C-110/77
ECLI:EU:C:1978:118
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JUDGMENT OF THE COURT (FIRST CHAMBER) OF 1 JUNE 1978
Thomas J. Mulcahy y Commission of the European Communities
"Official — Vacancy notice"
Case 110/77
Officials Recruitment — Consideration of applications — Professional experience — —
Equivalence to university degree — Appraisal
(Staff Regulations, Article 5)
In the matter of promotion it is for the equivalent to university education
appointing authority to appraise evidenced by a degree, whether professional experience is
In Case 110/77
Tomas J. Mulcahy , an official of the Commission of the European Communities, by William A. Young, Solicitor in Dublin, with represented
an address for service in Luxembourg at the Chambers of Victor Biel, Advocate at the Luxembourg Bar, 71 Rue des Glacis,
applicant,
Commission of the European Communities , represented by its Legal Adviser, Trevor Townsend, with an address for service in Luxembourg at the offices of its Legal Adviser, Mario Cervino, Jean Monnet Building, Kirchberg Plateau,
defendant,
APPLICATION principally for the annulment of the decision adopted by the Commission on 20 December 1976 appointing Mr L to the post of
Head of the Technical Aspects of Transport and Traffic Division of the
Directorate General for Transport.
1 — Lang uage of the Case English.
JUDGMENT OF 1. t. 1978 — CASE 110/77
THE COURT (First Chamber)
composed of: G. Bosco, President of Chamber, J. Mertens de Wilmars and A. O'Keeffe, Judges,
Advocate General: H. Mayras Registrar: A. Van Houtte
gives the following
JUDGMENT
Facts and Issues
The facts and issues and the arguments Thorough knowledge of technical
of the parties put forward in the course transport problems;
of the written procedure may be Ability to direct a large administrative summarized as follows: unit;
Proven experience relevant to the post". I — Facts and written procedure The 14 candidates for that post were
interviewed by the Director General of On 4 October 1976 the defendant DG VII, Mr Le Goy, the Deputy published Vacancy Notice COM/643/ Director General, Mr Wissels, and the 1976 concerning the post of Head of Director of Directorate C, Mr Dousset. Division C 3 (Technical Aspects of The purpose of those interviews was to Transport Direc and Traffic) of the evaluate candidates from the point of torate General for Transport (DG VII). duties" view of both their general suitability for Under theheading "Nature of the post and their specialized
the Vacancy Notice stated the competence. engineering following: That evaluation is set out in the "To head the administrative unit" (and) drawn up memorandum by Mr Le Goy "To provide the Director General that . ..
which states seven candidates with technical advice (including ...".
the applicant) were
The qualifications required were as considered to possess some of the
follows: necessary attributes for the post and
degree that the others (including Mr L) were "University education, with or
diploma in mechanical or electrical adjudged to be less well qualified. civil,
engineering, or equivalent practical As the DG none of senior officials of
experience; VII was a professional engineer, a
Knowledge of international transport request was made to group of three a
organizations and of the common officials of other departments of the transport policy; Commission who were professionally
MULCAHY v COMMISSION
qualified engineers to divide the nature and had successfully deputized applications into three categories; those for his head of division who was often
from engineers which were suitable for absent for reasons of health. further consideration, those from The applicant, Mr Mulcahy, who holds engineers which should not be further a degree in Civil Engineering from the considered and those from candidates National University of Ireland, entered who were not qualified engineers and Division C2 of DG VII in 1974. which it therefore did not seem possible Following the decision to appoint Mr L to take into consideration. to the post in dispute he submitted a
The group in question placed three complaint under Anicle 90 (2) of the
candidates (including the applicant) in Staff Regulations on 10 February 1977. the first category but noted that there As he received no reply to his complaint
was a "considerable divergence between four during the stipulated period of
the description of the post of Head of months the applicant brought the
Division C 3 and the candidates who present anion on 6 September 1977. have been placed in the first category". The written procedure followed the
In its conclusion Mr Le Goy's normal course.
