have, within the context of Article 5
TEDESCHI v DENKAVIT
of that directive and subject to the material and procedural
requirements laid down therein, the power provisionally to
consider as undesirable certain substances which, although
known and recognized when that directive was adopted, do not appear in the list annexed thereto, provided that the
measures adopted apply on identical terms to both national
products and to products imported from other Member
States;
(2) Subject to the obligation not to discriminate between imported products and national products, Article 5 of
Directive No 74/63 enables a Member State to fix, on a
provisional basis, the maximum permitted level of a
substance contained in imported feeding-stuffs made from powdered milk even though no maximum level has ever been fixed in the past either in the exporting Member State or in the importing Member State;
(3) Article 5 of Directive No 74/63 enables a Member State to
prohibit the marketing of the products which have been found to infringe the temporary national provision which it is empowered to adopt. For products coming from other
Member States such prohibition on marketing may take the
form of a prohibition on importation;
(4) The consideration of the fourth question has disclosed no
factor of such a kind as to affect the validity of Article 5 of
Directive No 74/63.
Kutscher Donner Pescatore Mertens de Wilmars Sørensen
Mackenzie Stuart O'Keeffe Bosco Touffait
Delivered in open court in Luxembourg on 5 October 1977.
A. Van Houtte H. Kutscher
Registrar President