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Súdny dvor Európskej únie·31.3.1987

C-281/85

ECLI:EU:C:1987:169

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Súdny dvor Európskej únie
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61985CC0281

GERMANY, FRANCE, NETHERLANDS, DENMARK AND UNITED KINGDOM v COMMISSION

OPINION OF MR ADVOCATE GENERAL MANCINI delivered on 31 March 1987 *

Mr President, the five cases for the purposes of the oral Members of the Court, procedure and the judgment. As a result, this Opinion refers to all the applications.

1. On 8 July 1985 the Commission of the European Communities adopted the 2. The contested decision is based on decision setting up a prior communication Article 118 of the EEC Treaty which, in the and consultation procedure on migration Commission's view, empowers it 'to policies in relation to non-member countries promote cooperation between Member (C(85) 1089), notifying it to the Permanent States in the field of social policy . . . and to Representatives of the Member States three organize appropriate consultations to this days later. An amended version of that end' (seventh recital in the preamble). From decision (C(85) 1089 Rev.) was forwarded the point of view of its content, the decision to the French Permanent Representative on can be broken down into three groups of 18 July 1985 and it was published in its rules, all addressed to the Member States: definitive version as Decision 85/381 in the Article 1, which subjects them to a series of Official Journal of the European Communities duties to provide information; Article 3, of 14 August 1985 (Official Journal, L 217, which sets out the objectives of the consul- p. 25). tation procedure in which the respective governments are required to participate; and Articles 2 and 4, which lay down the relevant procedural rules. By applications received at the Court between 17 and 23 September 1985 the Federal Republic of Germany (Case 281/85), the French Republic (Case The information which the Member States 283/85), the Kingdom of the Netherlands must provide relates to their migration (Case 284/85), the Kingdom of Denmark policies and hence covers the measures and (Case 285/85) and the United Kingdom of agreements by which they have pursued Great Britain and Northern Ireland (Case (Article 1 (2)) and intend to pursue those 287/85) requested the Court to declare that policies. The Commission is, however, decision void. It should also be pointed out interested above all in measures in prepa- that by three orders of 19 February 1986 the ration. Indeed, Article 1 (1) requires the Court authorized the Netherlands to Member States to notify, in good time and intervene in support of the Federal Republic at the latest at the moment they are made of Germany, the United Kingdom to public: (a) draft measures with regard intervene in support of the French Republic both to workers who are nationals of and the European Parliament to intervene in non-member countries and to members of support of the Commission. Furthermore, their families relating to entry, residence by order of 9 July 1986 the Court (a) reserved for the final judgment its decision and employment, including illegal entry, on the issue of admissibility raised by the residence and employment, equality of Commission in Case 284/85 and (b) joined treatment in living and working conditions, wages and economic rights, integration into

* Translated from the Italian.

OPINION OF MR MANCINI — JOINED CASES 281, 283 TO 285 AND 287/85

the workforce, society and cultural life and its own initiative, the Commission is to their voluntary return to their countries of proceed with a consultation; the consul- origin; (b) draft agreements specifically tation is to take place within the next six relating to those matters; (c) draft weeks òr, if a Member State pleads urgency, cooperation agreements which the Member immediately. Likewise at the request of a States intend to negotiate or renegotiate Member State or on its own initiative, the with non-member countries in so far as Commission may, at any time, arrange a those agreements include provisions relating consultation, which I shall refer to as an to those matters; and (d) draft agreements 'extraordinary consultation'; such consul- which the Member States intend to tation must, however, relate to questions on negotiate or renegotiate with non-member which ordinary cooperation has not already countries relating to conditions of residence taken place, or, if it has, where new aspects and employment of Community nationals have been brought to light. working in non-member countries and members of their families.

Under Article 4 consultation is to be The aims of the cooperation are of three arranged by the Commission, which is to types. In the first place, the cooperation is chair meetings and provide the secretariat. designed to facilitate the mutual exchange However, the responsibilities of existing of information and the identification of bodies, and in particular those of the problems of common interest and, in advisory and technical committees on the relation to those problems, to facilitate the free movement of workers as determined by adoption of a common position, particularly Regulation No 1612/68 of the Council of as regards international instruments relating 15 October 1968 (Official Journal, English to migration. The second aim is to ensure Special Edition 1968 (II), p. 475), are unaf- that the draft agreements and measures fected thereby. Article 4 also provides that referred to in Article 1 are in conformity the Member States are to take all necessary with, and do not compromise the results of, steps to ensure the proper functioning of Community policies and actions, including the consultation procedure and, where development aid, in particular as regards necessary, to safeguard the confidential Community labour-market policy. The third nature of the information made available to objective is to examine the possibility of them in that connection. Community or national measures aimed at harmonizing national legislation on foreigners, promoting the inclusion of a maximum of common provisions in bilateral agreements and improving the protection of 3. The centrepiece of the dispute is the Community nationals living or working in interpretation of a primary rule: Article 118 third countries. of the EEC Treaty. Unlike the Commission, the applicant Member States maintain that that article confers no power on it in the area of migration policies with regard to As I have already mentioned, Articles 2 and non-member countries and, above all, that it 4 govern the procedural aspects of the does not justify the issue of binding acts. It cooperation. Article 2 (1) provides that if, will therefore be appropriate to commence within two weeks from the notification of our inquiry by considering that provision information on draft agreements and/or and in particular the criteria which have national measures, a Member State so governed its application, the measures which requests or if the Commission so decides on have been based thereon and the practice

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which the Commission has followed to date Commission is to use the powers assigned to with regard to consultations with the it by that provision. As from the early 1960s Member States. it became apparent that the Member States, or a large proportion of them, intended to restrict the Commission's use of its powers under Article 118 within the narrowest The content of Article 118, which appears possible limits. Thus, the meetings which the in Chapter I ('Social provisions') of Title III Commission invited the competent social ('Social policy"), is well known. Of its three authorities of the Member States to attend paragraphs, the first sets out the aims which in order to consider forms of mutual the legislature intended to achieve by means cooperation quickly ended in failure; more of its provisions. It states that 'without important, the governments expressed prejudice to the other provisions of [the strong reservations about the Commission's EEC] . . . Treaty, and in conformity with its right to adopt recommendations (1967) and, general objectives, the Commission shall despite the fact that Article 118 mentions have the task of promoting close opinions expressly, to deliver opinions. It cooperation between Member States in the was pointed out that such opinions are social field, particularly in matters relating delivered in connection with the exercise of to: employment; labour law and working a consultative function; as a result, they may conditions; basic and advanced vocational not be prepared and disseminated in the training; social security; prevention of occu- absence of an express request from Member pational accidents and diseases; occupa- State governments. tional hygiene; the right of association, and collective bargaining between employers and workers'.

A no less suspicious and uncompromising attitude emerged with regard to studies. The second paragraph indicates the Indeed, at meetings held on 24 May and 21 instruments which the Commission is to use and 22 October 1963 the representatives of in achieving those aims. 'To this end', it the Member States adopted a veritable code reads, 'the Commission shall act in close of conduct which the Commission was contact with Member States by making intended to observe. More specifically, it studies, delivering opinions and arranging was agreed that (a) before drawing up consultations both on problems arising at studies of new social questions the national level and on those of concern to Commission would have to submit its plan international organizations'. The third to the Council or to the governments and paragraph lays down an important condition might proceed therewith only after it had in the shape of an essential procedural obtained the unanimous approval of the requirement, providing that 'before governments; (b) without the prior delivering the opinions provided for in this agreement of the governments it was not article, the Commission shall consult the entitled to draw conclusions from studies to Economic and Social Committee'. serve as a basis for pursuing specific policies; (c) it might not utilize the findings reached by the 1962 conference on social security except with the participation of the Having said that, it must be stated straight governments and independent experts; and away that there has never been unanimity (d) the governments alone were authorized on the principles on the basis of which to decide on the involvement of the social Article 118 must be applied — or, more partners, which was to be done on a case- practically, on the ways in which the by-case basis.

OPINION OF MR MANCINI — JOINED CASES 281, 283 TO 285 AND 287/85

In contrast, the national representatives did resolution of 16 June 1965 it came down in not succeed in reaching agreement on which favour of a 'broad' interpretation of Article body should be responsible for identifying 118 and of the other provisions of the the subjects for investigation. However, it is Treaty 'which confer on the Commission a indicative of their intentions that the doubts right of initiative and the task of coordi- which they manifested were limited to nation and authorize it to adopt social whether the Council should be chosen or an measures at Community level'. The intergovernmental meeting to be held under Parliament suggested that as a result one the auspices of the Council (see the report must reject 'the argument propounded by of Mr Nederhorst MEP on the implemen- the governments of some Member States tation of the social provisions of Article 118, according to which it is necessary that the European Parliament 1965-66 Session governments be completely in agreement... Documents No 60, 14 June 1965, p. 9, and before the Commission . . . can be auth- Heyning, 'Problèmes institutionnels posés orized to study new social questions and par la mise en oeuvre d'une politique sociale make recommendations pursuant to Article au niveau communautaire', in Revue du 118' (Journal Officiel 1965, p. 2018). marché commun, 1967, p. 198 et seq.).

