C-190/82
ECLI:EU:C:1983:358
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JUDGMENT OF 1. 12. 1983 — CASE 190/82
and classification in step on re- 3. The appointing authority may not cruitment are concerned, constitutes give an official credit for previous an internal directive, even though the experience by granting him, on re- decision at issue may not be regarded cruitment, additional seniority in the as a general implementing provision grade in which he is appointed except within the meaning of Article 110 of in cases where such experience may the Staff Regulations. As such it must be recognized to be of an appropriate be regarded as a rule of conduct, level and of a nature specifically indicating the practice to be followed, relevant to the post in question. In which the administration imposes on view of the great diversity of itself and from which it may not experience offered by candidates for depart without specifying the reasons employment with the European which have led it to do so, since institutions, the competent authority otherwise the principle of equality of must be allowed a discretionary treatment would be infringed. power covering all aspects of potential importance for the recognition of previous experience, both as regards Such an internal directive may not, in the nature and duration of such any circumstances, legally establish experience and as regards the extent rules which derogate from the Staff to which it matches the requirements Regulations. of the post to be filled.
In Case 1 9 0 / 8 2
A D A M P . H . BLOMEFIELD, an official of t h e Commission of t h e E u r o p e a n C o m m u n i t i e s , residing at I n c o u r t (Belgium), represented b y E d m o n d Lebrun of t h e Brussels Bar, with an address for service in L u x e m b o u r g at t h e C h a m b e r s of T o n y Biever, 83 Boulevard G r a n d e - D u c h e s s e - C h a r l o t t e , applicant,
v
COMMISSION OF T H E E U R O P E A N COMMUNITIES, r e p r e s e n t e d b y H e n d r i k V a n Lier, a m e m b e r of its Legal D e p a r t m e n t , acting as Agent, assisted b y D a n i e l Jacob of t h e Brussels Bar, with a n address for service in L u x e m b o u r g at t h e office of O r e s t e M o n t a k o , a m e m b e r of its Legal D e p a r t m e n t , J e a n M o n n e t Building, Kirchberg, defendant,
A P P L I C A T I O N for a n n u l m e n t of t h e Commission's decision refusing t o classify t h e applicant in a higher step within his g r a d e ,
BLOMEFIELD v COMMISSION
T H E C O U R T (Second C h a m b e r )
composed of: K. Bahlmann, President of Chamber, P. Pescatore and O . D u e , Judges,
Advocate General: S. R o z è s Registrar: J. A. P o m p e , D e p u t y Registrar
gives the following
JUDGMENT
Facts and Issues
The facts of the case, the course of the Following representations from Mr procedure and the conclusions, sub- Blomefield pointing out his experience in missions and arguments of the parties the field of translation, the Commission, may be summarized as follows: by a decision of 23 August 1977, appointed him to Grade L/A 7, Step 1, with effect from his taking up the post on 1 August 1977.
I — S u m m a r y of the facts Mr Blomefield was established in that grade and step as from 1 May 1978, by a decision of 26 April 1978. Mr Adam P. H. Blomefield, a British national, was entered on the list of suitable candidates drawn up following In March 1981 Mr Blomcfield learnt of a tests in Competition No COM/LA/141 decision of the Commission of 6 June for the creation of a reserve for the re- 1973, entitled "Decision on the Criteria cruitment of assistant translators, and Applicable to Grade and Step Classi- was notified by a letter of 22 April 1977 fication upon Recruitment". On examin- that the Commission had decided to ing that document, Mr Blomefield came employ him as a probationary official in to the conclusion that, on taking up the Grade L/A 8, Step 2. post, he should have been awarded an
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additional seniority of two steps by- I l l — C o n c l u s i o n s of t h e p a r t i e s reason of his professional experience, and should therefore have been classified in Step 3 of Grade L/A 7. The applicant claims that the Court should: By a memorandum dated 6 June 1981, registered on 11 June, Mr Blomefield 1. Declare the application admissible and requested the Commission, pursuant to well founded; Article 90 (1) of the Staff Regulations, to place him in Step 3 of Grade L/A 7 with 2. Consequently: retroactive effect from his commence- ment of duty on 1 August 1977. (a) Annul the decision notified on 7 January 1982 rejecting his request By a letter of 7 January 1982, the made on 11 June 1981 and the Commission, after reconsideration of the implied decision rejecting his question of his original classification by complaint made on 8 January the Grading Committee, rejected Mr 1982; Blomefield's request. (b) Annul the decision classifying On 8 January 1982 Mr Blomefield him, at the time of his submitted a complaint under Article 90 appointment as an official, in Step (2) of the Staff Regulations, against the 1 of Grade L/A 7 and declare that rejection of his request of 6 June 1981. he should be classified in Step 3 of Grade L/A 7, or, in the alterna- No express reply to that complaint was tive, order the defendant to grant forthcoming from the Commission. him, as from a date to be fixed by the judgment, additional seniority of two steps; and
II — W r i t t e n p r o c e d u r e 3. Order the defendant to pay the costs.
