C-233/85
ECLI:EU:C:1987:29
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OPINION OF MR DARMON —CASE 233/85
OPINION OF MR ADVOCATE GENERAL DARMON delivered on 22 January 1987 *
Mr President, later date, from the Head of the Directorate Members of the Court, for Personnel, Administration and Trans lation, the decisive factor in the choice of Mr Tutzschky was his 'managerial' qualities 1. In order to select the heads of the trans in regard to the section concerned, which lation sections set up within each language were considered superior to those shown by division under the decision to restructure its Mrs Bonino. departments taken on 23 February 1983, the Commission of the European Communities decided, in regard to the departments estab 2. In support of her application for lished in Luxembourg, to apply a system of annulment of the appointment of Mr 'rotation of heads of section... on an Tutzschky, Mrs Bonino puts forward essen experimental basis'. tially two series of submissions, the first alleging a breach of essential procedural requirements and the second alleging that An invitation to submit candidatures the decision adopted by the Commission in permitted each head of division to its capacity as appointing authority is determine those among the revisers and without foundation. principal translators (the post of head of section being at their level) who would be Before considering those submissions, it called upon to undergo a trial period of six must be borne in mind that, for the months. purposes of filling a vacant post, the appointing authority has a wide discretion In the Economics and Finance Section of in evaluating both the interests of the service the Italian Language Division, only the and the merits of the various candidates. applicant, Mrs Bonino, and Mr Tutzschky That solution, adopted essentially in regard underwent the trial period, performing the to decisions on promotion and frequently duties of head of section in turn between 1 reaffirmed in the Court's case-law,1'appears June 1983 and 31 May 1984. to be applicable to transfers when, as in this case, they involve a comparative consideration of the merits of the various Naturally, both submitted their candidatures candidates. following the publication in June 1984 of the vacancy notice for that post, which The Court's review must therefore be included among the qualifications required: confined, as the Court pointed out in its recent decision in Vaysse, '2. A thorough knowledge of the problems concerning the management of the work 'to the question whether, regard being had of a translation team'. to the bases and procedures available to the administration for its assessment, it remained within the proper bounds and did As can be seen both from the memorandum not use its authority in a manifestly from the Head of the Italian Language Division of 12 July 1984 and from that, of a 1 — See, mon recently, the judgment of 23 October 1986 in Case 26/85 Vaytie v Commiuion [1986] ECR 3131, * Translated from the French. paragraph 26.
BONINO v COMMISSION
incorrect manner'. The first complaint concerning the extent of the statement of reasons gives rise to no difficulty since the appointing authority has In other words, to adopt the views of Mr no obligation towards unsuccessful Advocate General Dutheillet de Lamothe in candidates to state the reasons on which its Marcato v Commission, 2the Court refuses decision to appoint, by way of transfer, to review the administration's assessment of another official is based. the suitability of the candidates and reviews only: According to settled case-law:
(i) the propriety of the procedure which has led to the contested decision; 'The appointing authority is not obliged to give reasons for promotion decisions in so far as they affect candidates who have not (ii) the material accuracy of the facts on been promoted; a statement of these reasons which the administration based its might harm some if not all unsuccessful assessment and whether its assessment candidates'. 3 of the facts was manifestly incorrect; The appointing authority's discretion implies that: (iii) and finally the existence of any error of law or misuse of power. 'The factors on which this assessment is based, covering not only the efficiency and It is in that context that the applicant's vocational aptitude of the applicants but submissions must be considered. also their character, behaviour and general personality, are ill-suited for inclusion in a statement of reasons and were they so Form included the statements might well prove prejudicial to the interests of the unsuc 4 cessful candidates.' 3. In essence, Mrs Bonino claims that, having regard to the 'surprising' nature of the appointment of Mr Tutzschky and the The same principle must apply to decisions under-representation of female staff in posts on transfers, adopted after consideration of of responsibility of the kind at issue, the the comparative merits of the various appointing authority's decision required a candidates. 'particularly detailed' statement of the reasons on which it was based. However, a Thus, without there being any need to statement of the reasons for the appointing consider whether the statement of reasons authority's choice, and in particular the must be detailed, the applicant's first aforementioned memorandum of 12 July complaint must be rejected. 1984, was not officially communicated to her. The assessment contained therein may not be used against her because it was 4. The argument alleging that the not previously communicated to her in appointing authority may not use the accordance with the provisions of Articles 26 and 43 of the Staff Regulations. 3 — Case 188/73 Grassiv Council[1974] ECR 1099, paragraph
4 — Case 27/63 Raponi v Commission [1964] ECR 129 at 2 — Case 29/70 [1971] ECR 243 » p. 2 «. p. 138.