Admittedly, more open statements were not lacking. In particular a memorandum on social policy drawn up by the Italian Those statements gave rise to a very lively Government (1964) roundly criticized the debate between the Council and the 'restrictive interpretation' of Article 118 Parliament. On 19 December 1966 the which had held sway until then. It stated Council, addressing the subject of studies, that that construction of Article 118 had led curtly confirmed the argument which the to a blind alley by, on the one hand, Member States had put forward three years reducing Community action to a few acts of before. The Parliament's response was scanty or no effectiveness and, on the other, vigorous. In a resolution of 1 February 1967 by requiring the most important decisions to it protested 'against tendencies... [to be taken by the paralysing procedure of prefer] ... ad hoc bilateral or multilateral conferences between government represen- procedures rather than . . . Community tatives. Yet there was nothing to prevent the measures complying with the 'normal system' of Community instruments Treaties . . . whose political and legal bases from being used to attain the objectives of are to be found in the Article 118 ; neither could it be objected that commitments . . . subscribed by the Member under Article 118 the Commission had the States'. But the Council took no notice. task solely of promoting close cooperation Two Council programmes dated 29 between Member States, since the article February 1968 (Annex II to Doc. 1413 f 68 also provided that that task must be carried (Doc. 84) of 26 September 1968) and 27 out 'without prejudice to the other July 1971 (Official Journal, C 23 of 8 provisions of [the EEC] . . . Treaty' (the text March 1972, p. 20) again tackled the subject of the memorandum is annexed to the of studies and gave the Commission a role Nederhorst report, cited above, page 20). which, in certain respects, was even more limited and subordinate. In fact, it was given the right to participate in the choice of subject-matter for investigation; at the same An even more rigorous approach was time, however, the power to direct the adopted by the European Parliament. In its execution of the research independently was

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taken away from it. 'The progress of the the Council have reacted to the use of that work' — according to the 1971 mechanism with raised voices or even with document — 'should be examined jointly raised eyebrows. [and] at regular intervals in order to respect the unitary and coherent character of the programme' (my emphasis).

Let us turn to the consultations. These have been frequent and diverse: some requested by the governments and held in the form of 4. Hence there was dissension, but above all ad hoc meetings between their 'social coldness, distrust and vigorous defence of advisers' and Community officials; others, national sovereignty, even in the face of termed 'European Conferences', have been exhortatory or fact-finding instruments. Yet held with the involvement of representatives still, analysis of the measures which have of the Member States, representatives of been based on Article 118 shows that, at social groups and experts and have been least since the late 1960s, the Commission devoted to the discussion of a number of has not allowed itself to be completely major problems (social consequences of closed into the cubbyhole earmarked for it technical progress in 1960, social security in by the Council and the Member States. 1962); others still, described variously as Research, even high-quality research, has seminars, colloquia, study days, and round been carried out, and although, to my tables, have been devoted to less important knowledge, no opinions have been issued subjects (social housing in 1963, industrial some 10, if not more, recommendations medicine and social training in 1964). have come out of the Berlaymont building. I Mention must also be made of the written grant that Article 118 does not mention opinions which the Commission asks the recommendations, but it is clear from committees provided for in the Treaty and Article 155 that the Commission has the the bipartite and tripartite groups set up by power to issue them from the expressions secondary legislation to issue. It is in this used therein ('on matters dealt with in [the setting that the chapters of the annual EEC] . . . Treaty . . . if the Commission report on the social situation in the considers it necessary'), whose scope could Community which Article 122 of the EEC not be broader. However, it must be borne Treaty requires the Commission to submit in mind — and the importance of this to the Parliament are drawn up. remark will emerge later — that the recom- mendations which I have mentioned were invariably referred to the Economic and Social Committee for its opinion. In the final analysis, this represents a considerable amount of activity. But, it must be admitted, in this context it is organized by the Commission in circumstances of Surprisingly, the decision at issue is not the definite subordinacy. According to some first of its kind that the Commission has academic lawyers, it falls to the Member adopted on the basis of Article 118. The States to determine whether, how and when Joint Committees on Social Problems in consultations are to take place and that the Sea-fishing and on Social Problems of Agri- Commission may not lay down the subject- cultural Workers were set up on 25 July matter of the discussions or the rules of 1974 by Decisions 74/441 and 74/442; nor procedure (see Knolle, Article 118, in AA. can it be said, as we shall see more clearly W., EWG-Vertrag Kommentar, 2nd in Section 7, that the Member States and Edition, Baden-Baden, 1974, p. 1515). And

OPINION OF MR MANCINI — JOINED CASES 281, 283 TO 285 AND 287/85

practice seems to bear out this — albeit here is the nub — included an 'action dubious—view. Indeed, it has been very programme' designed (a) to achieve equality rare for the Commission to call meetings or of treatment for Community and request opinions without first securing the non-Community workers 'in respect of agreement of the Council. One can mention living and working conditions, wages and simply by way of example the written economic rights', and (b) to 'promote consultations on the implementation of consultation on immigration policies Article 118 (Ribas, 'La politique sociale des vis-à-vis third countries'. Communautées européennes', Paris, 1969, p. 47) and the round table on social policy in the transport sector, where the Council chose the subjects to be placed on the agenda and the national delegations laid Three episodes of some importance down the detailed role of the government followed, involving the same institutions. officials attending the proceedings (Eighth Again in 1974 the Summit Conference of Review of the Council's Work, April- Heads of State or Government (Paris, 9 and September 1963, p. 40). 10 December) emphasized in Point 10 of the final communiqué the need for stage- by-stage harmonization of legislation affecting aliens. Two years later, a new Council resolution (9 February 1976, Official Journal, C 34, p. 2) took up once 5. The time has come to consider the facts again the subject-matter of the document of this dispute, which entails retracing the which I have just quoted, added a reference many stages in the process which has to the need jointly to combat illegal immi- culminated in Decision 85/381 and the gration of non-Community workers and applications on which the Court is called to ended by expressing the 'political resolve' to give a decision. implement the promised measures while taking account of the responsibilities of the Community institutions concerned. Lastly, on 11 December 1978 the General Committee for Euro-Arab Dialogue meeting To my knowledge, the most distant in Damascus adopted a 'Declaration on the antecedents of the present proceedings go principles governing the living and working back to 1974 or even to 1972. Indeed, in conditions of migrant workers from the two October 1972 the Heads of State or regions'. It, too, guaranteed equal treatment Government meeting in Paris called on the in respect of economic rights and basic institutions to relaunch Community activity human rights (Twenty-sixth Review of the in the social field by providing for the Council's Work, 1 January-31 December necessary measures and resources. Fifteen 1978, pp. 56 and 57). months later, on 21 January 1974, the Council accepted that invitation by adopting a resolution (Official Journal 1974, C 13, p. 1) in which 'full and better employment at Community, national and regional levels' At this point, the Commission enters on the was stated to be an 'essential condition for scene; hitherto it appeared to have been an effective social policy' and an under- interested in migration policies in a fairly taking was given that the measures marginal manner. The communication necessary to achieve that objective would be which it forwarded to the Council on adopted by 1976. Those measures — and 23 March 1979 (COM(79) 115 final)

GERMANY, FRANCE, NETHERLANDS, DENMARK AND UNITED KINGDOM v COMMISSION

accurately traces the relevant socio- arrangements for vacancy clearance, and the economic background and pays attention to foreseeable developments in the state of the both strategic objectives and procedural labour market, including the likelihood of details and constitutes one of the most Community workers accepting the available important milestones in this affair. It must vacancies. Also, there was nothing to therefore be examined carefully. prevent ad hoc groups being set up with the participation of the social partners in order to deal with specific questions. The document begins with an acknowl- edgment which is also an act of prudence: to 'decide on the principles of consultation between the Member States and the 6. As can readily be imagined the document Commission' is a matter for the Council summarized above brought a breath of fresh

(paragraph 2.10). But the tone of the air into the harsh but stifling conflict which document immediately becomes incisive. had been going on for years between the Such consultation is in fact indispensable. It Member States, the Council and the is necessary because o f — o r , better, it Commission with regard to the criteria for constitutes a genuine 'corollary' to — the applying Article 118. For instance, the 'free movement of Community workers' report drawn up by the Committee of

(paragraph 3.2). The admission of Permanent Representatives for the Council foreigners, which is haphazard and meeting of Labour and Social Affairs ill-planned and often implemented illegally, Ministers (Doc. SOC 266 of 15. 11. 1979) seriously risks jeopardizing that policy. A recognized the existence of a link between series of measures should therefore be migration policies and the priority to be studied jointly with a view to adopting a given to workers who are nationals of coherent approach to the immigration of Member States, and proposed that that issue workers from non-member countries by should form the subject of consultation.

