C-115/81
ECLI:EU:C:1982:183
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ADOUI AND CORNUAILLE v BELGIUM
Article 9 of Directive No 64/221, the State a choice in that respect, essential requirement is that it should provided that the person concerned is be clearly established that the entitled to make such an application if authority is to perform its duties in he so requests. absolute independence and is not to be directly or indirectly subject, in the 7. The conditions on which the person exercise of its duties, to any control concerned must be entitled to put by the authority empowered to take forward to the competent authority the measures provided for in the his arguments in defence and to be directive. assisted or represented in such 6. Although Article 9 (2) of Directive conditions as to procedure as are No 64/221 does not prevent the provided for by domestic legislation person concerned from making a must not be less favourable to him direct application to the competent than the conditions applicable to authority it does not require such an proceedings before other national application and it allows the Member authorities of the same type.
In Joined Cases 115 and 116/81
REFERENCES to the Court under Article 177 of the EEC Treaty by the President of the Tribunal de Première Instance [Court of First Instance], sitting at Liège in interlocutory proceedings, for a preliminary ruling in the actions pending before him between, on the one hand,
REZGUIA ADOUI
and
1. BELGIAN STATE, in the person of the Minister of Justice, and
2. CITY OF LIEGE, in the person of the Bourgmestre,
and, on the other,
DOMINIQUE CORNUAILLE and
BELGIAN STATE, in the person of the Minister of Justice,
on the interpretation of Articles 7, 48 (3), 56 (1) and 66 of the Treaty and of Council Directive No 64/221 /EEC of 25 February 1964 on the co-ordi- nation of special measures concerning the movement and residence of foreign nationals which are justified on ground of public policy, public security or public health (Official Journal, English Special Edition 1963- 1964, p. 117), and in particular of Anieles 3, 6, 8 and 9 thereof
JUDGMENT OF 18. 5. 1982 — JOINED CASES 115 AND 116/81
THE COURT
composed of: J. Menens de Wilmars, President, G. Bosco and A. Touffait, Presidents of Chambers, P. Pescatore, Lord Mackenzie Stuart, A. O'Keeffe, T. Koopmans, U. Everling and A. Chloros, Judges,
Advocate General: F. Capotorti Registrar: P. Heim
gives the following
JUDGMENT
Facts and Issues
The orders making the references, the residence undesirable for reasons of course of the procedure and the obser- public polio.· and that she worked in a vations submitted pursuant to Article 20 bar which was suspect from the point of of the Protocol on the Statute of the view of morals and in which waitresses Court of Justice of the EEC may be displaved themselves in the window and summarized as follows: were able to be alone with their clients, such conduct being contrary to the Police Order of 25 March 1957 of the City of Liege. It is not stated in the documents before the Court whether the I — Facts and w r i t t e n p r o c e d u r e order to leave the country contained a prohibition of returning to it.
Miss Adoui complied with that order on I. On 3 June 198C Miss Adoui, a 28 October but returned to Belgium one French national, submitted an application month later and notified the municipal to the competent authorities of the City administration of her return. An order to of Liege for a permit to reside in leave the country within four days was Belgium. That permit was refused to her served on her on 27 November 198C. By by a decision of the Minister of Justice, a registered leuer of 1 December 1980 which was notified on 15 October 1983 she applied to the Commission Consul- and contained an order to leave the tative des Etrangers [Consultative Com- country within 13 days on the grounds mittee for Aliens, hereinafter referred to that her personal conduct made her as "the Consultative Committee" or "the
ADOUI AND CORNUAILLE v BELGIUM
Committee"] for an opinion, but that refusals she obtained such disclosure by action was considered to be out of time means of an action for interlocutory by the Ministry of Justice, which relief which she brought against the consequently refused to submit the case Minister of Justice. The consideration of to the Consultative Committee and, on 3 the case was adjourned several times by December 1980 and 15 January 1981, the Consultative Committee. Finally Miss reiterated its order that she should leave Cornuaille was summoned to appear the country. Miss Adoui refused to before the Committee at its sitting on 11 comply with those orders and, September 1980. However, she requested considering that she was the victim of an adjournment on the ground that she unlawful acts, summoned the Belgian had lodged a complaint with the State and the City of Liège before the Procureur du Roi [Public Prosecutor], court with jurisdiction to grant interlo- Liège, against the authors of the infor- cutory relief. mation sent to the Aliens Office alleging false written statements, defamation, injurious statements and calumnies. Without the attendance of Miss Cornuaille herself or her adviser, the Committee issued an opinion on 11 September 1980 recommending her 2. Miss Cornuaille, a French national, expulsion without having taken account has resided in Belgium since 2 June 1978. of the matters which had been the Her application for residence dated subject of the complaint to the criminal 13 June 1978 remained unansweed. authorities. Considering that the Belgian However, her certificate of registration State had been guilty of unlawful acts, was extended on several occasions. The Miss Cornuaille summoned it before the Office des Etrangers [Aliens Office] court with jurisdiction to grant inter- received information from the police locutor)' relief. describing her as a waitress of ques- tionable moral character who "in scant dress displays herself to clients" and requested the opinion from the Consul- tative Committee required as a pre- liminary to an expulsion order. It seems that although Miss Cornuaille does not 3. The Belgian Law of 28 March 1952 hold a residence permit, the Aliens provides that "no alien may take up Office treated her as if she held a residence in the Kingdom without having residence permit. In the statement drawn obtained for that purpose the permission up on 25 April 1979 for the Committee of the Minister of Justice." The main the Aliens Office refers to the polio,- at characteristic of a residence permit as present applied with regard to persons distinct from a certificate of registration concerned with prostitution in support of is the fact that a holder of the former its view that, having regard to her may be expelled from the country only personal conduct, Miss Cornuaille's for a limited number of legal reasons and presence in Belgium is detrimental to the often only after an opinion from the requirements of public policy. Consultative Committee.
Miss Cornuaille protested and requested The measures of public policy which may disclosure of the file. Following several be taken under them depend on whether
JUDGMENT OF 18. 5. 1982 — JOINED CASES 115 AND 116/81
or not the alien holds a residence permit. statement addressed to the Chairman of In the first case, the deportation measure the Committee, of which a copy is sent consists in expulsion by Royal Decree to the alien. The latter is summoned to after the necessary opinion from the appear before the Committee at the Commission. In the second case, the request of the Public Security Admin- Minister of Justice has an arsenal of istration through the intermedian· of the measures at his disposal (prohibition or municipal administration of his place of refusal of entry, order to leave the residence or of the director of the country and deportation). establishment at which he is detained.
He may be assisted or represented by an adviser. If, without a reason considered to be valid by the Committee, the alien Article 3 bis of the Law (amendment of or his adviser fails to appear, he loses the 1969) provides that the refusal of a right to be heard by it. The Committee's residence permit to an alien who is a opinion is notified to the Minister of national of a Member State of the EEC Justice, to the Community national and as well as any decision expelling such an to his adviser within eight days.
The alien from the territory before the issue Committee's secretarial duties are of a permit are subject, at the request of performed by an official trom the the person concerned, to examination by Ministry of Justice. the Consultative Committee. The alien concerned may apply for the opinon of the Committee by registered letter to the Minister of Justice within a period of eight days from the date on which he 4. During the interlocutory proceed- received notice of the refusal to issue a ings, Miss Adoui claimed that since her residence permit or of the expulsion personal conduct had never infringed the measure prior to the issue of a permit. requirements of public policy, the refusal of the residence permit was arbitran· and that the procedure followed by the Ministry of Justice since 22 November The Law of 28 March 1952 was 1980 was unlawful. She concluded trom amended by that of 15 December 1980. this that the defendants in the main The amendments do not, however, affect proceedings should be ordered to issue a the case of the plaintiffs in the main residence permit to her for a period üt proceedings. five years and be forbidden to adopt anv measure whatsoever in an attempt to induce her to leave the country, at the very least for as long as no decision had The Consultative Committee is been taken on the second application tor composed of a magistrate, an advocate a residence permit which she claimed to and an official from the Ministr)' of
have made. Foreign Affairs (Anicie IC bis). The members of the Committee are appointed for three years by the King. The procedure and workings of the Committee are governed by the Royal 5. During the interlocutory proceed- Decree of 22 December 1969. Matters ings. Miss Cornuaille claimed that inert- must be brought before the Committee had been an infringement to her npm u· in accordance with the above-mentioned defend herself in the only proceeding procedure. The application must set out which had to take place before ihr the reasons on which it is based. The implementation of an administrative Minister makes his observations in a measure deponing her from the l e r n t e n
ADOUl AND CORNUAILLE v BELGIUM
In view of the need to take urgent action policy could fall within the by virtue of the fact that an immediately discretion of the Member States enforceable expulsion order was likely to subject to the limitations of be adopted with respect to her, she asked Community law. Would the Court that her right to obtain a residence specify those limitations? permit should be recognized and that the expulsion proceedings should not be proceeded with until the result of the (3) How, in the Court's view, can the criminal investigation was known or, at doctrine expounded in its judgment the very least, before proceedings in Case 41/74 Van Duyn [1974] genuinely observing the principle of audi ECR 1337 be reconciled with the alteram partem had taken place before principle of non-discrimination the Consultative Committee. contained in Article 7 of the Treaty and, moreover, embodied in Articles 48 et seq. of the Treaty? Subject to what precise conditions 6. By order of 8 May 1981 the President and limitations may discrimination of the Tribunal de Première Instance, exist in the legislation and practice sitting at Liege in interlocutory of a Member State between its own proceedings, after excluding the City of nationals and the nationals of other Liège from the proceedings in Case Member States where the free 115/81 on the ground that its role was movement of persons guaranteed by limited to that of a mere enforcement the Treatv is concerned? (Case agency of the State in matters of 115/81) administration relating to aliens, decided to stay the proceedings in both cases and to refer to the Court under Article 177 How, in the Court's view, can the of the Treaty the following questions for doctrine expounded in its judgment a preliminary ruling: in Case 41/74 Van Duyn [1974] ECR 1337 be reconciled with the principle of non-discrimination contained in Article 7 of the Treaty "A — The concept of public policy and, moreover, embodied in Articles 48 et seq. of the Treaty? Subject to what precise conditions (1) Would the Court kindly give a and limitations may discrimination definition of the concept of public exist in the legislation and practices policy such as may be relied upon of a Member State between its own bv virtue of Articles 48 and 56 of nationals and the nationals of other the Treaty? (Case 115/81) Member States where the free movement of persons guaranteed by the Treatv is concerned? (Case Would the Court kindly give a 116/81) definition of the concept of public policy as that concept is to be understood for the purposes of (4) Is it conceivable that 'personal Articles 48 and 56 of the Treatv? conduct constituting a genuine and (Case 116/81) sufficiently serious threat affecting one of the fundamental interests of societv' (Case 30/77 Regina v (2) On numerous occasions the Court Bouchereau [1977] ECR 1999) may has stated that the concept of public not be criminally punishable in the
JUDGMENT OF 18. 5. 1982 — JOINED CASES 115 AND 116/81
Member State wishing to so define Alternatively, what other solution that conduct in order to expel a would the Court suggest in order to national of another Member State? avoid an arbitrary decision on the (Case 115/81) matter bv national administrations? (Case 115/81)
Is it conceivable that 'personal conduct constituting a genuine and Since a measure expelling a person sufficiently serious threat affecting from the territory of a State often one of the fundamental interests of has repercussions which are society' (Case 30/77 Regina v sometimes much more serious than Bouchereau [1977] ECR 1999) may a criminal penalty, is it not not be criminally punishable in the necessary to apply by analogy Member State wishing to so define Article 7 of the European that conduct in order to expel a Convention for the Protection of national of another Member State? Human Rights and to take the view that the conduct punished must have constituted a criminal offence (5) Is it conceivable that one of the laid down by law at the time when fundamental interests of society is it was committed? Alternatively, involved if that interest is not at the what other solution would the very least embodied as such Court suggest in order to avoid an beforehand in a law, a regulation or arbitrary decision on the matter by a practice having the same effect of national administrations? (Case the State relying upon it, even if 116/81) such conduct is not criminally punishable? (Case 115/81) (7) In employing the expression 'sufficiently serious threat' the Is it conceivable that one of the Court, by using the adverb fundamental interests of society is 'sufficiently', introduces the idea of involved if that interest is not at the proportionality. Does the Court very least embodied as such mean that it is necessary to beforehand bv a law, a regulation measure, on the one hand, the or a practice having the same effect seriousness of the perturbation of the State relying upon it, even if which is threatening the require- such conduct is not criminally puni- ments of public policy and, on the shable? (Case 116/81) other hand, the seriousness, which varies from case to case, of the expulsion order? (6) Since a measure expelling a person from the territory of a State often has repercussions which are some- (8) May not the expulsion become so times much more serious than a serious in certain cases that it may criminal penalty, is it not necessary no longer be contemplated owing to apply by analogy Article 7 of the to the fact that it constitutes European Convention for the inhuman treatment: father or Protection of Human Rights and to mother of a large family, spouse or take the view that the conduct parent of a national of the expelling punished must have constituted a State, a minor, a person who for criminal offence laid down by law reasons of age or health does not at the time when it was committed? have a sufficient chance of
ADOUl AND CORNUAILLE v BELGIUM
