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Súdny dvor Európskej únie·Rozsudok·6.10.1982

C-206/81

ECLI:EU:C:1982:333

Súd
Súdny dvor Európskej únie
IČS
61981CJ0206

JUDGMENT OF THE COURT (THIRD CHAMBER) 6 OCTOBER 1982 *

José Alvarez v European Parliament

(Officials — Dismissal)

Case 206/81

Officials — Recruitment — Probationary period — Dismissal — Procedure — Adversary nature — Decision to dismiss — Grounds based upon unfavourable observations not previously communicated to the official concerned — Illegality (StaffRegulations,Art. 34 (2))

A decision by the appointing authority to procedure laid down in Article 34 (2) of dismiss a probationary official at the end the Staff Regulations. Such a decision of the probationary period on the basis must be annulled because the grounds of observations supplied by various upon which it is based were established officials for the purpose of sup­ by a procedure which was not of an plementing the probation report, which, adversary nature, since the probationary although reflecting unfavourably on the official was precluded from giving his official concerned, were not previously comments on all the complaints made communicated to him, constitutes a against him which led to the decision to failure to observe the adversary dismiss him.

In Case 206/81

JOSÉ ALVAREZ, formerly a probationary official of the European Parliament, residing at 83 Rue de la Semois, Luxembourg, represented by Victor Biel, with an address for service in Luxembourg at the latter's Chambers, 18 Rue des Glacis,

applicant, v

1 — Language of the Case: French

JUDGMENT OF 6. 10. 1982 — CASE 206/81

EUROPEAN PARLIAMENT, represented by Martin Schmidt, Director of Personnel and Social Affairs, assisted by Alex Bonn, with an address for service in Luxemburg at the latter's Chambers, 22 Côte d'Eich, defendant,

APPLICATION for the annulment of a probation report and of the sub­ sequent decision to dismiss the applicant,

THE COURT (Third Chamber)

composed of: A. Touffait, President of Chamber, Lord Mackenzie Stuart and U. Everling, Judges,

Advocate General : G. Reischl Registrar: J. A. Pompe, Deputy Registrar

gives the following

JUDGMENT

Facts and Issues

The facts of the case, the course of the 1980, following his successful parti­ procedure and the conclusions, sub- cipation in a competition. missions and arguments of the parties may be summarized as follows : When his probationary period expired, Mr Alvarez received an unfavourable report recommending that he should not be established. On 19 June 1981, the I — Background to the dispute Secretary General of the Parliament informed the applicant by registered José Alvarez, after being a member of letter of his decision to dismiss him with the auxiliary staff of the European Par­ effect from 15 July 1981, on the ground liament from 26 March 1979 to 30 of his unfavourable probation report. On September 1980, became a probationary 8 July 1981, Mr Alvarez lodged a official of that institution on 1 October complaint against the probation report

ALVAREZ ν PARLIAMENT

and his consequent dismissal. The Declare that it is well founded and applicant's complaint was rejected by the therefore that the report drawn up at the Secretary General of the Parliament on expiry of the probationary period must 9 October 1981. be annulled;

