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Súdny dvor Európskej únie·1.4.1987

C-375/85

ECLI:EU:C:1987:174

Súd
Súdny dvor Európskej únie
IČS
61985CC0375

CAMPANA v BUNDESANSTALT FÜR ARBEIT

OPINION OF MR ADVOCATE GENERAL LENZ delivered on 1 April 1987 *

Mr President, not — contrary to the requirements of Members of the Court, Article 46 (1) of the employment law — exercised an activity subject to compul A — Facts sory contributions within the meaning of the employment law for a minimum of two years during the three (or five) years prior 1. The plaintiff in the case pending before to the beginning of the course. Nor clearly the Bundessozialgericht which gave rise to did the plaintiff satisfy the alternative this reference for a preliminary ruling is an requirements contained in Article 46 (2), Italian national; he worked in the Federal namely receipt of unemployment benefit or Republic of Germany from 1964 in the tele of benefit under an unemployment vision repair business and from July 1975 as assistance scheme prior to the course; on a skilled radio and television technician, the other hand, he did satisfy—according having passed his apprentice's examination. to the evidence he submitted in these From February 1977 to June 1980 he proceedings — the other conditions for worked in the same field in Italy — where obtaining assistance such as the necessary he paid compulsory insurance contri aptitude, personal prospects of success and butions — and subsequently he worked once opportunities opened up by the qualification more in the Federal Republic of Germany in sought. That was, moreover, confirmed by

August and September 1980. From 6 his success in the master craftsman's exam October 1980 he took a course in Germany ination. in preparation for the master craftsman's 3. The plaintiff was unsuccessful in his examination (radio and television), which he objection to the Bundesanstalt, in the action passed in July 1981. he brought before the Sozialgericht (Social Court) and in proceedings brought before 2. Under the Arbeitsförderungsgesetz (Law the Landessozialgericht (Higher Social on the promotion of employment oppor Court).

The Landessozialgericht expressly tunities, hereinafter referred to as 'the emphasized that it was inconceivable to employment law') (as last amended by the state that the conditions could be satisfied fifth amending law of 23 July 1979) by relying on provisions of Community assistance for such vocational training — law and thus taking into account periods extension of professional knowledge and of employment completed in Italy. In adaptation of such knowledge in the light of that connection the Landessozialgericht technical progress — is provided in the form considered that no support was to be of the payment of expenses and the grant of derived from Article 67 of the chapter of an allowance (Articles 41, 43, 44 and 45 of Regulation No 1408/71 ' dealing with the employment law). In July 1980, the unemployment, which provides for periods plaintiff submitted an application for such of insurance or employment completed in

assistance. That application was, however, another Member State to be taken into rejected by the competent authority, the account, because Article 67 applies — as is Bundesanstalt für Arbeit (Federal shown by the definition of the scope of the Employment Office, hereinafter referred to regulation in Article 4 (1) (g) ('unem- as 'the Bundesanstalt'), the defendant in the main proceedings. The application was 1 — Regulation (EEC) No 1408/71 of the Council of 14 June rejected on the ground that the plaintiff had 1971 on the application of social security schemes to employed persons and their families moving with the Community (Official Journal, English Special Edition 1971 * Translated from the German. (II), p. 416).

OPINION OF MR LENZ — CASE 375/85

ployment benefits') — only to benefits paid explanatory memorandum on that law — is in respect of existing unemployment and not concerned in large part with the prevention to vocational training measures for persons of unemployment in the future. Secondly, who are not unemployed. Similarly it is not the Bundessozialgericht refers to the Court's 3 possible to rely on Article 7 of Regulation judgment in Case 16/72, in which it held (EEC) No 1612/68 of the Council of 15 that in view of the objective of Article 51 of October 1968 on freedom of movement for the EEC Treaty (which is to establish the 2 workers within the Community — which most favourable conditions for achieving the provides for equality of treatment with freedom of movement and employment for national workers with regard to access to Community workers) the concept of social training in vocational schools and retraining security must be regarded as including centres — because no provision is made in preventive measures. this context for the calculation of periods of employment.

