C-266/83
ECLI:EU:C:1985:9
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JUDGMENT OF 15. 1. 1985 — CASE 266/83
JUDGMENT OF THE COURT (First Chamber) 15 January 1985 *
In Case 266/83
Euridiki Samara, an official of the Commission of the European Communities, residing in Strassen, represented by Victor Biel, of the Luxembourg Bar, with an address for service in Luxembourg at the latter's Chambers, 18A rue des Glacis, applicant,
v
Commission of the European Communities, represented by its Legal Adviser, Dimitrios Gouloussis, acting as Agent, with an address for service in Luxembourg at the office of Manfred Beschel, a member of its Legal Department, Jean Monnet Building, Kirchberg, defendant,
APPLICATION for the annulment of the Commission's refusal to reconsider the classification which the applicant obtained following an open competition,
THE COURT (First Chamber)
composed of: G. Bosco, President of Chamber, A. O'Keeffe and T. Koopmans, Judges,
Advocate General: Sir Gordon Slynn Registrar: J. A. Pompe, Deputy Registrar
gives the following
* Language of the Case: French.
SAMARA / COMMISSION
JUDGMENT
Facts and Issues
The facts of the case, the course of the application of Article 46 of the Staff Regu procedure and the conclusions, submissions lations in view of the fact that she had been and arguments of the parties may be an established official in Grade C 5 prior to summarized as follows: her success in the competition.
On 26 April 1983 Miss Samara submitted to the Commission a complaint pursuant to 1. Facts and procedure Article 90 (2) of the Staff Regulations. That complaint was rejected by a decision of 5 Euridiki Samara, who is a Greek national August 1983 which was communicated to and who was a successful candidate in an her on 13 September following. open competition held by the Council of the European Communities, was appointed by a decision of 3 December 1981 a probationary By an application registered at the Court on official in Grade C 5, Step 3. By a decision 28 November 1983 the applicant brought of 22 December 1981 she was transferred to this action against the decision of 5 August the Commission in Luxembourg, still as a 1983 rejecting her complaint. probationary official in Grade C 5, Step 3. She was established in her post as from 1 June 1982 and towards the end of that year Upon hearing the report of the Judge- she obtained an appointment in Grade C 3, Rapporteur and the views of the Advocate Step 1, following an open competition in General, the Court (First Chamber) decided which she was placed first. to open the oral procedure without any preparatory inquiry.
The candidates who were placed second 2. Conclusions of the parties and third in that competition came from outside the institutions. They were appointed, on the basis of their experience, The applicant claims that the Court should: respectively to Grade C 3, Step 2, and Grade C 3, Step 3. Miss Samara took the view that her experience of 17 years was (1) Annul the decision rejecting her considerably greater than that of the other complaint; two candidates and she submitted a request to the appointing authority on 26 January 1983 asking that her classification should be (2) Declare that she is to be regarded as reconsidered and all her relevant experience having been recruited pursuant to taken into account. By a decision of 16 Articles 29 to 32 of the Staff Regu February 1983 that request was rejected on lations and that accordingly Article 46 the ground that Miss Samara's classification of the Staff Regulations is not in Grade C 3, Step 1, was a correct applicable to her case;
JUDGMENT OF 15. 1. 1985 — CASE 266/83
(3) Refer the case back to the appointing who, following an open competition, are authority so that it may comply with the appointed to posts which are two or more judgment to be given; grades higher. In that regard, the applicant then refers to the opinion of Mr Advocate (4) Order the Commission to pay the costs. General Reischl in Case 176/83 (Van Belle v Council, [1974] ECR 1361) in which he The defendant claims that the Court should: attributed a broad meaning to the concept of 'recruitment' : (1) Dismiss the action as unfounded; ' ... the concept "recruitment" must in fact (2) Order the applicant to pay the costs. not be understood in the narrow sense of appointment to the service, that is to say in 3. Submissions and arguments of the the sense of external appointment. Rather, it parties is a general concept which, understood correctly, embraces all possible forms of appointment to posts.' The applicant considers that in view of her experience she. ought to have been classified on her appointment in 1982 in Grade C 3, In the applicant's view, the uncertainty and Step 3, by virtue of the second paragraph of inconvenience involved in an open Article 32 of the Staff Regulations. Against competition and the fact that a successful the contested decision she advances four candidate in such a competition is chosen by submissions: (i) infringement of Articles 32, a selection board in accordance with the 45 and 46 of the Staff Regulations, (ii) rules of Annex III to the Staff Regulations breach of the principle of equal treatment, constitute additional reasons for considering (iii) breach of the principle of good that she cannot be treated in the same way administration, and (iv) infringement of as an official who has been promoted. Article 5 (3) of the Staff Regulations.