becoming readjusted to life in titutes from a given country because another country, a person who was they could promote criminal born and has lived for a activities does so systematically, considerable period in the territory declaring that their business of of the expelling State etc.? (Case prostitution endangers the require- 115/81) ments of public policy and not taking the trouble to consider whether the persons concerned may- May not the expulsion become so or may not be suspected of contact serious in certain cases that it may with the underworld, is that State no longer be contemplated owing not adopting a measure of a general to the fact that it constitutes preventive nature prohibited by the inhuman treatment: father or doctrine enunciated in the judg- mother of a large family, spouse or ment in Case 67/74 Bonsignore parent of a national of the expelling [1975] ECR 297 and does it indeed State, a minor, a person who for base its measure on the personal reasons of age or health does not have a sufficient chance of becom- conduct of the person concerned? ing readjusted to life in another (Case 115/81) country, a person who was born and has lived for a considerable period in the territory of the If a Member Sute which is anxious expelling State etc.? (Case 116/81) to remove from its territory pros- titutes from a given country be- cause they could promote criminal activities does so systematically, (9) To what extent are Member Sutes declaring that their business of entitled to take account of the prostitution endangers the require- private morality of the persons ments of public policy and not concerned as the ground for a uking the trouble to consider refusal or withdrawal of residence whether the persons concerned may permits if that morality is not of or may not be suspected of contact such a nature as to give rise in the with the underworld, is that State host State to perturbations which not adopting a measure of a general are specifically and objectively preventive nature prohibited by ascertainable in public? the doctrine enunciated in the judgment in Case 67/74 Bonsignore [1975] ECR 297 and does it indeed Does not the adjective 'public' base its measure on the personal exclude any consideration of the conduct of the person concerned? private life, morality and convic- (Case 116/81) tions of the individuals concerned, if those matters should not normally find expression in external conduct capable of giving rise to (11) May a Member State suddenly take perturbations which are specifically the view that the personal conduct and objectively ascertainable in of persons carrying on a particular public? trade constitute a genuine and sufficiently serious threat affecting one of the fundamental interests of society, even though the carrying (10) If a Member State which is anxious on of the trade is not prohibited in to remove from its territory pros- its territory, the trade is carried on
JUDGMENT OF IS. 5. 1982 — JOINED CASES 115 AND 116/81
without hindrance by several in order to justify expulsion from thousands of people, foreign the territory of a Member State? nationals have for years been allowed to enter the trade, income from the trade is lawfully taxable, far from prohibiting the trade the State concerned has adopted laws for the protection of those carrying on the trade from certain forms of exploitation and, furthermore, certain foreign nationals may still (13) Under what circumstances can a carry on the trade? (Case 115/81) person who has had a residence permit refused or withdrawn because his personal conduct presented a danger to the require- ments of public policy of the host State subsequently regain entry into the territory of the State concerned and apply for a new residence Could a Member S u t e suddenly permit? Is it possible to adopt a take the view that the personal definitive decision expelling a conduct of persons carrying on a national of a Member State from particular trade constitute a genuine the territory? and sufficiently serious threat affecting one of the fundamental interests of society, even though the exercise of the trade was not prohibited in its territory but, on (14) Article 6 of Directive No 6 4 / 2 2 1 / the contrar)·, was carried on EEC provides that European without hindrance by several nationals must be informed of the thousands of people, foreign grounds of public policy, public nationals had for years been security, or public health upon allowed to enter the trade, income which the decision taken in their from the trade was lawfully taxable, case is based. Must that statement those carrying on the trade were be made in the mother tongue of protected by legislation from the person concerned? Must the certain forms of exploitation, or statement, save where the interests certain foreign nationals still carried of the security of the State are on the trade? (Case 116/81) involved, be complete, detailed and candid? May a State use a general statement of grounds in standard form repeated in a large number of cases? (Case 115/81)
(12) In using in Case 67/74 Bonsignore the expressions 'presence (which) Article 6 of Directive No 64/221/ could no longer be tolerated' and EEC provides that European 'necessary solution', does the nationals must be informed of the Advocate General correctly convey grounds of public policy, public the degree of seriousness required security, or public health upon
ADOUI AND CORNUAILLE v BELGIUM
which the decision taken in their within the jurisdiction of the case is based. Must that statement courts? be made in the mother tongue of the person concerned? Must the statement, save where the interests (3) In his opinion delivered before the of the security of the State are Coun in the Pecastaing case, the involved, be complete, detailed and Advocate General took the view candid? May a State use a general that the real independence of the statement of grounds in standard different authority could be form repeated in a large number of guaranteed only in the total absence cases? (Case 116/81) of any dependent relationship vis- a-vis the authority required to take the decision. Does the Coun, like the Advocate General, consider that an official of the administration B — Procedural safeguards who is entrusted with taking the decision may not be a member of that authority? May an official of the administration which takes the (1) In its judgment of 5 March 1980 in decision be responsible for the Case 98/79 Pecastaing [1980] ECR secretarial duties of that authority? 691 the Court stated that the object If any hierarchical relationship of the provisions of Article 9 of between the members of the differ- Directive No 64/221 was to ensure ent authority and the authority minimum procedural safeguards for taking the decision is prohibited, persons affected by a measure then in countries where the issue withdrawing or refusing residence falls within the ambit of the permits. Can the Court indicate, Ministry of Justice should there not define and enumerate the proc- be a ban on allowing magistrates of edural safeguards which Member the Public Prosecutor's office to sit States must provide for an alien as members of the authority? May a seeking the legal remedy referred to government official belonging to by Article 9 of the directive? another administration sit as a member of the authority? Must members of the authority be appointed for a short or a long, or (2) The directive states that the in any event definite period? Is it 'authority shall not be the same'. proper that the authority taking the Does that imply that it must be decision should be the one which possible for the action to be pays the members of the different brought before an impaniai auth- authority? ority which is totally independent of the authority taking the decision? Is there sufficient (4) Must not the national of a Member independence where the members State who is subject to a measure be forming the different authority are able to bring the matter before the designated by the authority which different authority himself? Is it takes the decision. Would it not be proper that the authority taking the desirable that Member States place decision should be the only the responsibility of considering the authority able to bring the matter legal remedies provided for by before the different authority, Anieles 8 and 9 of the directive summon the alien to a hearing of
JUDGMENT OF IS. 5. 1982 — JOINED CASES 115 AND 116/81
the authority and therefore control (8) Is the authority taking the decision the speed with which the obliged to submit to the different proceedings progress? authority a file relating to the case proving that the decision with- drawing or refusing a residence permit referred for consideration by the separate authority is based on (5) The decisions of the different genuine, accurate and serious facts? authority must state the reasons on Must the proof of the facts on which they are based. Does that not which the authority bases the imply that the alien has the right to decision which it takes be absolute receive a copy thereof bearing the and uncontestable? May an alien signatures of the members or the contesting the sufficiency of the authority and stating their identities proof rely on being given the and capacities? (Case 115/81) benefit of the doubt? May anonymous information and police reports which do not state their sources be used by the authority taking the decision? (Case 115/81) The decisions of the different authority must state the reasons on which they are based. Does that not imply that the alien has the right to Is the authority taking the decision receive a copy thereof bearing the obliged to submit to the different signatures of the members of the authority a file relating to the case authority and stating their identities proving that the decision with- and capacities? (Case 116/81) drawing or refusing a residence permit referred for consideration by the separate authority is based on genuine, accurate and serious (acts Must the proof of the facts on (6) Save in properly justified cases of which the authority bases the urgency, must the alien and his decision which it takes be absolute adviser, when prevented for a valid and uncontestable? May an alien and important reason from attend- contesting the sufficiency of the ing a hearing of the different auth- proof rely on being given the ority, be entitled to obtain post- benefit of the doubt? Mav ponement of the consideration of anonymous information and police the case to another hearing? reports which do not state their sources be used by the authornv taking the decision? (Case 1 lb/x 11
(7) Must the decision of the different authority deal in detail and to a sufficient extent with the sub- (9) Whilst under Article 3 of Directive missions of law and fact put No 64/221 previous crimina. forward by the alien? Should he convictions are not in themselves to have the right to lodge a written constitute grounds for a measure statement of his submissions and a refusing or withdrawing a residence file? permit, may it not be said tnai
ADOUI AND CORNUAILLE » BELGIUM
where the facts alleged against the (13) How long before the hearing must alien constitute criminal offences the alien or his adviser obtain the authority taking the decision disclosure of the file? Does the is bound to establish those facts period of one month not constitute bv the existence of a criminal a proper period in order to allow conviction? the alien to prepare his defence, make up his file by assembling his documents and possibly draw up a written statement?
(10) Can personal conduct contrary to the requirements of public policy be inferred from a report on morality? (14) Could the authority taking the decision, on the pretext of reasons of State security, include in its file a document not disclosed to the alien or his adviser in order not to (11) Are the alien and his adviser divulge the identity of a police entitled to demand disclosure of the informer? Must not a document file submitted by the authority which the alien alleges to be false taking the decision to the different be excluded from the proceedings? authority? If reasons of State security permit the authority taking the decision not to disclose certain documents, to the alien or his (15) Is it not essential that the alien or adviser may that authority his adviser should be advised of the nevertheless rely on information dates of the hearing sufficiently in contained in a document which it advance thereof in order to allow refuses to submit to the different adequate preparation for the authority? hearing, such as for example one month's notice?"
(12) Does not the requirement of an adequate defence imply that the 7. The order of the President of the alien or his adviser may demand to Tribunal de Première Instance, Liège, receive the original of the file were received at the Court Registry on submitted or a copy thereof, 12 May 1981. possibly in return for the payment of a not too prohibitive sum? By requiring the alien's adviser to travel to the capital of the Member State. particularly where the 8. Pursuant to Article 20 of the terriiorv of the Member State Protocol on the Statute of the Court of covers a large area, in order to Justice of the EEC written observations examine the file placed at his were submitted by the plaintiffs in the disposal, does that not indeed entail main proceedings, represented by J. disproportionate costs for the alien Levaux and L. Misson of the Liege Bar, to such an extent as to compromise bv the Belgian State, in the person of the his rights of defence? Minister of Justice, represented in Case
JUDGMENT OF 18. 5. 1982 — JOINED CASES 115 AND 116/81
115/81 by J.-P. Soumagne of the Liège the concept of "public policy" may be Bar, and in Case 116/81 by E. E. defined by reference to its purpose; it Jeunehomme of the Liège Bar, by the permits the Sute and the municipalities Government of the French Republic, to derogate from the observance of the represented by G. Geoffroy, Member of rights of individuals when, if thev did the General Secretariat of the Interde- not do so, the existence or essence of the partmental Committee for Questions of community governed by the rule of law European Economic Co-operation in the would be threatened. Prime Minister's Office, acting as Agent, by the Government of the Italian Republic, represented by A. Squillante, Head of the Department for Diplomatic Legal Affairs, Treaties and Legislative Matters, acting as Agent, assisted by O. Fiumara, Avvocato dello Stato, by the With reference to the, case-law of the Government of the Kingdom of the Court it is possible to state as follows the Netherlands, represented by F. Italianer, limits which have been placed on the Secretary General of the Ministry of Member States' discretion to remove the Foreign Affairs, acting as Agent, by the rights of residence or establishment United Kingdom, represented by R. N. guaranteed by the Treaty by relying Ricks, of the Treasury Solicitor's upon public policy: the public policy of Department, acting as Agent, and by the Member State concerned must itself the Commission of the European be threatened; the threat must relate to Communities, represented by its Legal the future, since public policy may not be Adviser, J. Amphoux, acting as Agent, used to punish past conduct; it must arise assisted by F. Herbert of the Brussels from the personal conduct of the person Bar. concerned; public policy may not be relied upon to serve economic ends without jeopardizing the very objective of the Treaty; the threat to public policy 9. On hearing the report of the Judge- must be genuine and sufficiently serious, Rapporteur and the views of the that is to say it must affect "one of the Advocate General, the Court decided to fundamental interests of society" (cf. open the oral procedure without anv judgment in Case 30/77 Regina v preparator)' inquiry. Bouchereau [1977] ECR 1999); the concept of public policy must be interpreted strictly and restrictively ; it must be applied in a non-discriminatory manner; it may be the subject of a discretion retained by the Member States II — W r i t t e n o b s e r v a t i o n s sub- and exercised under the control of the mitted to the C o u r t institutions of the Community; it mav be applied only on condition that a series of procedural rules and requirements are observed; it is necessary that the conduct of the person concerned should A — Observations submitted In' the constitute a threat to public poliev as laid plaintiffs in the main proceedings down in the laws of the Member States:
Questions A (1) and (2). The plaintiffs in the main proceedings take the view that
ADOUI AND CORNUAILLE v BELGIUM
in order that public policy may be relied ducing rules of criminal law into the upon, it is necessary that the conduct in Community legal order. question should be criminally punishable; finally, public policy may not serve to limit the exercise of public freedoms on the territory of the host country.