For safeguarding and strengthening the 'priority anyone seeing dangers even in sociological for Community nationals' in the Com- and labour-law studies the progress was not munity labour market (paragraph 3.5). The inconsiderable; neither did some communication goes on to say that the governments' reservations in the area of problem arises in a particularly acute form procedure succeed in completely offsetting for United Kingdom, Irish and Danish it. In fact in that area nationalistic concerns workers during the transitional period. The regained the upper hand.

For instance, problem is how to guarantee them priority France stated that the Advisory Committee over non-Community labour in access to the set up under Regulation No 1612/68 was available vacancies; this is the first subject- not an appropriate forum for discussing matter for consultation, which should be matters involving national sovereignty; as a arranged forthwith (paragraph 4.1). result the Technical Committee was preferable but even so it should not involve itself in outlining Community negotiating positions. In any case, France and Germany As for the procedure to be applied to the warned, general terms of reference should meetings in which these topics were to be not be given to the Commission; and the tackled, no new machinery appeared to be Danish delegatioi idded that consultation necessary. It was deemed sufficient to rely should not lead tc nding instrum "« on Article 19 of Council Regulation No 1612/68, which was sufficiently flexible to cope with the sector of migration policies. Accordingly, the Commission was to report The Commission responded to those caveats on the results of the Community by stating that it viewed consultation as a

OPINION OF MR MANCINI — JOINED CASES 281, 283 TO 285 AND 287/85

method of enabling it to make proposals, market by labour from third countries, and not to adopt measures. But the most precise by appropriate consultation on migration — and perhaps the most accurate policies vis-à-vis third countries'. The style — form of words with regard to this matter is laboured but the political emphasis of the was delivered by the Council in the message is clear. There is also a clear invi- conclusions to the Council meeting referred tation to act, which, once again, is to above (Doc. PV/CONS 53 SOC 292 of addressed to the Commission.

The 26. 11. 1979). Having emphasized that document ends by stating that the efforts should centre on questions regarding Commission should take the initiatives the priority to be given to workers from the necessary to promote cooperation between Member States, questions regarding labour Member States in the field of labour-market from third countries and questions arising policy. for nationals of Member States working in non-member countries, the Council stated that, albeit 'without prejudice. . . to the powers of the institutions of the Communities', the aim of consultation was to 'facilitate the adoption' not of 'Community legal instruments' but of a 'common attitude of the Member States' The Commission did not react immediately. (entry in the Council minutes concerning Manifestly, it felt on the basis of its

Point 7). It considered that the time was experiences in the 1960s and the unsatis- right for such an initiative and requested factory outcome of its previous attempts to the Commission 'to prepare or organize pursue voluntary collaboration (infra, [appropriate consultations], as the case may section 15) that genuinely effective action be'. would again meet with insurmountable resistance; one might as well therefore continue to work at the matter by issuing severe diagnoses of the existing situation and making increasingly explicit proposals. It seems to me that the document of 9 September 1983, addressed to the Advisory Committee, was designed with that strategy Six months later the Commission document in mind. It contains a pointed allusion to the bore new fruit: the Council resolution of 27 agreements concluded by the Community June 1980 on guidelines for a Community with Turkey, Portugal, Yugoslavia and labour-market policy (Official Journal 1980, Maghreb countries which secure for immi- C 168, p. 1), which put the procedural grants from those countries a less advant- questions on one side and once again put ageous status than is guaranteed the emphasis on the substantive problems of Community nationals.

But the most consultation. In Section III it is stated that important passage in the document is where 'integration of the . . . market should be it considers the damage caused by the fostered within the framework of free growing tendency for the Member States to movement of l a b o u r . . . particularly by act independently of each other. In recent effective implementation of the Sedoc years, the document states, numerous system [European system for the interna- measures have been adopted by the Member tional clearing of vacancies and applications States that have not been the subject of for employment], taking account of consultation and have had adverse reper- the . . . priority to be afforded to . . . cussions on the situation in other Member nationals of Member States and of the need States.

The time has now come 'to institu- to contain access to the Community labour tionalize such consultation'.

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However, in what way can this be achieved? jurisdiction of the governments 'of the The answer — and it is a crucial one — is to Member States', it recognized that it was be found in the draft communication on desirable to promote cooperation and guidelines for a Community policy on consultation and noted 'the Commission's migration, which goes back to 13 March intention of drawing up an appropriate 1984 and was also sent to the committee set procedure to this end' (paragraph 3), calling up by Article 24 of Regulation No 1612/68 on the Commission 'to submit the necessary

(Doc. V/243/1/84-FR rev.). It is stated in proposals to it in this connection' Point 44 that it is now the proper time to (paragraph 7). provide an appropriate legal framework ensuring the participation of the Member States in the consultation procedure and imposing on them the same obligations The resolution was approved on 13 June vis-à-vis the Commission and the other 1985, formally adopted at the meeting on Member States. In accordance with the 16 July and published on 26 July (Official Council's wishes that framework is designed Journal 1985, C 186, p. 3).

But by that time to achieve simply the adoption of common the horse had already bolted, for on 8 July positions and merely requires information the Commission had issued the contested and discussions on each and every one's measure. problems in the sphere of measures relating to workers from non-member countries and members of their families. But the draft communication goes on to state that if the 7. Now that I have concluded the account information and discussions are to be of the facts which led to the adoption of the mandatory in nature it is essential to have a contested decision, it seems to me that a decision to put them into effect (Point 55). question is called for.

Why was this case brought? What brought before the Court a number of Member States which is scarcely less than the number required to bring the Council itself into the field? Logically, it The die was about to be cast and there will must be concluded that there was no reason. probably be surprise in some quarters at the On six occasions the Council stated that lack of adverse reaction to the fact that it consultation is indispensable; twice it was now foreseeable that it would be spurred the Commission on to implement it

thrown. In a document dated 22 June 1984 and, when the Commission decided to act, (Conclusions of the Council concerning a asked it on a further two occasions to Community medium-term social action inform the Council of its proposals. For programme, Official Journal 1984, C 175, p. their part, the Member States raised doubts, 1), the Council 'takes note' that the put forward suspicions, gave warnings; but Commission is to submit proposals for they never said — either before 1985 or, 'developing cooperation between Member even less, during the procedure — that they States on the control of migratory flows were unwilling to provide each other with from third countries'. Then when the information and take part in consultations. Commission presented it with a draft resolution stating the need to define 'a suitable framework' for consultation (Doc. COM(85) 48 final of 7 March 1985) the It may perhaps be objected that the Member Council's response was couched in anodyne States are not criticizing the thing itself but but not in negative terms. Thus once it had the instrument and the materials — clarified that 'matters relating to the access, a decision and the constraints resulting residence and employment of migrant therefrom — with which the thing has been workers from third countries fall under the made. This argument, too, is untenable.

It is

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sufficient in order to refute it to point out Community research, development and that the two 1974 decisions (supra, Section demonstration activities, Official Journal 4) were also based on Anicie 118 and yet 1984, L 177, p. 25; Council Decision of 28 not contested. On the other hand, if it is October 1980, concerning fishery activities objected that those decisions dealt with less in waters under the sovereignty or juris- sensitive matters than the decision at issue in diction of Member States, Official Journal these proceedings, it is sufficient to cite 1980, L 298, p. 38) and four by the other measures with which the legislative Commission. The latter set up committees history of the Community is studded: on road transport (Decision of 18 measures which are also binding and are November 1985, Official Journal, L 317, p. also intended to deal with matters of 33), on railways (Decision of 19 December considerable importance or at least at the 1984, Official Journal 1985, L 8, p. 26), on extreme limit of Community powers; the control of pollution caused by the measures, moreover, which are based not on dumping of hydrocarbons discharged at sea a provision of the Treaty, but on the Treaty (25 June 1980, Official Journal, L 118, p. simpliciter or, worse, on Council resolutions 11) and on waste management (21 April and which, despite those characteristics, 1976, Official Journal, L 115, p. 73). were accepted in silence or with general satisfaction.

