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Súdny dvor Európskej únie·Rozsudok·20.3.1984

C-75/82

ECLI:EU:C:1984:116

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Súdny dvor Európskej únie
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61982CJ0075

JUDGMENT OF 20. 3. 1984 — JOINED CASES 75 AND 117/82

result of a later express decision doing Community institutions, on the one no more than rejecting the request. hand, and their employees and the dependants of employees, on the 3. Articles 90 and 91 of the Staff Regu­ other, the requirements imposed by lations govern generally the adminis­ the principle of equal treatment are in trative procedure which must precede no way limited to those resulting an application to the Court chal­ from Article 119 of the EEC Treaty lenging a decision of the appointing or from the Community directives authority. The time-limits prescribed adopted in this field. by these articles are mandatory in nature and are not subject to the discretion of the parties or of the 5. Article 79 of the Staff Regulations Court. and Article 23 of Annex VIII thereto provide for two completely different 4. The principle of equal treatment of survivor's pension schemes according both sexes, which forms part of the to whether the deceased official was fundamental rights the observance of male or female. Those provisions are which the Court has a duty to ensure, contrary to a fundamental right and must be applied to men and women therefore inapplicable in so far as they employed by the Community itself treat surviving spouses of officials within the framework of the Staff differently according to the sex of the Regulations. In relations between the persons concerned.

In Joined Cases 75 and 117 / 82

C . RAZZOUK AND A. BEYDOUN , assisted and represented by Dieter Rogalla , Rechtsanwalt , of Münster and Steinfort, with an address for service in Luxembourg at the Chambers of Tony Biever, 83 Boulevard Grande- Duchesse-Charlotte ,

applicants ,

v

COMMISSION OF THE EUROPEAN COMMUNITIES , represented by John Forman , a member of its Legal Department , acting as Agent , assisted by Robert Andersen of the Brussels Bar , with an address for service in Luxembourg at the office of Oreste Montako , a member of its Legal Department , Jean Monnet Building, Kirchberg ,

defendant ,

RAZZOUK AND BEYDOUN / COMMISSION

APPLICATIONS for:

(i) the annulment of the Commission's decisions of 25 November 1981 and 9 March 1982 refusing to grant the applicants widower's pensions; and

(ii) an order directing the Commission to grant them widower's pensions, with interest for late payment, or in the alternative, a sum equivalent to the pension contributions paid by Mrs Razzouk and Mrs Beydoun,

THE COURT

composed of: J. Mertens de Wilmars, President, T. Koopmans, K. Bahlmann and Y. Galmot, Presidents of Chambers, P. Pescatore, Lord Mackenzie Stuart, A. O'Keeffe, G. Bosco and U. Everling, Judges,

Advocate General: Sir Gordon Slynn Registrar: P. Heim

gives the following

JUDGMENT

Facts and issues

The facts of the case, the course of Beydoun, in retirement since 1 August the procedure and the conclusions, 1979, was a specialist in the American submissions and arguments of the parties primary commodities futures market. may be summarized as follows: Their wives were both officials of the European Communities, Mrs Razzouk at I — Facts and written procedure the European Parliament from February 1971 and at the Commission from March 1. Mr Razzouk and Mr Beydoun are 1971, and Mrs Beydoun, first at the both widowers. Mr Razzouk is a ECSC and then at the Commission from researcher at UCL, Brussels, while Mr 1 August 1966. Their respective grades

JUDGMENT OF 20. 3. 1984 — JOINED CASES 75 AND 117/82

were LA 6, Step 4, and B 5, Step 4. They The Commission has no choice but to died on 29 January 1981 and 21 June apply the provisions in question: they 1980 respectively. were adopted by the Council in the exercise of its powers as the competent institution, were properly brought into force and are binding on all the 2. On 3 April 1981 Mr Razzouk wrote institutions. That is particularly true to the President of the Commission of the Commission, which would be seeking, as a result of the death of his exceeding its powers by granting you a wife, the survivor's pension that Article widower's pension which did not meet 79 of the Staff Regulations grants to the the conditions laid down in the Staff widows of officials. Regulations, since it has a duty to ensure that the measures taken by the in­ stitutions are applied (see in particular On 3 July 1981 the head of the Financial Article 155 of the EEC Treaty). and Administrative Rights Division re­ plied that "after careful examination . . . the administration cannot see its way to granting your request given the current It is true that the Commission submitted provisions of the Staff Regulations a proposal to the Council in 1974 to relating to pensions". amend the Staff Regulations which would, as regards survivor's pensions, grant equal rights to both widows and On 24 July 1981 the applicant submitted widowers of officials. So far, that a complaint to the Commission pursuant proposal has not been accepted, and the to Article 90 (2) of the Staff Regulations, Commission cannot ignore its non- seeking the annulment of the aforemen­ acceptancej as it would have to do if it tioned decision of the Commission's were to accept your claim. administration.

By a registered letter of 25 November Finally, as regards your comments 1981, received by the applicant on 2 concerning the practice of various inter­ December 1981, Mr O'Kennedy, a national organizations with regard to Member of the Commission, informed equal pensions for widows and the applicant that the Commission could widowers, it ' should be noted that, in not uphold his complaint and, con­ each case, only express statutory sequently, that it confirmed the decision provisions permit such practices where of 3 July 1981. they exist. On the other hand, the conditions under which those pensions are granted are very different from those The essential grounds for the Com­ dealing with widow's pensions in the mission's decision were stated as follows : Staff Regulations of Officials of the European Communities."

