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Súdny dvor Európskej únie·Rozsudok·29.3.1984

C-25/83

ECLI:EU:C:1984:138

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Súdny dvor Európskej únie
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61983CJ0025

JUDGMENT OF THE COURT ( THIRD CHAMBER ) 29 MARCH 1984 '

Adam Buick v Commission of the European Communities

(Official — Reclassification)

Case 25/83

Officials — Recruitment — Assignment of grade and classification in step — "Decision" of an institution concerning applicable criteria — Legal nature — Internal directive — Effects

A "decision" of an institution on the itself and from which it may not depart criteria applicable to grade and step without specifying the reasons which classification upon recruitment of have led it to do so, since otherwise the officials, communicated to all the principle of equality of treatment would institution's staff by means of a notice be infringed. The same considerations comprising the above-mentioned decision must apply with regard to the legal (Annex I), a statement of the practice nature of Annex II to the notice, entitled relating to its application (Annex II) and "Practical Application — General Sur­ a list describing the membership of the vey", which briefly describes the "estab­ Grading Committee (Annex III), con­ lished practice" of the administration in stitutes an internal directive which applying the provisions laid down in the should be regarded as a rule of conduct "decision" in question, by setting forth indicating the practice to be followed, more specific rules which the adminis­ which the administration imposes on tration considers itself bound to observe.

In Case 25 / 83

ADAM BUICK, an official of the Commission of the European Communities , represented and assisted by Victor Biel, of the Luxembourg Bar, with an address for service at the latter's Chambers , 18 A Rue des Glacis,

applicant,

v

I — Language of the Case: French.

JUDGMENT OF 29. 3. 1984 — CASE 25/83

COMMISSION OF THE EUROPEAN COMMUNITIES, represented by Hendrik van Lier, a member of its Legal Department, acting as Agent, with an address for service in Luxembourg at the office of Oreste Montalto, a member of the said Legal Department, Jean Monnet Building, Kirchberg, defendant,

APPLICATION for the applicant's reclassification pursuant to the Commission's decision on the criteria applicable to grade and step classi­ fication upon recruitment,

THE COURT (Third Chamber)

composed of: Y. Galmot, President of Chamber, U. Everling and C. Kakouris, Judges,

Advocate General: C. O. Lenz Registrar: P. Heim

gives the following

JUDGMENT

Facts and Issues

The facts of the case, the course of the 2. In March 1981, staff were informed procedure and the conclusions, sub­ by a Notice to Commission Staff of the missions and arguments of the parties Commission's decision of 6 June 1973 may be summarized as follows: "On the Criteria Applicable to Grade and Step Classification upon Re­ cruitment". Enclosed with the notice I — Facts were the decision itself (Annex I), a document entitled "Practical Application 1. Adam Buick started work for the — General Survey" (Annex II) and a Commission in January 1974. He was statement on the membership of the classified in Grade A 7, Step 3, on re­ Grading Committee (Annex III). The cruitment. On 1 January 1978 he was provisions which are relevant to this case promoted to Grade A 6. are the following:

BUICK / COMMISSION

Annex I — Decision Annex II, entitled "Practical Application — General Survey" "Article 1 1. Under the first heading — "General" Appointment to the starting grade of the — is to be found a definition of the starting career bracket of a category relevant practical experience and a statement of credit to be given for the The appointing authority shall generally length of compulsory military service; appoint the selected candidate as a the second heading provides : probationer in the starting grade of the starting career bracket of his category or service. "2. Career Bracket A 7/6

Article 2 (a) On a recommendation from the Grading Committee based on the fact Appointment to career brackets other that the duration of university studies than the starting career bracket varies in the Member States between three and eight years, which can lead to distortions in grading, measures have been taken to reduce the gap in Professional experience with regard to practice from five years to two years. the post to be filled shall be assessed on the basis of all the activities in which Where university studies are short the candidate has engaged before re­ practical experience is taken into cruitment. account only with effect from the fourth year following the completion Professional experience shall be cal­ of advanced secondary studies. culated from the time when the candidate was awarded the qualification giving access pursuant to Article 5 of the Where university studies are long, Staff Regulations to the categoiy in practical experience is taken ini:o which the post falls. account from the seventh such year.