The expression "equivalent attitude of the State" contained in Question (5) refers to the attitude of the United Kingdom in Case 41/74 Van Duyn Questions A (3), (4), (5), and (6). It is [1974] ECR 1337: its legislation did not clear from the judgment in the permit the punishment of the promoters Bouckereau case cited above that the of the sect complained of but an conduct complained of, which consti- amendment to the law had already been tutes a genuine and sufficiently serious planned which would allow the threat affecting one of the fundamental fundamental interests of the State to be interests of society must be criminally relied upon. The situation is quite punishable. Indeed, the State would be different when no-one has ever called relying on the interest pleaded in a into question the conduct concerned. discriminatory manner if that interest were not incorporated in its legislation. The requirement of prior incorporation in a criminal law is, moreover, the only- manner in which arbitrary actions by Member States prohibited by the Court in its case-law be avoided. In order to ensure that migrants seeking entry feel that there is certainty in the law and that Questions A (7) and (8). In this instance they may have confidence in the right of it is necessary to introduce an idea of residence and establishment conferred double proportionality. It is not sufficient upon them by the Treaty, it must be to consider in itself the perturbation to stated that their rights may be challenged public policy but account must also be only if they commit particularly serious taken of the personal circumstances of acts and they must be assured that they the Community national: the conse- may be charged with no conduct other quences of refusing or withdrawing than that which is punishable by a law residence or establishment permits would existing prior to such conduct. By be dramatic for an entire community permitting expulsions for conduct which which immigrated into Belgium several is not criminally punishable the door generations ago, mainly of Italian would be left open for expulsions for nationality, and would amount to cruel concealed reasons. Indeed, expulsion or inhuman treatment within the would often constitute a much more meaning of Article 3 of the European serious penalty for the persons concerned Convention on Human Rights, of Article 5 of the Universal Declaration on and their families than a criminal Human Rights and of Article 7 of the penalty. The result would be that the International Agreement on Civil and public policy exception contained in Political Rights of the United Nations Articles 48 and 56 of the Treaty would Organization. in fact have to be regarded as intro-
JUDGMENT OF 18. 5. 1982 — JOINED CASES 115 AND 116/81
Question A (9). It is both the problem of campaign against crime, it is necessary the substantive nature of public policy that in each particular case a precise and the problem of the respect for examination should be undertaken and private life, freedom of conviction and that an unfavourable decision should be freedom of expression which are at issue made only where it is established that the here. A State may not consider itself to person concerned is actually connected be threatened by an attitude of an with criminal activities. individual which is not of such a nature as to give rise specifically and objectively to perturbations ascertainable in public. If it is of such a nature, however, it is the threat of perturbations which are taken into consideration and not the individuals' convictions themselves. Far more than a right to work is conferred upon the migrant worker by the Treaty S uestion A (12). The fundamental nature the principle of the free movement of persons within the Community means and by secondary law: a right to live in that there is an obligation on the the host country like other workers of Member States, when the personal that country and to enjoy the same rights conduct of a Community citizen may be as those workers. considered to be capable of threatening national public policy, to use in pref- erence in order to protect themselves all means other than the refusal or withdrawal of the residence or establishment permit; those measures may only be applied as a last resort and Questions A (10) and (11). The plaintiffs when there is a genuine necessity to do in the main proceedings wish to point so (cf. judgments in Case 36/75 Rutili out that they deny engaging in pros- [1975] ECR 1219 and in the Bouchereau titution, that no charge has, moreover, case cited above). ever been brought against them, that they wished to perform work other than that of waitresses and that the file on the case proves that they have sought other employment. Moreover, their being on view in the window presents such a small danger to public policy that many muni- Question A (13). In Belgium use is made cipalities in Belgium do not prohibit such in the case of Community citizens of conduct. Where there is such a documents entitled "Order to leave the prohibition, offences are punished merely country", sometimes signed by an official by minor penalties (peines de police). In from the Aliens Office and sometimes any event, prostitution is not prohibited merely by police officers or officials of in Belgium; only incitement to the municipality. The Belgian Law of 28 debauchery, often in the form of March 1952 on the supervision of aliens soliciting in public, is prohibited. The provides that only the Minister may Belgian authorities make no secret of the expel from the territory of the Kingdom fact that they are systematically expelling an alien who has lawfully entered that all French waitresses, perhaps because territory and that there may be no they may be "the logistic support" for delegation of that power. The Belgian the French underworld. Where residence authorities generally justify their actions or establishment permits are refused or bv claiming that it is preferable to issue withdrawn for reasons relating to the an order to leave the country rather than
ADOUI AND CORNUAILLE v BELGIUM
a ministerial expulsion order, since the understood by them. The Court may latter has the effect of permanently recall in that regard the terms used in its denying the alien to whom it is judgment in the Rutili case cited above. addressed admission to the territory. That justification is not tenable because in practice when an alien has been the subject of an order to leave the country, the Belgian authorities consider that he is no longer authorized to return to Belgium on the same conditions. That is what happens in particular when á Community national has allowed the Question B (1). The Court should state very short period of eight days which he that the procedural safeguards must be has to bring an action against a decision the same as those granted to nationals refusing him a residence permit before where the restriction of their freedom of the Consultative Committee to expire. movement is concerned. It may be emphasized that if a Community citizen does not receive the means to claim and enforce his rights against a host State, the very subject-matter of his right is reduced to a mere cipher.
As the Court has stated inter alia in the Boucbereau case cited above and in Case 131/79 Satinilo [1980] ECR 1585, the threat to public policy must be a present threat. The means that any Community citizen is entitled to a residence or establishment permit in any Member Question B (2). The plaintiffs in the main State if there can be no fear that his proceedings consider that it is necessary conduct is a present threat to public to go bevond the provisions of Articles 8 policy, even if that person has previously and 9 of Directive No 64/221, which in been imprisoned, convicted, expelled etc. their view are insufficient for the purpose It is also illegal to treat a Community of ensuring that the aims of the Treaty citizen to whom a first residence permit are achieved in his matter. If the Community legal order is based on the is refused as a person who has entered rights of residence and establishment, Belgium illegally even if he carries valid then it stands to reason that in the national identity documents. Member States rights of such importance must be protected by the courts, whose primary function is to guarantee the fundamental rights of the individual. In Belgium, apart from detention by the administrative authorities which is possible in cases of necessity for a very short period, only a court may take a decision affecting citizens' freedom of Question A (14). It is obvious that in movement. It would therefore be dis- order to inform the persons concerned of criminatory to allow the right of the grounds for the decision, it must be residence and establishment of ensured that a language is used which is
JUDGMENT OF IS. 5. 1982 _ JOINED CASES 115 AND 116/81
Community citizens to fall within the Commission favour the arguments of the discretion reserved to the executive Aliens Police. power. Would it, moreover, be possible to speak of genuine independence and genuine authority if the authorities called upon to take the decision and to deal with the matter on appeal did not come under different powers? Question B (4). In Belgium the Ministry of Justice, the authority which takes the decision, assumes the role of sole judge of the admissibility of actions: the alien has no right to be heard directly by the Consultative Committee. This practice Question B (3). In Belgium the three means that when a residence permit is members who sit on the Consultative refused, all the identity documents which Committee, which purports to be the the alien obtained when he lodged his authority required by Articles 8 and 9 of application, and in particular the pro- Directive No 64/221, are appointed by visional residence permit, are immedi- the Ministry of Justice, the authority ately withdrawn and he remains in which takes the decision withdrawing or possession only of an order to leave the refusing the establishment or residence country expiring on a given date. That permit. The secretarial duties of the order is renewed from month to month Committee are performed by an official until his case is submitted to the from the Ministry of Justice, and in some Committee. In the case of waitresses, cases by the ver)· person who dealt with before renewing the order to leave the the case of the person making the country for the length of the procedure, application. In certain cases only the the Ministry of Justice requires that they alien who made the application may cease work; this has a suspensor)· effect. appoint the third member of the Without an identity document it becomes Committee, but from a list drawn up by impossible for the alien to find new the Ministry of Justice. The Committee employment, except in particular is often presided over by a magistrate environments such as those of bars. The from the Public Prosecutor's Office, clear intention of the Ministry of Justice even though under the Belgian judicial in prolonging the procedure before the system there is a hierarchical relationship Committee is to discourage the alien. between him and the Minister of Justice. The alien never receives the actual decision of the Committee but only a summary drawn up by the official from the Ministrj' of Justice who acts as the secretary of the Committee. The alien is Question B (5). The answer should be in not informed of the names and capacities the affirmative. of persons sitting on the Committee and they do not appear in the text of the summary sent to him by the Committee's secretariat. There is only one Consul- tative Committee for the entire Kingdom and it sits at the offices of the Ministry Question B (6). An affirmative reply of Justice which are allocated to the should be given so long as the reason Police des Etrangers [Aliens Police]. relied upon is valid and important, a Practitioners in this field complain that matter which may be decided upon bv almost systematically the opinions of the the different authority on condition thai
ADOL'! AND CORNUAILLE v BELGIUM
the authority concerned is not subject to Anicie 14 of the Agreement of the that which takes the decision. United Nations Organization on Civil and Political rights).
Question B (7). Article 9 of Directive No 64/221 refers to "such rights of defence Question B (JO). The plaintiffs in the and of assistance or representation as the main proceedings refer to what has been domestic law of that country provides said concerning Question A (9). The for". In all proceedings in Belgium each morality of the person concerned does party has the right to submit written not constitute the ground of public statements and documents and to compel policy required by Anieles 48 and 56, if the courts to reply specifically to the there is no possibility of penurbations submissions of law and fact which it specifically and objectively ascertainable makes. The same should be true of the in public. proceedings in question, since the judicial function of the authority called upon to give its opinion is evident. Questions B (11), (12), (13) and (14). The plaintiffs in the main proceedings request the Court to state in an extremely Question B (8). The case of the plaintiff detailed manner the procedural rules to in Case 116/81 sufficiently illustrates the be observed. If they feel compelled to do importance of the question asked. It is so, it is because the files submitted prove surprising to see that without any proof sufficiently that the natural tendency of the person concerned is accused of the Belgian administration is to try to having contracted venereal disease even limit the procedural safeguards which an though it is now established that the alien may claim. Despite the intervention allegation was wholly incorrect. Clearly, of leading members of the Brussels and the Belgian State considered that it did Liège bars and the Opinions of not have to adduce evidence of the fact Advocates General Capotorti and and was content to rely upon it. Police Warner in Case 98/79 Pecastaing [1980] inquiries are frequently cursory in this ECR 691 and in the Sant'aio case cited matter and the proceedings and the above, the production of files in the decision do not differ according to proceedings before the Consultative whether the police inquiry produces a Committee continues to be refused. large or small amount of information Quite apart from the financial pre- concerning the personal conduct of the dicament in which the alien is normally person concerned, whose capacity as a placed following the refusal of a first French waitress alone is sufficient to residence permit, the mere fact that he is justify expulsion. obliged to travel to the capital of the host country in order to submit his defence may itself entail difficulties of such a nature as to jeopardize his right of defence. Question B (9). It is sufficient to recall the general rule of the presumption of innocence (Anicie 6 of the European Convention for the Protection of Human Rights, Anicie 11 of the Universal Question B (If). It seems clear that an Declaration on Human Rights and affirmative answer is required.