Let us return to the point. If the remarks There are at least 10 such acts and all of that I have made are pertinent, in order to them are worthy of appearing in the much- understand the reasons behind these needed chamber of legal horrors. The proceedings there is no alternative but to following Council regulations are based leave the realm of logic and venture into the simply on 'the Treaty': No 1707/86 of 30 realm of psychology, if only in a down- May 1986 on the conditions governing to-earth way. The opposition of the imports of agricultural products originating Member States is due to three factors and, in third countries following the accident at firstly, to the irritation aroused by unex- the Chernobyl nuclear power station pected and displeasing events. What I mean (Official Journal 1986, L 146, p. 88); No is this. The 1974 decisions and the 3302/86 of 27 October 1986 suspending documents produced from 1979 onwards imports of gold coins from the Republic of were not such as to alter the image that the South Africa (Official Journal 1986, L 305, Commission had given of itself in the 1960s, p. 11); and No 3599/85 of 17 December above all because of the ground it yielded 1985 applying generalized tariff preferences with regard to consultations and studies. for 1986 in respect of certain industrial The Member States were used to this products originating in developing countries deferential, yielding, at times faint-hearted (Official Journal 1985, L 352, p. 1). Then image, to such an extent that the conviction again, there are seven Council decisions grew up that a lot of jaw could be expected based on various Council resolutions, three from the Commission but little or nothing in of which were issued by the Council itself the way of action. The silence maintained (Council Decision of 16 September 1985 by the Member States in the face of the setting up an advisory committee on phar- document of 13 March 1984 (which maceutical training, Official Journal 1985, provided that consultation was to take place L 253, p. 43; Council Decision of 29 June in a legal framework to be created by means 1984 dealing with structures and procedures of a decision) is explicable — I believe — for the management and coordination of for those very reasons. Consequently,

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the Member States must have been greatly now before the Court yet without surprised when they were faced with a renouncing the objectives which it had in measure and a full-bodied one at that. And view. As the Commission itself pointed out great must have been their desire to bring in the document of 23 March 1979, the institution responsible for that measure migration policies constitute a 'corollary1 to back into line with a good judicial rap over the policy laid down by Articles 48 to 51 of the knuckles. the Treaty; consultations on the problems posed by the implementation of those articles would therefore necessarily involve Then again there is an objective element. tackling measures aimed at non-Community Whether we like it or not, the Member nationals as well. States are genuinely — or better, vitally — interested in preserving full control over the admission to their territory of 8. Before considering the submissions and workers from non-member countries, inter arguments of the parties a number of alia because of its obvious political and problems of admissibility must be resolved public-policy ramifications.

Hence, their and, to start with, the issue which I have fear that in time this sector will come within mentioned in Section 1. the ambit of the Community is a genuine one. And it seems to me significant that they took the opportunity afforded by the Single European Act to bring things out into the Let us consider the time-scale involved. The open by securing themselves against contested decision was notified to all the incursions designed precisely to initiate a Permanent Representatives on 11 July 1985

process of that kind. The declaration and, as appears from the copy of the notice relating to Articles 13 and 19 of the new of receipt, it reached the Netherlands Treaty confirms 'the right of Member States Permanent Representative at 3.10 p. m. on to take such measures as they consider that day. The application of the Netherlands necessary for the purpose of controlling Government was forwarded by telex on 18 immigration from third countries, and to September 1985 and the original of the combat terrorism'. document reached the Court Registry two

days later. However, the Commission points out that, in the case of the Netherlands, the period of time allowed for commencing Lastly, the Commission's errors also had proceedings was two months — calculated some influence. I am not referring so much in accordance with Article 81 of the Rules to the hurry, which was certainly not very of Procedure as from the day following seemly, in which it issued the contested notification — plus six days in order to take measure. I consider, however, that the account of the distance between The Hague measure's excessive detail and, above all, the and Luxembourg pursuant to Annex II of stress which it puts on non-Community the Rules of Procedure. Accordingly, the workers and on agreements between time-limit expired on 18 September, that is Member States and non-member countries to say the day on which the Court Registry were not calculated to placate the irritations received the telex, but 48 hours before and fears which I have mentioned. Indeed it the original arrived.

The Netherlands is permissible to conjecture that if the Government does not deny the facts. Commission had put its emphasis on the However, it argues (a) that Articles 37 and Community s labour market and on the need 38 of the Rules of Procedure do not to increase employment among Community prohibit the lodging of applications by telex, white- and blue-collar workers, it would and (b) that it was obliged to use telex perhaps have avoided the actions which are owing to the delay (29 August) with which

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the Commission answered a request it made arguments of the Netherlands, but only for explanations as to the method of because that State, intervening in support of application of the decision. Germany, incorporated the entire content of its own application in its observations made As is shown by the Court's recent judgment as intervener; (b) I shall have to take into of 15 January 1987 in Case 152/85 Misset v account the arguments put forward by the Council [1987] ECR 223, the arguments of United Kingdom only to the extent to both parties are based on a mistaken which it repeated them in its intervention in assumption. In interpreting Articles 80 and support of France; (c) I shall be obliged not 81 of the Rules of Procedure the Court held to consider the submissions and arguments as follows: ' w h e r e . . . the period of time put forward by Denmark, which had the allowed for commencing proceedings is misfortune (or the elegance) to play its hand expressed in calendar months, that only at its own table. period . . . expires at the end of the day in the last month thereof which bears the same number as the day of the occurrence of the 9. In the applicants' opinion Decision event which caused time to start running, 85/381 is vitiated by three defects: lack of that is to say the day of notification' competence, infringement of the Treaty

(paragraph 8). If we apply this rule in the and, in the alternative, breach of essential present case we find that the period of time procedural requirements. The first two prescribed in Article 173 of the Treaty for charges are based on the interpretation bringing proceedings for the annulment of given to Article 118 by France, Germany, the contested decision expired on 11 the United Kingdom and the Netherlands, September. If we add the six days for which and, for that very reason, lend themselves to applicants residing in the Netherlands joint consideration. However, it must be qualify we get the answer of midnight on 17 borne in mind that the four Member States

September. It follows that, even if it is use the expression 'lack of competence' in a assumed that an application sent in by telex dual sense: that is to say, they claim that the is valid, the Netherlands application was out decision in question is vitiated thereby (a) of time. because it exceeds the extent of the powers which Article 118 confers on the Yet not only the application of the Commission and (b) because it deals with Netherlands. If the rule in Misset is also fields which fall outside Article 118.

Since applied to the other applications it turns out these approaches involve very different that the Federal Republic of Germany and problems we shall have to consider them France lodged their applications in time separately. (Germany's application reached the Court on 17 September and the application of France, to which the correct text of the Let us commence then by considering the decision was notified a week later, on 24 first approach which, although it is to be September) but this is not true of the found in all the applications, is considered applications lodged by the United Kingdom in particular depth in the application of the

and Denmark. In their case, as we know, Federal Republic of Germany. According to the rules on distance provide for an the Federal Government the first aspect extension of 10 days, as a result of which which prevents Article 118 from being used the Court should have received their to justify the adoption of a binding respective applications by 21 September. Yet instrument is its wording. The first their applications were not lodged until 23 paragraph of the article gives the September. Commission the task of promoting close In the light of those observations (a) I have cooperation between Member States; and no option but to assess the submissions and 'promoting' means favouring, encouraging,

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initiating or prompting but certainly not of Article 118. It states that the Commission requiring. The second paragraph is no less 'shall act in close contact with Member explicit. It is obvious that two of the States'. It is plain that the behaviour instruments mentioned therein do not required of the Commission as a result postulate (studies) or do not have the makes sense only if it takes the form of an character of (opinions) an activity capable obligation: that is to say an obligation not of imposing obligations. With respect to the to use the means made available to it (in this consultations, however, the French and case not to arrange consultations) without Italian versions use a verb — 'organiser', not only informing the Council but also and 'organizzare' — which may allude to legis- above all obtaining the Council's consent.

In lation; but since the corresponding terms short, the Commission is not entitled to used in the German and English renderings carry out unilateral acts; and a fortiori it ('vorbereiten', that is to say prepare, and may not carry out unilateral acts involving 'arrange') have a meaning precluding any obligatory effects. such allusion, its semantic scope must be limited to the performance of purely practical preparation activities. As is obvious, the Federal Government continues, the Commission disagrees.

In its opinion, Article 118, in like manner to But that is not all. The term 'decision' does Articles 75 and 113, confers certain tasks on not occur in Article 118. In itself, that need it while leaving it free to choose the means not necessarily play a determining role; by which it carries them out. But the however, it does assume such a rôle when it Commission's analogy does not hold true, is borne in mind that the second paragraph as can be seen, once again, from the provides for other instruments (studies, wording of Article 118. The choice left to opinions and consultations) the list of which the Commission would relate to the method seems exhaustive or — in view of the of arranging the consultations.

However, opening sentence of the first paragraph of the expression 'arranging consultations' ('die that article and in view of Article 155 — is Vorbereitung von Beratungen') is governed at the most capable of extending to recom- by the preposition 'by' ('durc¿'); mendations (see, in particular, the United accordingly the activity of arranging consul- Kingdom's observations). This is also tations is itself a means in the same way that suggested by the third paragraph of Article delivering opinions and making studies are 118, which stipulates that before delivering means. And that implies that the opinions the Commission is to consult the Commission is indeed free; but it is free to Economic and Social Committee.