"The provisions of the Staff Regulations On 16 July 1980 Mr Beydoun wrote to relating to pensions only grant a pension the head of the relevant division seeking to the widower of a female official on a survivor's pension pursuant to the Staff the conditions laid down in Article 23 of Regulations. He pointed out in particular Annex VIII to those regulations. Those his own limited resources (below conditions are not met in your case. subsistence level) and referred to health

RAZZOUK AND BEYDOUN / COMMISSION

problems which prevented him from your own, because you have in fact engaging in gainful employment. received, since you attained the age of 65 on 1 August 1979, a Belgian retirement pension aş a result of having worked in that country. On 12 August 1981 the deputy head of the relevant division rejected Mr Beydoun's request and expressed the Commission's opinion that Article 23 of On the other hand, the health problems Annex VIII of the Staff Regulations was to which you refer have not been not applicable in his case. medically certified as constituting an invalidity or serious illness which, at your wife's death, caused you to be permanently incapacitated from engaging On 9 September 1981 the applicant in gainful employment. In particular, it submitted a complaint to the Com­ would appear from Dr Reubens certi­ mission, pursuant to Article 90 (2) of the ficate of 8 July 1980 that you have been Staff Regulations, seeking the annulment treated for a frozen left shoulder for of the aforementioned decision of the several years; however, that illness was Commission's administration. not so serious as to prevent you from engaging in all gainful employment before your retirement. In fact, you By a letter dated 9 March 1982, Mr earned money in both 1978 and 1979. O'Kennedy, a Member of the Com­ mission, informed the applicant that the Commission could not accept his The Commission has no choice but to complaint either on the basis of Article apply the provisions in question: they 23 of Annex VIII to the Staff Regu­ were adopted by the Council in the lations or on the wider basis that he was exercise of its powers as the competent entitled to a pension by virtue of the institution, were properly brought into principle of non-discrimination between force and are binding on all the men and women. That letter thus institutions. That is particularly true expressly confirmed the aforementioned of the Commission, which would be decision of 12 August 1981. exceeding its powers by granting you a widower's pension which did not meet the conditions laid down in the Staff The essential grounds for the Com­ Regulations, since it has a duty to ensure mission's decision were stated as follows: that the measures taken by the institutions are applied (see in particular Article 155 of the EEC Treaty).

" The provisions of the Staff Regulations relating to pensions only grant a pension to the widower of a female official on It is true that the Commission submitted the conditions laid down in Article 23 of a proposal to the Council during 1974 to Annex VIII to those regulations. Those amend the Staff Regulations which conditions are not met in your case. would, as regards survivor's pensions grant equal rights to both widows and widowers of officials. So far that proposal has not been accepted and the On the one hand, at the time of your Commission cannot ignore its non- wife's death in June 1980, it cannot be acceptance, as it would have to do if it said that you did not have an income of were to accept your claim."

JUDGMENT OF 20. 3. 1984 — JOINED CASES 75 AND 117/82

4. As a consequence of the Com­ him on 2 December 1981, mission's refusal to accede to the re­ rejecting his claim to a widower's quests submitted by Mr Razzouk and Mr pension; grant the applicant a Beydoun, the present applications were widower's pension as a result of lodged at the Court Registry on 22 the death on 29 January 1981 of February and 2 April 1982 respectively. his wife Christiane Razzouk, née van Campenhout, an official of the Commission, and grant their son, Michel, the right to an orphan's 5. By an order of 3 December 1982, pension as from 1 May 1981; the Court (Second Chamber) joined the two cases for the purposes of the oral procedure and the judgment. By an Award the applicant interest at the order of 14 July 1983, the Chamber rate of 9 % as from 1 May 1981; referred the cases to the full court.

in the alternative, pay the ap­ plicant a sum equivalent to the 6. Upon hearing the report of the pension contributions paid by Mrs Judge-Rapporteur and the views of the Razzouk under Article 83 of the Advocate General, the Court decided to Staff Regulations of Officials of open the oral procedure without any the European Communities during preparatory inquiry. However, the Court her employment with the Euro­ invited the parties to inform it in writing pean Institutions; and about the administrative proceedings which followed upon Mr Beydoun's request of 16 July 1980 and, in part­ Pay the applicant's costs; icular, about the correspondence and interviews to which that request gave rise before the express rejection of 12 August 1981. B — In giving judgment on the application brought by Mr Beydoun (Case 117/82), declare that the Commission is obliged to :

II — Conclusions of the parties Annul its decision of 9 March 1982, received by the applicant on 15 March 1982, refusing to grant The applicants claim that the Court him a widower's pension, together should: with the decision adopted by the Commission's administration on 12 August 1981; A — In giving judgment on the application brought by Mr Razzouk (Case 75/82), declare that the Grant the applicant a widower's Commission is obliged to : pension as a result of the death on 21 June 1980 of his wife Marie Pauline Beydoun, neé Langen, an Annul its decision of 25 November official of the Commission, such 1981, sent· to the applicant by pension to be payable as from registered post and received by 1 October 1980;

RAZZOUK AND BEYDOUN / COMMISSION

Award the applicant interest at the of the EEC Treaty and, as regards rate of 9 % as from 1 October the submission based on the 1980; principle of equality of treatment between men and women, give the competent Community insti­ in the alternative, grant the tutions, if the Court in its wisdom applicant a pension under Article considers that the individual de­ 23 of Annex VIII to the Staff cisions at issue are without legal Regulations as from the same foundation, a reasonable period date; in which to take the necessary measures to eliminate all discrimi­ nation according to sex to be In the further alternative, pay to found in the provisions of the Staff the applicant a sum equivalent to Regulations concerning pensions the pension contributions paid by for the survivors of officials and Mrs Beydoun under Article 83 of other servants of the European the Staff Regulations of Officials Communities; of the European Communities during her employment with the European Institutions; and Dismiss the applicant's claim for interest, which in any event could only be due from the date of the pay the applicant's costs. complaint submitted pursuant to Article 90 (2) of the Staff Regu­ lations;

The Commission contends that the Court should: Declare the alternative claim for the reimbursement of Mrs Raz­ zouk's pension contributions to be without foundation, if indeed it is A — In giving judgment on the appli- considered admissible; and cation brought by Mr Razzouk:

Make an appropriate order as to As regards admissibility, declare costs; that the claim for an orphan's pension on behalf of Michel Razzouk, son of the applicant, is pointless; declare the alternative B — In giving judgment on the appli- claim for the reimbursement of cation brought by Mr Beydoun: Mrs Razzouk's pension contri­ butions inadmissible and take note of the fact that the defendant Declare the application completely submits the rest of the case to the inadmissible; wisdom of the Court;

In the alternative, as regards the As regards the substance of the substance of the principle claim for principal claim for a survivor's a survivor's pension identical to pension, dismiss the submission that which would have been based on the breach of Article 119 granted to the widow of an