Article 3 (b) At least eight years' relevant practical experience are required for Appointment to a higher grade of a an A 6 grading (see 1(a) above). career bracket 3. On being informed of that decision, By way of derogation from Article 1, the the applicant on 29 April 1981 submitted appointing authority may, exceptionally to the Commission a request for a and in order to meet recruitment reclassification in Grade A 6 with effect requirements, appoint a candidate to the from the date of his recruitment. upper grade in the starting or in­ termediate career bracket, if the candidate gives evidence of professional 4. It appears from the file on the case experience, within the meaning of Article that the applicant had completed his 2, of at least: secondary education in December 1961, when he took the Oxford University entrance examination. However, he did not begin his university studies until 8 years for Grade A 6; October 1962. It seems that the gap of ten months was due to the fact that the Oxford Scholarship Examination taken

JUDGMENT OF 29. 3. 1984 — CASE 25/83

by the applicant is held only in Dismiss the application as unfounded; December of each year. He obtained his university degree in June 1965. Order the applicant to pay the costs ;

Subject to all necessary reservations. 5. On 11 May 1982, the Grading Committee (a body set up under Article 6 of the Commission's decision and competent to give an opinion on the III — Written procedure matters governed by that decision) sent him a memorandum to the effect that it The written procedure followed the was unable to propose an amendment to normal course. Upon hearing the views his original classification. of the Advocate General, the Court decided to open the oral procedure 6. On 18 June 1982 the applicant without any preparatory inquiry. submitted a complaint to the Com­ mission under Article 90 (2) of the Staff Regulations, which was rejected by letter of 23 November 1982. IV — Relevant provisions of the Staff Regulations

II — Conclusions of the parties The second subparagraph of Article 5 (1) of the Staff Regulations : 1. By application dated 14 February 1983 and lodged at the Court Registry "Category A shall comprise eight grades on 16 February 1983, the applicant .. . for staff engaged in . . . duties which claims that the Court should : require university education or equiv­ alent professional experience." 1. Declare that the applicant's ex­ perience should be calculated from Article 31 of the Staff Regulations : December 1965; "(1) Candidates . . . shall be appointed ... to the starting grade of their 2. Consequently, declare that on taking category or service; up his duties in January 1974, the applicant was eligible to be classified in Grade A 6; (2) However, the appointing authority 3. Declare that the appointing auth­ may make exceptions to the ority's decision of 23 November 1982 foregoing provisions . . ." within is illegal and accordingly annul it; certain limits as to posts to be filled by way of derogation. 4. Remit the case to the Commission to be decided in accordance with the judgment of the Court; V — Summary of the submissions 5. Order the Commission to pay the and arguments of the costs in their entirety. parties

2. The Commission contends that the The arguments of the parties turn in Court should; essence upon the following points :

BUICK / COMMISSION

The applicant argues that on the basis of his secondary education in December the provisions relating to short university 1961, the applicant takes the view studies under paragraph 2 of Annex II that this provision entitles him to claim above (cited in the application and that his practical experience should pleadings as Article 2 of Annex I to the be calculated from December 1965. decision), his practical experience should Consequently, when he took up his have been taken into account with duties in January 1974, he had had at effect from the fourth year following least the eight years' experience required December 1961, when he received his in order to be classified in Grade A 6. secondary qualification, in other words

from December 1965. According to that The interpretation relied on by the calculation, he had completed eight Grading Committe and adopted by the years' practical experience at the time at appointing authority is contrary to the which he started work for the express provisions of that decision. Commission in January 1974 and was According to the interpretation which is therefore entitled to be classified in challenged by the applicant, practical Grade A 6. experience should only be taken into account from the first year after a The Commission maintains that that university degree was obtained, in other calculation is based on a mistaken inter words from the first year of practical pretation of that provision. According to experience after that degree was the Commission, on a true interpretation obtained. The applicant is therefore consistent with the spirit of the decision deprived of the credit of a year's the relevant four years would be practical experience, since he was calculated from June 1962 in the classified in Grade A 7 when he started applicant's case, and not from December work as having only seven and a half 1961, because until that date the years of practical experience.