JUDGMENT OF 18. 5. 1982 — JOINED CASES 115 AND 116/81
B — Observations submitted by the the territory (Case 115/81). In Case Belgian State 116/81 the Belgian State merely states, with regard to Question A (5), that the concept of public policy may vary from one country to another and from one Questions A (1), (2) and (3). A definition period to another (cf. Van Duyn which is too precise would be likely to judgment cited above) and that it is not fix the concept of public policy, whereas necessarily specifically defined in any it seems more important that it should be legal provision. able to evolve in order that it may adapt itself to the progress of each society. A fortiori, it would seem impossible to lay down the limits of the particular Question A (7). Where public policy is requirements of public policy which meet concerned, it is clear that no account the specific circumstances of each of should be taken of the difficulties caused the Member States. There is no by expulsion from Belgian territory, contradiction between the doctrine which vary from person to person. enunciated in the judgment in the Van Whatever view is taken concerning the Duyn case cited above and the principle scope of public policy, it is nevertheless of non-discrimination. The observations clear that within the same society it must of the Belgian State on the first two be applied to the same category of questions are in keeping with the persons without discrimination (Case doctrine enunciated in that judgment, 115/81). which defines a principle and lays down the limits of its application. It should be added that the subject-matter of the concept of public policy does not necessarily take the specific form of a Question A (8). This question is merely legal provision in the national legal of academic interest in this case. It does orders (Case 115/81). not directly concern the plaintiff in the main proceedings, a young person in good health who lives "by her charms" and does not need to concern herself with the consequences of expulsion from the territory of large families, elderly persons and minors (Case 115/81). Questions A (4), (5) and (6). These questions raise an interesting point of jurisprudence but are of no relevance to this case. The Belgian Law of 21 August 1948, repealing the national rules on Regard is of course had to the private or prostitution, provides that supplementary family interests, or both, of aliens in provisions may be adopted by the respect of whom an expulsion measure is municipal councils if their purpose is to envisaged. It is indeed true that an ensure moralitv and the public peace. By expulsion measure is only adopted in the Police Order of 24 October 1977 exceptional cases regarding certain cat- adopted by the municipal council of the egories of aliens, such as for example City of Liege the act of displaying those referred to in the question. It oneself in a window is punishable by a seems nevertheless hardly conceivable to "peine de police" (penalty for minor prohibit a Member State in general terms offence); such conduct is criminally from adopting expulsion measures, in punishable and justifies expulsion from any circumstances, with regard to aliens
ADOUI AND CORNUAILLE v BELGIUM
belonging to those categories. Anicie 21 It is not necessary for a prostitute to be of the Law of 15 December 1980 involved with the "underworld" before provides that certain categories of aliens an expulsion measure may be envisaged may not be expelled unless they have with respect to her on grounds of public seriously jeopardized public policy or policy. It goes without saying that the national security (Case 116/81). activity of a prostitute intrinsically jeopardizes public policy if she carries on that activity in a provocative manner, for example if she displays herself at the window of a bar in an indecent manner Question A (9). In this case the pertur- or if she solicits clients in the street in bations which were specifically and the vicinity of the bar (Case 116/81). objectively ascertainable did exist since the plaintiff in the main proceedings was on view in a window on a public thoroughfare in contravention of the above-mentioned municipal order providing for a criminal penalty (Case Question A (11). A State may not be 115/81). criticized for expelling aliens who commit offences of soliciting and displaying themselves in windows in disregard of that State's concept of public policy and sound morals. The An expulsion measure may be envisaged different treatment of nationals and only where the morality of the person aliens in this matter is inevitable, since a concerned is reflected in his behaviour, State can clearly not expel its own which presupposes that certain specifi- citizens. It cannot be maintained that the cally and objectively verifiable acts have Treaty prohibits the expulsion of taken place. It is not therefore necessary delinquent aliens on the ground that that such perturbations have already nationals commit the same offences taken place, if the potential risk of without being expelled from their own perturbation exists, in particular as a country (Case 115/81). result of the personal conduct of the individuals concerned (Case 116/81).
It is possible to relate this question to Question A (10). The plaintiff in the main Question A (3) and the wording of it proceedings was not expelled from the might seem rather equivocal were it not territory because she had connections for the — fortunate — fact that it with the "international underworld", but embodies the concept of "personal because she worked in a bar which was conduct" to which the Court has suspect from the point of view of morals. attached paricular importance in its With regard to the fundamental problem judgments (Case 116/81). raised by this question, which goes beyond the issues raised by this case, il must be observed that personal conduct taking the form of prostitution in certain circumstances promotes criminal activities, in particular by the Question A (12). The Belgian State refers money which it raises for those who to its observations on Questions A (7), exploit prostitution (Case 115/81). (8) and (9) (Case 115/81).
JUDGMENT OF IS. 5 1982 — JOINED CASES 115 AND 116/81
Question A (13). If a person has been He is to be entitled to submit his defence refused a residence permit for reasons in person, except where this would be relating to his personal conduct, it is contran· to the interests of national clear that that refusal continues for the security. same length of time as the personal conduct which justified that measure (Case 115/81). The procedure provided for bv the new provisions offers safeguards which are virtually identical to those in proceedings Question A (14). Since the plaintiff in the before the courts (independence of main proceedings is a French national all members, respect for the rights of decisions were notified to her in her defence, disclosure of documents, mother tongue. Moreover, the decision hearing of witnesses, recourse to an which was notified to her was not in a interpreter). In view of the fact thai the standard and stereotyped form but procedural safeguards were increased referred specifically to her conduct (Case even though they were already sati- 115/81). sfactory, the procedure laid down in implementation of Anicie 9 of the directive thus comprises all the desired This question might be worded more safeguards. precisely if it were to be asked in what language the notification of the decision and the grounds thereof should be made to a European national: in the language Question B (2). With regard to the spoken or chosen by the addressee or in composition of the Consultative Com- one of the national languages of the mittee the coun making the reference State adopting the decision, at the option took the view that its composition of the person concerned? For the rest, it guaranteed its judicial independence, is clear that the grounds for the decision since the members making up the adopted must bear a relation to the different authority are appointed not by personal conduct of the person the authority which takes the decision concerned (Case 116/81). but by the King.
Question B(l). The procedural safe- Question B13). In accordance with the guards are laid down by Article 9 of provisions of the Law of 28 March 1952, Directive No 64/221 and may be the secretarial duties of the Consultative outlined as follows: Committee were not performed by an official of the administration responsible for taking the decision but indeed by an "Different authority". independent official. Anieles 33 and 34 of the Law of 13 December 19SC provide that the chairmanship is held by two present, former or honorary magistrates The person concerned must be able to With regard to the appointment ot the assen his rights of defence: members of the "different authority", Anicie 33 of the Law provides that the members of the Committee are He must enjoy such rights of assistance appointed for a period of three years and or representation as the domestic law of that their appointment may be renewed. the country provides for: The allowances granted to the members
ADOU AND CORNUAILLE v BELGIUM
of the Committee are determined by the administrative one may consider that an King and are fixed in accordance with application for an adjournment which the Royal Decree of 24 December 1964 follows other applications is excessive laying down the allowances for and consequently reject it (Case 115/81). subsistence expenses of members of the staff of the ministries and with the Royal As is the rule before any court, the Decree of 18 January 1965 laying down Committee considers the application for general rules on travel expenses. an adjournment and decides whether or not to accept it depending on the ground
Question B (4). The authority which relied upon. For example Counsel for the takes the decision brings the matter plaintiff in the main proceedings has before the "different authority" in cases asked for and obtained an adjournment where the Law of 15 December 1980 on several occasions, the grounds relied requires the preliminary opinion of the upon being either holidays or other cases Consultative Committee. That opinion set down for hearing before other courts. may be requested only by the Minister of Any administrative court or tribunal
Justice. However, an alien may appeal to other than an administrative one may the Minister in the cases laid down in consider that an application for an Article 44. Consequently, it should be adjournment which follows other pointed out that the fact that the applications is excessive and may conse Committee is entrusted with the task of quently reject it. This is what occurred giving opinions to the Minister of Justice before the Committee, which refused to constitutes a safeguard for the alien, grant the adjournment requested at the whose case is thus examined by an sitting of 11 September 1980, after
independent body. The authority which having granted adjournments on 13 takes the decision does not summon the September 1979, 29 Mav 1980 and 21 alien: the summonses are sent on the August 1980 (Case 116/81). initiative of the Chairman through the intermediary of the secretary of the Question B (7). The decision of the Committee, who, as has already been "different authority" must deal in detail stated, is an independent official. and to a sufficient extent with the submissions of law and fact put forward
Question B (i). Article 62 of the Law of by the alien (requirement of a statement 15 December 198C contains the general of reasons contained in Anicie 62 of the rule requiring that any administrative Law). Moreover, lawyers are entitled decision must state the reasons on which to lodge statements, which moreover it is based and be notified. That means confirms long-established practice. therefore that there is control by the Conseil d'Ėtai [State Council] of the Question B (8). With regard to the file reasons stated in the opinions of the on the case, the authority which takes
Committee. As soon as that Law came the decision is required to submit "the into force, the plaintiff in the main file relating to the case" to the Chairman proceedings received a copy of the of the Consultative Committee at least opinion given by the Committee. eight working days before the hearing. The rapporteur of the Justice Committee Question B (6l. As is the rule before any of the Senate has emphasized that court, the Committee considers the Articles 34 and 36 of the Law mean that application for an adjournment and the security administration is obliged decides whether or not to accept it to submit a complete file, including depending on the ground relied upon. documents which it considers to be Any court or tribunal other than an confidential.