JUDGMENT OF 20. 3. 1984 — JOINED CASES 75 AND 117/82

official, dismiss the submission Ill — Submissions and argu­ based on the breach of Article 119 ments of the parties of the EEC Treaty and, as regards the submission based on the principle of equality of treatment A — Admissibility between men and women, give the competent Community institutions, if the Court in its wisdom 1. Case 75/82 considers that the individual decisions at issue are without legal foundation, a reasonable period As regards the claim for an orphan's in which to take the necessary pension on behalf of Michel Razzouk, measures to eliminate all discrimi­ the Commission contends, in its defence, nation according to sex to be that it is pointless because such a pension found in the provisions of the Staff was granted as from 1 May 1981. In its Regulations concerning pensions rejoinder, the Commission points out for the survivors of officials and that the applicant has not contested its other servants of the European initial observation on that subject. Communities;

The Commission is of the opinion that in contesting the decision of 25 November In the further alternative, dismiss 1981, which expressly rejected the ...,, the alternative claim for a complaint lodged by the·- applicant survivor's pension pursuant to pursuant to Article 90 (2) of the Staff Article 23 of Annex VIII to the Regulations against the decision of Staff Regulations; 3 July 1981 rejecting his claim of 3 April 1981 for a survivor's pension as a result of the death of his wife, the applicant has contested an act which cannot in itself be contested. The Commission cites on this In the still further alternative, point the judgments of the Court of 28 declare the alternative claim for May 1980 (Joined Cases 33 and 75/79 reimbursement of the deceased Kuhner v Commission [1980] ECR 1677) wife's pension contributions to be and of 9 December 1982 (Case 191/81 without foundation, if indeed that Plug v Commission [1982] ECR 4229). claim is considered admissible;

The Commission points out however that on other occasions the Court has been more liberal, taking the view that the In any event, dismiss the essential element was that the complaint applicant's claim for interest, and the application had been lodged which in any case can only be due within the prescribed time-limits, as is from the date of the complaint the case here. That being so, the Court submitted pursuant to Article 90 of was prepared to interpret the application the Staff Regulations; directed formally against the rejection of the complaint as being also directed against the decision which gave rise to the complaint. The Commission cites in Make an appropriate order as to this connection the judgment of the costs. Court of 21 May 1981 (Case 156/80,

RAZZOUK AND BEYDOUN / COMMISSION

Morbelli v Commission [1981] ECR 2. Case 117/82 (Mr Beydoun) 1357) and the opinions of the Advocates General in Case 806/79 (Geriti v Commission, [1980] ECR 3531) and The Commission considers that this Case 186/80 (Suss v Commission, [1981] application is inadmissible because the ECR 2058). applicant should have submitted a complaint to the appointing authority The Commission does not draw any against the implied rejection of his claim definitive conclusions from the foregoing for a survivor's pension of 16 July 1980 observations on admissibility, but it before 17 February 1981, the implied observes that it would be inclined to decision being presumed to have been interpret the application as being taken on 16 November 1980. However, implicitly directed against its initial the applicant did not submit his decision. complaint until 9 September 1981, following the express rejection of his Finally, the Commission observes that claim on 12 August 1981. The express the alternative claim for reimbursement rejection was merely confirmation of the of the pension contributions paid by the implied rejection of 16 November 1980 applicant's wife during her working life and could not cause time to start running is in fact a new claim which had not again in favour of the applicant, all the been the subject of a complaint before more so as the time-limits are a matter of the lodging of the application. The public policy (see judgment of the Court Commission cites the judgments of of 8 May 1973, Case 33/72, Gunnelia v 9 March 1978 (Case 54/77, Hcrpels v Commission, [1973] ECR 475). Commission [1978] ECR 585) and of 20 November 1980 (Case 806/79, Gérin v Commission, [1980] ECR 3515), in The inadmissibility of the main claim which the Court was particularly liberal, automatically entails the inadmissibility of the alternative claim for reim­ and, while being favourably disposed bursement of the pension contributions towards the admissibility of Mr paid by the applicant's wife during her Razzouk's application, it leaves this lifetime. point to the wisdom of the Court.

The applicant contends that his claim for The applicant does not accept that the the annulment of the Commission's application is inadmissible and points decision of 25 November 1981 implies out, in his reply, that his claim of 16 July the annulment of the decision of 3 July 1980 was followed by a long exchange of 1981 because the former expressly correspondence and by several interviews confirmed the latter. with officials of the Commission. Fur­ thermore, discussions with a view to As regards the claim for reimbursement finding an appropriate solution to his of the pension contributions, this is not, claim took place between officials of the in the applicant's view, a new claim commission and of other institutions in because the pension contributions the framework of the Preparatory constitute the consideration for the Committee for Meetings of Heads of pension rights which form the subject- Administrative services. The general matter of the principal claim. If the atmosphere of these discussions was Court does not grant him a widower's fairly positive and constructive and pension, the Commission will have showed a willingness to help him. In unjustly enriched itself and it is thus reply to a question which the Court put perfectly normal to seek compensation to the parties, Mr Beydoun also points for this as an alternative to the pension. out that, in spite of the many interviews

JUDGMENT OF 20. 3. 1984 — JOINED CASES 75 AND 117/82

which took place between November considers that, even if this classification 1980 and June 1981, those responsible at were correct, there would be no the Commission never informed him of difference as far as admissibility is the implied rejection of his claim, as the concerned. Such a classification would Commission contends in its rejoinder. not change the procedural rules and it would not alter the fact that the applicant should have submitted a On that basis, the applicant's claim complaint to the appointing authority should be regarded as coming within the before 17 February 1981. The Com­ first paragraph of Article 25 of the mission therefore continues to maintain Statt Regulations. Even though, taken that Mr Beydoun's application is in­ literally, that provision applies only to admissible. officials, it should be interpreted by analogy as also covering his case. The Commission's reply of 12 August 1981 B — Substance would therefore constitute the sole basis of the application, which would then meet the requirements of Article 91 (2). 1. Submissions pleaded by both appli­ cants