It is in use those means (as it did in the case of fact absurd that a non-binding measure studies) or not to use them (as it did not in should be subject to such a condition and the case of opinions) — it is certainly not not an instrument from which obligations free to employ means for which the legis- arise; and if that observation is correct it lature did not make provision. must be inferred that the legislature did not have the slightest intention to empower the Commission to issue binding instruments. Neither can it be said that the choice of a binding instrument resulted, on the basis of the principle of 'effet utile', from the need to ensure effective consultations.

Such There is more still. Crucial importance also consultations could also be effective even if attaches to the words which precede the carried out by way of forums (see the obser- aforementioned list in the second paragraph vations of the French Republic) in like

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manner to the meetings held on the same However, Article 117 is just one piece in a subjects under the auspices of the Council mosaic. It is necessary to look at the whole of Europe, especially —the Netherlands design. It will then become clear that the adds — since in this case the sound func- Treaty as a whole treats the social sector as tioning of the consultation is secured by the being the preserve of the Member States, requirement to act bona fide which is from which it follows that, like all the other imposed on the Member States by Article 5 fundamental choices made in the Treaty, of the Treaty. In any event, it is a fact that that choice may only be amended by use of when powers are transferred from the the procedure provided for in Article 236. Council to the Commission or from To erode that choice by adopting a broad Member States to the Community teleo- interpretation of any particular provision logical considerations and, in particular the and, in this case, of Article 118 signifies principle of 'effet utile', are valid only in the failure to observe the principle that each last resort. Consequently, before it can issue institution must act within the limits of the a decision the Commission should have powers conferred on it. The result is that exhausted all the other means afforded by Article 4 and Article 155 itself are infringed. the law. Yet, the technical and advisory Article 155 is infringed in so far as it infers committees set up pursuant to Regulation that the Commission may issue decisions 1612/68 were only consulted marginally on only in exceptional cases and hence that it the issues intended to be tackled by the may not do so in the absence of powers decision and the Member States received conferred expressly by the Treaty or neither opinions nor recommendations. delegated by the Council.

Still according to the Federal Government, the findings to which literal and teleologicai analysis of Article 118 leads are borne out The Commission's answer is that those by a consideration of its position within the observations lose relevance or are defeated system of the Treaty. There is no doubt, for altogether in view of the solely procedural instance, that its provisions are connected content of the contested decision. But the with the programme outlined in Article 117 objection is a weak one. Firstly, Article 189 (improved working conditions and standard makes no distinction between substantive of living for workers and harmonization and procedural instruments, and secondly, it thereof while the improvement is being is notorious that instruments are often maintained) and should therefore be read in procedural in form only. The Federal the light of the means by which, according Government argues that the requirement set to the second paragraph of Article 117, the out in Article 1 (1) (to notify measures in relevant aims are to be implemented. Those preparation) affects the substantive interests means consist of: (a) the automatic func- of the Member States by jeopardizing tioning of the common market; (b) the possible requirements of secrecy or, in the 'procedures provided for in this Treaty', case of agreements with non-member which presuppose provisions expressly countries, the confidentiality necessary to conferring a power to impose obligations; ensure the successful outcome of the nego- and (c) the approximation of national tiations. Indeed the French Government laws — that is to say a task which, as is maintains that the time-scale laid down for well known, devolves not on the consultation (two weeks plus six weeks) Commission but on the Council. may prevent urgent measures from being

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taken in time. Lastly, the United Kingdom phenomenon of migration to and from argues that since it will be impossible to non-member countries; but the link is too issue proposed measures which are subject tenuous and indirect to bring persons to the procedure until the procedure has involved in those movements, with the been completed and the measures have been single exception of nationals of countries stated to be consistent with Community associated with the Community, within the policies, those measures are dependent, at scope of the rules set out in Chapter 1 of least defacto, on the Commission's approval. Title III of the EEC Treaty.

France in particular maintains that this fact is sufficient to prevent the Community legis- lature from being able to regulate their Finally, the Federal Republic turns to interests directly or by taking action in academic writings, case-law and practice. It respect of the national measures covering maintains that academic writers are virtually those interests. unanimous in finding that Article 118 does not authorize the Commission to take binding measures. As for the case-law of the Court, in its judgment of 15 June 1978 in But other arguments militate in favour of the third Defrenne case (Case 149/77 that same conclusion. For example, as the De/renne v Sabena [1978] ECR 1365, at United Kingdom observes, it is undeniable paragraph 19), the Court emphasized that that the immigration policies of Member 'the provisions of Article 117 and States are fashioned or determined by 1 1 8 . . . are essentially in the nature of a historical, cultural and social factors on programme'; in other words, the Court which the Community has nothing to say. recognized the existence of a state of affairs Furthermore, as the French Government which, in a system dominated by conferral points out, the admission of migrants from of limited powers, implicitly leads to the outside the Community may put at risk same conclusion. Practice is more values, such as national security, that are ambiguous and it is made so by the two protected by the Treaty itself in so far as it measures which the Commission issued on guarantees the Member States a right to

15 July 1974. However, it would be going remain silent (Article 223); even when it too far to give those measures the authority does not go so far it does involve a series of of precedents; they do not provide for a administrative activities (issue of visas, Member State's collaboration with the frontier checks) which fall wholly within the committees which they set up and the only jurisdiction of the Member States. The thing which they have in common with the Council itself recognized this eight days contested decision in this case is the after the issue of the contested decision: requirement of secrecy which is imposed on 'matters relating to the access, residence and participants in the relevant meetings. employment of migrant workers from third countries' — states the twelfth recital in the preamble to the resolution of 16 July 1985 — 'fall under the jurisdiction of

10. France and the United Kingdom stress the . . . Member States, without prejudice to above all the second ground for maintaining Community agreements concluded with that Decision 85/381 is vitiated on the third countries'. ground of lack of competence. In both governments' view, the field covered by that decision goes beyond the scope of Article 118, which does not deal with 11. Let us now turn to the applicant's claim non-Community workers. Certainly, no one in the alternative — breach of essential denies that there is a link between procedural requirements. Here too the claim Community policies on employment and the breaks down into two limbs: (a) failure to

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consult the Economic and Social opposed to the contested decision who Committee; (b) insufficient statement of answers this question in the affirmative reasons. In turn, the second limb relies on: exposes himself to certain risks: for (b) (1) the substantively imprecise and example, to the risk of being accused of intrinsically contradictory drafting of the political if not procedural inconsistency or, decision; (b) (2) the fact that the worse, of coming to the aid of the Commission has not indicated its 'relevant Commission, which may be the losing party legal basis'. but is none the less resolved upon returning to the offensive. Nevertheless, France and Germany have done so. The arguments deployed in support of (a) are straightforward. Germany, especially, points out that the third paragraph of According to the Government of the Article 118 requires the Commission to Federal Republic of Germany, the 'correct' submit proposals for opinions to the provision is Article 5 : in so far as that article Economic and Social Committee. For requires the Member States to facilitate the patently obvious reasons this formality does work of the institutions, it seems tailormade not apply to the arrangement of consul- to act as the basis for rules whose essential tations. But it is clear that if the aim is to promote collaboration between the Commission arranges consultations by Member States and provides for the means of a decision those reasons no longer assistance of the Commission to that end. apply and the requirement to consult the The line taken by France is more complex. Economic and Social Committee becomes The French Government draws a distinction if anything more compelling. As regards between matters which fall within the area (b) (1) the Netherlands Government states of Community powers and sectors which that the decision is silent or imprecise with are outside the ambit of the Community.

As regard to numerous important details: for regards matters within the jurisdiction of the example, as to the nature of the measures to Community, a measure such as the be notified, the manner of notification and contested decision may well be based on the terms of the consultation. Those lacunae Article 121, which authorizes the Council to constitute failures to fulfil the duty to state assign to the Commission tasks in reasons. Indeed, the duty to state reasons is connection with the implementation of not designed only to inform the addressees common measures, particularly as regards of a binding measure of the reasons why a social security for migrant workers.

As duty is imposed upon them but also to give regards sectors outside the ambit of the them intelligence of the extent of the action Community, two approaches are possible — required of them. they could be left to cooperation between governments or the powers of the Community could be amplified by having recourse to a combination of Articles 118 The criticism made under heading (b) (2) and 235. It was the second approach that warrants more intricate discussion. The the Council was suggesting that the applicants proceed from a postulate with Commission should take when it asked it, in which it is difficult not to agree: when the its resolution of 16 July 1985, to make legislature gives a measure an unsuitable 'proposals' (paragraph 7). legal basis, the mere fact that the measure can be provided with another legal basis which is definitely correct proves that the The French Government considers that a statement of reasons is insufficient. But is particular problem arises with regard to the there such a possibility? Obviously anyone collection and checking of information.