6. In view of this problem of interpretation, the Bundessozialgericht, by an order of 15 4. On appeal by the plaintiff the matter is October 1985, stayed the proceedings and, now pending before the Bundessozial­ under Article 177 of the EEC Treaty, gericht. In that court's view, it is clear that referred the following question to the Court in the plaintiff's case the conditions laid for a preliminary ruling: down in Article 46 (1) of the employment law are not satisfied according to German law because only activities carried on in the Federal Republic of Germany are relevant 'Does Article 67 (1) of Regulation (EEC) for these purposes. The Bundessozialgericht No 1408/71 of the Council of 14 June 1971 also takes the view that the plaintiff cannot on the application of social security schemes rely — for the purpose of having his period to employed persons and their families of employment in Italy taken into moving within the Community, in account — on Article 7 of Regulation conjunction with Article 4 (1) (g) of that No 1612/68 because he is not in fact regulation, also apply to benefits which are treated differently from German workers, accorded by a Member State not in respect the sole criterion in relation to Article 7. of present unemployment but with a view to preventing future unemployment, so that for the purposes of vocational training assistance under Article 46 (1) of the 5. The Bundessozialgericht nevertheless has Arbeitsförderungsgesetz insurance periods doubts as to whether Article 67 (1) of completed in other Member States are also Regulation No 1408/71 may not be to be regarded as periods of "activity applicable in this case. It is inclined to subject to compulsory contributions"? ' conclude, having regard primarily to Article 4 (1) (g) of the regulation, that the provision applies solely to rights arising from existing unemployment. However, it 7. Written observations on that question considers it defensible to interpret the were submitted by the plaintiff in the main provision as applying also to preventive proceedings, the government of the Federal measures — when there is a risk of unem­ Republic of Germany, the government of ployment. In that regard it refers in the first the Italian Republic and the Commission of place to the fact that the employment the European Communities. Since those law — as is expressly stated in the official 3 — Judgment of 16 October 1972 Allgemeine Ortskrankenkasse Hamburg v Landesversichenmgsanstalt Schleswig-Holstein 2 — Official Journal, English Special Edition 1968 (II), p. 475. [1972] ECR 1141.

CAMPANA v BUNDESANSTALT FÜR ARBEIT

observations have been summarized in an taken into account where the latter is the excellent manner in the Report for the principal concern. Hearing, I may, in order to simplify matters, refer to that report. After a detailed study of all the arguments submitted to the Court I consider that the request for a 9. That impression is further reinforced by preliminary ruling calls for the following the well-known commentary on the comments. employment law by Mr Gagel and others, for example where it is emphasized, in relation to Article 41 (which defines voca tional training), that it is irrelevant whether or not a beneficiary of one of the measures is already established in a permanent

B — Substance position, or in relation to Article 44 (which deals with the payment of training allowances), that it is not necessary for persons seeking a professional qualification to be under the threat of unemployment. 8. 1. In view of the way in which the Bundessozialgericht drafted its question, the sole question for the Court to consider is whether Regulation No 1408/71 is 10. Conversely, it is clear that no decisive applicable solely to benefits granted in weight can be given to the reference made respect of existing unemployment or by the plaintiff to the importance, whether it may be interpreted more widely emphasized by the Council, of vocational so as also to cover benefits of a preventive training (see the Council's general nature, intended to avoid the onset of guidelines for a Community programme on unemployment (in which case it may be vocational training — Official Journal, necessary to determine precisely what English Special Edition, Second Series, Vol. relationship such benefits must have with IX, p. 50) or his reference to the principle unemployment).

We are not, on the other of freedom of movement and its objective of hand, called upon to decide whether all the improving living and working conditions, vocational training measures covered by from which a worker may be prevented Articles 41 to 46 of the employment law, for from benefiting where periods of work which the explanatory memorandum on the abroad are not taken into account in calcu draft legislation to which the Bundessozial lating periods of employment for the gericht referred may be of significance, must purposes of measures such as those provided be regarded as falling within the field of for by the employment law.