The Commission states in its rejoinder The applicants' first submission is based that the Preparatory Committee for on Article 119 of the EEC Treaty, Meetings of Heads of Administrative Article 79 of the Staff Regulations and Services, and later the heads of on the principle of equality of treatment. administrative services, dealt, at its According to the applicants, Article 79 of initiative, with the general question of the Staff Regulations, which grants a the interpretation of the first paragraph survivor's pension to the widow of an of Article 23 of Annex VIII to the ' official or a former official under the Staff Regulations and, in particular, with conditions set out in Chapter 4 of Annex the interpretation of the expression VIII to the Staff Regulations, must be "provided that he has no income of his interpreted in conformity both with the own" and with the concept of invalidity. principles laid down in Article 119 of the The Committee considered that the EEC Treaty and confirmed jn judgments provision in question did not apply to the of the Court, and with the general widower of an official who, being 66 principle of non-discrimination. In years old at the time of his wife's death, accordance with those principles, all was suffering from invalidity and had persons to whom the Staff Regulations only a small income, because the term apply, be they officials or otherwise, "invalidity", as used in that article, must be treated in the same way when referred to an invalidity incapacitating they are in the same situation, and a the person concerned from engaging difference of sex should not imply a in gainful employment, and not an difference of treatment. invalidity due to age, and because, at the age of 66, the person concerned was no longer available for employment. It is for the Commission to ensure that the Community rules are applied in conformity with the principles set out As regards the rest of the application, the above. That is all the more reason why it Commission does not understand why should apply the provisions at issue in the applicant wishes to have his claim for the present case in conformity with those a pension of 16 July 1980 treated as a principles, adopting, if necessary, a request under the first paragraph of liberal interpretation or an interpretation Article 25 of the Staff Regulations. It by analogy. If Article 79 of the Staff

RAZZOUK AND BEYDOUN / COMMISSION

Regulations cannot be interpreted It refers in this context to the judgment liberally or by analogy, the limitation of 15 June 1978 and 25 May 1971 (Case for which it provides is invalid and, as 149/77, De/renne v Sabena, [1978] ECR such, cannot be relied on against the 1365, and Case 18/70, Defrenne v applicants. Belgium, [1971] ECR 445) and it emphasizes that social security is amongst the matters mentioned in Article 118 of the Treaty. With regard to those matters, and in particular with regard Moreover, an application of Article 79 confining the right to a survivor's to retirement and survivor's pension pension to widows would introduce an schemes, the elimination of discrimi­ element of discrimination against female nation based on the worker's sex is officials. The latter would in effect be presented as a goal to be achieved. making much higher contributions, in Furthermore, the Commission states that relation to the benefits received, than survivor's benefits are also not covered would male officials. This practice of by the Council Directive of 19 December equal contributions for different benefits 1978 on the progressive implementation constitutes discrimination, irrespective of of the principle of equal treatment fői­ whether the pension scheme is contri­ men and women in matters of social butory or operates on the principle of security. capitalization.

The Commission refutes the applicant's Finally, the applicants point out that reference to the Court's judgment of the survivor's pension is not a benefit 9 February 1982 (Case 12/81, Garland v designed to guarantee a source of British Rail Engineering, [1982] ECR income to persons who have no other, 359), because the Advocate General's but derives from a right to which the opinion in that case demonstrates that survivors are entitled and which is the judgment does not depart from the justified by the professional activity Court's earlier decisions in this field. In of the official in the service of the particular, that judgment in no way Communities. Not only are the Staff contradicts that of 25 May 1971 Regulations silent as regards the alleged (De/renne), which held that retirement purpose of this pension as a form of pensions are not included in the concept assistance but the fact that the pension is of pay within the meaning of Article 119. provided for regardless of the financial, social or professional situation of the recipient excludes such a purpose.

In the present case, moreover, the pensions paid by the European The Commission observes, in its defence, Communities to their officials and that the applicants are wrong to claim dependants derive from the Staff Regu­ that Article 119 of the EEC Treaty, lations. They are paid solely on the basis which enshrines the principle that men that the officials meet the conditions laid and women should receive equal pay for down in those regulations. On that basis, equal work also applies to survivor's the lack of proportionality between pensions for the dependants of deceased pensions and contributions cannot be officials. regarded as discrimination. The Com-

JUDGMENT OF 20. 3. 1984 — JOINED CASES 75 AND 117/82

mission refers 'in this connection to the that they did not dispute its argument Advocate General's opinion in the that the said article was not applicable. Grogan, De Pascale and Curtis cases ([1982] ECR 886).

The applicant's second submission is based on an interpretation of the principle of equal treatment for men and women. In Finally, the survivor's pension scheme in their view, the Commission has not the Staff Regulations was set up with followed the guidelines laid down by the certain social considerations in mind, Court to help the institutions to interpret namely to ensure a decent standard of the Staff Regulations when it is a living for the spouse of the deceased question of adapting them to factual, official. Whereas a surviving wife is legal or economic situations which do presumed not to have sufficient resources not appear to correspond to the carefully for this purpose, a surviving husband thought-out objectives of the legislature. must prove that he does not have such The applicants refer in this connection to resources. the judgment of 31 May 1979 (Case 156/78, Newth v Commission, [1979] ECR 1941), in which the Court held that, where the application of an article is likely to result in a breach of a The applicants contend, in their reply, superior rule of law, as in the present that the Commission is wrong to assume case, the Commission is obliged, in order that the applicants seek to have Article to avoid such a result, not to apply the 119 applied to their case and they point article in question. out that the application uses the words "in conformity with the principles laid down in Article 119 of the EEC Treaty . . .". Those principles are de­ The aforementioned guidelines are signed to ensure equality of treatment favourable to the applicants' case, parti­ for both men and women and the cularly in view of the Commission's own application seeks neither more nor less proposal of 13 June 1974 (Official than that. It is perfectly possible that the Journal 1974, C 88, p. 25), seeking to principles referred to, as regards the insert an express right to a widower's factors mentioned and other related pension in the Staff Regulations. It is this factors, can be made more concrete. The fact which justifies the claim for interest Court can thus use them as a suitable at 9 % from 1 May 1981, the date at basis to regulate the equality of male which the pension rights of Mr Razzouk and female officials of the European and his son Michel should have arisen, Economic Community in regard to pen­ and from 1 October 1980 in the case of sion rights. That would also constitute a Mr Beydoun. useful contribution to the law governing the European civil service.