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Where such activities may not be carried out But neither do the provisions cited by pursuant to expressly conferred powers France seem to be suitable. Let us consider (Article 90 (3) and Article 93 (3)), the first of all Article 121. Recourse can be had Commission simply has to ask the Council thereto where 'the implementation of for authorization to that end. Article 213 common measures' is involved and such authorizes it to do so in so far as it provides measures relate to 'social security for the that 'the Commission may, within the limits migrant workers referred to in Articles 48 to and under conditions laid down by the 51'. However, the second condition refers C o u n c i l . . . collect any information and to much more narrowly defined problems carry out any checks required for the than those which are the subject of the performance of the tasks entrusted to it'. contested decision and the first condition is manifestly inapplicable to that decision.

In order to fulfil the first condition the substantive subject-matter affected by the 'common measures' would have to fall within the powers of the Community; 12. At this point I should commence my however, the entry, residence and examination of the applicants' main sub- employment of workers from non-member missions; but in view of the clear need for countries are plainly areas restricted to the an economical approach I should first Member States. establish whether the research carried out by France and the Federal Republic into an alternative 'basis' for the contested decision has come up with satisfactory results. If they Let us now turn to Article 213.

There is no were satisfactory we would have to doubt that this article is the 'general' rule of conclude therefrom that the decision not the system as far as the collection and only lacks a sufficient statement of reasons checking of information are concerned. but also that the decision is, albeit by impli- What is doubtful, however, is whether the cation, vitiated by lack of competence. procedure provided for therein must be applied in all circumstances, including the most anomalous ones. Let us

suppose — purely hypothetical^— that the Council should turn a deaf ear to the Commission's requests: must the However, that possibility can be ruled out Commission forgo fulfilling the tasks and so the Member States which argued in entrusted to it by the Treaty if those tasks its favour will at least be spared the more involve knowledge of information which serious of the risks which I have mentioned only the governments are capable of above. As far as Article 5, in particular, is providing? Obviously not.

It follows, it concerned the Commission has rightly seems to me, that it is a mistake to make a stated that it is general in scope and must fetish out of Article 213: its procedures are therefore yield to specific rules when — as important but not as important as the in this case — such rules exist. Furthermore, principle of efficiency of administrative Article 5 seems to suit 'vertical' measures action, which requires well-timed action at (that is to say relations between the least in cases where the protection of a Commission and the Member States) general interest is involved. considerably better than 'horizontal' acti- vities, which are essentially involved in the case of the cooperation between governments dealt with in Article 118 and in Lastly there is Article 235.

In order to the contested decision. activate the machinery provided for in that

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article it is necessary that the Treaty should speculative. The determining factor is that not have provided the 'powers of action' the measures to which it refers may be necessary to attain one of the objectives of adopted only in the form of directives or the Community. But — leaving aside the regulations pursuant to Article 100 or question whether the Commission has Article 235 — that is to say by the Council utilized the relevant powers properly — it is and by a unanimous vote. clear for everyone to see that the second paragraph of Article 118 provides the powers necessary to foster collaboration in the social sphere. I would therefore beg to Faced with these facts the arguments conclude that the suggestion in question has deployed by France and the United a 1960s 'feel', that is to say it is reminiscent Kingdom remain without effect.

Some are of a period in which there were continuous merely stating the obvious: it is patent, for and persistent attempts made to disarm the example, that the duty to provide infor- Commission by transferring as much as mation laid down in the decision will be possible of its powers to the Council. overridden, where the preconditions are fulfilled, by the right not to disclose infor- mation, which is laid down in the Treaty (Article 223). Other arguments put forward 13.

Consequently, the match is to be played are extremely weak. Thus, to maintain that wholly on the ground chosen by the national measures could be subject to the Commission. Let us tackle it by starting procedure at issue only if their addressees with the matters which I have considered in were covered by the social provisions of the Section 10. Is it in fact true that the Treaty is tantamount to reversing the terms contested decision encroaches on a of the problem: if anything, it is the use of sector — the sector of migration policies — Article 118 which is justified on the grounds which is still restricted to the Member of the absence of Community rules on

States? workers from non-member countries and, naturally, on the grounds of the need to operate within the framework of colla- boration between the Member States. As for the argument that there is only a weak and The answer is in the negative. Even a indirect link between migration policies and summary reading of the rules making up the Community labour-market policy, it is decision shows that the condition on which sufficient to observe that at least three the validity of that charge depends is Council resolutions take the opposite view non-existent: none of its articles has a (supra, Sections 5 and 6).

However, I shall substantive content; in other words, none of return to this point in greater detail later. them governs — directly or by harmonizing national systems — the matters listed in the first indent of Article 1 (1). It will perhaps be objected that, pursuant to Article 3 (c), 'the objectives of the consultation 14. Consideration of the arguments by procedure . . . shall be inter alia: . . . (c) to which the four Member States have main- examine the possibility of measures, which tained that the Commission lacks might be taken by the Community.

. . in the competence to issue binding measures under field referred to in Article 1'. But that obser- Article 118 is much more complex and vation does not hold water. The provision in tricky. What makes it so is the very wording question is innocuous and not only because of Article 118, which has been accurately its effects are confined to the future or, as is described as creating 'a somewhat para- shown by the use of the conditional tense, doxical situation' (Koopmans, 'The Law of

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the European Community', in AA. W., A law. Thus when Mr Agnelli says that he Commentary of the EEC Treaty, New York, intends to promote the new Fiat Duna not Volume III, 1976, p. 748). As we have seen, even the most suspicious Maoist would Article 118: (a) takes as its starting point the attribute to him the desire to compel its principle of national jurisdiction but says purchase with the help of the judiciary and nothing about the role of the Council, even the police. But when President Roosevelt though its members consist of represen- pledged himself to promote organized tatives of the Member States; (b) confers a labour and, by that means, a better climate specific task on the Commission but is silent in American factories, listeners to his with regard to the sole power — that of 'fireside chats' understood very well that making rules — which would allow it fully what he was promising was the future to perform that task. National Labor Relations Act.

Having said that, I would add at once that, However, the point to which I would draw in my opinion, none of the arguments your attention is another one. Whatever the summarized in Section 9 is really on target. scope of the verb 'promote', the act of Some of those based on the wording of the promoting is a 'task' of the Commission. provision make sense only in the light of a But 'task' primarily means duty; and, if this given version or versions of the Treaty. In is so, it seems obvious to me that the the German and English versions, for mandatory nature of the promoting is instance, the prepositions 'durch' and 'by*, reflected in the nature of the result which it respectively, do in fact govern the is intended to achieve, in the sense that it expressions "Vorbereitung der Beratungen' makes the result to be achieved binding too. and 'arranging consultations'. That is not so Having regard to the logical pattern of the in the case of the Italian rendering, in which aims of the Treaty and of the means by there is a conjunction ('e') interposed which the Treaty pursues those aims, it is in between 'mediante' and 'organizzando fact inconceivable that an institution should consultazioni' which precludes the link on be under a duty to obtain the cooperation of which the Federal Republic's argument the Member States and that the latter relies and therefore robs it of all plausibility (assuming, but not accepting, that it was should have a right to counter its efforts in fact plausible anyway). Another with a blank refusal. In short, collaboration rendering — but likewise unfavourable to is a duty. The matter has been put the German argument — is to be found in particularly clearly by a German jurist, the French version, where the phrase although he gives a very cautious interpre- 'l'Organisation des consultations' is tation to Article 118: according to him, governed by a separate preposition 'par' Article 118 subjects the Member States to with another 'par' referring to 'studies' and an obligation which is derived from the 'avis'. content and aims of the Treaty itself. They cannot shirk that duty and even less contest the promoting activities of the Commission (Knolle, loc. cit.).

On the other hand, it is correct to say that 'promote' does not mean 'oblige', not even in French or Italian. But it is correct only in How, then, is consultation on migration terms of dictionary definitions, for history policies to be fitted into this framework, and experience show that promotion may which, I stress, is qualified by the presence take many forms, certainly including that of of two concurring obligations? After having

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been faintly sketched by the Commission in follows: with respect to workers from the defence and the rejoinder, the bond non-member States nationals of other linking the subject-matter of the contested Member States enjoy the precedence which decision and the aims of the Treaty has is granted to nationals of the Member State come strongly to the fore in the course of of employment. the oral procedure. I consider that that bond constitutes an important key for resolving this problem and should therefore be explored with the utmost diligence. Consequently, the principle of the priority of Community workers can be inferred from the Treaty; but 10 years were to elapse Article 104 asks the Member States 'to before it could put down roots in secondary ensure a high level of employment'. legislation. In the first regulation However, for the purposes of implementing implementing Articles 48 to 51 (Regulation that objective, the Treaty also sets aside a No 15 of 26 August 1961, Journal Officiel, very large area for activity on the part of No 57, p. 1073) traces of the principle are the Community. Naturally, I have in mind barely visible. Article 43 of that regulation the financial assistance of the European asks the Member States to draw up their Social Fund (Article 123) and the common policies in the light of the conditions on vocational training policy (Article 128). But markets of the other five Member States what I have in mind above all is the free and hence to endeavour to have recourse to movement of workers and the fundamental nationals from outside the Community only consequence which Article 48 (2) derives when they have placed, 'in available therefrom: 'The abolition of any discrimi- vacancies which are the subject of offers not nation based on nationality between made to named workers, workers from workers of the Member States as regards Member States with surplus labour'.