I think it is unemployment insurance (as the plaintiff in clear that such general considerations are the main proceedings appears to think). insufficient, of themselves, to justify the Nevertheless, the objectives of certain application of the social insurance measures (I am thinking, for example, of provisions contained in Regulation No measures for promoting occupational 1408/71. On the contrary, the need for advancement, for the organization of a their application must follow, in the first professional examination or for the training place, from an interpretation of the of instructors — Article 43 (1), (4) and (5) provisions of Community law adopted of the employment law) strongly support the under the EEC Treaty.

Only if there are view that, precisely because they are doubts must recourse be had, in the inter concerned mainly with training policy and pretation of that law, to the principles and have only a tenuous link with protection objectives of freedom of movement laid against unemployment, they should not be down by that treaty.

OPINION OF MR LENZ — CASE 375/85

11. 2. In addition to the points discussed the Court, those in Cases 187/73 4 and above, a variety of considerations were put 171/82, which, on closer inspection, do forward — as the Court will recall — not in fact provide any convincing support regarding the resolution of the problem for his point of view. raised in this case. A number of those considerations are of so little assistance in this case that I should like to discard them 15. It is certainly important, according to at the outset. the first of those judgments, to know whether a legally defined position has been 12. (a) That is true of the reference to conferred on the person concerned and

Article 5 of Regulation No 1408/71 whether periods of employment, of (according to which the Member States are membership or of contributions have been to specify the legislation and schemes completed. However, in the light of the referred to in Article 4 (1) and (2) in question of delimitation in that case those declarations which are then published) and considerations were relevant only in order to the declaration of the Federal Republic of to establish whether the case was not one of Germany pursuant to that provision social assistance, for which need is an published in Official Journal 1973 (C 12, p. important criterion. The question of delimi 12), which refers, under the heading 'Laws, tation with which this case is concerned was

regulations and administrative provisions not at issue in Case 187/73 and it certainly governing the unemployment insurance', to cannot be assumed that the presence of the 'Law on the provision of employment criteria which are generally characteristic of (Arbeitsförderungsgesetz) of 25 June 1969, social security justify the conclusion that the with amendments and supplements, in the matter falls within the field of unem applicable version'. ployment insurance. 13. The declaration merely indicates — although it does not exclude any part of the law, which might have been possible — that 16. In the second of those judgments the provisions relating to unemployment (concerned with allowances paid according insurance are included in the law and not to French law under a guaranteed-income that all the contents of the law must be early retirement scheme), the sole question regarded as falling within that field. That is at issue was whether the situation in apparent from the diversity of the measures question fell within the scope of Regulation falling within the expression 'vocational No 1408/71 regarding old-age pensions. training' (included in which are measures Even though the judgment emphasized the for the management of the labour market, importance of the fact that the relevant rules namely adjustment to changes in the pattern pursued an objective related to employment of demand); it becomes absolutely clear on policy (in that they helped to release jobs reading the summary of the contents of the for the benefit of younger unemployed law, which shows — in this connection it is persons), that certainly does not justify the sufficient to refer to the passages relating to conclusion that benefits involving the placement, vocational counselling and voluntary relinquishment of employment training, vocational assistance for handi and paid with the aim of maintaining order capped persons — that the law does not in the labour market always fall within the consist solely of rules relating to the 'branch concept of unemployment insurance for the of social security' concerned with unem purposes of Regulation No 1408/71.

ployment insurance. 4 — Judgment of 28 May 1974 Callemeyn v Belgium [1974] 14. (b) The same may be said in relation to ECR 553. 5 — Judgment of 5 July 1983 Valentiniv Assedic [1983] ECR the plaintiff's reference to two judgments of 2157.