memorandum states that no candidate Upon Judge- can be regarded as well hearing the report of the particularly Rapporteur and the views of the qualified and proposes that the post be Advocate General, the Court (First readvertised internally and also be Chamber) decided to open the oral advertised externally. procedure without holding any At its meeting on 20 December 1976 the preparatory inquiry. Commission considered the files of the
14 candidates and the memorandum
from Mr Le Goy and decided to II — Conclusions of the parties
appoint Mr L to the vacant post and to
promote him to Grade A 3 with effect The that Court applicant claims the from 1 January 1977. should:
The candidate appointed, who holds a 1. Annul the decision of the defendant degree in Economics and Commerce 22 December 1976 taken on or about from the University of Genoa, appointing Mr L to the post of Head commenced service in DG VII in 1962 of Division Technical Aspects of and has held various posts in the Transport and Traffic (VII C 3) of divisions dealing with General Affairs, General for the Directorate with Infrastructure Charging, with Air Transport; and Sea Transport and, from July 1973 to July 1975, with Technical Aspects. By 2. Direct a reconsideration of the
appointment to the said post; decision of 2 December 1974 he was
promoted to Grade A 4 with effect from 3. Grant such further relief as may 1 January 1974. seem proper to the Court; It emerges from the staff report for the 4. Award the applicant the whole of his period from 1 July 1973 to 30 June costs.
1975 that Mr L's training and aptitudes
are in perfect conformity with the work The Commission contends that the assigned to him, his ability, efficiency Court should: and conduct are all considered to be 1. Dismiss the application as above average, he very rapidly took on unfounded; the new duties which had been assigned
to him in spite of their very technical 2. Order the applicant to pay the costs.
JUDGMENT OF I. 6. 1978 — CASE 110/77
III — Submissions and argu Commission of the European Economic ments of the parties Community [1965] 2ECR 789) and in Case 44 /71 (Marcato v Commission of The applicant maintains, first of all, that the European Communities [1972] 1
the Commission infringed the express ECR 427) Mr L's experience was
terms of Vacancy Notice COM/643/ regarded as such that he would be able
1976 and, consequently, Article 7 (1) to fulfil the requirements of the post at
and Article 27 of the Staff Regulations issue, which was one which would
of Officials. In addition it contravened normally be held by a qualified
the principle "legem patere quam ipse engineer. In that regard the most
fecisti". The defendant, having specified important consideration is the
the qualifications required for the post requirements of the post. It is a post of
in question, was bound to appoint a head of division, not that of engineer. It person having those qualifications. The was not, therefore, necessary to inquire contested appointment is not in the whether Mr L had practical experience
interests of the service, since the abilities in the whole of the engineering field or
and qualifications of the person whether he had sufficient expertise to be appointed did not meet the employed in a purely engineering requirements of the post. The defendant capacity. In fact, Mr L has shown over
has contravened the rule, which it had a period of two years to the complete
adopted for itself, of selecting and satisfaction of his director that he has
appointing an official of the highest the ability to deal with highly technical standard of ability. matters.
The Commission infringed Article 45 of As regards the other knowledge the Staff Regulations and misused its required by the Vacancy Notice, Mr L powers, as is shown by the great satisfied all the requirements (cf. in difference in merit between the particular, his ability to direct a large applicant and the person appointed. The administrative unit).
absence of a degree and of technical The interests of the service required the qualifications cannot be properly post to be filled by someone who compensated in another manner. Fam possessed the technical necessary iliarity or even experience can be helpful expertise for dealing with such matters but they are not sufficient. but they also required the possession of
The decision also infringes Articles 3 administrative ability and knowledge of, and 45 of the Staff Regulations, since and practical experience in, the detailed the candidate appointed did not have work attaching to the post. Technical two years'
actual seniority in his grade knowledge was therefore only one
at the date of publication of the requirement for the post. Vacancy Notice. In fact, he did not take Similarly, the allegation that the up his duties in his Grade A 4 post until candidate appointed was not of the 20 November 1974. highest ability cannot be maintained. As regards the first submission, the The Commission continues to believe defendant replies that Mr L may be that although it was proper for it to regarded as possessing the specified take into consideration the views of the qualifications for the post. group of officials who were qualified
ne nas, first or all, equivalent practical engineers expressed in the memorandum
experience". In accordance with the by Mr Le Goy (who had considered the principles laid down by the Court in applicant and not Mr L to be qualified
Joined Cases 18 and 19/64 (Alvino and for the post), it was not bound by them. Others and Benoit and Others v The said group examined only the
MULCAHY v COMMISSION
formal qualifications of the candidates. decision was adopted on 20 December It was not qualified to pronounce on 1976. the question of "equivalent practical In his reply, the applicant, referring be experience"
since this could only again to the facts, points out that the assessed in relation to the requirements duration of the experience of Mr L of the service, about which they knew stated by him to be equivalent to a little. university degree or diploma in Mr Le Goy's memorandum does not engineering extended from 1 July 1973 arrive at any definite conclusion and to 1 April 1975, whereas it takes a
does not provide the Commission with period of at least four years'
study to