The applicants then refer to the Garland judgment (paragraph 11), • concerning The Commission, in its rejoinder, notes equal pay for men and women, which, that the applicants do not rely on Article in their view, reinforces the arguments 119 in support of their claims and also presented above.

RAZZOUK AND DEYDOUN / COMMISSION

Finally, the applicants point out that the Furthermore, the traditional concept of Court held in that judgment, referring to the family and of the women's place the judgment of 31 March 1981 (Case within it and within society is in the 96/80, Jenkins v Kingsgate, [1981] ECR process of changing, so that any 911, paragraph 17), that Article 119 of legislative discrimination based on sex is the Treaty applies directly to all forms of considered unjustified, which means, in discrimination which may be identified the present case, that the survivor's solely with the aid of the criteria of pension scheme is discriminatory because equal work and equal pay. These con­ it does not grant the same advantages to siderations should of themselves ensure both widows and widowers of officials of mutatis mutandis, the applicants' rights to the European Communities. a pension.

It was that strictly egalitarian concept The Commission states, in its defence, which caused the Commission to that the application of the general propose, on 13 June 1974, that the principle of equality between the sexes is Council should insert, in Title V of the an extremely delicate question. The Staff Regulations, after Article 79, an objective difference between the factual Article 79a making the provisions of situations in which a widow and a Article 79 applicable mutatis mutandis to widower find themselves can be the widower of an official or former advanced to justify the present provisions official. That proposal was approved by of the Staff Regulations on this point. It the European Parliament (Official is still true that the major part of a Journal 1974, C 140, p. 20). In two later household's resources come from the resolutions the Parliament reiterated its husband's work, such that, upon his opinion of 13 November 1974 (sec the death, the widow is likely to find herself resolution of 18 January 1980 relating to in a difficult financial situation. the social security scheme applicable to temporary staff, Official Journal 1980, C 34, p. 56, and the resolution of 10 April 1981 on the special and temporary measures taken in consequence of the accession of Greece, Official Journal 1981, C 101, p. 104). Finally, when the Against that, it could be argued that 1982 budget was being adopted, the since the amendment of the Staff Regu­ Parliament, at the second reading on lations in 1972 the widow of an official 17 December 1981, passed Amendment can combine the benefit of a survivor's No 77 which sought to allow the appro­ pension with a salary paid by the priation to cover the survivor's pensions European institutions. The survivor's of widows of officials to be used also for pension is therefore of a hybrid nature in widower's pensions (Official Journal the sense that it is not only intended to 1982, C 11, pp. 56 and 121). provide maintenance (which would entail its forfeiture on remarriage) but is also a pecuniary advantage, linked to the public office held by the deceased spouse and independent of the survivor's means. In its present form, the Staff Regulations The Council's position on the Com­ suffer from an internal contradiction. mission proposal was less explicit. While

JUDGMENT OF 20. 3. 1984 — JOINED CASES 75 AND 117/82

declaring itself anxious to respect the It wonders, on the other hand, whether principle of equal treatment for men and this discrimination should be gradually women in the area covered by the Staff eliminated, according to the same time­ Regulations, it considers that that table, under the terms of the directives aspiration poses complex problems in adopted on the points set out in Article relation to survivor's pensions and that, 118 of the Treaty. Doubts on this subject in the present social context, it is are not unreasonable. doubtful whether the provisions ap­ plicable to widows could be extended without amendment to widowers. The Commission states that in the present situation, while aware that, in the view of the Court, the Staff Regulations The general principle of non-discrimi­ must be interpreted so as to conform to a nation between men and women has superior rule of law, as is clear from the developed, in the social legislation of the Airola and Newth judgments, cited Member States, under the influence of above, and from the judgment of 20 Community law. However, in the present February 1975 (Case 37/74, Van den state of development, discrimination Broeck v Commission, [1975] ECR 235), between the sexes in the Member States' it feels obliged to apply the provisions as legislative provisions dealing with they stand. Such a course of conduct survivor's benefits would not be an is all the more justified because the infringement of Article 119 and would provisions are sufficiently clear as not to not be contrary to Community law, as is require further interpretation and, in any clear from the Defrenne judgment (Case event, they have not been declared illegal 149/77, cited above). by the Court.

The Commission wonders, however, if Finally, if the Court finds that the the fact that discrimination based on sex present system is without legal foun­ in relation to survivor's pensions, which dation, the Commission suggests that it continues to exist in the internal law should invite the competent institutions of the Member States, cannot at the to take the measures which they consider moment be regarded as being contrary to necessary, within a time-limit to be fixed Community law necessarily means that by the Court, to eliminate all discrimi­ the same discrimination in the Staff nation between the sexes in the Regulations and the rules applicable to provisions of the Staff Regulations other servants cannot be regarded as a dealing with pensions for the survivors of breach, not of the social provisions of officials and other servants of the the Treaty, but of the fundamental rights European Communities. which the Court has repeatedly held to be part of the general principles of Community law whose observance it must ensure. In support of this theory, the Commission cites the judgments of The applicants, in their reply, present a 7 June 1972 (Case 20 / 71 , Sabbatini, née synopsis of the evolution of the law in Bertoni, v European Parliament, [1972] the Member States and elsewhere. Thus, ECR 345) and of 20 February 1975 in Belgium provisions meeting the (Case 21/74, Airola v Commission, requirements of equality between men [1975] ECR 221). and women have existed for Senators

RAZZOUK AND BEYDOUN / COMMISSION

since 1976. In Italy a judgment of the but under certain restrictive conditions, Constitutional Court of 25 January 1980 particularly as regards the beneficiary's declared unconstitutional a provisions means. In one Member State there is no stipulating that the widower of an public-law scheme of survivor's pensions official is entitled to a pension only for the dependants of officials. Finally, in under conditions resembling those in yet another Member State the widower Article 23 of Annex VIII to the Staff of an official has a right to an ordinary Regulations. In Ireland úit Labour Court widow's pension. This right is however ruled on 7 May 1979 that male and suspended as long as there is a de­ female Senators had an equal right to a pendent child entitled to a pension and it survivor's pension. The United Kingdom is deferred until the normal age of pension scheme has provided for entitlement to a pension (60 years), absolute equality of treatment for men unless the person concerned is unable to and women since 1975. In the United work. States a Supreme Court decision of 29 April 1980 declared unconstitutional a provision resembling Article 23 of Annex VIII of the Staff Regulations.