If that administration
JUDGMENT OF 18. 5. 1982 — JOINED CASES 115 AND 116/81
wishes that certain documents should not Question B (12). Where a lawyer is be disclosed to the members of the entitled to examine the file, he may also Consultative Committee and to the obtain copies thereof at his own cost. parties, it asks the President to remove those documents from the file; consequently they cannot play any role in the decision of the Commission. It is Question B (13) and (15). Article 36 of emphasized that the assessors can have the new Law provides that the members no knowledge of the documents thus of the Consultative Committee, the alien removed. In view of the fact tha- the and his lawyer may examine the file as Conseil d'État exercises control over the from the third working day before the reasons relied upon in the opinion, the date of the hearing. A period of one Minister cannot rely on documents month is laid down for sending the which are not produced in order to summons to the person concerned. T o justify his decision and the ad- that summons is joined a detailed ministration would not run the risk of statement giving the reasons and being unable to provide support for his disclosing the contents of the file. proposal. Moreover, the defence has a limited period of three days in which to check itself, if necessary, the information contained in the statement on the basis of the file. If the defence considers that there are .grounds to contest the conformity of the information contained in the statement with the contents of the file, it may in any event request an extension of time which it will be able to Questions B (9) and (10). According justify. Since the lawyer is able to to the doctrine enunciated in the organize the defence of his client one Bouchereau case cited above an expulsion month before his appearance before the order entails "a specific appraisal from Committee, the period of three days is the point of view of the interests inherent sufficient in order to study the file. in protecting the requirements of public policy, which does not necessarily coincide with the appraisals which formed the basis of the criminal Question B (14). The Belgian State conviction". It is of little relevance recalls that the documents removed from whether the acts constituting criminal the file can play no role in the decision offences are punished by criminal of the Consultative Committee. Confi- conviction. The personal conduct of the dence must be placed in a committee person concerned must have threatened whose composition provides all the safe- the requirements of public policy. guards of objectivity in order to ensure a fair result in regard to a document which the alien alleges to be false. To decide as a general principle that a document alleged bv the person concerned to be false must necessarily be removed from the proceedings amounts to an acknowledgement of the right to contest the genuineness of all the documents on Question B (11). The Belgian State refers the file submitted to the Committee, and to its reply to Question B (8). thus to have them removed and to empty
ADOUI AND CORNUAILLE v BELGIUM
the file of its content. The representative policy, subject to the supervision of the administration may also allege exercised by the Community institutions. that a document submitted by the alien is false; such an allegation clearly does not mean that the document should auto- matically be excluded from the proceedings. Questions A (3), (10) and (11). The division of powers effected by the Court is intended to reconcile the Community principle of non-discrimination laid down by Article 7 of the Treaty with national requirements of public policy. Article 48, by laying down a provision requiring treatment as a national, adopts the principle of non-discrimination but C — Observations submitted by the also allows the Member States to French Government maintain in their legislation and practices exceptions applicable to Community citizens. In the Van Duyn case cited above the Court considered that a Member State could prevent the exercise of certain activities by a national of another State even though no similar restriction was imposed on its own Questions A (1) and (2). The French citizens. Conversely, in Case 67/74 Government takes the view that for Bonsignore [1975] ECR 297 the Court obvious reasons the national authorities took the view, in accordance with Article of each Member State must be able to 3 of Directive No 64/221, that only determine the content of the concept of "personal conduct" could justify the public policy, subject only to the rules expulsion of a Community citizen and laid down by the Court in its judgment that such a measure could not be based in all the cases referred to it on this on reasons of a "general preventive matter. The Court seems to have inferred nature". It seems therefore that there is a from the power expressly conferred by tendancy towards making a distinction, Article 56 of the Treaty a general power to which the French Government in favour of the Member States to subscribes, between differential treatment determine the requirements of public based on personal conduct (a derogation policy. However, in order to preserve the acceptable on grounds of public policy) principles of equality and non-discrimi- and discrimination based on reasons of a nation, which are among the foundations general preventive nature (which cannot of the Treaty, the Court has placed an be accepted without infringing the important limit on that principle by- principle of free movement). conferring upon the Community institutions a supervisory power, which may be assimilated to ex posto facto supervision exercised case by case on consideration of the particular facts. Consequently, under the general scheme Questions A (4) and (J). In the laid down by Article 48 of the Treaty, Bouchereau case the Court seemed to the Member States are empowered to take the view that the threat to public determine the requirements of public policy does not arise from the existence
JUDGMENT OF 18. 5. 1982 — JOINED CASES 115 AND 116/81
of a criminal conviction but from the criminal penalty, since it is an circumstances which are evidence of administrative decision. For that reason it personal conduct. A threat is therefore seems unnecessary that the acts which constituted by personal conduct in are the reason for the measure should certain circumstances, a criminal con- constitute an offence laid down by law. viction merely being a possible consequence (a penalty) of that personal conduct. Conversely, the Court decided in the Van Duyn case that the absence of a legal prohibition could not prevent reliance upon public policy. Conse- quently, conduct which is not punished by the criminal law of the Member State where it occurs may still be a valid ground for an expulsion measure. French case-law, for its pan, considers that the existence of offences is only one of the matters to be considered in examining the conduct of the individual concerned. Questions A (7), (8), (9) and (12). That solution adopted for nationals of Consequently, each Member State must non-member countries, is of course define the conduct of Community applicable to nationals of the Member nationals individually and in each States. The French Government is particular case; they may take account of therefore of the opinion that an affir- any extenuating circumstances which mative answer should be given, parti- may benefit the alien whose expulsion is cularly since as a general rule such contemplated. In practice the French conduct cannot entail expulsion of an Government considers each case alien from French territory. individually, the national authorities usually taking account of humanitarian considerations, and in particular any family ties which the alien threatened with expulsion may plead. In no case, however, can it be accepted that any particular type of circumstances may of themselves prevent the Member States from deciding to expel an alien whose personal conduct threatens public policy. With regard to the public nature of the perturbation, it is established that the Member States are entitled to take into consideration all the information at their Question A (6). A threat to public policy disposal. It is clear that as a general rule of such a nature as to entail and justify the perturbations threatening public an expulsion order is based on the policy are "publicly" ascertainable. That conduct of the individual. A criminally does not alter the fact that in certain punishable offence merely establishes and cases criminal conduct occurring in penalizes the conduct but cannot affect private life may in certain circumstances its nature. An expulsion order based on a constitute a valid reason for an expulsion threat to public policy therefore requires order. With regard to the definition of a definition of the nature of the conduct. personal conduct ("presence [which] A measure expelling a person from the could no longer be tolerated") and the territory cannot be assimilated to a penalty ("necessary solution"), the Court
ADOUl AND CORNĽAILLE v BELGIUM
refused in the Bonsignore case to follow Question A (14). Article 6 of the directive the Advocate General who sought a lays down the obligation in principle to Community definition and thus con notify the grounds of the decision. The firmed its intention to leave this type of French Law on the notification of the definition within the discretion of the reasons for administrative measures (Law Member States. N o 79/587 of 11 July 1979) supplements that provision and ensures the respect of fundamental safeguards. With regard to the language used in the statement, this question is not relevant to the decision in these cases, which concern French- It is the established practice of the speaking administrative authorities com French Government to draw a distinction municating with French nationals. between the refusal of residence and expulsion. A refusal of residence is never final, since the alien may always return if he fulfils the conditions. In the case of Question B (1). The organization of the expulsion on the other hand, until the safeguard provided for by Article 9 of order is repealed the expulsion remains the directive is a matter falling within the valid. However, an expulsion measure discretion of the Member States and it is may at any moment be repealed if the they who must ensure the respect threat to public policy has ceased. A thereof. refusal to regularize an alien's situation, if it is not accompanied bv an expulsion order, may not be put forward as an objection to his return since his situation must be the subject of a new examination Questions B (2) and (3). It is clear from if he subsequently returns to France. the judgment in the Santillo case that it falls within the discretion of each of the Member States to determine the nature of the "different authority" to which an appeal may be made by persons against whom an expulsion measure is contemplated and to decide whether or With regard to the implementation of the not that "different authority" must be division of powers, it appears that the principle of each procedural safeguard is part of the judicial system. laid down by the directive but that the implementing provisions governing the details of those safeguards fall within the discretion of each Member State. The Question B (4). It is clear from Anicie 9 Court has already had the opportunity to (2) of the directive that the Member give a ruling on this question in States are obliged to grant the persons connection with Anieles 53 and 62 of concerned a direct right of appeal to the the Treaty (prohibition of new "different authority". restrictions) and took the view that there was no conflict between those provisions and Article 189 of the Treaty: "The choice of form and methods can only Questions B (6) to (15). The im operate in compliance with the stipu plementation at national level of the lations and prohibitions in Communiiv Community principles adopted by the law" (Case 48/75 Royer [1976] ECŔ directive concerning procedural safe 497). guards, and in panicular the principle of
JUDGMENT OF 16. 5. 1982 — JOINED CASES 115 AND 116/81
adversary proceedings and the rights of national rules governing its work may, in defence, is a matter for national appropriate cases, be held to be contrary legislation and the application thereof is to Community law by national courts. a matter for the national courts. As an Such would be the case if an alien were illustration, the French Government unable to have the benefit of an exam- submits certain information on the ination of his case which was separate detailed organizational rules in France from that carried out by the for giving effect to the procedure administrative authority empowered to provided for by Article 9 of the directive take any decision refusing to issue a in relation to the questions raised by the residence permit or expelling him. court making the reference to the Court Consequently, the mere presence, in the of Justice. If for a valid reason the alien composition of the authority, of a or his adviser has been unable to appear member of the administration responsible before the committee responsible for for taking, if necessary, a decision hearing the case, he will be summoned to ordering expulsion or that of an official another sitting of the committee. An belonging to another administration alien whose expulsion is contemplated is cannot of itself call into question the entitled, after securing disclosure of his impartiality of that authority. file, to submit a statement, if he wishes to do so. An alien summoned before the committee may discuss and make any criticisms of the allegations against him. If the evidence proves to be insufficient, the committee may issue an unfavourable opinion. A mere report cannot be D — Observations submitted by the sufficient to justify a severe measure. Italian Government Where there is no urgency, the person concerned may request the disclosure of his file. Except in urgent cases, he has a minimum period of 15 days in which to consult his file. If, as seems most unlikely, a document has been added to Question A (I). It seems impossible for the file, the person concerned must be the Court to define the concept of public allowed to obtain knowledge of it if it is policy (which "may vary from one relied upon before the committee. A country to another and from one period minimum period of 15 days is required to another") without once more relying between the date of the summons and on the fact that the activity constitutes "a the appearance before the committee. social danger" not necessarily connected with an offence of a criminal nature (Van Duyn case). This concept differs specifically from one country to another and changes as time passes.
The French Government emphasizes that it is only if the detailed organizational rules of the "different authority" provided for by Anicie 9 of the directive Question A (2). On the other hand, the do not allow the alien to exercise his limitations may be common to the rights of defence and more generally Member States, but they are encroach upon the indispensable "limitations", that is to say limits beyond independence of that authority that the which it is forbidden to go but which do
ADOUI AND CORNUAILLE v BELGIUM
not define the concept. These limitations necessarily relate to the most serious are based on observance of specific rules conduct but are the result of a choice of of Community law in the field in legislative policy, above all in cases question and on the observance of the where, by reason of the particular nature general principles of law which safeguard of the conduct, such penalties are fundamental rights and regulate a regarded as the most effective deterrent democratic society; those principles are and, to a lesser degree, a means of also pan of Community law and require repression. inter alia that such limitations should be reasonable and proportionate. It is clear that the limitations must be restrictively interpreted.
Question A (5). It is not always by seeking a specific rule which refers to and safeguards a fundamental interest of society and which lays down penalties for failure to uphold it, that it is possible Question A (3). It is a fact that to determine that interest, but by restrictions justified on grounds of public analysing the totality of the provisions policy may create for an alien a situation existing in a particular country and the different from that in which nationals interpretation of them in a specific find themselves. However, to admit that period having regard to the safeguard of the absolute prohibition of denial of public welfare. access to the territory which exists with regard to nationals applies also to a citizen of another Member State would be tantamount to abolishing the reser- vation expressly laid down in Article 48 (3) of the Treaty. The principle embodied in Article 7 of the Treaty must Question A (6). Whilst Article 7 of the be understood and interpreted in European Convention on Human Rights conjunction with the rule and the provides that no-one may be held guilty exception to the rule provided for in of a criminal offence on account of any Article 48. act which did not constitute a criminal offence at the time when it was committed, restrictive measures regard- ing an alien do not constitute "con- victions" but "preventive" measures, both in so far as they seek to prevent entry into the territory (and it could not Question A (4). It is appropriate to point be otherwise) and in so far as they seek out that public policy is relied upon as a to terminate residence. An expulsion basis for prevention (specific and not order may be more serious in certain general prevention as the Court made cases than a criminal conviction but that clear in the Bonsignore judgment). fact is without importance except in so Aggression (having regard to which the far as the provision which enables the mere presence of a real and sufficiently measure to be adopted must be serious threat enables the restrictive interpreted restrictively and prudently, measure to be justified) need not observing the principles guaranteeing the necessarily be criminally punishable. In reasonable and proportionate nature of fact, criminal-law penalties do not the measure adopted.
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Question A (8). The circumstances from a concrete point of view, since referred to must be given serious prostitution is a widespread phenomenon consideration when the measure is tolerated in all the Member States, it is adopted, also and in particular in so far ven- difficult to regard the individual, as they relate to the dangerous character and possibly discreet and reserved, of the individual. exercise of that activity as a serious threat to public policy. Against the back- ground of these considerations, it must be emphasized that the application of an unduly strict criterion may too easily Question A (9). Since private morality is lead to abuses, having regard to the a matter exclusively for each individual extreme difficulty of appraising sexual and no State intervention of any kind morality. whatsoever is permissible, the morality of each individual is without importance with regard to public policy except where it is characterized by outward behaviour which has the features of an Question A (12). The expressions used by unlawful act (or, with a view to Mr Advocate General Mayras in his prevention, by. the danger which such opinion in the Bonsignore case — behaviour represents) or at least of a "presence [which] could no longer be social danger. tolerated" and "necessary solution" — certainly convey the degree of the seriousness of the threat to public policy but are nevertheless related to a national assessment of public policy. Question A (10). In principle, it does not seem possible, with regard to a person who, having the general benefit of the guarantee accorded by Community law, Question A (13). The limitation which engages in prostitution, to exclude the may be imposed by virtue of Article taking of the view that the behaviour of 48 (3) must be justified by grounds of the person in question constitutes a (special) prevention and not of social danger, provided that that view is repression — as soon as the threat to based on that person's personal conduct. public policy is reduced there ceases to be any reason for maintaining or extending a restrictive measure adversely affecting the free movement of persons, and the situation of the person in Question A (11). Prostitution may, from question may certainly be re-examined. an abstract point of view, and depending on the views of each of the States at various times, be regarded, at least in certain of its manifestations, as a dangerous phenomenon for society Question A (14). The reasons for which may constitute a genuine and restrictive measures must certainly be sufficiently serious threat, affecting a given, and must be real rather than fundamental interest of society, although apparent. On the other hand, u does not from the socio-political point of view it seem necessary to state the reasons in the may be regarded as inappropriate to mother tongue of the person concerned, adopt repressive measures on a general in so far as that does not seem necessary basis against that activity. Furthermore, to enable the individual concerned
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personally to be "informed" of the from an authority other than the one measures adopted. which adopted the contested measure.