Further any fully reasoned recommendations. acquire an engineering degree. That memorandum comprises, more, Mr L attached documents to his therefore, only one element to be taken application contrary to the instruction into consideration in making the set out at the top of page 1 of the form appointment. Mr Le Goy and the and accordingly contravened the said
aforementioned group of officials instruction. cannot be regarded as equivalent to a As first regards the submission, the selection board. It was the Commission applicant emphasizes that each of the itself which conducted a full exam different qualifications be set out must ination of the comparative merits of the taken into account in at a arriving candidates. Its decision is therefore not decision and that no candidate may be in breach of the principles laid down by appointed unless he shows that he the Court in Cases 62/75 (Serio v possesses each of the for qualifications, Commission [1966] ECR 561) and each of them is "required". Mr L's 21/68 (Huybrechts v Commission [1969] practical in engineering experience — a ECR 85). period of 21 months in Division C 3 —
is not equivalent to an Furthermore, although the applicant engineering his degree or diploma. The period was far regards own merits as being Mr too short to gain good sound practical necessarily superior to those of L, the memorandum by Mr Le Goy casts experience. Therefore, the contention
doubt on his present administrative that Mr L was capable ofproviding the ability. Director General of DG VII with
technical advice is open to serious The promotion of Mr L to Grade A 4 question. with retroactive effect from the previous The aforementioned Alvino and 1 January was in accordance with
in far Marcato cases have no relevance to the current practice so as promotions matter at issue. Unlike that of the within a particular career bracket are applicants in those cases, the practical concerned. That practice, which is experience of Mr L falls far below the explained by budgetary considerations, normal period for university studies and is notcontrary to the provisions of
Article 3 of the Staff Regulations, since the activities performed by him during that period were not at a level at all material times the promoted
official is entrusted with and performs comparable to those performed by a
person who has received a university the same duties, that is to say, the duties education in engineering. appropriate to the particular career
bracket. Mr L therefore completed the Cases 15/63 (Lassalle v European Par
minimum period of two years in Grade liament [1964] ECR 31) and 118/73 A 4 on 1 January 1976 and was (Grassiv Council [1974] 2 /ECR 1109) accordingly eligible for promotion to clearly show that no person may be Grade A 3 when the defendant's appointed unless he complies with the
JUDGMENT OF I. 6. 1978 — CASE 110/77
requirements set out in a Vacancy application form headed "sup information" Notice in their plain and ordinary plementary concern the duties" meaning. Unlike many other Vacancy "nature of the attaching to the
Notices, the one at issue in this instance more recent posts which he had held. mentions specifically a qualification in Mr L could quite properly have engineering. included all that information on page 3 of the application form under the As regards the second submission, the
applicant observes that the Commission heading "nature of duties". did not make a proper comparative As regards the first submission, if the
study from similar sources. The applicant's argument were the correct, memorandum by Mr Le Goy did not candidates eligible for the post in only deal Mr L although it expressed from with an question, apart formally qualified
opinion in respect of several other candi would be those who have engineers, dates. Not having all the necessary worked as engineers but who have material, the defendant was under an failed or have not attempted to obtain
obligation to refer the matter back to the requisite degree or diploma. Mr Le Goy and, in the meantime, to The question in the present case is defer making any appointment (cf. Case whether the Commission was entitled to 27/63, Raponi v Commission [1964] decide that Mr L was qualified by his ECR 129, Case 97/63, de Pascals v practical experience not only to perform Commission [1964] ECR 515 and the the above-mentioned duties but to aforementioned Serio case, which, so far perform them with such competence as from supporting the defendant's case, would be expected from a qualified appears to add further support to the
Mr L's name engineer. In that regard it is submitted applicant's submissions: as that the requirements of public office is not mentioned in the memorandum
drawn Mr Le are better satisfied by a person of Mr up by Goy, the present
is L's experience than by someone who case not one of ignoring the precise
between different has spent years working at a drawing order of merit as
suitable candidates but rather the board without obtaining any of qualifications whatsoever. appointment of a candidate whose name
does not appear on the list of suitable The Grassi case referred to above is not
candidates). in instance. On basis relevant this the of
The applicant requests the Court to the Alvino case, the Commission was
order the defendant to produce all the entitled to regard an official as having memoranda prepared by Mr Le Goy the requisite practical experience when
L. he had had 14 relating to the appointment of Mr more than year's
Although they were made subsequent to experience in the field in question, had
the those memoranda during the period from 1 July 1973 to appointment, Mr Le 30 June 1975 the duties would show what Goy would performed
have stated if he had been consulted by relating to a post which required
the defendant on all candidates. technical knowledge at the level of an
engineering degree or diploma and had The Commission replies that Mr L had performed those said duties very satis
21 in years'
acquired experience the factorily. area in question: he worked from 1956
to 1962 for a transport firm and from As regards the second submission, the
his entry into the service of the memorandum by Mr Le Goy did not
Commission he worked in the transport ignore Mr L, who was included among sector as an official in Grade A. In the candidates who were adjudged "less
addition, the documents attached to his well qualified".
