← Späť na vyhľadávanie
Súdny dvor Európskej únie·24.2.1987

C-432/85

ECLI:EU:C:1987:101

Súd
Súdny dvor Európskej únie
IČS
61985CC0432

SOUNA v COMMISSION

OPINION OF ADVOCATE GENERAL SIR GORDON SLYNN delivered on 24 February 1987

My Lords, By letter of 24 August, her lawyer asked that the Selection Board should reconsider the matter since she was not relying on the exceptions (a), (b) or (c) but on the On 15 February 1985 the Commission paragraph quoted above relating to published in the Official Journal notice of continuous service with the Communities. an open competition COM/B/416 to constitute a reserve of administrative assistants in Category B Grades 5 and 4, whose duties would in particular include the By letter of 29 August she was told that her 'preparation of manuscripts as regards letter had been submitted to the Selection language and typography — proof-reading'. Board but they would not be able to re-examine the matter before mid-Sep­ tember. On 26 September a telegram was sent saying that the Selection Board main­ tained its decision not to admit her to the The special conditions included an tests because she was above the age-limit. age-limit. Candidates must have been born after 15 February 1949 and before 16 February 1967. The age-limit, however, was not to apply to candidates who 'on any date On 23 December 1985, she began these between publication of this Official Journal proceedings in which she asks that the of the European Communities and 29 March rejection of her candidature be annulled and 1985, will have been serving continuously as that she be awarded damages. an official or other servant of the European Communities for at least one year'. It also provided that the age-limit would be raised for candidates (a) who had looked after young children, (b) who had performed The Commission objects that she is out of military service, or (c) who suffered from a time. The rejection of her application was physical handicap. on 6 August; the proceedings began more that three months from that date. For that reason her action is inadmissible. The telegram of 26 September was 'a pure and simple' confirmation of the decision notified Mrs Souna, who was born on 1 November on 6 August 1985. 1948, i. e. three-and-a-half months before the earlier qualifying date, applied to enter the competition. On 6 August 1985 she was told that her application could not be This I do not accept. She plainly asked for a accepted since she did not fulfil the re-examination, in particular on the basis age-limit condition. Nor did she qualify for that she had been engaged in continuous one of the exceptions (a), (b) or (c) referred service as a servant of the European to above. Communities, a point not dealt with in the

OPINION OF SIR GORDON SLYNN — CASE 432/85

letter of 6 August. The telegram in reply did of Procedure as to costs, even though ex not expressly refer to the specific point hypothesi not an official or a servant. It raised by her lawyer but merely maintained would be quite wrong if such a person had that she was ineligible for the competition. no means of redress before the Court. (For It is, however, in my view a decision which example Cases 30/75 Prats v Council [1976] can be challenged. In the first place, I ECR 1589; Joined Cases 4, 19 and 28/78 assume that there was a genuine Salerno v Commission [1978] ECR 2403; re-examination of her position, as it was Case 12/84 Kypreos v Council, [1985] ECR said that there would be, and I regard the 1005. See Case 43/84 Maag v Commission, result as a new decision rather than a mere judgment of 11 July 1985 ECR 2581, where confirmation. In the second place, the the applicant was held not to be a servant telegram is to be read as an implicit for the purpose of bringing proceedings rejection of the point made in her letter (i. under Article 179 but it was held that he e. that she was a servant who had served could be given the benefit of Article 70 of continuously) which had not been dealt with the Court's Rules of Procedure on costs in in the first decision. To that extent at the proceedings under Article 95 (3) least it was a new decision. These 'commenced by an official or other servant proceedings were commenced within three of an institution' since he was seeking to months of the date of the telegram and are establish that he had the status of a servant.) in time. On the ground relied on by the Commission these proceedings are not inad­ missible.