CAMPANA v BUNDESANSTALT FÜR ARBEIT

17. (c) Finally, an equally negative approach constant express amendment of the rules must be adopted towards two of the and, by means of reasonable and forward- considerations put forward by the Federal looking interpretation, ensure that the coor­ Republic of Germany relating, in the first dination provisions are applied so as to place, to the origins of Regulation implement that important Treaty principle No 1408/71 and, secondly, to the general in the most effective manner. definition of the purpose of the regulation (namely to provide protection against risks which are beyond the wishes and powers of control of the individual). 20. On the other hand, as regards the general definition of the purpose of Regu­ lation No 1408/71 and, therefore, of the law relating to social insurance as a whole, there are doubts whether the factors 18. In that respect it must be acknowledged referred to are well-founded, which doubts that the wording of Article 4 of Regulation arise from the question whether — for No 1408/71 repeats virtually word for word example, in the fields of sickness and the corresponding provision of Regulation maternity — the situations really are beyond No 3 (Article 2); that when Regulation the wishes and powers of control of the 1408/71 was adopted it was not intended to individual. Moreover, the Commission has extend the list of benefits (as is shown by rightly drawn attention more generally to the passage in the preamble thereto which the ambiguous nature of the concept of a states that the aim is to bring together all the voluntary act, which is not really justified in basic provisions for-implementing Article 51 connection with measures to which a person of the EEC Treaty); and that — as subjects himself in order to avoid the risk of is indicated in the remainder of the detrimental consequences. It is therefore preamble — the main focus at the time, in hard to approve of appeal to considerations the field with which this case is concerned, of that kind in order to establish criteria for was without doubt benefits paid in respect defining the matters covered by Regulation of actual unemployment. It must not be No 1408/71 unless — and this remains to forgotten, however, that changes have been be seen — there are other important reasons taking place in that field for a number of for proceeding in that manner. years with a view to combating the risk of unemployment also by means of preventive measures.

21. 3. It is clearly Article 4 of Regulation No 1408/71, which defines the matters covered by the regulation, that lies at the 19. In those circumstances I think the heart of the problem of interpretation in this Commission is correct to say that in the case. context of Community law on training (as is shown, for example, by Article 49 of the EEC Treaty) a static method of interpre­ tation is inadequate; a dynamic interpre­ 22. In examining Article 4 — and this is the tation is necessary. Such an interpretation objection which must be made to the must make it possible to apply existing plaintiff's submission — it is certainly not provisions in a flexible manner — provided possible to focus on the expression 'branches there are no unequivocal reasons to the of social security' as the decisive factor in contrary; in safeguarding freedom of order to conclude that all the provisions movement from the point of view of social relating to such a 'branch' automatically fall legislation it must avoid, if at all possible, within the scope of the regulation. On the

OPINION OF MR LENZ — CASE 375/85

contrary, what is important is the list of movement cannot in general be interpreted benefits contained in that provision and, as strictly — can be seen in the fact that Article regards this case, the reference in 67 of Regulation No 1408/71, to which the subparagraph (g) to unemployment benefits. Bundessozialgericht attached particular If attention is focused on that term, there is importance and which provides for the clearly considerable support for that aggregation of periods of insurance and assumption that it refers to benefits in employment, does not refer to existing respect of existing unemployment; that unemployment but in a very general manner assumption is further supported by other to the 'right to benefits'. language versions (such as the Italian, French, English and Dutch versions) and is consistent with the fact that in Chapter 6, headed 'Unemployment benefits', Articles 25. It must also be noted that Article 68 to 71 deal expressly with unemployed 4 (1) (a) uses wording — in respect of persons. sickness and maternity—which corresponds to that of subparagraph (g). However, it appears clear that in the field to which subparagraph (a) relates it is not necessary 23. There are, however, strong reasons not for the relevant risk to have materialized but to persist in such an assumption but to that — even if it is not stated expressly, as in recognize, on the contrary, that it is not subparagraph (b) — this field includes completely clear that such an approach will preventive measures (vaccinations, prophy­ lead to the exclusion of preventive benefits lactic treatment and, in the case of granted with a view to future unem­ maternity, treatment during pregnancy). ployment from the scope of Regulation No 1408/71. That is also true of the references made by the German Government: to the heading of Chapter 6 in Regulations 26. In addition, as regards the Court's Nos 1408/71 and 574/72, 'Unemployment judgments concerning Regulation No benefits'; to the fact that according to 1408/71 and the regulations it replaced, it Article 80 of Regulation No 574/72, on the may be observed that in the Court's application of Article 67 of Regulation No judgment in Case 16/72 (to which the order 1408/71, the person concerned must submit for reference expressly refers) the Court to the competent institution in unem­ emphasized in a general manner that Regu­ ployment matters a certified statement spec­ lation No 3 must be interpreted with regard ifying the periods of insurance or em­ to the fundamental aim of Article 51 of the ployment; and to the fact that Annex II to EEC Treaty and that it was therefore Regulation No 574/72, under the heading possible to regard 'the concept of social 'Unemployment and family benefits', refers security ... as including the aim of to the Bundesanstalt as the competent preventing the spread of disease' ([1972] institution for Germany — as we have seen ECR 1150, paragraph 4). that body is also responsible for the voca­ tional training measures provided for by the employment law.