Rule in consequence that the applicant's dismissal is null and void; II — Written procedure Refer the matter back to the European In accordance with Article 91 (4) of the Parliament; Staff Regulations of Officials of the If appropriate, fix ex aequo et bono the European Communities, which provides amount of damages to be awarded to the that an official may, after submitting a applicant and order the Parliament to complaint to the appointing authority pay the amount in question together with pursuant to Article 90 (2), immediately interest at the rate of 6 % per annum bring, an action before the Court of from the date on which the action was Justice, provided that such action is brought until settlement in full; accompanied by an application either for a stay of execution of the contested Order the defendant to pay all the costs measure or for the adoption of interim of the proceedings. measures, Mr Alvarez brought an action on 8 July 1981 against his probation report and the Parliament's decision of The defendant on the other hand claims 19 June 1981 to dismiss him. At the same that the Court should: time he lodged an application for a Dismiss the action as unfounded; suspension of the operation of the decision to dismiss him. The application Order the applicant to pay the costs. was dismissed by order of 20 July 1981 of the President of the Third Chamber. Costs were reserved. IV — Submissions and arguments The written procedure in this case of the parties followed the normal course, in view of the fact that, by virtue of Article 91 (4) The applicant takes the view that his of the Staff Regulations, the proceedings probation report does not adequau'K were suspended until the decision state the grounds on which it is based. rejecting the complaint had been taken. particularly with regard to his below - average assessment, that it contains Upon hearing the report of the Judge- criticism of his behaviour ι he Rapporteur and the views of the incorrectness of which could be provili Advocate General, the Court (Third by means of inquiries and that it un­ Chamber) decided to open the oral drawn up without any objective procedure without any preparatory inquiry. checking, especially as regards hi- qualifications and linguistic abilities. Hi- considers, indeed, that the whole staff report procedure and the resultant III — Conclusions of the parties dismissal are vitiated bv misuse oi powers inasmuch as the Parliament had The applicant claims that the Court been concerned not to ensure that the should: institution obtained the best possible stat! but rather to exclude a person with Declare the application admissible; trade-union commitments. In the

JUDGMENT OF 6. 10. 1982 — CASE 206/81

applicant's view, only such a concern As regards the incorrectness of the could account for the unfavourable criticisms contained in the report, the probation report since, prior to becoming applicant disputes the Parliament's a probationary official, he had been a contention that they are appraisals made member of the auxiliary staff of the Par­ by superiors and are not subject to liament for 18 months and had given review by administrative courts. The satisfaction to the latter. applicant takes the view that when the basis of an appraisal is false the appraisal itself is also false and is open to judicial In its defence the Parliament contends review. The applicant maintains that the that the probation report did, in its allegations made against him are opinion, specify sufficiently the grounds incorrect and he repeats his offer to on which it was based. As far as the furnish evidence to that effect. In his alleged incorrectness of the criticisms view there is absolutely nothing in the made therein is concerned, the Par­ documents submitted by the Parliament liament stresses that a staff report is not to the Court to support those allegations. a factual description but an appraisal Furthermore, he emphasizes that the made by the superiors of the official various memoranda produced by the concerned which is not subject to any Parliament should not have been placed legal review, since it is not the function in the file on the strength of which he of administrative courts to repeat the was dismissed, first because they were inquiries on which the report is based or drawn up after the probation report itself to substitute their own judgment for that and secondly because they were never of the administration. disclosed to him.

The applicant also reiterates his In any case, the Parliament vigorously arguments that the statement of reasons denies the applicant's charges that it was inadequate and that the defendant misused its powers in relation to the misused its powers. Turning to the extent applicant by reason of his trade-union of the damage sustained, the applicant activities. The Parliament views such estimates it as one million francs. claims as libellous and maintains that no justification for them is to be found in the file. In its rejoinder the Parliament states in the first place, with regard to the facts, that the memoranda concerning Mr Lastly, since the decision to dismiss the Alvarez's activities which were annexed applicant is the result of a probation to its defence were added to his file report which, although unfavourable, is before the decision to dismiss him had procedurally correct, there are no been taken. As for the allegedly defa­ grounds for annulling it. matory letter sent to the Economic and Social Committee, it merely related to admission to the European Parliament's In his reply the applicant points out that, buildings in Brussels and contained no after leaving the European Parliament, further observations. The Parliament he was employed for four months by the annexed a copy of the letter to its Economic and Social Committee and rejoinder. gave his new employers complete satis­ faction, notwithstanding a defamatory letter which was sent to the Committee As regards the legal aspects of the case, by the Parliament's security department. the Parliament contends that the

ALVAREZ v PARLIAMENT

argument alleging that the criticisms in V — Oral procedure the probation report are incorrect is inadmissible and in any case unfounded and it claims that sufficient reasons are stated in the probation report, as is The parties presented oral argument at demonstrated by the analysis of them the sitting on 10 June 1982. undertaken by the applicant. Moreover it denies, most emphatically, that any misuse of powers occurred or that the applicant's dismissal was due to his The Advocate General delivered his trade-union activities. opinion at the sitting on 15 July 1982.