The applicant criticizes the decision in question as being a breach of duty of good faith towards its staff, as not observing the The Commission's case on the substance is rules the Commission had itself laid down that Mrs Souna is not 'an official or other and as being discriminatory. She also says servant of the European Communities'. It that the decision fails to give any or any does not, however, rely on this to say that adequate reasons. the proceedings were inadmissible in that Article 179 of the Treaty, Article 91 of the Staff Regulations and Articles 46, 73 and 83 of the Conditions of Employment of Other Servants only give a right of application to the Court to an official or to the servants therein mentioned. It seems to me that on the practice of the Court the Commission was right not to take this point on admissi­ bility. In a number of cases the Court has The essential first question is whether she accepted that someone who is for the first had been 'serving continuously as an official time seeking to enter Community or other servant of the European employment and who wishes to challenge a Communities for at least one year' — a rejection during the competition procedure question involving both the amount and may do so and may benefit from the regularity of work done and the capacity in provisions of Article 70 of the Court's Rules which it was done.

SOUNA v COMMISSION

At the hearing the parties were not agreed 1982, 240.5; 1983, 238.5; 1984, 258.5; 1985 as to the amount and regularity of the work to July, 158.5. In the months when she did done, though the applicant had produced a less than 20 days (e. g. August 1981, 13 certificate from the Office for Official days; August 1982, 10 days) the difference Publications that she had worked from 13 seems explicable by the fact that she took October 1980 to 4 January 1981 for 402 holidays. The months she did more than 20 hours and from 7 January 1981 to 30 April days may be due to the fact that she worked 1984 had totalled 822 working days. They overtime or weekends, the extra hours being were accordingly asked to reply in writing amalgamated as working days, perhaps for to certain questions, their replies and payment purposes. comments being received finally on 4 February 1987.

The pattern is thus clear. She worked The documents produced by the applicant regularly and continuously throughout the show that from October 1980 until 4 period and for more than one year ending January 1981 she was paid on an hourly February or March 1985. Her work on any basis for work done in Athens, those hours view can be described as 'full-time'. averaging about 40 a week except for the first week. By telex of 19 December 1980 the Athens office said that she would be available to start work at the office in Luxembourg on 7 January 1981 and asked Luxembourg to 'confirm appointment'. On 29 January 1981 she received a letter asking The competition notice required, however, whether she would be prepared to 'work as that she should have not merely worked but a free-lance proof-reader' for the Office for 'been serving' 'as an official or other servant the following calendar months 'on the terms of the European Communities'. laid down in the Regulations concerning free-lance proof-readers' attached to the insurance policy, a copy of which had been sent to her when she 'worked for the office previously'. She apparently received a similar letter each month save that for certain months a few days were excluded (e. The Commission contends that the words g. August 1981, September and October Official' and 'other servant' must be given 1982) and save that new 'conditions the same meaning as is found respectively in générales regissant les prestations des the Staff Regulations and the Conditions of correcteurs indépendants' with three Employment of Other Servants of the annexes were substituted for the earlier European Communities, and she satisfies Regulations with effect from 1 January neither test. Even if the words 'other 1984. For certain months the letters are not servant' can be more widely construed, she available (e. g. August to November 1985) was not a servant at all (by which I but the figures supplied by the Commission understand the Commission to mean show that, except in certain months, she had someone employed under a contract of days of work averaging approximately 20 a service) but a 'free-lance' (i.e. an inde­ month. Her total days were 1981, 259; pendent contractor).