In the Commission's view, all those The Commission contends, on the other submissions are ill-founded. hand, that the applicant's appointment in Grade C 3 cannot be regarded as re The submission based on the infringement of cruitment. Since 1 December 1981 the Articles 32, 45 and 46 of the Staff Regulations applicant has had a legal relationship with the Commission falling within one of the According to the applicant, her appointment categories of administrative status provided in Grade C 3, Step 1, following an open for in the Staff Regulations. Any subsequent competition, constitutes a recruitment alteration in that relationship, in particular within the meaning of Article 32 of the Staff an improvement in her administrative status, Regulations and cannot be regarded as a cannot be regarded as a recruitment, since promotion within the meaning of Articles 45 Articles 31 and 32 of the Staff Regulations and 46 of the Staff Regulations. In support are applicable only once in the course of an of that view she notes in the first place that official's career. she could not have been elevated from C 5 to C 3 by promotion in view of the fact that an official may be promoted only by a The Commission then states that under single grade and that, at the time, she did Articles 45 and 46 of the Staff Regulations not have the seniority required under Article it is possible for the applicant to be 45 to be promoted. Furthermore, Article 46 appointed to a higher grade (and not applies only to officials appointed to a necessarily to the next higher grade) higher grade; it does not concern officials following her success in an open
SAMARA / COMMISSION
competition. In the first place, those the provisions in question, in particular provisions do not exclude promotion by Article 46, which applies to just such a case decision of the appointing authority as that of the applicant, who following an following the success of an official in an open competition, was appointed not to the open competition, which should in principle next higher grade but to a higher grade. constitute a factor in considering his merits pursuant to the second sentence of the first subparagraph of Article 45 (1). Secondly, those provisions, and in particular the first The submission based on breach of the paragraph of Article 45, refer expressly to principle of equal treatment the possibility that a promotion may lead to appointment to a higher grade.
According to the applicant, all candidates, The Commission states that there are two whether external or internal, in an open types of promotion: on the one hand, competition must be treated in the same 'promotion stricto sensu' by virtue of Article way for the purposes of their classification. 45 (1), which is promotion to the next higher In this instance two external candidates grade in the category of the official whose professional experience was less than concerned, and, on the other, 'promotion the applicant's obtained a better classi lato sensu' within the meaning of Articles 45 fication. It would be absurd to treat a and 46 of the Staff Regulations, which is candidate who has already worked in a promotion to a higher grade following Community institution less favourably and success in an open competition. to favour persons who have not yet contributed to the attainment of the Community's objectives. The Commission submits finally that the applicant cannot rely on the opinion of Mr Advocate General Reischl in Case 176/83. The legal question in that case was whether In the Commission's view, the principle of the special procedure laid down in Article equal treatment is not relevant. That 29 (2) of the Staff Regulations was principle must be applied in relation to applicable to candidates who were already officials in Category C who entered the officials. It was in that context that Mr service at the same time as the applicant and Advocate General Reischl attributed a broad not in relation to the two external can meaning to the concept of 'recruitment'. didates who took part in the same competition. Clearly the principle of equal treatment requires that all the candidates in In her reply, the applicant contends that the a competition are subject to the same distinction between promotion stricto sensu conditions as regards the tests and selection. and promotion latu sensu, as advanced by The classification of the successful can the Commission, finds no support in the didates in a competition is, however, Staff Regulations, which refer to only one governed by other rules. By taking part in a type of promotion, namely that under competition the applicant did not cease to Article 45. It is not possible to be promoted be a Commission official. Therefore her two grades. appointment to a higher grade fell within the scope of Article 46 of the Staff Regu lations, whilst the appointment of the other In its rejoinder, the Commission contends successful candidates in the competition, that in regarding the applicant as having who came from outside the institutions, fell been promoted, it was applying correctly within the scope of Article 32.