27. I should also mention in this context 6 that the Court ruled in Case 249/83 that 24. One reason for a broad interpretation legislation falls within the field of social of Article 4 (1) (g) — quite apart from the fact that provisions for ensuring compliance 6 — Judgment of 23 March 1985 Hoeckx v Openbaar Centrum voor Maatschappelijk Welzijn [1985] ECR 973, 982, with the important principle of freedom of paragraph 12.

CAMPANA v BUNDESANSTALT FÜR ARBEIT

security covered by Regulation No 1408/71 consequences can be avoided in this case only if it satisfies 'in particular, the precisely because Article 4 (1) (g) does not condition of covering one of the risks unequivocally exclude benefits in respect of specified in Article 4 (1) of the regulation'. imminent unemployment.

30. That means that as a matter of principle, 28. Moreover, it may be thought significant in any event, it can be said that Regulation that, according to the Court's judgment in No 1408/71 does not apply solely to Case 171/82, social security benefits must benefits arising after the commencement of be classified primarily according to their unemployment but also to those intended to purpose and object and according to the prevent unemployment in the future. That basis on which they they are calculated and conclusion is, moreover, the one which the conditions for granting them, whilst follows from the Bundessozialgericht's characteristics which are purely formal are discussion of the matter. not considered relevant criteria.

31. I am of course inclined to the view that that statement of principle is not in itself 29. As regards the structure of the sufficient and that it is necessary to add employment law — which provides for a some clarification, in particular with regard preferential right to benefit from vocational to the question of demarcation raised by the training measures for unemployed persons German Government. In reality it is unde­ in the process of retraining and for persons niable that every training measure (even who are under an individual and direct schooling or general education) can be said threat of unemployment (Article 44, in the to reduce the risk of unemployment on an case, for example, of a person who has ever more demanding labour market. already been declared redundant or where However, it is also clear — and has been insolvency proceedings have been from the outset — that not all such commenced in respect of the undertaking measures can be held (as preventive concerned) — the unavoidable conclusion is measures) to fall within the field of unem­ that preventive measures must be regarded ployment insurance even though it may be as falling within the benefits referred to in argued that they are partially financed from Article 4 (1) (g) of Regulation No 1408/71 unemployment insurance contributions and that, conversely, it would be absurd to (which is, according to the employment law, exclude, for example, measures in respect of one of the conditions for the grant of imminent unemployment (within the benefits). It is entirely reasonable and meaning of Article 44 of the employment proper to require that — in a case where the law) for workers who have not completed person concerned is in employment — voca­ sufficient periods of employment in tional training assistance must have a clear, Germany and therefore to grant benefits in specific and close link with the struggle such a case only once the person has against unemployment when it is proposed become unemployed (in which case Article to rely upon the provisions adopted for that 67 of Regulation No 1408/71 clearly purpose. provides for the aggregation of periods of insurance and employment). The inter­ pretation of a provision should not, if it can possibly be avoided, lead to such 32. That seems also to be the view of the absurd — it might even be said, representative of the Italian Government, unjust — consequences. However, such who stated during the hearing that there

OPINION OF MR LENZ — CASE 375/85

must be a close relationship between the solution to the question raised in the main benefit and the risk to be avoided and that proceedings, it is not in fact necessary also unemployment must therefore be the legal to consider Article 7 of Regulation No basis for the benefit sought if it is to be 1612/68. I will nevertheless do so briefly classified as falling within the employment since it is clear that if Article 7 operated in field. That must be assessed in each case the manner assumed by the Commission it and it may be assumed that the conditions would have much more far-reaching conse­ are satisfied when there is a high likelihood quences for the application of the of unemployment specifically for the applicantemployment law than those which would (for example, when he has been given notice arise from reliance merely on Article 67 of or his contract is for a fixed term — as Regulation No 1408/71 as outlined above, stated in the aforementioned commentary because according to the Commission's on Article 44 of the employment law) or approach periods of employment completed when the applicant belongs to an occupa­ abroad would always be treated in the same tional group which is considered to be in manner as periods completed in Germany particular danger because the business for the purposes of vocational training sector in question has no future. measures.