OPINION OF SIR GORDON SLYNN —CASE 432/85

It seems to me that 'official' in the notice Each such category is dealt with under a must be given the same meaning as in separate title and there is no residual group Article 1 of the Staff Regulations and it is of provisions which would apply to other agreed that she was not an official since she persons engaged under a contract of service had not been appointed to an established who do not fit into one of the four post. If the phrase 'other servant' is read in categories. The intention seems to have been isolation it is perfectly possible, and in my that persons employed under a contract of view it would be right, to ask simply service must be put into one of those whether she was employed under a contract categories. of service. The phrase does not, however, stand alone. It is the phrase used in the Conditions of Employment, the provisions parallel to the Staff Regulations, and has in my view acquired a technical meaning — Mrs Souna was not engaged to fill a post i.e. those servants to whom the Conditions classified by the budgetary authorities as apply. That is the sense in practice in which temporary, nor engaged temporarily to fill a the phrase is used and I believe that it was permanent post. No post existed for her. the Commission's intention to use it in that She was, thus, Article 2 (c) and (d) not way. Accordingly, I do not think it possible being relevant, not included in 'temporary to construe the phrase 'other servants' in the staff'. She was not engaged to replace competition notice in a way different from another official temporarily absent. Even if that employed in the Conditions of she was engaged for the performance of Employment. full-time or part-time duties within the meaning of Article 3 of the Conditions of Employment, her actual period of 'employment' (if such it was) exceeded one year contrary to Article 52 so that on the basis of the Court's decision in Maag she cannot strictly be classified as 'auxiliary staff'. It is not suggested that she could be 'local staff' or 'a special adviser' within the meaning of Articles 4 and 5 of the Those Conditions are expressed in Article 1 Conditions. Accordingly, on this basis she to apply to 'servants engaged under a was not an 'other servant' within the contract of service'. If the article had meaning of the Conditions or of the compe­ stopped there it would again be enough to tition notice. show that there was a contract of service, as the applicant argues. The article goes on, however, 'such servants shall be:

The Commission contends that the defi­ nition of servant in the Conditions is, in any temporary staff, event, exclusive. No one can be a servant unless he falls squarely within one of the auxiliary staff, four categories dealt with in the Conditions of Employment. On the arguments advanced in this case, I am not satisfied that local staff, this is right. Other contracts of employment as a servant may be possible which do not special advisers.' fit easily into the four categories defined. A

SOUNA v COMMISSION

person who begins as a member of the regarded. It is usually easier to recognize auxiliary staff but who serves and is paid than to define the difference and many tests beyond the limit of one year imposed by have been suggested. At the end of the day, Article 52 of the Conditions continues to be a broad-brush approach may be as helpful a servant even if no longer strictly 'auxiliary as any. 'One feature which seems to run staff. The result may be that such persons through the instances is that, under a cannot rely on the Conditions except by contract of service, a man is employed as analogy; it does not follow that they are not part of the business, and his work is done as 'servants'. an integral part of the business; whereas under a contract for services, his work, although done for the business, is not inte­ grated into it but is only accessory to it' (Denning, L. J. in Stevenson, Jordan and It is to be noticed that under Article 179 of Harrison Ltd v Macdonald [1952] 1 TLR the Treaty the Court has jurisdiction in any 101, 111). dispute between the Community and 'its servants within the limits and under the conditions laid down in the Staff Regu­ lations and the Conditions of Employment'. 'Servants' here clearly include officials and the limits and conditions which may be laid Mrs Souna can point to the continuity and down in the Regulations and Conditions go regularity of her service, to the fact that she to jurisdiction rather than to the exclusive did work also done by officials and 'other definition of what is a servant. Moreover, servants' in the same way and was subject to Annex III to the Staff Regulations, dealing the same supervision. with competitions, itself in Article 1(g) requires that where appropriate a notice must specify 'the age-limit and any extension of the age-limit in the case of servants of the Communities who have On the other side, it is said that she was not completed not less than one year's service'. engaged for more than a month at a time The technical expression 'other servants' is not used. and she might not be renewed. This latter argument I do not regard as conclusive since auxiliary staff can be appointed for short periods which are renewable. Then reference is made by the Commission to the provisions in the 'conditions générales' that Accordingly, if it were possible to construe 'son activité en qualité de correcteur the phrase in the competition notice more free-lance ne lui donne en aucune façon widely (which I think it is not) the question vocation à être nommé fonctionnaire ou would arise as to whether she was 'a autre agent des Communautés européennes'. servant' or whether she had a different That again is not conclusive if the proper contractual relationship with the Com­ categorization of her engagement is as a mission. servant.