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The submission based on breach of the identical conditions of recruitment and principle ofgood administration career development must apply to officials belonging to the same category or the same service. That is a fundamental provision According to the applicant, there is in this which cannot be overridden by another case a breach of the principle of good provision of the Staff Regulations, such as administration inasmuch as the Commission Article 46, which, if applied to the did not take into consideration all the applicant's case, would not guarantee her factors capable of leading to a reasonable identical career conditions to those of the decision. In order to effect a fair classi other two candidates who took part in the fication the Commission ought to have same competition. taken into account the experience of all the candidates concerned, including the applicant. According to the Commission, a distinction between provisions which are fundamental The Commission concedes that the principle and those which are not does not contribute advanced by the applicant certainly requires to a solution of the problem raised in these that all the factors on the basis of which its proceedings. Rather, the question is whether administration may reach reasonable the applicant's classification was in fact decisions must be taken into account but consistent with the principle of equal adds that they must be taken into account in treatment. The reply to that question is accordance with the rules of law applicable affirmative, as the Commission has already in the particular case. In the applicant's case explained in its observations regarding the those rules, in particular Article 46 of the applicant's second submission. Staff Regulations, make it impossible to take her previous experience into con sideration for the purposes of her classi fication. 4. Oral procedure
At the sitting of 25 October 1984 the parties The submission based on the infringement of presented oral argument. Articles 5 (3) of the StaffRegulations
The applicant points out that according to The Advocate General delivered his opinion Article 5 (3) of the Staff Regulations at the sitting on 29 November 1984.
Decision
1 By an application lodged at the Court Registry on 28 November 1983, Euridiki Samara, an official of the Commission of the European Communities, brought an action for the annulment of the Commission's decision of 16 February 1983 refusing to reconsider the classification in step contained in the decision of 21 December 1982 appointing the applicant a secretary/shorthand typist in the Direc torate-General 'Personnel and Administration', in Grade C 3, Step 1.
SAMARA / COMMISSION
2 The applicant was appointed a probationary official at the General Secretariat of the Council, as a typist in Grade C 5, Step 3, by a decision of 3 December 1981, with effect from 1 December 1981. By a decision of 22 December 1981 she was transferred to the Commission, also with effect from 1 December 1981. She was established in her post with effect from 1 June 1982. After taking part in Open Competition No COM / C / 365 , she was appointed to her present post in Grade C 3, Step 1.
3 On 26 January 1983 the applicant submitted a request that her classification in step should be reconsidered and all her relevant experience taken into account. That request was rejected by a decision of 16 February 1983. On 26 April 1983 she lodged a complaint against that rejection, which was in turn rejected by the Commission.
4 The dispute concerns the applicant's classification in step. The applicant takes the view that in the light of her relevant experience prior to her entry into service, she ought to have been classified in a higher step in Grade C 3, by virtue of the second paragraph of Article 32 of the Staff Regulations, the provision which governs the classification in step of an official upon recruitment.
5 In support of that claim, the applicant maintains that she was placed first in Open Competition No COM / C / 365 and that she had 17 years relevant experience prior to her entry into the service of the Communities, whilst her sister, Kalliopi Samara, who was placed second in the same competition and whose professional experience was much less, was appointed to Step 2 of Grade C 3 and the candidate who was placed third even obtained Step 3 of that grade.
6 The Commission does not dispute those facts. However, it considers that the appointment of the applicant to Grade C 3 did not constitute, as she claims, a 'recruitment' within the meaning of Article 27 of the Staff Regulations, since, when she took part in Competition No COM / C / 365 , she already had a legal relationship with the Commission governed by the Staff Regulations. The existence
JUDGMENT OF 15. 1. 1985 — CASE 266/83
of such a relationship made it impossible to regard an improvement in her position as a recruitment to which Article 32 of the Staff Regulations would have been applicable. On the contrary, it was a promotion within the meaning of Articles 45 and 46 of the Staff Regulations or, in any event, an appointment which must be regarded as a promotion in the broad sense of the term and to which Article 46 applied. Since that was the legal position, the appointing authority had no discretion to place the applicant in a higher step in her grade.
7 The applicant pleads the following submissions: (i) infringement of the relevant articles of the Staff Regulations, in particular Articles 27, 31, 32, 45 and 46; (ii) breach of the principle of equal treatment; (iii) breach of the principle of good administration, and (iv) infringement of Article 5 (3) of the Staff Regulations, which, in the applicant's view, is a fundamental rule laying down the general principle that officials are to be subject to identical conditions of recruitment and career development.