This employment, remuneration and other was followed by Regulation No 38/64 of 25 conditions of work and employment'. March 1964 (Journal Officiel, L 62, p. 965). Here the invitation became a requirement but its scope was curtailed. The governments had to take account of That rule dominates the whole subject. It Community priority only when examining has, for example, been argued — and, it the Commission's annual report on the state seems to me, correctly — that the very 'right of employment. to accept offers of employment actually made', which is guaranteed to Community nationals by Article 48 (3), must be read in the light of that rule; that is to say it auth- orizes anyone who intends to emigrate to Community priority only became the subject another country to register on its of a genuine legal situation in Regulation employment registers in order to take No 1612/68. It is understood as being a advantage of the same job opportunities as right in the sixth recital, which links are afforded to its nationals (Gaja, 'I Community priority to the principle of lavoratori stranieri in Italia, Problemi non-discrimination, and it is defined as a giuridici dell'assunzione', in AA. W., right in Article 1 (2).

What is more Bologna, 1984, p. 124). However, for our important, it is safeguarded as a right in purposes the most significant effect of the Articles 15 and 16 by specific clearing prohibition of discrimination is the effect in machinery (SEDOC). At least once a month relation to workers from non-member the Member States are to send to the countries. This effect can be defined as European Coordination Office a return

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showing by occupation and by region: (a) the Commission. I refer to Law No 943 of vacancies unfilled by manpower from the 30 December 1986 on the employment of national labour market; (b) applicants for non-Community workers and clandestine employment who are ready and able to immigration (GURI No 8, 12. 1. 1987, p. accept employment in another country. 3). Applications are to be submitted to employers 'with the same priority as that granted to national workers over nationals of non-member States' and it is stipulated that the Member State in question may offer vacancies to nationals of non-member States 15. We have therefore ascertained: (a) that only if it considers that there are insufficient the collaboration referred to in Article 118 workers available who are Community is a duty; (b) that there is a very close link

nationals. The national employment services between consultations on migration policies may turn to their counterparts in and the free movement of labour. At this non-member countries 18 days after they point it is appropriate to ask ourselves have received applications from Community whether the Commission could have secured workers. compliance with (a) and fully asserted (b) without having recourse to a binding act. Moreover, this inquiry must be made, for the Federal Government accuses the Commission of not having first taken advantage of the numerous and less These provisions — let us be clear — must doubtful resources afforded by the Treaty not be overestimated: it is obvious, for and secondary legislation, especially in view instance, that they are far from having the of the fact that the Council had urged it to incisiveness of the provisions in force on the use those resources in its resolution of 16 common commercial policy (for instance July 1985. In fact, there is a declaration with regard to the management of quotas). annexed to that resolution in which it is said But that is of little consequence. What does that 'cooperation and consultation between matter, in my view, is that under those the Member States must include in the first provisions the principle of priority is given a place an improvement of the procedure on certain role to play in the defence of the existing institutions . . . with regard to the freedom laid down in Articles 48 to 51. And free movement of workers'. although that role does not call into question the Member States' jurisdiction as regards the access to employment of nationals of non-member countries, it is certainly opposed to the relevant powers being exercised in such a manner as The charge is unfounded. The bodies to adversely to affect Community workers' which the Council refers are primarily the right to move within the Community (see advisory and technical committees set up by also Gaja, op. cit., p. 135). It seems to me Articles 24 and 32 of Regulation No that in this context consultations on 1612/68. As we shall see shortly, the migration policies assume an importance of Commission has made very full use of the

the first rank. It is sufficient to think of the second of these. On the other hand, it is effect that such consultation would have true that it has not utilized the first. But was had on the content of a very recent measure it entitled to have recourse thereto? I doubt which the Italian legislature adopted very much whether it was. The membership without checking for possible distorting of the Advisory Committee in fact includes, effects with its European partners or with alongside Commission officials and repre-

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sentatives of the Member States, members the governments to hold consultations on a representing trade unions and employers' voluntary basis. That experiment took place associations. Consequently, its composition on the Technical Committee. It went ahead is not such as to permit calm and open for no less than five years as from the debate every time the subject-matter on beginning of 1980 and ended in complete which consultations are being held calls for failure. The Member States regarded the a modicum of confidentiality. It must be consultations in which the Commission added — the argument is an argument ad invited them to take part as mere mutual hominem but it has a certain weight — that information on measures already adopted the government which, more than any and on their domestic effects.

In other other, has criticized the decision for not words, they applied to those consultations having taken due account of the need for the criteria on the basis of which meetings confidentiality is the Government of the are held on similar subjects under the Federal Republic of Germany (supra, end of auspices of international organizations such Section 9). as the Council of Europe. The examples which the Commission's agent has given the Court could not be more eloquent. Then there are the mechanisms provided for in Articles 13, 14 and 19 of Regulation No

1612/68. But those, too, in my opinion, are The Council of Europe called, for May not suitable for the type of procedure that 1980, a Conference of the Twenty-one on the Commission had in mind to organize. migration policies and the Commission Article 13, for instance, is directed at the considered it expedient to ask the Member central employment services of the Member States to participate on the basis of a States, whereas it is obvious that the only common approach. To that end it arranged candidates for effective consultation are the a meeting for 20 February.

Since Article 118 governments, and Article 14 requires the provides for the possibility of consultations Member States to provide statistical infor- on problems 'of concern to international mation, which, at best, is suitable for iden- organizations', the subject-matter on the tifying foreseeable labour requirements. agenda — the exchange of ideas with a view Article 19 is more interesting; in 1979 the to coordinating the various positions — was Commission itself identified it as affording a certainly orthodox. However, the represen- possible procedural solution for its measure tative of the Federal Republic of Germany (supra, Section 5). It is more interesting and stated that it would be better to abstain yet it is not much more useful. It enables (a) from making any attempt to coordinate the information to be obtained but only on the approaches of the Member States and the results of Community arrangements for French representative even challenged vacancy clearance and on the number of whether it was within the terms of reference placings of nationals of non-member States; of the Technical Committee to tackle and (b) consultations to be held, but only problems of that kind (supra, Section 6). twice a year and on a limited range of topics, such as the report which the Commission draws up on the basis of infor- At the meetings on 21 October 1980, 6 mation supplied by the Member States. December 1983 and 22 January 1985 repre-

sentatives of the governments refused to inform the committee about anything other than measures which were already in force In any event, the weakness or inadequacy of or at least already decided upon. However, those instruments did not prevent the the most significant episode took place Commission from asking or even persuading during a meeting held on 9 December 1982.

GERMANY, FRANCE, NETHERLANDS, DENMARK AND UNITED KINGDOM v COMMISSION

The French representative announced that thinking of the few judgments which used his government had adopted a measure the classic test of Chief Justice Marshall in designed to expel from the country all McCullocb v Maryland (17 US (4 Wheat. foreigners in an irregular situation and the 316, 421, 1819)), in order to provide the Belgian delegate asked him — quite Community with powers not expressly correctly in my view, since Belgium might conferred on it by the Treaties. Why this is have been involved — on what frontiers the so is obvious. In this case reliance on the operation would take place. But the poor principle of effectiveness does not signify man received a brusque reply: the expulsion invoking the theory of implied powers; it measures, stated the French official, would means merely — as the Court has done on be carried out under police escort. more than one occasion — giving a broad interpretation to an 'enumerated power'.