Decision

1 By application lodged at the Court Registry on 8 July 1981, Mr Alvarez, a former probationary official of the European Parliament brought an action for annulment of the probation report relating to him and of the decision to dismiss him which was taken on 19 June 1981 by the appointing authority and was confirmed, following a complaint, on 9 October 1981 and also for compensation for the material and non-material damage suffered by him as a result of that decision. At the same time he lodged an application for the adoption of an interim measure which was dismissed by an order of 20 July 1981 of the President of the Third Chamber.

2 In his application Mr Alvarez complains essentially of the summary, incorrect and incomplete nature of his probation report, the effect of which was that the statement of the grounds on which the decision to dismiss him was based was inadequate.

3 The European Parliament denies having dismissed the applicant on the strength of a probation report of a summary nature. It points out that, after communicating the probation report to the applicant and taking note of his comments on it, the administration of the European Parliament obtained observations from various officials as set out in three memoranda dated 18, 20 and 21 May 1981, all of which reflect unfavourably upon the applicant. Mr Alvarez was not contradicted when he asserted that the memoranda in question were not disclosed to him until after it had been decided to dismiss him.

JUDGMENT OF 6. 10. 1982 — CASE 206/81

4 Thus, when adopting its decision to dismiss the applicant, the appointing authority relied as much upon the above-mentioned memoranda, two of which expressly purport to be supplementary to the probation report, as upon that report itself.

5 Although the appointing authority, by taking that course of action, was endeavouring to supplement its information and to establish the grounds on which its decision was based, the fact remains that by failing to communicate to the applicant all the documents underlying its decision, it failed to observe 7 the adversary procedure laid down in Article 34 (2) of the Staff Regulations.

6Sincethe applicant was precluded from giving his comments on all the complaints made about him, which led to the dismissal decision, the latter must be annulled because the grounds upon which it is based were established by a procedure which was not of an adversary nature. A further reason which makes annulment of the decision necessary is that, in this particular case, it was especially important to communicate the sup­ plementary memoranda to the applicant since the probation report itself was incomplete as regards his qualifications and the appraisal of his performance and moreover was unusually laconic.

7Theclaim for damages must be rejected since the applicant has been unable to demonstrate the existence of any damage which would not be remedied merely by annulment of the dismissal decision.

Request to re-open the oral procedure

8Byletter dated 22 July 1982, the Parliament sought to have the oral procedure re-opened, referring to the opinion of the Advocate General which proposed that the probation report should be annulled on the ground that it was incomplete. According to the Parliament, that argument had been put forward by a member of the Court rather than by the applicant himself and the defendant had not had the opportunity to study it.

9Togrant such a request would be tantamount to enabling the parties to discuss the Advocate General's opinion, which under Article 59 (2) of the

ALVAREZ v PARLIAMENT

Rules of Procedure marks the end of the oral procedure. In the course of that procedure, moreover, the Parliament had an opportunity of answering a question on that issue put by the Advocate General.

10 For the above reasons, the request to have the oral procedure re-opened cannot be allowed.

Costs

11 Under Article 69 (2) of the Rules of Procedure, the unsuccessful party is to be ordered to pay the costs if they have been asked for in the successful party's pleading. As the European Parliament has failed in its submissions, it must be ordered to pay the costs.

On those grounds

THE COURT (Third Chamber)

hereby:

1. Annuls the decision of the appointing authority of the European Parliament of 26 June 1981 to dismiss Mr Alvarez;

2. Orders the European Parliament to pay the costs.

Touffait Mackenzie Stuart Everling

Delivered in open court in Luxembourg on 6 October 1982.

P. Heim A. Touffait Registrar President of the Third Chamber

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Rozsudok C-206/81 – Súdny dvor Európskej únie | AI Pravnik