However, applicant had not yet begun his the appointing authority cannot be university studies. exempted from the effect of its own decisions in defiance of the principle legem patere quam ipsefecìsti. VI — Submissions and arguments of the parties in full 2. The Commission begins by observing that the 1973 decision does not confer 1. The sole submission advanced by the on candidates as regards appointment in applicant alleges the illegality of the the upper grade in a career bracket any memorandum rejecting his complaint, right infringement of which will give rise which is due to a misinterpretation of the to a cause of action. The wording of

decision. He observes that the dispute Article 3 of the decision is particularly which has arisen between himself and the explicit on this point: it provides that: defendant is due to the divergent inter "By way of derogation from Article 1, pretations which the parties have the appointing authority may, ex attributed to certain provisions of that ceptionally and in order to meet re decision. According to him, its wording cruitment requirements", appoint to the in the three languages (English, French upper grade candidates satisfying the and German) is clear and does not give requirements laid down (cf. the French rise to any ambiguities. Thus, in the case text of paragraph 2 (b) of Annex II to of short university studies (of three the staff notice: "le classement au grade years), paragraph 2 of Annex II to the A 6 pourrait être envisagé au vu d'une staff notice provides that "practical expérience professionnelle .

. . d'une experience is taken into account only durée d'au moins huit ans"). with effect from the fourth year For this reason, if for no other, the following the completion of advanced Commission was under no obligation to secondary studies". Since he completed appoint the applicant to Grade A 7 and,

JUDGMENT OF 29. 3. 1984 — CASE 25/83

conversely, he did not have a right to be The fact that the wording of the appointed to the upper grade in his provision takes the "fourth year career bracket. following the completion of advanced secondary studies" as the starting point Furthermore, the Commission argues for the calculation is explained by the that it did not in any way contravene the fact that when the 1973 decision was general guide-lines which it had laid drafted it was assumed that the down for itself in the matter of

candidate would generally have begun appointments to the upper grade in his university studies without a gap career brackets. It correctly interpreted between school and university and the provision at issue, bearing in mind immediately after the completion of his the context in which it occurs and the secondary studies and that he would general scheme of Annex II to the staff have obtained his degree in the three notice regarding the 1973 decision, years following. factors of which the applicant did not take account in his interpretation. As the Consequently, since the applicant com first subparagraph of paragraph 2 (a) pleted his university education in June indicates, that provision is justified by a 1965 and since he was not credited with concern to offset some of the variations his first year of practical experience, he found to exist between the Member had seven-and-a-half years of relevant States in respect of the length of experience at the time of his recruitment university studies, and by so doing (that is to say, from June 1966 to to avoid distortions in grading.

The January 1974). He was therefore quite approach which has been adopted in the properly appointed to the starting grade provision is as follows: where university of Career Bracket A 7/A 6. studies are long, the years of study after the sixth year of such study are The Commission adds that a literal considered equivalent to "professional" interpretation of paragraph 2 (a) would experience for the purposes of Article 2 not only defeat the purpose which the of the 1973 decision; and where administration had set itself, namely of university studies are short, the first year compensate for disparities in the length of practical experience is treated as if it of university studies in the Member were an extra year of study.

States, but would also lead to absurd In other words, in the case of a short consequences. If a candidate completed period of study, practical experience is his secondary studies but began his regarded as reduced by a year. The university studies only five years later he experience which is taken into account would find that those five years would be for the purposes of paragraph 2 (a) is credited in the determination of his therefore less than the experience grade, even though he did not acquire in actually gained.

In such cases, therefore, that period any practical experience or at the intended result is that the first year least any relevant experience. of experience following the award of a degree after short university studies is The interpretation which is suggested by disregarded. the applicant therefore contradicts the very content of Article 2 of the 1973 The defendant accordingly argues that, decision in so far as a provision in the light of its spirit and its context, governing the detailed rules for the the rule laid down in paragraph 2 (a) of calculation of practical experience would Annex II to the staff notice regarding the allow periods of no activity or of 1973 decision necessarily requires that irrelevant activity to be treated as four years must actually have run before relevant practical experience, and, the years of practical experience can consequently, would modify the basic begin to be taken into account. rule contained in Article 2.