Question B (3). It is natural that, as in Italy, the sittings of the Consultative Question B(l). A similar answer to that Committee should be under the auspices given in the Pecastaing case cited above, of the administration (of the Ministry of must be given with regard to Article 9 of the Interior) which, in general, concerns the directive, since that provision itself with problems of the kind in indicates that the safeguards must be question and that certain of its members based either on the possibility of an should,- for reasons of specific com- appeal to a court of law, which must not petence, belong to the same adminis- be limited to a review of legal validity tration. In a State whose constitution is and which must have suspensory effect, founded on the rule of law, the formal or on the opinion of a competent act of making an appointment on the authority in the host country before part of the Minister of the Interior which the person concerned enjoys rights certainly does not call in question the of defence (it may also be an independence of the body. administrative authority provided that it is different and independent from the one which adopted the measure, as the Court of Justice pointed out in the Questions B (4) and (5). It is clear that Santillo case). It does not seem possible the rules of procedure must be the to define in greater detail the "pro- national rules and that they must ensure cedural safeguards" which the Member that the opinion expressed is effective States must offer to a party who brings and genuine. It is also clear that the an appeal, since it is sufficient if the opinion, precisely because it is an appeal is to a court of law, is not limited opinion, must state the reasons on which to a mere review of legal validity and has it is based although it does not seem suspensor)· effect. The rules of procedure necessary that the "signatures of the applicable to the appeal may only be the members of the authority and . . . their national rules of procedure, which differ identities and capacities" should be from one State to another. included.
Questions B (6), (7) and (8). It is for national law to regulate the procedure to Question B (2). The Court has already be followed, which must simply provide partly answered this question in the the safeguards mentioned above, h is Santillo judgment. The mere "des- on those principles that the Italian ignation" of the members does not imply provisions implementing the directive are that there is any supervision of them and based. Presidential Decree No 1656 of does not detract from the independence 1965 provides in particular that the of the member designated. On the other person concerned must be informed ot hand. Article 9 of the directive refers to the grounds of public policy except an "appeal to a court of law" and it is where this is not advisable for reasons of only in the absence of such an appeal Slate security. The decision to issue or that the directive requires an "opinion" withhold a residence permit must be
JUDGMENT OF 18. 5. 1982 — JOINED CASES 115 AND 116/81
adopted within six months of submission to the authority which issues the opinion of the application. The person concerned and the person concerned must be able is authorized to remain on national to secure access to those documents. territory provisionally until the adoption of the decision issuing or withholding a residence permit. The period allowed to Questions B (12) and (13). The procedure nationals of a Member State to leave referred to in Article 9 of the directive is national territory may not be less than 15 a matter to be regulated by national law days in the event of refusal to grant a in a manner allowing the person residence permit, and not less than one concerned to defend himself adequately, month in the case of refusal to renew a incurring expenses consonant with the permit or of an order expelling the principle of proportionality, and within person concerned from national reasonable limits. territory, leaving aside cases of urgency. Likewise with the exception of cases of urgency, the decision whereby the auth- orities refuse to renew the residence Question B (14). At the very most it permit or expel from national territory a should be possible, for reasons of State person already authorized to reside there security, to conceal from the person is adopted after an opinion is obtained concerned the name of a police from the committee reponsible for such informant, whilst the importance of a matters, before which the person document alleged to be false should be a concerned may be assisted or represented matter governed by the legal provisions by a person within his confidence. At the of each State until the competent court request of the person concerned, the has given a decision as to its authenticity. committee is called upon to examine the decision refusing to grant a residence permit or expelling him from national territory even before the issue of a residence permit. In such a case, the £ — Observations submitted by the person concerned may be allowed to put Netherlands Government forward his defence personally.
The Netherlands Government is of the Question B (9). The answer must be opinion that the questions in Section A negative. raise four closely inter-related problems which are matters of principle involving the free movement of persons within the Community. Question B (10). A person's morality may not be relied upon as grounds for the adoption of restrictive measures where there is no conduct or the risk (on a The scope of the exception regarding preventive basis) of specific personal public poliev- referred to in Articles conduct which might constitute a threat 48 (3) and 56 (1) to public policy.
It is not possible to give an all-embracing Question B (11). All the documents taken definition of the concept of public into consideration by the committee policy, since it involves variable interests adopting the measure must be passed on which the State or public executive
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bodies consider to be fundamental public concluded from this that the provisions interests which they must protect on of domestic law, which protect the their own initiative. The Court of Justice interests of society, must always carry a has subjected the power of discretion criminal penalty, since fundamental accorded to the Member States to public interests may also be protected by restrictions, one of which, a considerable a penalty under administrative or private restriction of a systematic nature relating law. Trie legal definition of interests to the definition, is derived directly from falling within the concept of public Article 2 (2) of Directive No 64/221: it policy provides the first criterion for an is not possible to rely on the exception of assessment as to whether "conduct public policy to sen-ice economic ends. constitutes a genuine and sufficiently Another restriction arising from serious threat affecting a fundamental Community law is the principle of pro- interest of society." It is also appropriate portionality, various applications of to have regard to the actual conduct which may be seen in, inter alia, the repugnant to public policy. A punishable Rutili, Sagulo (Case 8/77 [1977] ECR act, which is not serious in itself, may, by 1495) and Bouchereau cases. A last reason of the special circumstances in restriction follows from the principle of which it is committed (for example, in non-discrimination, the only exception the case of repeated offences), constitute being that, with regard to nationals of a danger to essential interesu of society other Member States, expulsion may be which cannot reasonably be tolerated. It ordered or admission refused. This would however not be correct to exception, which is logical in itself, is consider that only conduct which may nevertheless subject to a number of lead to public disturbances offends precise rules which are strictly against public policy. In private life also interpreted. interests which the State regards as public interests may be seriously jeopardized. The criterion according to which the conduct in question must manifest itself "in public" seems therefore to be inadequate.
The general interest, falling within the concept of "public policy", in national law
The consequences of the exception of public policy
The interests which the national auth- orities consider must be protected should be embodied in legislative provisions Expulsion or refusal to allow enirv must with which individuals are in a position be regarded not as a penalty bui as an to become acquainted, so that the courts administrative measure designed to can ascertain whether the exception of protect public interests. In view of the public policy is raised in connection with fact that the provisions of Community interests other than those which fall law enable national authorities to adopt within its scope. It should not be such a measure, those authorities are
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responsible for deciding whether or not to terminate the right of residence or to they will in fact take such measure. As withhold such right for reasons which regards the question whether in this case although they certainly may be related to they should ha\re regard to particular protection of public polio,' cannot be circumstances relating to the person in directly ascribed to the behaviour of the question, this is in principle a matter person in respect of whom the measure is governed by national law. This is the adopted. The principle of non-discrimi- lesson to be drawn from the Royer nation is concerned not only with formal judgment. That power however ceases to inequalities. Inequality of specific exist once the reasons justifying it no treatment also implies selective safe- longer apply; where the Community guarding of public policy based on national in question no longer represents nationality and therefore constitutes a a direct and imminent danger to the case of prohibited discrimination. fundamental interests of society, he should again be allowed to exercise his right of free movement. It hardly seems possible to define in general terms those cases in which national authorities are obliged to admit that, in a particular specific case, valid grounds no longer exist for the imposition of restrictions F — Observations submitted by the upon that right. The fact that an United Kingdom individual must be in a position to ascertain in an appropriate manner the reasons justifying a restrictive measure relating to him moreover constitutes a principle of good administration generally accepted in the Netherlands. This might imply in certain circum- The concept of public policy. The United stances that the reasons should be Kingdom also takes the view that it is communicated to him in his mother neither necessary nor even possible to tongue unless he is fluent in the language give a definition of public policy as such. of the place where he resides. The term may be interpreted only in the circumstances of each individual case. There is no question of excluding certain factors from its scope merely because they do not constitute criminal offences (cf. the Van Duyn and Rutili cases). The procedure under Anicie 177 and the The principles of proportionality and judgments of the Court delivered to non-discrimination date, in conjunction with other safe- guards provided for by Communnv la» . offer a wholly satisfactory approach That basis enables a careful balance to be made between the needs and aims of each Member State which seeks to protect its legitimate interests (and those It is to be inferred from the Bonsignore of individuals) within its borderb. on the judgment that the restrictions on the one hand, and the needs of the right of free movement must be applied Community and nationals of Member having regard to the circumstances of States within the Community, on me each individual case. It is not permitted other.
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Procedural safeguards. As to the general the concept of public policy by the question about the nature of the safe- application thereof was left to the guards to be provided by the Member Member States. This entails an important States, the answer is to be found in the consequence with regard to the Court's provisions of Directive No 64/221 and intervention within the framework of the decisions of the Court thereon. The preliminary proceedings: it may not be detailed questions raised by the court called upon to criticize a case of specific making the reference appear to be application of the concept where a public directed towards establishing the broad policy measure has been adopted by the proposition that the opinion referred to authorities of a Member State. It is in in Article 9 of the directive should be fact the responsibility of the national arrived at impartially. The courts of courts to ascertain whether individual Member States are competent to assess decisions conform to the provisions of the validity of the opinion given in a Community law (cf. Rutili judgment). particular case, specific answers to those questions not being necessary. Moreover, since procedural fairness can only be judged in the light of the circumstances of each particular case as a whole and the nature of the competent authority and procedure to be followed before it Rather than attempting to give an will vary as between Member States, it exhaustive list of the limits of would be inappropriate for the Court to Community law to which public policy lay down precise general procedural measures adopted by the national auth- rules beyond those contained in the orities are subject, the Commission directive. prefers to describe the legal foundations on which such limits are based. They may be grouped in four categories. In the first place there are limits deriving from the very nature of the measures taken on grounds of public policy in the Community context, which must be interpreted strictly (cf. Van Duyn case). Then there are limits connected with G — Observations submitted by the observance of the fundamental principles Commission of Community law and in particular the principle of non-discrimination. The Commission considers it appropriate to strike a balance between the application of the principle of non-discrimination, a pre-condition for which is of course the objective comparability of situations, and the power accorded to Member States to adopt public poliev measures limiting the The concept of public policy and its free movement of persons and applying limitations (Questions A (1) and (2)). The therefore specifically to Community Community legislature has endeavoured nationals. Measures taken in cases where not to give a common definition of Anieles 48 (3) and 56 of the Treaty are public policy but to guide the conduct of applied are however subject to the the national authorities by laying down second fundamental principle of the certain essentially negative criteria. The Community legal order, that of proporti- power not of defining in the abstract but onality. It is appropriate not onlv to rather of attributing a specific content to
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ascertain whether the measure is really issued for its implementation (Sagulo necessary in order to uphold public judgment). policy, which would be to interpret the exception strictly, but also to establish that the threat is sufficiently serious to justify the measure envisaged. In other words, the assessment relates not only to the justification of the measure itself Scope of the principle of proportionality (Rutili judgment) but a comparison is (Questions A (7) and (8)). The exam- also made of the two interests involved, ination to which a public polio· measure the protection of national public policy is subject, as regards observance of this on the one hand and the free movement principle, relates in the first place to the of persons on the other, having regard to extent to which the proposed measure the fundamental character of the encroaches upon the principle of free principle of free movement, which the movement. The view was taken in the Court vigorously re-affirmed, in Watson and Belmann judgment that, particular in the cases of Rover, cited among the penalties imposed for failure above, 118/75 (Watson [1976] ECR to observe the prescribed declaration and 1185) and Sagulo, cited above. In more registration formalities, expulsion is general terms, the Court stated in the certainly incompatible, in the case of Bouchereau judgment that reliance by a persons protected by Community law, national authority on the concept of with the provisions of the Treaty, since public policy presupposes in any event such a measure constitutes the negation the existence, quite apart from the of the very right conferred and disturbance to the social order guaranteed by the Treaty. This does not represented by any infringement of the of course mean that expulsion, which law, of a genuine and sufficiently serious thus constitutes a particularly serious threat, affecting a fundamental interest penalty, may not, in a specific case, of society. Finally, there is one last according to the circumstances, also have limitation under Community law on considerable personal repercussions for recourse to national public policy the person concerned. measures: the person concerned must enjoy the protection of adequate pro- cedural safeguards enabling him to put forward his defence. This was stated in the Royer judgment and was embodied in the Rutili, Bouchereau, Pecastaing and Santillo judgments. Interpretation of the concept oj "sufficiently serious threat" (Question A (12)). Mr Advocate General Mayras, in his opinion in the Bonsignore case, merely expressed in other terms the requirement laid down by the Court that, on the one hand, the derogation is to be strictly interpreted and thai therefore Scope of the principle of non-discrimi- there must be a "genuine and sufficiently nation (Question A (3)). This principle serious threat, affecting a fundamental does not operate where the situations or interest of society" (Bouchereau judg- measures envisaged are not comparable. ment) and, on the other hand, the proposed measure must be necessary to Moreover, it only applies subject to safeguard the needs in question in a special provisions laid down in the democratic society (Rutili judgment). Treaty and the regulations and directives