MULCAHY v COMMISSION
As regards evidence, no documents are addressed solely to a member of the
drawn up after Mr L's appointment to Commission, which should not be the post in question can De taken into requested to produce them save for the
consideration. Furthermore, it is most compelling reasons. immaterial to know what Mr Le Goy would have said if he had been The applicant, represented by Mr W. consulted further by the Commission, Young, Solicitor in Dublin, the
since the only question at issue is Commission for the European whether the Commission was entitled to Communities, represented by its Legal proceed on the basis of the terms of his Adviser, Mr T. Townsend, acting as memorandum. It is clear that all the Agent, presented oral argument at the interviewed candidates were by Mr Le hearing on 23 February 1978. Goy and the group of officials of DG VII and that his memorandum covers all The Advocate General delivered his of them. The subsequent memoranda opinion at the hearing on 16 March which he drew up are confidential and 1978.
Decision
1 The present application, which was lodged on 6 September 1977, is prin
cipally for the annulment of the decision of the Commission of 20
December 1976 appointing Mr L to the post of Head of the Technical Aspects of Transport and Traffic Division of the Directorate General for Transport (DG VII) and in an alternative for the grant to the applicant of
"such further relief as may seem proper to the Court".
2 The post in question was advertised in Vacancy Notice COM/643/1976 of 4 October 1976, which contained under the heading "Nature of duties": "to head the administrative unit" (and) ... "to provide the Director General with technical advice ...".
3 The qualifications required were as follows:
"university education, with degree or diploma in civil, mechanical or
electrical engineering, or equivalent practical experience; knowledge of inter national transport organizations and of the common transport policy;
thorough knowledge of technical transport problems; ability to direct a
large administrative unit; proven experience relevant to the post".
JUDGMENT OF 1. 6. 1978 — CASE 110/77
4 The 14 candidates were interviewed by the Director General of DG VII, the Deputy Director General, and the Director of Directorate C in order to
evaluate them as regards both their general suitability for the post and their specialized knowledge as engineers.
5 As none of the officials conducting the interview was a professional
engineer a request was made to a of three engineers of other group departments to divide the applications into three categories: those from engineers which were suitable for further consideration, those from engineers which should not be further considered and those from candidates who were not qualified engineers and which it therefore did not seem
possible to take into consideration.
6 This group of engineers placed three candidates (including the applicant) in the first category but noted that there was a "considerable divergence between the description of the post of Head of Division C 3 and the candi
dates who have been placed in the first category".
7 It was stated in a memorandum drawn up by the Director General on
6 December 1976 that seven candidates (including the applicant) possessed
some of the necessary attributes for the post whilst the other candidates
(including Mr L) were judged to be less well qualified.
8 In the Director General's memorandum it was stated that no candidate
could be regarded as particularly well qualified and it was suggested that
the post be re-advertised and that an internal and, if necessary, an external
competition should be held.
9 At its meeting on 20 December 1976 the Commission, after consideration of the files of the 14 candidates and the memorandum by the Director General, decided to appoint Mr L to the vacant post and to promote him to Grade A 3 with effect from 1 January 1977.