Mr Blomefield, on 28 July 1982, brought The Commission contends that the Court the present proceedings against the should: implied rejection of his complaint which was deemed to arise from the Com- 1. Dismiss the action as unfounded; and mission's silence. 2. Order the applicant to pay the costs. The written procedure followed its normal course.
Upon hearing the report of the Judge- IV — S u b m i s s i o n s a n d a r g u m e n t s Rapporteur and the views of the of t h e p a r t i e s d u r i n g t h e Advocate General, the Court (Second written procedure Chamber) decided to open the oral procedure without any preparatory A — Admissibility of the action inquiry.
The parties were requested to give The Commission points out that the special attention at the sitting to three applicant had successfully challenged his questions which were notified to them classification even before taking up the on 27 April 1983. post; on that occasion he had shown that
BLOMEFIELD v COMMISSION
he had a sound knowledge of the criteria of Grade L/A 7 but should have been governing grading. The applicant had awarded, on the strength of those therefore accepted his new classification provisions and principles, and in view of in the full knowledge of the circum- his professional experience, an additional stances. seniority of two steps.
That being so, the admissibility of the action, commenced five years after the (a) The first paragraph of Article 5 ( 1 ) applicant's recruitment and following a of the Commission's decision of 6 June request which itself was submitted nearly 1973 provides as follows: three years after his recruitment, is clearly dubious at the very least. "In consideration of a candidate's pro- fessional experience which exceeds the length of that taken into account for The applicant argues that at the time of determining his grade of appointment, his recruitment he had been unaware of the appointing authority shall, in the Commission's decision of 6 June accordance with the annexed tabic, allow 1973, on the criteria applicable to grade additional seniority." and step classification, of which he was not informed until its publication by the Commission in March 1981. A new event was in evidence, capable of re-starting It appears from the table that pro- the period for bringing an action; that fessional experience of at least five years confers an entitlement, in Grade L/A 7, decision, which contained provisions on to 48 months' additional seniority, the the award of additional seniority, con- equivalent of two steps. ferred rights on staff already recruited.
Furthermore, Annex II to the Decision The Commission's doubts on the of 6 June 1973 stipulates, under the admissibility of the action are heading "Career bracket L/A 7/6": unfounded.
"(c) 100% credit is given for relevant experience at a level equivalent to B — Substance Category A work (as translator, economist, lawyer, etc.)."
In support of his action, the applicant pleads breach of: (i) the Staff Regu- For determining the step, it is only lations, especially Article 5 (3) and the experience in excess of that used for second paragraph of Article 32 thereof; determining the grade which may be (ii) the Commission's decision of 6 June taken into account; moreover, the 1973, especially Article 5 (1) thereof; experience in question must be specific and (iii) general rules and principles of and relevant, and hence connected with law, especially the principles of equality, the post to be filled. objectivity and distributive justice.
(b) At the time of his recruitment, the At the time of his appointment he should applicant had furnished proof of nine not have been classified in the first step years' experience as a lawyer and a
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translator since the award of his law decision of 6 June 1973, entitles him to decree at Oxford University. two additional steps.
The Commission points out that under (c) The applicant had been recruited the second paragraph of Article 32 of the to a post which essentially involved translating legal texts in the field of agri- Staff Regulations culture; his department had therefore ". . . the appointing authority may, had the benefit not only of his taking account of the training and experience as a lawyer and translator but special experience for the post of the also of his experience in the wine- person concerned, allow additional growing sector, as is testified by his staff seniority in his grade; this shall not report for the period from 1 July 1979 to exceed 72 months in Grades A l to A 4, 30 June 1981. The applicant can L/A 3 and L/A 4 and 48 months in other therefore undeniably point to specific grades." experience.