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Must the personal conduct justifying the applied exclusively because it is measure be the subject of a criminal considered that the individual belonging penalty? (Questions A (4), (5) and (6)). to that group constitutes, by his presence The Van Duyn, Watson and Belmann, or his activity, even in the past (cf. Sagulo and Bouchereau judgments clearly Bouchereau judgment), a genuine and illustrate that there is no necessary sufficiently serious threat affecting a connection between the classification of fundamental interest of society. There the threat to public policy posed by a is a general preventive measure if Community national as a criminal additionally or exclusively the object of offence and the requirement that that the restrictive measure was to achieve a threat should be of a sufficiently serious deterrent effect with respect to the nature. In the context of conduct which category of persons concerned. If is not criminally punishable, and having however the measure is exclusively regard to the discretion accorded to justified "either because public policy has Member States in determining the been seriously affected by the offence content of the concept of public policy, committed or because it is to be feared the necessary control by the Community that the person concerned will repeat the institutions is only possible if the anti-social acts in question" (Opinion of Member State concerned has, in one way Mr Advocate General Mayras in the or another, indicated clearly and un- Bonsignore case) it is not a measure of a equivocally its assessment of the harmful general preventive nature. nature of the conduct or activity concerned and its intention to adopt measures with respect to foreign nationals. The Commission takes the view that in such a case, at least by analogy with Article 7 of the European Convention on Human Rights, there is a general requirement that conduct may Interpretation of the concept of personal not be the subject of repressive measures conduct (Question A (11)). If the measure if such measures were previously is based on the fact that persons engaged unknown. in the "profession" of prostitution constitute in certain countries a means of supporting criminal activities, the failure to ascertain whether such connections are or have been established in the specific case of the person concerned constitutes a breach of the requirement thai personal conduct must be examined. Interpretation of the "measure of a general preventive nature" (Question A (1)). The measures adopted in the circumstances described are not measures of a general preventive nature as referred to in the Bonsignore judgment. The fact that a measure is justified by an individual's belonging to a category or group whose Mav private conduct be taken into activity is regarded as repugnant to account? (Question A (9)). It is not public policy does not make it a general possible to formulate a general principle preventive measure since, in each relevant to the assessment of a public individual case where it is applied, it is so policy measure under Community law,
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relating to the "private" or "public" and disregards the principle of restrictive nature of certain conduct. If conduct interpretation of the derogation provided forming part of a person's private life is for in Article 48 (3) of the Treaty. This regarded by a national authority as does not on the other hand mean that a having repercussions outside that measure denying access to national person's private life, the Member State territory may not be repeated in response concerned may, by application of the to each fresh application, provided that principles laid down by the Court, take the national authority can prove that the view that its intervention is required each refusal falls within the limits of in order to uphold public policy. This is Community law described above. the case particularly in the field of morals: there are various types of conduct, of the sexual and other kinds, which are purely private, and which are viewed very differently as between one Member State and another and even, within a single Member State, from one period to another. Obligation to state the reasons for decisions (Question A (14)). The requirement that grounds must be stated, emphasized in the Rutili and Royer judgments, implies in particular that the State concerned, must indicate "precise and complete" grounds for the decision so as to enable the person in question to make the appropriate preparations for May an expulsion measure be definitive? his defence. Accordingly, a general (Question A (13)). A definitive decision statement of grounds not directly and expelling a person from the territory of a precisely related to the behaviour to the Member State undeniably constitutes an Community national concerned does not extremely serious measure, as the satisfy this requirement. As regards the Community national sees a right which language used, the effectiveness of the he acquires directly from the Treaty safeguard provided by the requirement permanently nullified (Watson and of a statement of grounds cannot be Belman judgment). Even· public policy guaranteed with certainly unless the measure adopted with respect to a grounds are indicated in the national Community national must be justified by language of the persons concerned or, in a genuine and sufficienti}· serious threat the case of nationals of multilingual affecting a fundamental interest of Member States, in the national language society (Bouchereau judgment). An which they speak. assessment of this kind is necessarily dependent on a number of specific circumstances which, by definition, vary from one period to another ( Van Duyn judgment!. The past conduct of the person concerned mav ļustifv inter vention by the authority provided that a genuine threat still exists [Bouchereau Minimum procedural safeguards (Question ludgment). Therefore. a definitive B(l)). Protection appears to be expulsion order, regardless of the insufficient in three cases: where there is conduct which gave rise to it. is in no appeal to a court of lau against the breach of the principle of proportionality decisions described in Anicie S of the
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directive; where such appeals to courts of Committee is not liable to endanger its law are available but enable only the impartiality, since secretarial duties legal validity of the decision to be constitute merely an executive function reviewed, to the exclusion of any exami- and not a decision-making function. It is nation of the substance; where such true that Article 1C of the Law of 28 appeals, even where concerned with the March 1952 does not exclude the substance of the case, have no sus- possibility of the inclusion on the pensory effect (cf. Opinion of Mr Committee of a magistrate from the Advocate General Capotorti in the Public Prosecutor's Office.
Such a Pecastaing case and the Scintillo situation might call in question the judgment). impartiality of the Committee, since the Public Prosecutor's Office may be called upon to intervene at a stage of proceedings prior to consultation of the Committee. The fact that the decision- making authority is the one who pays the members of the Committee does not however appear to call in question the Questions B (2) and (3). The requirement impartiality of the latter since the same is that a different authority be consulted true in the case of magistrates in civil fails totally to ensure observance of and criminal courts. Finally, as regards minimum procedural safeguards unless it proceeding before the Committee, the seeks to ensure the independence of the Director of Public Security or his rep- members of that authority with respect resentative takes pan in the discussions to the authority in which the power of but not in the decisions. decision is vested.
The Commission espouses the view taken by Mr Advocate General Capotorti according to which, if such independence is to be effective, it is essential "that the person or persons comprising the advisory body should have no links whatsoever with the Questions on procedure be/ore the Consul- authority required to take the decision" tative Committee (Questions B (4), (i), (Pecastaing case). It is appropriate to (6), (7), (12), (13), (14) and (IS)).
Art.cle conclude, as did the Court in the Santillo 9 (1) of the directive provides that, in the judgment, that "The directive leaves a event of compulsorv intervention of the margin of discretion to Member States Consultative Committee, the person for defining the 'competent authority'. concerned must have an opportunity to Any public authority independent of the put forward his defence and have himself administrative authority called upon to assisted or represented on the terms, as adopt one of the measures referred to by to procedure, laid down by national the directive, which is so constituted that legislation. This requirement is not the person concerned enjoys the right of mentioned in Article 9 (2) which deals representation and of defence before it, with consultation, at the request of the may be considered as such an authority". person concerned, with the independent The Commission notes that, as far as it authority. The Commission is oi the knows, the Consultative Committee opinion that, if explicit reference is thus never includes among the members of it made to the national rules oi procedure involved in making the decision officials where comparatively more important of the Ministrs- of Justice. The fact that interests (refusal to renew a residence an official of that ministry is responsible permit or a decision deponing the holder for the secretarial duties of the of a residence permit) arc involved, the
JUDGMENT OF 18. 5. 1982 — JOINED CASES 115 AND 116/81
same rule should apply in the case where provision. The same applies with regard the Committee's participation relates to to Question B (7), with regard to which relatively less important matters (refusal it is logical to admit that although Article to grant a first residence permit). Since a 9 (2) enables the person concerned to directive binds the Member State to present his defence, the unavoidable which it is addressed with regard only to consequence is that his defence must the result to be achieved, the Member be examined and countered by the State must therefore achieve the independent authority consulted. Finally, objective embodied in Article 9 (2), the same applies with regard to namely consultation at the request of the Questions B (11), (12) and (13) person concerned with the independent regarding access to the file on the case. authority, but is permitted freely to lay The Commission refers to the Opinion down the rules of procedure for such of Mr Advocate General Capotorti in the consultation. This principle has been Pecastaing case. Access by the person confirmed, in a wider context, by the concerned, directly or through his judgments in Cases 33/76 (Rewe [1976] Counsel, to the complete file on the case ECR 1989) and 45/76 (Comet [1976] as placed before the Committee is ECR 2043), from which it appears that essential for the defence. The only factor "in the absence of any relevant which might limit access to the file is the Community rules, it is for the national possible existence of "reasons of State legal order of each Member State to security", in which case the ad- designate the competent courts and to ministration must prove the existence of lay down the procedural rules for such reasons to the independent proceedings designed to ensure the authority. The procedure for consulting protection of the rights which individuals the file must reasonably allow the acquire through the direct effect of Community national to put forward his Community law". These two judgments defence, with respect both to the time- have however clarified matters in two limit for consultation and to any important ways for the purposes of the travelling expenses. The answer to present cases: the national procedural Question B (15) is to be seen against the conditions may not be less favourable same background. than those relating to similar actions of a domestic nature (cf. Opinion of Mr Advocate General Capotorti in the Pecastamg case) and the application of national rules of procedure must not make it impossible in practice to exercise rights which the national courts are under an obligation to safeguard. The Commission is therefore of the opinion that there is no need to answer the questions except in so far as the application of restrictive rules renders impossible in practice the consultation provided tor in Article 9 (2) of the directive and the presentation of a defence. This applies particularly with regard to Question B (6), since the In Case 116/SI the Commission adds provision referred to may in certain cases that for the Aliens Office to place the be employed to limit a right conferred on matter before the Committer ai a time the person concerned by a Community when the person concerned has not \ei obtained his residence permit would tall
ADOUl AND CORNUAILLE v BELGIUM
outside the scope of Anicie 9 (2) of the previous criminal convictions may be directive. The Commission considers relied on must be governed by national however that the aim of that provision law. It may be seen from the Bouchereau is to provide minimum safeguards judgment that the existence of a genuine for Community nationals and that threat to public policy may be Community law may not prevent a constituted by criminally punishable Member State from affording in fact a conduct in the state of origin even in the more extensive safeguard by approaching absence of any criminal conviction. the Committee on its own initiative even Finally, a "repon on morality" drawn up with regard to measures envisaged by the local police of the district where against persons who do not yet hold a the person concerned resides, giving residence permit. Such a practice might, details regarding his conduct, etc., on the if it became widespread, encourage basis of general information, is not alone Community nationals not to comply with sufficient reliably to establish the the time-limit laid down in the Royal existence of a genuine and sufficiently Decree of 22 December 1969 and would grave threat affecting a fundamental therefore detract from their rights in so interest of society. far as they would, at a later stage, be met with the argument that their action was out of time.
Ill — Oral procedure
Questions of procedure relating to the burden of proof (Questions B (8), (9) and (10)). Although Anicie 9 (2) of the directive grants Community nationals the right of consultation with an At the sitting on 13 January 19S2 oral independent authority, this is so that there may be a review not only of the argument was presented by the legal validity but also of the appro- following: L. E. Misson, of the Liège priateness of the proposed measure Bar, for the plaintiffs in the main before the decision is definitively proceedings; J.-P. Soumagne and E. E. adopted (Pecastaing judgment). The jeunehomme, of the Liège Bar, for the logical result is that the authority which Belgian Government; Bernard Botte, adopts the decision must submit to the acting as Agent, for the French independent authority a file establishing, Government; O. Fiumara, State in full and incontestably, the nature of Advocate, for the Italian Government; the alleged infringements, the need for and Francis Herben, of the Brussels Bar, the proposed measures and the fact that for the Commission of the European they are commensurate with the alleged Communities. threat (Santillo judgment). It may be seen from the Royer judgment that since a self-employed or employed Com- munity national is entitled to enter and reside in a Member State, the burden of proof falls upon the authority. The The Advocate General delivered his Commission is of the opinion that opinion at the sitting on 16 February determination of the extent to which 19S2.