As for the rest, the Commission merely repeats that the question must, in its view, be dealt with by legislation. For it, the most serious doubts are due to the The Commission answers, in its contradiction which, in its opinion, rejoinder, that, as regards Belgium the would arise from the immediate equality relied on by the applicants is application of a single scheme of based not on a law or a royal decree but widow's and widower's pensions in the on a rule of the Senator's pension fund. institutions while the absence of similar In Italy equality with regard to survivor's schemes in the Member States continues pensions is regulated by Law No 908 of not to be contrary to Community law. 9 December 1977. As regards Ireland, the Commission notes that the Department of the Public Service has decided to extend the existing survivor's pension scheme so as to apply the same conditions to widows and widowers of 2. Submission pleaded only by Mr officials. Beydoun

In addition, the Commission appended Mr Beydoun pleads an alleged wrongful a table to its rejoinder summarizing interpretation of Article 23 of Annex the position in the Member States on VIII to the Staff Regulations. Fie 1 September 1982. It can be seen from contends that the condition that the that table that in four Member States applicant should have no income of his there is complete equality between own must be interpreted as meaning that widows and widowers of officials. In two he must have no adequate income of Member States the widower of an his own, which is manifestly true of official is not at present entitled to a someone who has only a Belgian survivor's pension. Two other Member pension, presently worth BFR 9 187 and States grant such a right to widowers, a German widower's pension, presently

JUDGMENT OF 20. 3. 1984 — JOINED CASES 75 AND 117/82

worth DM 299.80. The interpretation of as the one raised by the present Article 23 on this point should be in application saves it from being ordered conformity with the rules on own income to pay damages (see the Airola judgment, applicable in other areas, especially in cited above). relation to family allowances. As regards the invalidity or serious illness from which the applicant must suffer if he is to comply with the second condition, the As regards the interest claimed by the Commission has wrongly evaluated the applicants, the Commission points out, situation and there is no legal basis for referring to the Advocate General's its theory that the applicant's serious opinion in the Garganese case (Case illness, recognized as such by the 185/80, [1981] ECR 1803 and 1804), Commission itself, is of no importance that save in exceptional cases, interest in because the applicant retired on 1 August compensation for delay in payment can 1979, that is to say before the death of only be granted from the day on which his wife. the complaint under Article 90 (2) of the Staff Regulations was submitted, where the failure to pay a sum due results purely from a mistake in the application The Commission rejects the applicant's of the Staff Regulations. In the present submission regarding his own income, case, interest can only be due, even in which, according to it, is approximately the hypothesis most unfavourable to the BFR 15 000 per month. Furthermore, the Commission, from 1 October 1980 in the applicant has not proved that he was case of Mr Beydoun and from 24 July suffering, "at his wife's death", from a 1981 in Mr Razzouk's case. serious illness making it permanently impossible for him to engage in gainful employment. As regards Mr Beydoun's retirement, this took place before his In its rejoinder, the Commission states wife's death solely because of his age (he that the applicants, when invited to had reached the age of 65) and not justify the rate of interest claimed, because of his illness (frozen shoulder), presented no argument justifying the from which he had suffered, according fixing of this rate at 9 % and that, fur­ to the Commission, for several years thermore, in their reply, they merely without having been prevented from asked the Court to fix the appropriate working before his retirement. rate of interest for the periods in question.

3. The claim for interest 4. The applicants' alternative claim for a sum equivalent to the pension contri­ butions paid by their late spouses In its defence, the Commission rejects the under Article 83 of the Staff Regu­ claim for interest at 9 % per annum, lations during their employment with pointing out that such interest would be the European Institutions a form of damages which could only be granted in the case of culpable delay in the payment of sums undeniably due. Furthermore, the Commission's good In its defence, the Commission contests faith in regard to a question as delicate first of all the admissibility of this claim.

RAZZOUK AND DEYDOUN / COMMISSION

It contends that the contributions were merely part of the total financing of the made by the officials and not by their common pension scheme. It would be dependants. It does not see on what basis wrong to imagine that each official's therefore the latter purport to claim contributions are placed in a separate reimbursement of contributions which account for his or her benefit. An they did not make themselves. official's contribution to the total financing of the pension scheme docs not give him an automatic right to a pension, still less to a pension equal, at least, to In the alternative, the Commission the amount of his contributions. submits that this claim is unfounded.

Finally, the Commission emphasizes that The pensions paid by the Communities in a system based on social solidarity, are not of a contributory nature but there is no necessary correlation between derive from the Staff Regulations, so that the contributions paid in and the benefits the lack of proportion between the received. It adds that, in accordance with pensions and the contributions cannot the provisions of Article 38 of Annex be regarded as discrimination (see VIII to the Staff Regulations, contri­ the above-mentioned opinion of the butions properly deducted cannot be Advocate General in Grogan v Com- refunded. mission). This means, among other things, that if the conditions laid down in the Staff Regulations are not met the contributions are lost and cannot be recovered either by the official or by his dependants. Furthermore, the contri­ IV — Oral procedure butions have not been lost in the present case because Mr Razzouk's son is receiving an orphan's pension, which would incidentally, be considerably reduced if a survivor's pension were At the sitting on 10 January 1984 oral granted to Mr Razzouk, in application argument was presented by D. Rogalla, of the third paragraph of Article 80 of for the applicants and by R. Andersen, the Staff Regulations rather than of the assisted by A. Pincherle, for the first paragraph of the same article. Commission.

In their reply, the applicants contest the At the hearing the Commission's agent Commission's view on this point. They indicated that, at present, about ten stress in particular that the pension female officials in the service of the contributions are part of the official's Commission die each year leaving a remuneration and they ought to be and surviving husband. There are probably can be recovered by the dependants about 50 widowers of officials in all. when no pension is payable.