33. In my view an affirmative reply, as a 36. Let me state my conclusion matter of principle, to the question posed by immediately: I do not consider it possible to the Bundessozialgericht is possible only agree with the Commission's viewpoint. subject to that restriction, the scope of which will have to be defined gradually. 37. It must, of course, be recognized that according to the Court's judgment in Case 34. 4. The Commission went on to discuss 152/73 7(on which the Commission placed Article 7 of Regulation No 1612/68, which much emphasis) the rules on equality of was not, of course, referred to by the treatment contained in Article 7 of Regu­ Bundessozialgericht in its question and lation No 1612/68 forbid not only overt according to which a worker who is a discrimination by reason of nationality but national of a Member State has access, by also all covert forms of discrimination which, virtue of the same right and under the same by the application of other criteria of conditions as national workers, to training differentiation, lead in fact to the same in vocational schools and retraining centres. result ([1974] ECR 164, paragraph 11). It discussed that provision in response to the view expressed by the Bundessozialgericht that Article 7 was of no assistance in this 38. There is, moreover, something to be case because the relevant provision of the said for the conclusion that that applies to employment law, namely Article 46, did not the criterion laid down by Article 46 of the make any distinction on grounds of employment law (contribution to German nationality (so that it was unnecessary to unemployment insurance for two years), pursue the matter further). since that criterion is, as a rule, more easily satisfied by German workers, who will have completed periods of employment abroad only in rare cases. 35. In view of the interpretation of Regu­ lation No 1408/71 which I have proposed, 7 — Judgment of 12 February 1974 Sotgiu v Deutsche and which should permit a satisfactory Bundespost [1974] ECR 153.

CAMPANA v BUNDESANSTALT FÜR ARBEIT

39. On the other hand, it must be paragraph 6). Consideration must also be acknowledged that equality of treatment by given to the fact that if periods of insurance means of the taking into account of contri­ completed abroad are taken into account bution periods abroad is precisely an and if the right to benefits is founded on objective which cannot be attained by means that basis, mechanisms for financial equali­ of Article 7 of Regulation No 1612/68. zation between social security institutions in That is the clear result of the Court's the various Member States are necessary. judgment in Case HO/79, 8 which Such mechanisms are included in the concerned the question whether — as structure of Regulation No 1408/71, but regards the requirement of affiliation to a nothing similar is provided for in connection retirement pension scheme — insurance in with Article 7 of Regulation No 1612/68. another Member State may be regarded as equivalent. It was emphasized in particular 40. Contrary to the Commission's view, in that judgment that the principle of therefore, it does not seem possible to equality of treatment with national workers deduce from Article 7 of Regulation No laid down in Regulation No 1612/68 is not 1612/78 an obligation to interpret the intended to create rights by virtue of employment law and in particular Article 46 insurance periods completed in another thereof in such a manner that periods of Member State if such rights, in the case of contribution completed abroad are also a nationals of the host State, do not derive sufficient basis for an entitlement to from national provisions ([1980] ECR 1456, benefits.

C — Conclusion

5. In view of all the foregoing I propose that the reply to the question posed by the Bundessozialgericht should be as follows:

41. Article 67 (1) of Regulation (EEC) No 1408/71, read in conjunction with Article 4 (1) (g), is also applicable to a right to benefits granted by a State with a view to avoiding a specific and imminent risk of future unemployment. If the benefits are dependent upon the pursuit of a specific activity subject to compulsory contribution, account must consequently also be taken of periods of employment completed in other Member States.

8 — Judgment of 24 April 1980 Coonan v InsuranceOfficer [1980] ECR 1445('Sickness insurance for the elderly').

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