JUDGMENT OF 18. 5. 198: — JOINED CASES 115 AND 116/81
Decision
1 By orders of 8 May 1981, received at the Court Registry on 12 May 1981, the President of the Tribunal de Première Instance [Court of First Instance], Liège, in interlocutory proceedings, referred to the Court for a preliminary ruling under Article 177 of the EEC Treaty a number of questions on the interpretation of Articles 7, 48 (3), 56 (lj and 66 of the Treaty and of Directive N o 64/221/EEC of the Council, of 25 February 1964, on the co- ordination of special measures concerning the movement and residence of foreign nationals which are justified on grounds of public policy, public security or public health (Official Journal, English Special Edition 1963- 1964, p. 117), and in particular Articles 3, 6, 8 and 9 thereof.
The questions were raised in actions brought against the Belgian State by the plaintiffs in the main proceedings, who are of French nationality, in connection with the refusal by the administrative authority to issue a permit enabling them to reside in Belgian territory, on the ground that their conduct was considered to be contran - to public policy by virtue of the fact that they were waitresses in a bar which was suspect from the point of view of morals.
? The Belgian Law of 21 August 1948 terminating official regulation of pros- titution prohibits soliciting, incitement to debauchery, exploitation of pros- titution, the keeping of a disorderly house or brothel and living on immoral earnings. It provides that supplementary regulations may be adopted by municipal councils, provided that their purpose is to uphold public morality or to ensure the keeping of the public peace. The police regulation of the City of Liège of 25 March 1957 and subsequent orders provide that persons engaged in prostitution may not display themselves to passers-by, that the doors and windows of the premises where they pursue their activity are to be closed and covered so that it is impossible to see inside and that those persons may not stand in the street near such premises.
- The questions submitted by the national court, the wording of which is practically identical in both cases, have been divided by the court making the reference into two groups, entitled "The concept of public policy" and "Procedural safeguards". In view of the fact that the questions in the two
ADOUI AND CORNLAILLE v BELGIUM
cases are almost identical, it is appropriate to join the cases for the purpose of the judgment.
I — T h e c o n c e p t of p u b l i c p o l i c y
Questions 1 to 9, 11 and 12
5 Questions 1 to 9, 11 and 12 are essentially concerned with the question whether a Member State may, by virtue of the reservations contained in Articles 48 and 56 of the EEC Treaty, expel from its territory a national of another Member State or deny him access to that territory by reason of activities which, when attributable to the former State's own nationals, do not give rise to repressive measures.
6 Those questions are motivated by the fact that prostitution as such is not prohibited by Belgian legislation, although the Law does prohibit certain incidental activities, which are particularly harmful from the social point of view, such as the exploitation of prostitution by third parties and various forms of incitement to debauchery.
: The resenations contained in Anieles 48 and 56 of the EEC Treaty permit Member States to adopt, with respect to the nationals of other Member States and on the grounds specified in those provisions, in particular grounds justified by the requirements of public policy, measures which they cannot apply to their own nationals, inasmuch as they have no authority to expel the latter from the national territory or to deny them access thereto. Although that difference of treatment, which bears upon the nature of the measures available, must therefore be allowed, it must nevertheless be stressed that, in a Member State, the authority empowered to adopt such measures must not base the exercise of its powers on assessments of certain conduct which would have the effect of applying an arbitrary distinction to the detriment of nationals of other Member States.
» It should be noted in that regard that reliance by a national authority upon the concept of public poliev presupposes, as the Court held in its judgment of 17 October 1977 in Case 30/77 Bouchereau [1977] ECR 1999, the existence of "a genuine and sufficiently serious threat affecting one of the fundamental
JUDGMENT OF 18. 5. 1982 — JOINED CASES 115 AND 116/81
interests of society". Although Community law does not impose upon the Member States a uniform scale of values as regards the assessment of conduct which may be considered as contrary to public policy, it should nevertheless be stated that conduct may not be considered as being of a sufficiently serious nature to justify restrictions on the admission to or residence within the territory of a Member State of a national of another Member State in a case where the former Member State does not adopt, with respect to the same conduct on the part of its own nationals repressive measures or other genuine and effective measures intended to combat such conduct.
9 The answer to Questions 1 to 9, 11 and 12 should therfore be that a Member State may not, by virtue of the reservation relating to public policy contained in Articles 48 and 56 of the Treaty, expel a national of another Member State from its territory or refuse him access to its territory by reason of conduct which, when attributable to the former State's own nationals, does not give rise to repressive measures or other genuine and effective measures intended to combat such conduct.
The tenth question
i: In the tenth question, the national court asks whether the action taken by a Member State which, "anxious to remove from its territory prostitutes from a given country because they could promote criminal activities, does so systematically, declaring that their business of prostitution endangers the requirements of public policy and not taking the trouble to consider whether the persons concerned may or may not be suspected of contact with the 'underworld' ", constitutes a measure of a general preventive nature within the meaning of Article 3 of Directive N o 64/221.
n It should be noted that Anicie 3 (1) of the directive provides that measures taken on grounds of public policy or of public security are to be based exclusively on the personal conduct of the individual concerned. In that regard it is sufficient to refer to the judgment of 26 February 1975 in Case 67/74 Bonsignore [1975] ECR 297, in which the Court held thai "measures adopted on grounds of public policy and for the maintenance of public
ADOUI A N D CORN'UAILLE v BELGIUM
security against the nationals of Member States of the Community cannot be justified on grounds extraneous to the individual case, as is shown in particular by the requirements set out in paragraph (1) that 'only' the 'personal conduct' of those affected by the measures is to be regarded as determinative".
The thirteenth question
12 As regards the possibility for a person against whom a decision has been taken ordering his expulsion from the territory of a Member State to be re-admitted to the territory of the State in question and apply there for a fresh residence permit, it must be stressed that any national of a Member State who wishes to seek employment in another Member State may re-apply for a residence permit. Such an application, when submitted after a reasonable period has elapsed, must be examined by the competent administrative authority in the host State, which must take into account, in particular, the arguments put forward by the person concerned purporting to establish that there has been a material change in the circumstances which justified the first decision ordering his expulsion. However, where such a decision has been validly adopted in his case in accordance with Community law and continues to be legally effective so as to exclude him from the territory of the State in question, Community law contains no provision conferring upon him a right of entry into that territory during the exami- nation of his further application.
The fourteenth question
i3 Article 6 of Directive No 64/221 provides that the person concerned is to be informed of the grounds of public policy, public security or public health upon which the decision taken in his case is based unless this is contrary to the interests of the security of the State. It is clear from the purpose of the directive that the notification of the grounds must be sufficiently detailed and precise to enable the person concerned to defend his interests. As regards the language to be used, it appears from the file on the case that the plaintiffs in the main proceedings are of French nationality and that the decisions affecting them were drawn up in French, so that the relevance of the question is not clear. It is sufficient in any event if the notification is made in such a wav as to enable the person concerned to comprehend the content and effect thereof.
JUDGMENT OF !8. 5. I9S2 — JOINED CASES 115 AND 116/81
II — Questions regarding procedural safeguards
M These questions relate essentially to the composition of the "competent authority" referred to in Article 9 of Directive No 64/221. the qualifications and the term of office of its members, possible connections between those members and the authority remunerating them, the manner in which the matter is brought before the authority and the procedure before that authority.
1 5 The object of Anicie 9 (1) of the directive is to ensure a minimum proc edural safeguard for persons against whom an expulsion measure has been adopted. Where any appeal to a court of law against administrative measures relates only to the legal validity of the decision, the intervention on the part of the competent authority must make it possible for an examination to be made of the facts and circumstances, including the discretionary factors on which the measure in question was based, before the decision is definitivelv adopted. The person concerned must be entitled to put forward to the competent authority his arguments in defence and to be assisted or represented in such conditions as to procedure as are provided for by domestic legislation. Paragraph (2) of the same aniele provides that persons against whom decisions have been adopted refusing the issue of a first residence permit or ordering expulsion before the issue of the permit may request that such decisions be considered by the competent authority.
io The directive does not spečih how the competent authority referred to in Article 9 is appointed. It does not require that authority to be a coun or to be composed of members of the judiciary. Nor does it require the members of the competent authority to be appointed for a specific period. The essential requirement is that it should be clearly established that the authority is to perform its duties in absolute independence and is not to be directly or indirectly subject, in the exercise of its duties, to any control by the authority empowered to take the measures provided for in the directive. Provided that that requirement is satisfied, it is not contran- to the provisions of the directive, or to its pupose, for the remuneration of the members of the authority to be charged to the budget of the department of the administration of which the authority empowered to take the decision in question forms pan or for an official belonging to that administration to s e n e as secretan· to the competent authority.
ADOVI AND CORNUAILLE v BELCIĽM
i7 As regards the manner in which the matter is brought before the competent authority in the circumstances referred to in Article 9 (2) of the directive, the latter contains no binding provision as regards the procedures in that respect. Although it does not prevent the person concerned from making a direct application to the authority, it does not require such an application and it allows the Member States a choice in that respect, provided that the matter is brought before the State authority once the person concerned has so requested.
ie As regards the form of the opinion of the competent authority, it is evident from the objectives of the system provided for by the directive that the opinion must be duly notified to the person concerned but the directive does not require the opinion to identify by name the members of the authority or indicate their professional status.
1? As regards the questions relating to procedure before the competent authority, including not only the rules of procedure but also the rules of evidence, it is sufficient to point out, as has been indicated above, that Article 9 (1) of Directive N o 64/221 expressly provides that the person concerned must be entitled to put forward his arguments in defence before that authority and to be assisted or represented in such conditions as to procedure as are provided for by domestic legislation. Those conditions must not be less favourable to the person concerned than the conditions applicable to proceedings before other national authorities of the same type.
Costs
:: The costs incurred by the Belgian Government, the French Government, the Italian Government, the Netherlands Government, the United Kingdom and the Commission of the European Communities, which submitted obser vations to the Court, are not recoverable. As these proceedings are, in so far as the parties to the main proceedings are concerned, in the nature of a step in the proceedings pending before the national court, the decision on costs is a matter for that court.
JUDGMENT OF 18. 5. 1982 — JOINED CASES 115 AND 116/81
On those grounds,
THE COURT
in answer to the questions referred to it by the President of the Tribunal de Première Instance, Liège by orders of 8 May 1981, hereby rules:
1. A Member State may not, by virtue of the reservation relating to public policy contained in Articles 48 and 56 of the Treaty, expel a national of another Member State from its territory or refuse him access to its territory by reason of conduct which, when attributable to the former State's own nationals, does not give rise to repressive measures or other genuine and effective measures intended to combat such conduct.
2. Circumstances not related to the specific case may not be relied upon in respect of citizens of the Community, as justification for measures intended to safeguard public policy and public security.
3. Any national of a Member State who wishes to seek employment in another Member State may, if a measure expelling him from the territory of that State has previously been adopted, reapply for a residence permit. Where such an application is lodged after a reasonable period has elapsed, it must be examined by the appropriate administrative authority in the host State, which must take into account, in particular, the arguments put forward by the person concerned in order to establish that there has been a material change in the circumstances justifying the first expulsion measure.
4. The notification of the grounds relied upon to justify' an expulsion measure or a refusal to issue a residence permit must be sufficiently detailed and precise to enable the person concerned to defend his interests.
ADOUI AND CORNĽAILLE v BELGIUM
5. Community law docs not require that the competent authority referred to in Article 9 of Directive No 64/221 be a court or be made up of members of the judiciary, or that its members be appointed for a specified period. It is not contrary to Community law for the remuneration of the members of the authority to be charged to the budget of the department of the administration of which the authority empowered to take the decision in question forms part, or for an official belonging to that administration to serve as secretary to the competent authority.
6. Although Directive No 64/221 does not prevent the person concerned from making a direct application to the competent authority it does not require such an application and it allows the Member States a choice in that respect, provided that the person concerned is entitled to make such an application if he so requests.
7. The opinion of the competent authority must be duly notified to the person concerned.
8. The person concerned must be entitled to put forward to the competent authority his arguments in defence and to be assisted or represented in such conditions as to procedure as are provided for by domestic legislation. Those conditions must not be less favourable to the person concerned than the conditions applicable to proceedings before other national authorities of the same type.
Menens de Wilmars Bosco Touffait Pescatore Mackenzie Stuart
O'Keeffe Kooprnans Evening Chloros
Delivered in open court in Luxembourg on 18 May 1982.
P. Heim J. Menens de Vilmārs Registrar Presidem