BUICK / COMMISSION

3. în his reply, the applicant takes the (b) Any experience after December 1965 view, without entering into detailed should be taken into account, discussion, that the defendant's argument provided that it was gained four on the discretionary character of the years after the completion of appointing authority's power to make an advanced secondary studies. appointment to the upper grade of a career bracket is contrary to the notice (c) Furthermore, the spirit and the to staff distributed in March 1981, which context of that provision in no way states that "the relevant authority has require the construction which the constantly approved the practice" briefly Commission has sought to put upon described in Annex II to the staff notice it. Its purpose is to determine a regarding the decision. At all events, he natural starting point from which remarks that it is enough for him to relevant experience may be prove that at the time of his appointment calculated, which has not been he had had eight years' experience within disputed in this case. the meaning of the relevant provisions.

Turning to the question of the interpret­ (d) The Commission has not put ation of the disputed provisions of forward any valid arguments for paragraph 2 (a) of Annex II, the rejecting the literal interpretation of applicant wonders whether he should not a positive provision. Moreover, it is refer to the context and general scheme not clear why such an interpretation of Annex II in order to clarify this should render nugatory the spirit and provision beyond all possible doubt and substance of the article. claim its strict and complete application. If the Commission really wished to give Finally, the applicant requests that the the provision in question the meaning Commission should be ordered to pay which it claims it has, it had only to draft the costs of the case in their entirety it without any ambiguity by providing even if the Court should not accept the simply that "practical experience is taken substance of his submission. into account only with effect from the fourth year following the start of 4. The defendant, in its rejoinder, university studies. recognizes that the dispute between the parties turns upon the question of what In a different connection, he observes should be the starting point for calcu­ that instead of confining itself to lating the practical experience of a the supposed philosophical principles candidate who has completed short underlying the scheme adopted, which university studies. lead to the astonishing possibility that a candidate might be credited with practical experience which he lacks, the It maintains that the definition of the Commission should have taken the starting point for practical experience, as following into account: referred to in paragraph 2 of Annex II ("... is taken into account only with (a) The purpose of paragraph 2 (a) of effect from the fourth year following the Annex II is to reduce the actual completion of advanced secondary practical experience of a candidate studies"), is to be explained by the fact and not to credit him with that the draftsmen of the provision experience which he lacks. In this essentially had in mind the most general case, the question to be determined case (quod plemmque fit) of a student is thus from what time experience beginning his university studies actually gained should be taken into immediately after he has gained his account. secondary qualification.

JUDGMENT OF 29. 3. 1984 — CASE 25/83

However, the applicant's argument would find that he was credited with amounts to reducing his actual ex­ practical experience starting only a year perience by a period of less than a year after he had obtained his university (from June to December 1965), and thus degree, whereas the applicant would to taking account in the determination of have his actual experience reduced by six his grade, albeit indirectly, of the period months only. between the completion of his secondary studies and the start of his university studies which does not relate to any VII — Oral procedure relevant experience actually gained. Finally, according to the Commission, At the sitting on 19 January 1984 the the interpretation which the applicant applicant, represented by Victor Biel, of seeks to uphold would, in cases such as the Luxembourg Bar, and the Com­ this, lead to discrimination against can­ mission of the European Communities, didates whose careers have followed the represented by Hendrik van Lier, a normal course, who have, in other member of its Legal Department, words, begutí' their university education presented oral argument. on the completion of their secondary studies. For though a candidate in such a The Advocate General deliverd his case had completed, a course of study at opinion at the sitting on 23 February university as long as. the applicant's, he 1984.

Decision

1 By application lodged at the Court Registry on 16 February 1983 , Adam Buick, an official of the Commission in Grade A 6, brought an action for the annulment of the Commission's decision of 23 November 1982 refusing to reclassify him in Grade A 6 with effect from his taking up duty in January 1974. He had requested this reclassification under the provisions of the " Decision on the Criteria Applicable to Grade and Step Classification upon Recruitment ", adopted on 6 June 1973.

2 The applicant started work for the Commission in January 1974 and was appointed to Grade A 7, Step 3. He was promoted to Grade A 6 on 1 January 1978.