(a) Both the above provision and (d) The fact that the Notice of Open Article 5 (1), and also the "General Competition No COM/LA/141 stated Survey" in Annex II to the decision of 6 that Step 3 of Grade L/A 7 could be June 1973, show that, in determining the awarded only in exceptional cases was step, consideration may be given only to not capable of adversely affecting the specific experience which is relevant to rights arising under the decision of 6 the post and goes beyond the experience June 1973, which was of general scope. taken into account when determining the grade.
Furthermore, some successful candidates from that competition had indeed been It might be useful in this connection to classified in Step 3 of Grade L/A 7, recall that the wording of Notice of apparently because they had the same Open Competition No COM/LA/141 length of experience as the applicant but stated that the award of higher steps was had acquired it as translators in the full dependent on the training and special sense of the word. On that point, it experience of the candidate, and that · should be borne in mind that, for the Step 3 of Grade L/A 7 could be granted purposes of a translator's training, an only in exceptional cases. occupation less centred on translation itself may be compensated to a large extent by practical experience in areas in (b) The applicant's experience could relation to which he will be required to therefore not be taken into consideration carry out translations. except in so far as it was specially related to the post to be filled — in this instance the post of translator. (e) One year of specific experience is taken into account for grading in L/A 7; the applicant can provide ample Although experience as a lawyer is a evidence, for the purposes of classi- valuable asset not only for the institution fication in step, of at least five years' but also for the applicant's future career, experience, which, by virtue of the first it could not be taken into account for the subparagraph of Article 5 (1) of the purpose of determining the step, because
BLOMEPIELD v COMMISSION
the vacancy notice for the post to which the Commission; they mainly confined the applicant was recruited stated that their submissions to the three questions the tasks to be performed consisted in which had been submitted to them by the the translation of texts of every kind for Court. the departments of the Commission.
A precise decision as to an official's tasks is made subsequently to his recruitment; (a) Counsel for the applicant argued the applicant may not therefore claim to that an official may, ex post facto, have been recruited with a view to challenge the conditions of employment translating (specifically) legal texts in the which he accepted at the time of re- field of agriculture. cruitment, as soon as a new event occurs; such was the case when he had been unaware, at the time of recruit- ment, of binding provisions — in this (c) Between 1968 and 1977 the instance the Commission's decision of 6 applicant carried out certain translations, June 1973 — governing those conditions on a part-time basis, from July 1972; the of employment. Revision, he claimed, translations were ancillary to his duties may be sought retrospectively if the new as a legal adviser and were not equiv- event precedes, as in this case, the fixing alent to a year's specific professional of the conditions of employment. experience, which would have enabled him to be recruited to Grade L/A 7.
Counsel for the Commission recalled that Since the the applicant was not recruited the legal relationship between an official to do translation work in any particular and his employer is statutory by nature, field on a permanent basis, the ex- not contractual; once recruited, the perience which he acquired as a lawyer official is subject to all the provisions of cannot be regarded as specific for the the Staff Regulations and the implement- purposes of classification in step. ing decisions adopted by the institution. The consent of the official is required neither to his classification nor in respect (d) The applicant cannot therefore of the other conditions of employment. furnish evidence of at least five year's The official has the possibility, under specific experience, and his claim to Article 25 of the Staff Regulations, of additional seniority of two steps is not submitting a request concerning the well-founded. decision on his classification and, should that request be rejected, may lodge a complaint; if he docs not obtain satis- faction he must, within three months of the rejection of his complaint, bring an action before the Court, failing which it V ·—• O r a l p r o c e d u r e will be debarred. It is not possible for him subsequently to submit a second request to the same effect and then a second complaint after expiry of the At the sitting on 7 July 1983 oral original period permitted for bringing argument was presented by E. Lebrun, legal proceedings. A decision which is for the applicant, and by D.Jacob, for identical in substance to a previous
JUDGMENT OF 1. 12. 1983 — CASE 190/82
decision is purely confirmatory and respect and made it into a fettered cannot be the subject of litigation, even discretion. if it was given following a re-examin- Counsel for the Commission conceded ation of the case. that the appointing authority limited its On this point, the applicant denied that discretionary power by adopting the he had made any earlier request or decision of 6 June 1973; nevertheless, it complaint, following recruitment, re- had reserved to itself the right to garding his classification in step. determine what professional experience justified the granting of additional seniority. (b) Counsel for the applicant submitted that the first paragraph of Article 5 (1) (c) Both parties observed that Career of the Commission's decision of 6 June Bracket L / A 8 - L / A 7 was abolished by 1973 creates an obligation on the part of Council Regulation No 912/78 of 2 May the appointing authority. The second 1978 amending the Staff Regulations of paragraph of Article 32 of the Staff Officials (Official Journal 1978, L 119, Regulations confers on the authority a discretionary power to grant additional p. li- seniority; however, by virtue of its The Advocate General delivered her decision of 6 June 1973, the Commission opinion at the sitting on 20 October had itself curtailed its power in this 1983.