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memorandum drawn up by the candidate's Consequently, Article 43 of the Staff Regu superior on 12 July 1984 against the lations provides that applicant requires greater consideration. It concerns the propriety of the procedure which 'the ability, efficiency and conduct in the led to the contested decision and calls in service of each official... shall be the question an essential principle of the Staff subject of a periodical report ... communi Regulations. cated to the official [who] shall be entitled to make any comments thereon which he considers relevant'. It can be seen from the file that the Head In the leading case of Rižtweger v of the Italian Language Division chose Commission, the Court applied those between the two candidates on the basis provisions to unfavourable assessments of an of a comparative assessment of their unsuccessful candidate made by the admin performance as head of section during their istration during an internal recruitment trial period. However, the individual procedure which: elements in that assessment, concerning the way in which each acquitted himself, were (i) exercised a 'decisive influence on the neither brought to their attention nor placed content' of the appointment decision, on their personal file at the end of the trial period with the result that neither of them and was given an opportunity to comment thereon. (ii) were 'neither inserted in her personal file nor brought to her knowledge' and differed 'strikingly from the opinion which appears from the periodical report However, Article 26 of the Staff Regu 5 on her'. lations provides that:
As Mr Advocate General Dutheillet de 'The personal file of an official shall Lamothe observed in his opinion in that case, contain:
'if ... for a promotion or a transfer it is not (a) all documents concerning his adminis the reports which have properly been trative status and all reports relating to credited to officials and of which they are his ability, efficiency and conduct; aware which are taken into account, but different and secret assessments, the guarantee which the authors of the Staff Regulations wished to afford to servants by (b) any comments by the official on such Article 43 completely disappears'. 6
documents.' As the Court stated in its decision in Brasseur, referring to Article 26: It adds that 'The purpose of these provisions is to guarantee an official's right of defence by 'the documents referred to in subparagraph ensuring that decisions taken by the (a) may not be used or cited by the institution against an official unless they 5 — Case 21 21//70 Rittweger v Commission [1971 1971]] ECR 7, were communicated to him before they seq.. paragraph 35 et seq were filed'. 6 — Case 21/70 21/70,, cited above above,, p. 21 21..
BONINO v COMMISSION
appointing authority affecting his adminis What occurred in this case? It is perfectly trative status and his career are not based on clear from the memorandum of the Head of matters concerning his conduct which are the Italian Language Division that the 7 not included in his personal file'. decisive factor in the final choice of Mr Tutzschky was his abilities as 'manager' of the Economics and Finance Section, which were considered superior to those of the applicant. For the reasons set out above, that memorandum, in which the two candidates' superior compared their respective performances, did not have to be communicated to them.
As far as the assessment of their individual performances made by their superior at the end of the trial Unless the requirements of Article 26 and period were concerned, this was not those, obviously linked therewith, of Article communicated to them. Although the 43 are to be deprived of all meaning, trans- appointing authority was entitled to recruit parency is essential in such matters. The a head of the Economics and Finance appointing authority is clearly not required Section exclusively on the basis of their to communicate the contents and result of personal files and, in particular, their peri the comparative assessment of the suitability odical reports, without making them of the various candidates which it carried undergo the trial period, once each of the out before arriving at its choice. That value two candidates had in turn actually judgment is the very expression of the performed the duties, it was obliged to discretion conferred on it in such matters include, as part of this unusual procedure and the communication thereof to unsuc designed to provide a clear basis for its later cessful candidates might, as I have pointed choice, a written assessment of the out, be damaging to them. On the other performance of each candidate.
In the hand, the individual assessment made by the absence of any such individual assessment, candidate's superior of the way in which made essential by the nature and purpose of each candidate, taken in isolation, has the method used, and hence in the absence performed his duties must be made known of the timely communication of such an to him before that comparative assessment is carried out not only in order to give the assessment to the applicant, the procedure official the opportunity to make any obser permitted neither the applicant to make vations but also to ensure that the observations on the assessment nor the appointing authority adopts its decision with appointing authority, in the light of any lull knowledge of all the facts. The such observations, to adopt a decision on appointing authority's discretion in regard the basis of all the relevant facts. to its final choice and the fact that it is not required to inform unsuccessful candidates of the reasons for its decision find their corollary in an obligation to be acquainted with the factors constituting the merits of each candidate, as assessed by his superior and brought to his knowledge and discussed with him before the internal recruitment procedure is commenced. Mere verbal information of uncertain content provided during the recruitment 7 — Case 88/71 Brasseur v European Parliament [1972] ECRprocedure and not at the end of the trial 499, paragraph 11. period may not be regarded as meeting the
OPINION OF MR DARMON —CASE 233/85
requirements of Articles 26 and 43 of the It does not appear to me that her argument, Staff Regulations, which clearly require a which she considers to be reinforced by the formal exchange of information in writing. offer which was made to her to become head of another section, can be accepted. I have already emphasized that, according to established case-law, the appointing By not complying with the essential authority has a wide discretion in assessing principle of communicating to the official the suitability of the various candidates for a concerned, before the commencement of the vacant post. Even if, as the Commission recruitment procedure, the assessment of admitted at the hearing, an objective her performance as head of section during comparison of the merits of the two the six-month trial period, the appointing candidates involved reveals certain authority has committed a procedural irreg differences in the applicant's favour, it is for ularity which renders the contested decision the appointing authority and the appointing unlawful. That decision must therefore be authority alone to assess the value of those annulled. differences, that is to say, to weigh up the factors in favour of and against each candidate in order to determine its choice in the interests of the service. It is thus only by way of alternative that I will consider the submissions adduced by the applicant and the intervener in support of their claim that the contested decision is not well founded. By ultimately according decisive importance to the ability to manage such a section — a criterion of selection implicitly accepted by the applicant, who took part in the Substance rotation — it does not appear that the appointing authority exceeded its discretion, since that criterion expressly appears among the qualifications set out in the vacancy 6. The applicant makes three complaints notice. The offer made to her to manage alleging a manifest error, breach of the prin another section is in fact evidence of the ciples of equality of the sexes and of the appointing authority's concern to appoint as protection of legitimate expectations. Head of the Economics and Finance Section the candidate most suitable to that post.