The latter stresses the word 'free-lance'. I do not consider that the label is conclusive. Reading the 'conditions générales' as a The true nature of the relationship must be whole, and having regard to the method of

OPINION OF SIR GORDON SLYNN — CASE 432/85

payment, the provisions as to tax (which fell consider that this is too strict a view. She to be paid to national authorities rather than could not reasonably have been expected to to the Community), her exclusion from the challenge the notice at the outset, ordinary insurance provisions applicable to particularly as she contended that she was a servants, the fact that she had a right to servant. It was only when she was refused work only when asked to do so in the light admission to the competition on the basis of the needs of the office and could refuse that she was not an 'other servant' (as is any monthly assignment offered to her, it now made clear) that her real grievance seems to me (debatable though some of arose. I would, therefore, accept as these factors may be and despite the fact admissible her argument that she was being that she was willing to transfer from Athens discriminated against when she was refused to Luxembourg to continue her work) that the benefit of the age exemption. the intention of both parties was that she should retain her independent status and that her contract was not that of a servant.

The question to be decided is thus whether her position was, in a relevant way, similar to that of the 'other servants' who benefited Accordingly and despite the fact that there from the exemption. That involves asking are substantial differences between Mrs what is the real basis or justification for Souna's position and that of the free-lance granting the exemption, the ratio legis — a interpreter in Maag (e. g. the length and question which I do not think has been regularity of the periods worked, the ad hoc answered in argument. nature of the task and the fact that Mr Maag could be asked to work in different places for limited conferences or meetings) I have come to the conclusion that she has not shown that she was a 'servant' of the European Communities.

One possible reason for giving officials and other servants the benefit of the exemption might be that they should not have counted against them years they worked for the Commission. That cannot be the sole reason since the exemption does not provide that That, however, does not dispose of what is only those years actually worked for the perhaps her major contention — i.e. that, Commission should be deducted from the even if not a servant, she was, in relation to actual age. Anyone who has worked for one the exemption from the age-limit, in a year at whatever age escapes the age-limit. position which is so similar to that of a It is only for those in the special categories servant that she should have been given the (a), (b) and (c) that there is a limit of five same exemption. My initial reaction was years on the raising of the age-limit. If this that this argument could only be relevant to were the justification, it can be said in any a challenge to the validity of the compe­ event that Mrs Souna worked for far longer tition notice itself and she did not raise that than the three-and-a-half months by which challenge in due time. On reflection, I she failed to satisfy the earlier age-limit.

SOUNA v COMMISSION

Another reason might be familiarity with the diligence in accordance with instructions working of the Commission, so that it and to respect the confidentiality of what would be of benefit to the Commission to she learned. By Clause VII (wrongly keep on a candidate with prior Community numbered in the original) she could be sent experience. Here again, Mrs Souna had away without reasons even during the such experience for five years on a virtually month, for serious professional fault or for full-time basis, and in the course of it trans­ failing to observe her instructions. Yet for ferred from Athens to Luxembourg. (Why five years she was kept on. she moved the Court is not told but it seems likely that she must have hoped for a long-term appointment; for all the Court knows this is the first competition for proof­ readers since she moved and it may be indi­ cative that 23 out of 48 free-lance proof­ readers applied for the competition.) She plainly had the necessary familiarity with the working of the Commission. Another reason may be suggested by Case 106/80 Foumierv Commission [1981] ECR 2759 where it was said that the outstanding characteristic of a contract for the employment of auxiliary staff was its 'precariousness in time' since it can be used only to effect a temporary replacement or to allow the performance of administrative duties which are of a transitory nature, which fulfil an urgent need or which are not At the hearing in answer to questions it was clearly defined. In the present context that suggested by the Commission that the can be no reason for distinguishing unfa­ reason for allowing other servants and vourably someone like Mrs Souna from officials to apply was that they had 'been auxiliary staff since her engagement was subject to Community discipline for a year, also precarious. On the contrary, the fact it is known that they are capable of working that for long periods, albeit precariously, whereas a free-lance is entirely inde­ she was fulfilling a need of the office for pendent'. I can see that, in a case where a which no post was available indicates that, if person works at home for an occasional anything, she deserves more rather than less month or week and is doing work which is favourable treatment compared with not effectively supervised, this may be a someone whose actual employment should justification for not applying the same rules not exceed one year. as those which are applied to a servant. That explanation does not, however, rule out a case where, month by month, the Commission had the opportunity not to invite Mrs Souna back, if not satisfied with her work, but doggedly did invite her back. The power not to invite her after each month seems to me in practice a potentially greater sanction than those which 'the The other cases cited in argument do not, it discipline' referred to makes available for seems to me, resolve the problem directly. officials. Moreover, she was required by In Case 16/81 Alaimo vCommission [1982] the 'conditions générales' to produce a ECR 1559 the applicant was accepted to be guarantee of good character, to pass an an employee. The sole question was whether aptitude test, to do her work with all she was an employee of the European