3 In March 1982, the Director General for Personnel and Administration issued a notice , which has been brought to the attention of all the staff of the Commission and all successful candidates in competitions since that date ,

BUICK / COMMISSION

comprising the above-mentioned "decision" of 6 June 1973 (Annex I), a statement of the practice relating to its application (Annex II) and a list describing the membership of the Grading Committee, a body set up under Article 6 of that "decision" (Annex III).

4 Article 3 of the "decision", which deals with appointments to the upper grade in a career bracket, provides that:

"By way of derogation from Article 1, the appointing authority may, exceptionally and in order to meet recruitment requirements, appoint a candidate to the upper grade in the starting or intermediate career bracket, if the candidate gives evidence of professional experience, within the meaning of Article 2, of at least: . .. eight years for Grade A 6 . ..".

5 Article 2 of the "decision" provides that:

"Professional experience shall be calculated from the time when the candidate was awarded the qualification giving access pursuant to Article 5 of the Staff Regulations to the category in which the post falls . ..".

6 Paragraph 2 (a) of Annex II to the staff notice, which relates to the practice observed in applying that "decision", provides:

" On a recommendation from the Grading Committee based on the fact that the duration of university studies varies in the Member States between three and eight years, which can lead to distortions in grading, measures have been taken to reduce the gap in practice from five years to two years. Where university studies are short, practical experience is taken into account only with effect from the fourth year following the completion of advanced secondary studies. "Where university studies are long, practical experience is taken into account from the seventh such year."

7 On reading the above-mentioned notice of staff, the applicant submitted a request to the Commission in a memorandum dated 27 April 1981, asking to be reclassified in Grade A 6 with effect from the date of his recruitment, in accordance with the criteria laid down in Annexes I and II, in view of the fact that, when he entered the service, he could prove eight years practical experience, counting from December 1965, four years after the completion of his secondary studies.

JUDGMENT OF 29. 3. 1984 — CASE 25/83

8 It appears from the documents on the file of the case that the applicant completed his secondary studies in December 1961, when he took the entrance examination to Oxford University. However, he did not begin his university studies until October 1962, and obtained his university degree in June 1965.

9 On 11 May 1982, the Grading Committee notified the applicant of its opinion refusing his request for reclassification on the grounds that he could not show practical experience of sufficient length.

io On 18 June 1982, the applicant lodged a complaint with the Commission under Article 90 of the Staff Regulations, claiming that the Grading Committee had wrongly interpreted the decision of 6 June 1973.

n That complaint was rejected by letter of 23 November 1982 by the Member of the Commission in charge of Personnel and Administration, who confirmed the interpretation of the Grading Committee.

i2 That is the decision against which the applicant brought these proceedings on 16 February 1983.

13 The sole submission put forward by the applicant alleges the illegality of the decision rejecting his complaint, which is due to a misinterpretation and hence an infringement of the "decision" of 6 June 1973. He stresses that according to the clear terms of paragraph 2 of Annex II to the notice mentioned above, practical experience is to be taken into account with effect from the fourth year following the completion of secondary studies. Therefore in his case practical experience should have been taken into account from December 1965, since it is common ground that he completed his secondary studies in December 1961. Eight years' practical experience should have been recognized at the time of his recruitment in January 1974 and the applicant should consequently have been classified in Grade A 6.

H Against this the Commission maintains that the interpretation adopted by the applicant does not take account of either the context to which Annex II to the notice belongs, or the general scheme of that annex, and above all does not take account of the fact that paragraph 2 (a) thereof is justified by a

BUICK / COMMISSION

concern to avoid distortions in classification by reducing practical experience by one year in the case of short university studies, that is to say a course of study not lasting longer than three years, and, in the case of long university studies, which last for longer than six years, by regarding them as equivalent to practical experience. According to that approach, the Commission considers that the applicant, on entiy into the service, did not have eight years' practical experience.