The Advocate General delivered his The Commission counters, in its reply, opinion at the sitting on 14 February that the official's contributions are 1984.

JUDGMENT OF 20. 3. 1984 — JOINED CASES 75 AND 117/82

Decision

1 By applications lodged at the Court Registry on 22 February 1982 and 2 April 1982 respectively, Mr Razzouk and Mr Beydoun, both widowers of officials who had been in the service of the Commission of the European Communities, brought actions seeking, first, the annulment of the decisions of 25 November 1981 and 9 March 1982, by which the Commission rejected the complaints that they had submitted against the decisions refusing to recognize their right to a survivor's pension and, secondly, an order requiring the Commission to grant them a widower's pension or, in the alter­ native, to pay them a sum equivalent to the pension contributions paid by their respective wives.

2 As regards Mr Razzouk, the Court has been told that he wrote to the President of the Commission on 3 April 1981 seeking, as a result of the death of his wife, the survivor's pension which Article 79 of the Staff Regu­ lations grants to the widows of officials. By a letter dated 3 July 1981 the head of the Financial and Administrative Rights Division replied that, having regard to the existing provisions of the Staff Regulations dealing with the pension scheme, the administration did not feel able to grant his request. On 24 July 1981 the applicant submitted a complaint to the Commission pursuant to Article 90 (2) of the Staff Regulations. That complaint was rejected by a letter of 25 November 1981, in which the Commission stated that the provisions of the Staff Regulations entitled widowers to a pension only on the conditions laid down in Article 23 of Annex VIII to those regu­ lations and that those conditions were not met in the applicant's case. The Commission added that, although it had submitted to the Council in 1974 a proposal to amend the Staff Regulations so as to accord widows and widowers of officials the same rights, it had no choice but to apply the Staff Regulations as they stood.

3 Mr Beydoun, for his part, applied to the Commission on 16 July 1980 for a survivor's pension under the terms of Article 23 of Annex VIII to the Staff Regulations, pointing out in particular his own limited resources and his health problems, which incapacitated him from engaging in gainful employment. By a letter of 12 August 1981 the deputy head of the relevant division informed the applicant that Article 23 did not apply to his case. On 9 September 1981 the applicant submitted a complaint to the Commission

RAZZOUK AND BEYDOUN / COMMISSION

pursuant to Article 90 (2) of the Staff Regulations. That complaint was rejected by a letter of 9 March 1982, which, apart from the explanation as to why the applicant did not satisfy the conditions laid down in Article 23, was identical to the one sent to Mr Razzouk on 25 November 1981.

4 Both applicants seek the annulment of the decisions rejecting their complaints. They also claim that the Commission should be ordered to grant them a widower's pension on the same conditions as those applicable to widows and to pay them interest in compensation for delay in payment. In the alternative, they claim reimbursement of a sum equivalent to the pension contributions paid by their wives under Article 83 of the Staff Regulations during their employment with the European institutions. Mr Razzouk also wishes to obtain an orphan's pension for his son, born of his marriage with the deceased official, while Mr Beydoun claims, in the alternative, a right :o a pension pursuant to Article 23 of Annex VIII of the Staff Regulations.

Admissibility

Mr Razzouk's application

s As regards the claim for an ophan's pension, the Commission has produced a copy of a decision granting such a pension from the date indicated by the applicant. This claim has thus become pointless and the Court is dispensed from adjudicating on it.

6 As regards the claim for annulment, the Commission points out that it is directed solely against the decision of 25 November 1981 whereby the Commission rejected the complaint submitted by the applicant pursuant to Article 90 (2) of the Staff Regulations against the decision of 3 July 1981. In the Commission's view, the claim should have been directed against the latter decision, which is the act adversely affecting the applicant, the decision of 25 November 1981 being purely confirmatory.

7 While it is true that the rejection of the complaint, because of its purely confirmatory nature, is not of itself an act capable of being contested, it must also be recognized that the application, which was lodged within the time- limits laid down in Articles 90 and 91 of the Staff Regulations, is clearly

JUDGMENT OF 20. 3. 1984 — JOINED CASES 75 AND U7/82

- seeking the annulment of the refusal to grant a pension under Article 79 of the Staff Regulations. There is thus no doubt about the real subject-matter of the dispute and, hence, about the admissibility of the application, in this regard.

8 Finally, the Commission expresses doubt about the admissibility of the alter­ native claim for reimbursement of the pension contributions paid by the applicant's wife during her working life. The Commission considers that this is a new claim which has not been the subject of a complaint.

9 It must be pointed out in this- connection, as the Court did in its judgment of 1 July 1976 (Case 58/75, Sergy v Commission, [1976] ECR 1139), that, although a complaint through administrative channels is an indispensable preliminary to bringing an action against an act adversely affecting a person to whom the Staff Regulations apply, it is not the function of that complaint to bind strictly and absolutely the judicial stage of the proceedings, provided that the claims submitted at this latter stage change neither the cause nor the object of the complaint. Granted that the pension contributions are fixed at the same percentage -of basic salary for both male and female officials, a claim for reimbursement of a part of those contributions is no more than the logical consequence of the Commission's refusal to grant a widower's pension on the same conditions as it grants widow's pensions. This claim is therefore admissible because it is embodied in the principal claim.

Mr Beydoun's application

10 In limine the Commission objects that Mr Beydoun's complaint is out of time, having regard to the time-limits laid down by Articles 90 and 91 of the Staff Regulations. The request was submitted on 16 July 1980 and must be deemed to have been implicitly rejected on 16 November 1980, since no express decision had been given before that date. Mr Beydoun ought therefore to have lodged his complaint within the following three months, that is to say before 17 February 1981. However, the complaint was not lodged until 9 September 1981, following the express rejection.

11 The applicant contends that Article 90 of the Staff Regulations is not applicable in the present case and that the express decision of 12 August 1981 set in motion the period for lodging a complaint. He refers in particular to the opening sentence of that decision, which speaks of an exchange of

RAZZOUK AND BEYDOUN / COMMISSION

correspondence and of interviews which he had on several occasions with officials of the Commission. He submits that in those circumstances an implied rejection cannot be presumed.