Decision
1 By an application l o d g e d at the C o u r t Registry o n 28 July 1983, M r A d a m P. H . Blomefield, an official of the Commission in G r a d e L / A 7, b r o u g h t an action seeking the a n n u l m e n t of the Commission's decision of 7 J a n u a r y 1982 refusing t o review the decision to classify him in Step 1 of G r a d e L / A 7 as from his a p p o i n t m e n t o n 1 August 1977.
2 After passing C o m p e t i t i o n N o C O M / L A / 1 4 1 (Official J o u r n a l 1976, C 127, p. 6), the applicant w a s appointed in 1977 to an assistant translator's post which h a d been advertised in V a c a n c y N o t i c e N o 5.4/77. In that notice the n a t u r e of the duties involved was defined as the translation of all types of text for the d e p a r t m e n t s of the Commission; the qualifications required by the notice included some experience of translation.
BLOMEFIELD v COMMISSION
3 Originally, as a letter of 22 April 1977 shows, the Commission had envisaged classifying the applicant in Grade L/A 8, Step 2. In a letter of 6 May 1977 Mr Blomefield argued that in view of his age — at that time 31 years — and his previous experience in the service of a private company, which had entailed contact with Community matters and translation work connected with Community legislation, he should be classified in Grade L/A 7.
4 The Commission acceded to that request, and the applicant was appointed a probationary official in Grade L/A 7, Step 1, with effect from 1 August 1977. He was subsequently established in the same grade and step by a decision of 26 April 1978.
s In March 1981 the Director-General for Personnel and Administration distributed to all members of staff a circular containing the text of a "Decision on the Criteria Applicable to Grade and Step Classification upon Recruitment", originally adopted on 6 June 1973. Appended to that decision were two further texts forming Annexes II and III to the circular and dealing with the practical application of the decision and with the membership of the "Grading Committee" set up under Article 6 thereof.
6 After receiving the circular, the applicant submitted to the Commission, in a memorandum of 6 June 1981, a request under Article 90(1) of the Staff Regulations, seeking classification in Step 3 of Grade L/A 7 as from his commencement of employment. He explained that he was unaware of the decision of 6 June 1973 at the time of recruitment and pointed out that on taking up the post he could show evidence of almost seven years' experience in the service of a private company in the United Kingdom. He argued that in view of that experience additional seniority of 48 months should have been granted to him pursuant to Article 5 of the decision and Annex II to the circular.
7 By a letter of 7 January 1982 the Commissioner responsible for personnel matters replied to the applicant's request in the following terms:
JUDGMENT OF 1. 12. 1983 — CASE 190/82
"I am called upon in my capacity as appointing authority to reply to your request for reclassification . . .
The Classification Committee has reexamined your case in the light of the criteria incorporated in the decision of 6 June 1973 and in the light of the jurisprudence concerning the application of the criteria at the time when the successful candidates of Competition COM/LA/141 were recruited.
At their meeting of 1 November 1981 the Classification Committee reaffirmed that the grade L/A 7 step 1 was in conformity with the criteria applicable at the time of your recruitment and with the grades and seniority granted to other lauréats of the same competition, and therefore concluded that there were no grounds for your initial grading to be revised.