In the first place, she claims that, by giving precedence to the superior 'managerial' abilities shown by Mr Tutzschky during the The method used for that purpose, namely trial period, the Commission has committed the rotation of the candidates (each a manifest error of assessment. Mrs Bonino occupying the post to be filled for a trial is senior to her competitor and has higher period), is certainly open to discussion. It qualifications and greater experience than must be asked what, under such a system, is him. Furthermore, she performed de facto to become of an official who was not in a the duties of head of a translation group position to take part in that trial period but specializing in economic and statistical none the less submits his candidature after translations, which preceded the Economics publication of thè vacancy notice. Whatever and Finance Section. assessment is to be made of that situation, it
BONINO v COMMISSION
does not arise here. The applicant took part sexist stereotype is not based on any specific in the trial, the vacancy notice made clear evidence and would appear to be too reference to the ability to manage the general to be accepted. Furthermore, it section at issue, Mrs Bonino expressly should also be borne in mind that Mrs referred in an annex to her application to Bonino was offered a post as head of the trial period which she had undergone another section, which excludes, in her case, and the appointing authority took account any discrimination on the basis of sex. of the results of that period.
With regard to the 'right of preference' Since the principle of the trial period is not referred to by the intervener, two obser at issue, the fact that the appointing vations must be made. As the latter admitted authority, in order to choose between two in its pleadings and at the hearing, it is an candidates whose previous merits had been entirely new submission, in addition to those compared, based itself on their respective of the applicant. performances as head of section, tested during a trial period, reveals no manifest error. However, the last paragraph of Article 38 of the Statute of the Court of Justice provides that:
7. The applicant's last two complaints concern the appointing authority's failure to respect, when it excluded Mrs Bonino (that 'Submissions made in an application to is to say, a female official), the general intervene shall be limited to supporting the principle of equality of the sexes in the submissions of one of the parties.' Community public service and the under takings given in that regard by the Commission, which thus disappointed the Article 42 (2) of the Rules of Procedure legitimate expectations of the applicant. provides that: Although those complaints raise a question of principle, both must be rejected.
'No fresh issue may be raised in the course of proceedings unless it is based on matters of law or of fact which come to light in the The applicant has not proved that any course of the written procedure.' discrimination on the basis of sex was 8 committed against her by the Commission. It cannot be denied that the appointing authority assessed the merits of both That is not so in this case. candidates in accordance with the same criteria. Equal opportunity was thus respected and the successful candidate was chosen on the basis of his superior mana In regard to an intervener, the latter gerial abilities. The applicant's allegation provision is of particular importance. If that there is therein the expression of a fresh issues could be raised, it would open the way to a misuse of the intervention 8 - See on subject Cus e 2I / 68 Huybrtchtsv Commissinon procedure. Those considerations should [1969] ECR 85, paragraph 20. cause the Court to regard this submission as
OPINION OF MR DARMON — CASE 233/85
inadmissible. In any event, the 'right of pref concerning the implementation of the erence' is based on the assumption that two principle of the equality of the sexes gave candidates are equally suitable, which is not rise among its female staff. the case here. There is thus no need to consider whether a line of argument which is ultimately inapplicable to this case is well The applicant cannot rely on a general founded. statement of guidelines to deny that a particular choice made by the administration There remains the final complaint based on within the conditions laid down in the Staff the legitimate expectation to which the Regulations and in the exercise of its undertakings given by the Commission discretion is not justified.
Consequently, I conclude that:
(i) the appointment of Mr Tutzschky should be annulled since it is based on an error of procedure;
(ii) the Commission should be ordered to pay the costs, except those of the intervener, which should be ordered to bear its own costs.