is As the Court has already had occasion to declare, the "decision" on the criteria applicable to grade and step classification contained in Annex I of the notice to staff is an internal directive which should be regarded as a rule of conduct indicating the practice to be followed, which the administration imposes on itself and from which it may not depart without specifying the reasons which have led it to do so, since otherwise the principle of equality of treatment would be infringed (judgments of 1 December 1983 in Case 190/82 Blomefield [1983] ECR 3981; Case 343/82 Michael [1983] ECR 4023). The same considerations must apply with regard to the legal nature of Annex II to the notice, entitled "Practical Application — General Survey", which briefly describes the "practice" of the administration in applying the provisions laid down in the "decision" in question, by setting forth more specific rules which the administration considers itself bound to observe.

i6 The wording of the disputed paragraph 2 (a) shows that the purpose of the Commission, when it adopted the rules therein contained, was to comply with the provisions of Article 5 (3) of the Staff Regulations, which lays down that: "Identical conditions of recruitment and service career shall apply to all officials belonging to the same category or the same service". It follows that the disputed provision should be interpreted in the light of the general scheme of the measure and of the purpose mentioned above.

i7 Against that background, it must be stated that the application of the provisions of Article 2 of the "decision" has brought to light considerable disparities which are due to differences in the duration of university studies between Member States, and that it was in order to reduce such disparities that the Commission's Grading Committee proceeded to establish the scheme laid out in paragraph 2 (a) of Annex II to the staff notice. It must therefore be concluded that the purpose of the provisions mentioned above was to define the length of the practical experience to be taken into account for purposes of classification as starting to run from the actual commencement of university studies.

JUDGMENT OF 29. 3. 1984 — CASE 25/83

is In those circumstances, the applicant cannot rely on the wording used in paragraph 2 (a) of Annex II to the staff notice, which is to be explained by the fact that, in general, university studies begin immediately after the completion of secondary studies., as the Commission has rightly observed. As the Commission also correctly emphasizes, the literal interpretation of the provision in question would lead to absurd results by treating as years of practical experience periods of inactivity or experience with no relevance to the duties performed.

i9 It follows from the foregoing that the sole submission advanced by the applicant cannot be accepted and, consequently, that the application must be yydismissed.

Costs

20 Under Article 69 (2) of the Rules of Procedure the unsuccessful party is to be ordered to pay the costs.

2i The applicant has failed in his submission.

22 However, in view of the wording of the provision in question, the applicant might well, as the Commission has conceded, have been misled as to the extent of his rights; it is therefore appropriate to apply the second subparagraph of Article 69 (3) of the Rules of Procedure and to order the defendant to bear the costs in their entirety.

On those grounds,

THE COURT (Third Chamber)

hereby:

1. Dismisses the application;

BUICK / COMMISSION

2. Orders the defendant to bear the whole of the costs.

Galmot Everling Kakouris

Delivered in open court in Luxembourg on 29 March 1984.

For the Registrar

D . Louterman Y. Galmot Administrator President of the Third Chamber

OPINION OF MR ADVOCATE GENERAL LENZ DELIVERED ON 23 FEBRUARY 1984 '

Mr President years' practical experience laid down for Members of the Court, such an appointment in the upper grade. In June 1965, four years after the A — Adam Buick, the applicant in this completion of his advanced secondary staff case, seeks to obtain an im­ studies, he had obtained his university provement of his classification in the degree. He had been in relevant starting grade. He started work for the employment since September 1965. He Commission in January 1974 as a claims that he therefore had eight years probationary official in Grade A 7, step of practical experience behind him when 3, and was promoted to Grade A 6 in he started work for the Commission. January 1978. The Commission's Grading Committee In a memorandum dated 27 April 1981 replied in a memorandum dated 11 May the applicant asked to be reclassified in 1981 that in the case of a short course of Grade A 6, step 1, with retroactive university studies of three years such as effect, relying on the Commission's the applicant had taken, the first year of "Decision on the Criteria applicable · to employment following the award of the Grade and Step Classification upon re­ degree is regarded as a fourth year of cruitment" (hereinafter referred to as study. Thus only the period from June "grading criteria") dated June 1973 1966 to 1 January 1974, amounting to and distributed in March 1981 by the seven and a half years, could be taken Directorate General for Personnel and into account as practical experience. Administration. He argued that he There were therefore no grounds for satisfied the requirement of at least eight recommending a reclassification.

I — Translated from the German.

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Rozsudok C-25/83 – Súdny dvor Európskej únie | AI Pravnik