12 According to Article 91 (2) of the Staff Regulations, an application is only admissible if the appointing authority has previously had a complaint submitted to it pursuant to Article 90 (2) within the period prescribed therein. Article 90 (1) provides that, if no reply has been received to a request within four months, this should be deemed to constitute an implied decision rejecting it and, pursuant to paragraph 2 of the same article, that decision sets in motion a period of three months for lodging a complaint. That period is not extended by the sole fact that the request is followed by interviews or correspondence which do not provide a reply to the request, unless it is shown that the failure to comply with the time-limit can be imputed to the Commission, which is not so in this case. Nor does time start to run again as a result of a later express decision doing no more than rejecting the request.

D Articles 90 and 91 of the Staff Regulations govern generally the administrative procedure which must precede an application to the Court challenging a decision of the appointing authority and they are thus applicable in the present case also. As the Court has held on many occasions, inter alia in the judgment of 19 February 1981 (Joined Cases 122 and 123/79, Schiavo v Council, [1981] ECR 473), the time-limits prescribed by these articles are mandatoiy in nature and are not subject to the discretion of the parties or of the Court.

1 4 Consequently, Mr Beydoun's application is inadmissible and the substance of the case will be examined solely in the context of Mr Razzouk's application.

The substance

is According to Article 79 of the Staff Regulations, the widow of an official or of a former official is, in general, entitled to a survivor's pension equal to 60 % of the retirement or invalidity pension which was paid to her husband or which, irrespective of length of service, would have been payable to him if he had qualified for it at the time of his death. This right is independent of the widow's own resources and the survivor's pension can even be combined

JUDGMENT OF 20. 3. 1984 — JOINED CASES 75 AND 117/82

with any salary she may have as a Community official. On the other hand, Article 23 of Annex VIII to the Staff Regulations provides that the husband of a deceased female official may only receive a survivor's pension if he has no income of his own and is permanently incapacitated by invalidity or serious illness from engaging in gainful employment. Furthermore, this survivor's pension is payable at a rate of 50% rather than the 60 % paid to a widow. Finally, although both types of pension cease to be paid if the survivor remarries, a widow who remarries can obtain the immediate payment of a capital sum equal to twice the annual amount of her survivor's pension. The provisions of the Staff Regulations thus provide for two fundamentally different survivor's pension schemes, according to whether the deceased official was male or female.

16 The applicant is therefore justified in his submission that these provisions are contrary to the principle of equal treatment of both sexes, a principle which, as the Court held in its judgment, of 15 June 1978 (Case 149/77, Defrennev Sabena, [1978] ECR 1365), forms part of the fundamental rights the observance of which the Court has a duty to ensure.

17 In that judgment, as in the judgments of 7 June 1972 (Case 20/71 Sabbatini, née Bertoni, v European Parliament, [1972] ECR 345) and of 20 February 1975 (Case 21/74, Airola v Commission, [1975] ECR 221), the Court recognized the need to ensure equal treatment of men and women employed by the Community itself within the framework of the Staff Regulations. Consequently, in relations between the Community institutions, on the one hand, and their employees and the dependants of employees, on the other, the requirements imposed by the principle of equal treatment are in no way limited to those resulting from Article 119 of the EEC Treaty or from the Community directives adopted in this field.

18 The Commission's decision of 3 July 1981 must therefore be annulled on the ground that it is based on provisions of the Staff Regulations which are contrary to a fundamental right and therefore inapplicable in so far as they treat surviving spouses of officials unequally according to the sex ot the persons concerned.

19 Following upon that annulment, it is for the Community legislature to accept the consequences of the present judgment and to take the necessary measures

RAZZOUK AND BEYDOUN / COMMISSION

to establish equality between the sexes as regards the Community pension scheme. In the meantime, the Commission must re-examine the applicant's request, applying to it the provisions of the Staff Regulations dealing with widows' pensions, which remain, for the moment, the only valid frame of reference. Any sums which may ultimately be payable to the applicant should bear interest at 6% from 27 July 1981, the date on which the Commission received the applicant's complaint under Article 90 (2) of the Staff Regu- ations, or from the date on which the pension became payable, if that date is later.

Costs

20 Under the terms of Article 69 (2) of the Rules of Procedure, the unsuccessful party is to be ordered to pay the costs. However, pursuant to Article 70 of the Rules of Procedure, the costs incurred by the institutions in cases brought by officials of the Communities are to be borne by the former That provision is also applicable to actions brought by dependants of officials seeking to assert a right under the Staff Regulations.

21 Since the Commission has failed in its submissions, as regards Mr Razzouk's application, it must be ordered to pay the costs in Case 75/82. On the other hand, in Case 117/82 the parties must bear their own cost.

On those grounds,

THE COURT

hereby makes the following order:

1. As regards Case 75/82:

(a) The Commission's decision of 3 July 1981 refusing to grant a widower's pension is annulled;

(b) The Commission shall re-examine the applicant's claim for a survivor's pension, applying to it the provisions of the Staff Regu- lations dealing with widows' pensions. Any sums which may be

OPINION OF SIR GORDON SLYNN — JOINED CASES 75 AND 117/82

payable to the applicant shall bear interest at 6% from 27 July 1981 or from the date on which the pension became payable, if that date is later;

(c) It is not necessary to adjudicate on the claim for an orphan's pension;

(d) The Commission shall pay the costs.

2. As regards Case 117/82:

(a) The application is dismissed as inadmissible;

(b) The parties shall bear their own costs.

Mertens de Wilmars Koopmans Bahlmann Galmot

Pescatore Mackenzie Stuart O'Keeffe Bosco Everling

Delivered in open court in Luxembourg on 20 March 1984.

For the Registrar H. A. Rühi J. Mertens de Wilmars

Principal Administrator President

OPINION OF ADVOCATE GENERAL SIR GORDON SLYNN DELIVERED ON 14 FEBRUARY 1984

My Lords, equal to 60 % of the retirement or invalidity pension which was or would The widow of an official or a former have been, paid to her husband. The official of the European Communities is survivor's pension is payable irrespective normally entitled to a survivor's pension of the degree of dependence of the

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Rozsudok C-75/82 – Súdny dvor Európskej únie | AI Pravnik