10 The candidate appointed, who holds a degree in Economics and Commerce from the University of Genoa, commenced service in 1962 in DG VII where he held various posts in the divisions dealing with General Affairs, with In frastructure Charging with Air and Sea Transport and, from July 1973 to
July 1975, with Technical Aspects.
MULCAHY v COMMISSION
11 It emerges from the Staff Report for the period from 1 July 1973 to 30 June 1975 that Mr L's training and aptitudes were in perfect conformity with the work assigned to him and that he very rapidly took on the new duties which had been assigned to him in spite of their very technical nature and that he had successfully deputized for his head of division who was often absent for reasons of health.
12 On 10 February 1977 the applicant, who is an official in Division C 2 of
DG VII and holds a degree in Civil Engineering from the National
University of Ireland, submitted a complaint under Article 90 (2) of the
Staff Regulations following the appointment of Mr L.
13 The failure of the Commission to reply to this complaint constituted, as
from 10 June 1977, an implied decision rejecting it.
14 In support of his application the applicant maintains that the Commission has infringed the express terms of the vacancy notice in dispute and
consequently Article 7 (1) and Article 27 of the Staff Regulations of
Officials, and in addition that it has contravened the principle "legem patere quam ipse fecisti".
15 Since the defendant has specified the qualifications required for the post in question it is bound to appoint a person having those qualifications.
16 The Commission considered that the candidate selected had obtained
practical experience equivalent to the qualification acquired through
university studies and evidenced by an engineering degree.
17 Thus the decisive issue in the present case is what may be regarded as
"equivalent practical experience".
18 Whilst at first sight it is difficult to understand how a person who has never practised as an engineer can be held to have practical experience equivalent
to skills of university level evidenced by a degree in civil, mechanical or electrical engineering it must nevertheless be noted that the post to be filled was not specifically an engineering post but rather that of head of a division at which level points of a technical nature were handled.
JUDGMENT OF 1. 6. 1978 — CASE 110/77
19 Mr L first worked a number of years in a large transport undertaking and in 1962 he entered the service of the Commission where he was engaged in a
number of sectors of the common transport policy, including some highly technical ones.
20 During a period of two years (July 1973 to June 1975), which he spent in the Technical Aspects of Transport and Traffic Division he performed to
the complete satisfaction of the director, the duties relating to a post which required technical knowledge to the level of that required for an
engineering degree and he frequently deputized for his head of division.
21 The defendant's appraisal that Mr L had practical experience, with regard
to the in question, equivalent to the skills post evidenced by an engineering degree is thus well founded.
22 Accordingly the first submission cannot be upheld.
23 The applicant claims furthermore that Article 45 of the Staff Regulations has been infringend and that there has been misuse of powers in that there
is an appreciable difference between the merits of the applicant and those of the person appointed.
24 Consideration of the comparative merits of officials eligible for promotion, the method prescribed by the said Article 45, was duly effected at the
meeting of the Commission on 20 December 1976 on the basis of the candi
dates' files and of the memorandum by the Director General after the exami
nation undertaken by the officials with engineering qualifications.
25 This submission is thus unfounded.
26 Thirdly the applicant maintains that the candidate appointed did not have
seniority in his years'
two actual grade at the time when the vacancy notice
was published.
27 Since the person appointed only took up his duties in Grade A 4 on 20 November 1974 Article 3 and Article 45 (2) of the Staff Regulations of
Officials have, he submits, been infringed.
MULCAHY v COMMISSION
28 However, at the date when Mr L was promoted, 20 December 1976, the
only relevant date with regard to Article 45 (2), the person concerned had in fact two years'
seniority in Grade A 4.
29 The third submission must also be dismissed.
30 Since the alternative application is based on the same submissions as the
principal application the foregoing considerations show that both must be dismissed as unfounded.
Costs
31 Under Article 69 (2) of the Rules of Procedure the unsuccessful party shall be ordered to pay the costs.
32 Nevertheless, under Article 70 . of the Rules of Procedure, in proceedings
brought against them by servants of the Communities, the institutions shall bear their own costs.
On those grounds,
THE COURT (First Chamber)
hereby:
1. Dismisses the application;
2. Orders the parties to bear their own costs.
Bosco Mertens de Wilmars O'Keeffe
Delivered in open court in Luxembourg on 1 June 1978.
A. Van Houtte G. Bosco
Registrar President of the First Chamber