16. Is it possible, in the final analysis, to conclude that in 1985 the Commission had I am repeating concepts on which I have exhausted the arsenal of ordinary and already dwelt at length. Article 118 does not non-binding instruments which it could raise a problem of competence. The power dream up or which are made available to it to promote close cooperation between by the law? To charge the Commission, as Member States could not have been the Federal Republic does, with failing to conferred upon the Commission more have made a recommendation is in fact clearly. It is not sufficient: cooperation — rather in the nature of a pretext. The signif- the provision gives us to understand — is an icance and cogency of the documents of 23 obligation for the States, which may not March 1979 and 9 June 1983 are certainly oppose and may not even avoid the no less than the potential significance and initiatives taken by the Commission, but, on cogency of the instrument provided for in the contrary, are under a duty to facilitate the second indent of Article 155; and where them. Consequently, what Article 118 those documents had failed a recommen- lacks — and this makes it what Ulpian dation pursuant to Article 155 certainly would have termed a lex imperfecta — is could not succeed. something different, that is to say express mention of an instrument making that obli- gation enforceable in practice (even including making it subject to sanctions) and specifying by what means it should be It was therefore against a background of carried out. frustration, made all the more bitter by the fact that those responsible for it, the Member States, from their standpoint in the Council, increasingly urged the Commission It seems to me, on the basis of what has to act, that one must assess the decision to been said so far, that to fill that lacuna is institutionalize consultation by means of a not an abuse nor even a particularly bold or measure capable of having binding effects. risky decision. On the contrary, if it is And that assessment can but absolve the agreed that 'promoting' and 'organizing' Commission. Moreover, this is the position may imply legislating; if it is taken into taken by the Court's case-law, that is to say consideration that the main objective, the those cases which authorize the interpre- primum et porro unum of the contested tation of provisions in such a way as to decision, is to avoid conflicts arising make them applicable in practice and to between the migration policies of the infer therefrom the maximum possible effec- Member States and one of the four 'great tiveness. In saying this, however, I am not freedoms'; and moreover, if account is

OPINION OF MR MANCINI — JOINED CASES 281, 283 TO 285 AND 287/85

taken of the scant success of the attempts concerned, it should be pointed out that the made to attain that objective in a judgment in question is concerned with the non-binding context there will be no interpretation of Article 119 and the difficulty in agreeing that to interpret statements relating to Article 118 are Article 118 as if it contained the instrument contained in a brief obiter dictum. to which I was referring is to some extent Moreover, in stating that Article 118 is essential. It is the only way of unblocking 'essentially in the nature of a programme' the 'paradoxical situation' to which the the Court did not basically rule out the provision gives rise, allowing it to reveal all possibility that it might contain provisions its potential effectiveness or, more basically applicable here and now. As to the opening than that, to be applied reasonably. words of the second paragraph of the article, in my view the conclusion inferred therefrom by the Federal Republic — the

17. Once this conclusion is reached the Commission is not entitled to perform remaining arguments put forward by the unilateral acts — is completely unfounded. applicants in support of the principal If anything, the origin of the provision submission lose most of their interest. proves the contrary. In point of fact, it Nevertheless, I consider that I must make a emerged from a compromise in which the few brief observations also in regard to following proposal of the heads of dele- them even though I shall deal with them gation was rejected: 'La Commission peut pell-mell. demander au Conseil de procéder à des échanges de vue des différents gouver- The Federal Republic of Germany and the nements au sujet des problèmes sociaux . . . ' United Kingdom, it will be recalled, argued [The Commission may ask the Council to that the list of means in Article 118 is arrange exchanges of view between the absolute and that to claim other means or various governments on the subject of social different ways of asserting them conflicts problems] (Neri and Speri, Traité instituant with Article 4.

In reality, 30 years' uncon- la Communauté économique européenne, etc., tested practice proves that that list is not Luxembourg 1960, p. 297 et seq.). 'exhaustive' but only illustrative: I refer to the long line of recommendations which the I would add a few words on the criticism Commission has based on Article 118 and, that the decision pays insufficient attention naturally, to the two decisions of 1974 (see to the requirements of confidentiality and also Knolle, loc. cit.). On the other hand, it

urgency. In my opinion, confidentiality is appears to me that in the present context the already sufficiently protected by Article 214, reference to Article 4 is not relevant. That which requires the officials and other provision lists the Community institutions servants of the Community not to disclose and provides that each institution must act information of the kind covered by the obli- within the limits of the tasks conferred upon gation of professional secrecy; furthermore, it; but it provides no information capable of the provisions which the Federal Republic casting light — whereas this is precisely considers to be a threat to confidentiality what is needed — on the means or powers are contained without appreciable variations corresponding to those tasks. in all other rules introducing consultation procedures (see Article 4 (2) of Council The arguments based on the judgment in Decision 74/393/EEC of 22 July 1974, the third Defrenne case and on the opening Official Journal 1974, L 208, p. 23).

The words of the second paragraph of Article second requirement arises rarely in the case 118 ('the Commission shall act in close of migration policies and, in any event, the contact with Member States') seem to me to contested act takes this into account in so be equally weak. As far as the first point is far as it stipulates that, once two weeks have

GERMANY, FRANCE, NETHERLANDS, DENMARK AND UNITED KINGDOM v COMMISSION

passed from the date of notification of the 50, 54 to 56, 111, 113 and 114/73 Suiker draft measure, the consultation will take Unie and Others v Commission [1975] ECR place as soon as the government concerned 1663, paragraph 118). so requests. Accordingly, it will be for the government concerned to submit the draft as early as possible and, in any event, in good time. Finally, I shall deal with the criticism based on the failure to consult the Economic and Social Committee.

Although I am sorry to see a provision which I consider to be indis- pensable and, in every other respect, correct 18. Let us turn to the alternative slip up on a classical banana skin, I consider submission. As I already mentioned, it is this charge to be founded. The Federal made up of two criticisms, the second of Republic of Germany is certainly right when which — insufficient statement of it states that the reasons for which consul- reasons — I have largely dealt with in tation was stipulated in the case of opinions Section 12. All that remains to consider in are even more compelling where the that connection then is the charge brought Commission has recourse to an instrument by the Netherlands with regard to the which is capable of having mandatory wording of the decision. The Netherlands effects. To stress the fact that Article 118 is Government alleges that the decision has silent in that regard is, in other words, an too many lacunae and is too imprecise and argument without any value. If I may put too contradictory to enable its addressees the matter in another way: to interpret the accurately to determine the extent of the first two paragraphs of Article 118 on the obligations to which they are subject. basis of a principle as bold as the principle of effectiveness and then to hide behind the stalest literal reading when interpreting the third paragraph is neither consistent nor That observation is without foundation.

In elegant. the first place, I have many doubts whether the flaw complained of constitutes a genuine infringement of essential procedural requirements. I would add that, in my view, The documents before the Court do not tell the decision suffers, if anything, from an us why the Commission failed to seek the excess of detail and from being over- opinion of the Economic and Social meticulous, and that it is this very feature Committee. The fact that in the past it has which was partly responsible for its having submitted all its recommendations — on been perceived by the Member States as an which Article 118 is also silent (Section 4 intolerable threat to their sovereignty (see supra) — leads us to put the Commission's Section 7 above). In any event, I would lapse in this case down to the haste which point out to those' who may disagree with characterized the final stages of the prepa- my assessment that the Court has stated ration of the decision.

But that does not with regard to the validity of a measure also make the lapse less unjustifiable. The contested on the grounds of an alleged formalities laid down in Article 118 and infringment of Article 190 that, 'even if it is other similar provisions of the Treaty are assumed that the passages. . . [of the anything but trivial. An Italian jurist has decision] were not drawn up with the observed that they were laid down 'in order accuracy to be desired, this fact has neither to guarantee respect for the balance of prevented the applicants nor the Court from powers struck in the Treaties, by enabling grasping . . . [its] extent' (judgment of 16 bodies expressing the various interests to December 1975 in Joined Cases 40 to 48, participate in the formulation of the

OPINION OF MR MANCINI — JOINED CASES 281, 283 TO 285 AND 287/85

instrument concerned' (Tizzano, La Corte probable that had the views been sought of di Giustizia delle Commutata Europee, I, a composite body like the Economic and Naples 1967, p. 334 et seq.); furthermore the Social Committee the Commission would Court has stated that their aims include have corrected its decision by rounding off ensuring that the measures to which they its rough edges or perhaps by altering its apply are formulated 'with all due care and structure so as to give more emphasis to the prudence' (judgment of 21 March .1955 in protection of Community priority; it is also Case 6/54 Netherlands v High Authority not improbable, as I have already stated, [1955] ECR 103). that such efforts would have avoided the present actions and the resultant freeze on In my opinion, this case fully confirms the the consultations provided for in the correctness of those remarks. Indeed, it is decision.

19. In the light of the foregoing I propose that the Court should:

(a) declare inadmissible the applications submitted by the Kingdom of the Netherlands (Case 284/85), by the Kingdom of Denmark (Case 285/85) and by the United Kingdom of Great Britain and Northern Ireland (Case 287/85) on the ground that they are out of time; and

(b) uphold the applications brought by the Federal Republic of Germany (Case 281/85) and the French Republic (Case 283/85) for the annulment of Commission Decision 85/381 of 8 July 1985 setting up a prior communication and consultation procedure on migration policies in relation to non-member countries, on the ground of a breach of essential procedural requirements.

As regards the costs, I consider that it would be fair to order each of the parties, including the interveners, to bear their own costs, in view of the complexity and novelty of the issues involved.

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