I regret to inform you that I concur with the Committee's conclusion and must therefore turn down your request for reclassification."
s In response to that decision the applicant submitted a complaint under Article 90 (2) of the Staff Regulations, which was registered on 8 January 1982. The complaint received no answer within the period laid down by the Staff Regulations and, on 28 July 1982, the applicant brought an action based on the second paragraph of Article 32 of the Staff Regulations and on Article 5 (1) of the decision of 6 June 1973 in conjunction with para- graph 3 (c) of Annex II to the circular of March 1981.
Admissibility
9 The Commission queries the admissibility of the action. It recalls that the applicant had, at the time of his recruitment, challenged his classification by producing specific arguments, thereby demonstrating a sound understanding of the criteria governing classification; that challenge had indeed been suc- cessful, since he was finally recruited in Grade L/A 7, Step 1, instead of Grade L/A 8, Step 2, as originally anticipated. In those circumstances the Commission takes the view that the action, having been brought five years after the applicant's recruitment and relating as it does to a question which was discussed and settled as long ago as 1977, must be regarded as out of time.
BLOMEFIELD v COMMISSION
10 In principle, that observation by the Commission is justified. An official cannot be permitted to challenge the conditions of his initial recruitment once that recruitment has become definitive. A fortiori, he may not raise retrospective claims relating to his classification and, consequently, to his past and future remuneration.
1 1 However, in this particular case such considerations do not necessarily render the action inadmissible. It is clear from the background to the case that the Commission's issuance in 1981 of its decision of 6 June 1973 amounted to a new event of such a nature as to afford grounds for bonafide requests from officials to have their careers reviewed. It is, furthermore, worthy of note that when the Commission received a request from the applicant under Article 90 (1) of the Staff Regulations it treated it as admissible and adopted an express decision in the matter.
12 For those reasons, it is appropriate to hold the action admissible and to consider the substance of the claim.
Substance
1 3 The applicant points out that, under Article 5 (1) of the decision of 6 June 1973, additional seniority is accorded to a candidate having professional experience which exceeds that taken into account for determining his grade on appointment, and that, according to the table annexed to that decision, experience amounting to five years or more confers an entitlement to the maximum award of additional seniority which is permitted pursuant to the second paragraph of Article 32 of the Staff Regulations, namely 48 months. He explains that, at the time of recruitment, he had almost seven years' experience which was "relevant" within the meaning of paragraph 3 (c) of Annex II to the circular of March 1981; on recruitment he should therefore have been placed directly in Step 3 of Grade L/A 7.
1 4 The Commission opposes that approach, arguing that the provisions relied on by the applicant in no way suggest that all professional experience at a level equivalent to Category A work may be taken into account for the
JUDGMENT OF 1. 12. 1983 — CASE 190/82
purpose of determining step. It points out that, according to the second paragraph of Article 32 of the Staff Regulations, the experience in question must be specific and that, under paragraph 3 (c) of Annex II to the circular, consideration may be given only to "relevant experience".
is The Commission acknowledges that the applicant was able to demonstrate a certain amount of experience at the time of recruitment, but denies that such experience may be regarded as specific and relevant to the post within the meaning of Article 32 of the Staff Regulations, since it was a question of recruiting a translator whose function would, according to the vacancy notice, be to translate all types of text for the departments of the Commission. The Commission does not, however, dispute that the applicant had, in the course of his previous employment with a private company, carried out some translation work on a limited number of Community texts. It emphasizes that it had already taken that experience into account when recognizing that he had one year's professsional experience, thereby enabling him to be recruited in Grade L/A 7 rather than Grade L/A 8. However, in the absende of specific experience in excess of that taken into account for the purpose of dedermining his grade, there could be no question of granting the applicant additional seniority without contravening Article 5 (1) of the decision of 6 June 1973.
ie In order to resolve this dispute, it is necessary to consider at the outset the nature and legal status of the decision of 6 June 1973 and of the circular of March 1981, in relation to the Staff Regulations.
i7 According to its preamble, the decision was adopted on the basis, in particular, of Articles 5 (3), 29, 30, 31 and 32 of the Staff Regulations, with a view to ensuring that identical conditions of recruitment and career prospects should be enjoyed by all officials in the same category or service as far as grading and classification in step on recruitment were concerned.
is According to information supplied by the Commission, the decision was first published in 1977 in the "Staff Courier", but apparently in an incomplete form. It was redistributed in the above-mentioned circular from the Director- General for Personnel and Administration in March 1981.