8 In order to consider those submissions it is necessary first to determine which provisions are applicable to a case such as the applicant's. If the appointment is the result of a recruitment, the appointing authority may, taking account of the training and special experience for the post of the person concerned, allow additional seniority in his grade, which is limited to two steps (second paragraph of Article 32). If, on the other hand, the appointment falls within the scope of the provisions concerning promotion, the official appointed to a higher grade is to have, in his new grade, the seniority corresponding to the notional step equal to or next above the notional step reached in his former grade, plus the amount of the two-yearly increment for his new grade (first paragraph of Article 46).
9 The Commission acknowledges that Articles 45 and 46 of the Staff Regulations do not apply directly to the applicant's case, since she was appointed following an open competition and not as a result of the promotion procedure provided for in Article 45. The provisions in question are, however, based on the principle that, once a person has been admitted to the body of officials of the Communities following recruitment, his position is governed by the provisions relating to the career development of officials. In particular, experience prior to entry into service is taken into consideration at the time of an official's initial appointment. It is no
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longer relevant in any subsequent appointment. For those reasons, in the Commission's view, the provisions concerning promotion must be applied in a case such as that of the applicant, who was already an official and who was appointed to a higher grade following her success in a competition.
10 The applicant contests that argument on two grounds. She submits in the first place that open competitions are the normal recruitment procedure provided for in the Staff Regulations, as is clear from Article 29 in particular, and that, accordingly, the appointment of candidates who are successful in such competitions must be regarded as recruitment. She then maintains that even if it were otherwise, under Article 5 of the Staff Regulations and in accordance with the general principle of equality, the Commission would be compelled to treat all the participants in an open competition equally.
11 In that respect it must be pointed out that the differences between the provisions concerning classification in step in the event of recruitment and in the event of promotion are explained by the respective aims of Articles 32 and 46 of the Staff Regulations. While Article 32 concerns an employee who enters the service of the Communities and whose training and previous experience may within certain fairly strict limits be taken into consideration, Article 46 is intended to ensure that in the normal course of an official's career his seniority progresses with the greatest possible continuity.
12 It follows that in a case such as the applicant's the application of the provisions concerning promotion would require the appointing authority to ensure equality of treatment as between the official who has been successful in an open competition and the other officials, whilst the application of the provisions on recruitment would have the effect of ensuring equal treatment for all the successful candidates in an open competition, regardless of whether they were officials or not.
13 In either case, the application of the relevant provisions would be by analogy, since the Staff Regulations do not contain any provisions which govern the classification in step of an official appointed to another post following an open competition. Such an appointment does not follow the procedures which the Staff Regulations lay down for the promotion of officials; at the same time, it cannot be regarded as
JUDGMENT OF 15. 1. 1985 — CASE 266/83
recruitment within the strict meaning of the word, since the employee in question has already been recruited.
1 4 It is in that ambiguous context that the Court must appraise the Commission's refusal to take the applicant's previous experience and the fact that she was placed first in the competition into account when it appointed her to her new post on the ground that it was not possible to award seniority in step under Article 46.
15 Consideration of the facts of the case shows that the Commission should have applied the criteria defined by Article 32, since the applicant's appointment to her new post was not part of the normal development of her career. In the first place, the differences between the post of typist which she held as an official in Grade C 5 and the post of secretary/shorthand typist to which she was appointed were such that she was entitled to draw attention to her previous experience in the latter field. Secondly, her participation in an open competition organized shortly after her entry into the service placed her in direct competition with outside candidates rather than with colleagues who were eligible for promotion. In such a case, the principle that the participants in an open competition deserve equal treatment must take precedence.
16 It follows that the Commission could not rely on Article 46 of the Staff Regu lations to maintain the applicant's classification in Grade 3, Step 1. The contested decision must therefore be annulled.
17 The Commission must reconsider the applicant's position and apply the criteria laid down in Article 32 of the Staff Regulations.
Costs
18 Under the terms of Article 69 (2) of the Rules of Procedure, the unsuccessful party is to be ordered to pay the costs. Since the Commission has failed in its submissions, it must be ordered to pay the costs.
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On those grounds,
THE COURT (First Chamber) hereby:
1. Annuls the Commission's decision of 16 February 1983 refusing to reconsider the applicant's classification and its decision of 5 August 1983 rejecting the applicant's complaint;
2. Orders the Commission to pay the costs.
Bosco O'Keeffe Koopmans
Delivered in open court in Luxembourg on 15 January 1985.
P. Heim G. Bosco Registrar President of the First Chamber