BLOMEFIELD v COMMISSION
19 As stated above, that circular contains, apart from the text of the decision as such and the table referred to in Article 5, an annex bearing the number II and headed "Practical Application — General Survey". That annex is a descriptive document summarizing the practice followed by the "Grading Committee" when implementing the decision.
20 It follows that, even though the decision at issue may not be regarded as a general implementing provision within the meaning of Article 110 of the Staff Regulations, it constitutes an internal directive. However, as the Court held in its judgment of 30 January 1974 (Case 148/73 Louwage v Commission [1974] ECR 81), such an internal directive must be regarded as a rule of conduct, indicating the practice to be followed, which the administration imposes on itself and from which it may not depart without specifying the reasons which have led it to do so, since otherwise the principle of equality of treatment would be infringed.
21 It should be noted that in the present case the Commission has pleaded no special circumstance allowing it to depart from the rules of conduct which it set itself. That point must not, however, obscure the fact that internal directives adopted by the Community institutions may not, in any circum- stances, legally establish rules which derogate from the Staff Regulations.
22 It is appropriate in this context to recall that, under the second paragraph of Article 32 of the Staff Regulations, the appointing authority may, "taking account of the training and special experience for the post of the person concerned", allow additional seniority in his grade.
23 According to Article 5 (1) of the decision of 6 June 1973, "In consideration of a candidate's professional experience which exceeds the length of that taken into account for determining his grade of appointment, the appointing authority shall, in accordance with the annexed table, allow additional seniority." Such additional seniority may be granted for each full 12-month period of experience, up to a maximum of 48 months, over and above the year's experience already required for appointment in Grade L/A 7.
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24 Viewed in the light of Article 32 of the Staff Regulations, those indications given by the decision of 6 June 1973 can apply only to experience which is specifically related to the post to be filled. The Commission is therefore right in stating in Article 2 of the same decision, in respect of a comparable situation, that "professional experience [shall be assessed] with regard to the post to be filled"; similarly, Annex II to the circular of March 1981 states that in practice credit is not given in Career Bracket L/A 7-L/A 6 (Translator) except for "relevant" experience and on the further condition that it is of a level equivalent to Category A work, that is to say university level.
25 On the other hand, Article 32 of the Staff Regulations would be infringed by any practice which consisted in giving credit for previous experience which was not specifically related to the post to be filled, as seems to be implied by the words "[experience] as translator, economist, lawyer, etc." in paragraph 3 (c) of Annex II.
26 Thus the appointing authority may not give credit for previous experience except in cases where such experience may be recognized to be of an appro- priate level and of a nature specifically relevant to the post in question. In view of the great diversity of experience offered by candidates for employment with the European institutions, the competent authority must be allowed a discretionary power covering all aspects of potential importance for the recognition of previous experience, both as regards the nature and duration of such experience and as regards the extent to which it matches the requirements of the post to be filled.
27 In the present case it is clear that the Commission, acting on the advice of the Grading Committee, assessed the applicant's previous experience on two occasions, namely when the first complaint concerning the classification in grade was lodged, and when the second request was made following the redistribution of the decision of 6 June 1973. The evidence adduced by the applicant in the course of the present proceedings has disclosed nothing to suggest that the Commission, in refusing to recognize specific experience in excess of the year required for admission to Grade L/A 7, committed a manifest error or was guided by factors inconsistent with the objectivity
BLOMEFIELD v COMMISSION
which is called for in such circumstances. It is in fact apparent that the previous occupations of the applicant, as described by him at the time of his recruitment, had no more than a partial and remote bearing on the duties which he later took up in the service of the Community, as a translator attached to a general department.
28 Therefore the application must be dismissed.
Costs
29 Under the terms of Article 69 (2) of the Rules of Procedure, the unsuccessful party must be ordered to pay the costs.
30 However, under Article 70 of the Rules of Procedure, the institutions must bear their own costs in proceedings commenced by employees of the Communities.
On those grounds,
T H E C O U R T (Second Chamber)
hereby:
1. Dismisses the application;
2. Orders the parties to bear their own costs.
Bahlmann Pescatore Due
Delivered in open court in Luxembourg on 1 December 1983.
J. A. Pompe K. Bahlmann Deputy Registrar President of the Second Chamber