OPINION OF SIR GORDON SLYNN —CASE 432/85

Communities when employed by the She was defacto a temporary official and so European Centre for the Development of her contracts were to be treated as having Vocational Training. It was held that she been entered into with a member of the was since the Centre was part of the temporary staff. Moreover, Mr Advocate European Communities. General Reischl took the view that the earlier contracts, although described as for an expert, were those revealing a regular relationship of employment to the Communities. Had there been no post available he would have regarded her as Reliance is placed on a sentence in Case being a member of the auxiliary staff for the 16/64 Rauch v Commission [1965] ECR purposes of deciding pension entitlement. 135: 'The expression "competition internal to the institution", taken as it stands, means any person employed by the institution in whatever capacity'. That must be seen in the context of the issue — namely, whether a member of the auxiliary staff could enter for such a competition. 'Whatever capacity' In Costacurta Mr Advocate General Roemer means, as I read it, whatever capacity as a dealt with a contention not considered by servant and does not include engagement as the Court that free-lance 'employees' of the an independent contractor. Office for Official Publications were wrongly admitted to the competition in question. He cited the passage from Rauch to which I have referred and he considered that the free-lance candidates had worked for many years and that it appeared that it In Case 78/71 Costacurta v Commission was only for budgetary reasons 'that they [1972] ECR 163, the sole point decided by were not put on a normal footing earlier'. the Court was that an internal competition He went on: 'It may thus be considered that must either state an age-limit or state that it as free-lance employees these candidates is not considered necessary to fix one. already stood in such a close relationship with the Office for Official Publications that they may be compared at least to auxiliary staff, that is to say the persons directly entitled to take part in the competitions'. Although that was an obiter dictum, since On the other hand, even if they do not the free-lance candidates were temporary decide the point directly, the cases do staff when applications for the competition indicate that the Court looks to the had to be made, it does indicate a will­ substance rather than to the legal form. ingness to look at the reality of the Thus in Case 17/78 Deshormes v situation. Commission [1979] ECR 189 the Court accepted that as from the date of her first appointment as a member of the auxiliary staff the applicant's agreement 'should have taken on the form of a contract of employment of a member of the temporary Again in Joined Cases 225 and 241/81 staff because the applicant had been Toledano Laredo v Commission [1983] ECR assigned to a permanent post appearing in 347 the Court ruled that a member of the the list of posts appended to the budget'. auxiliary staff who had performed well¬

SOUNA v COMMISSION

defined Community public-service duties for different, therefore she is in a different which posts were generally available, was position and can be treated differently in for the purposes of the Community pension regard to the age exemption. The substance scheme entitled to count the period of such must be looked at. I accept that a person service as completed in the capacity of a who works infrequently or irregularly or on member of the temporary staff. special assignments is in a different position from a servant who works regularly. On the It is also to be noted that in Deshormes the other hand, one who provides services Court at page 201 said that in view of the full-time for five years is, in my opinion, in precariousness of the duties performed 'it is a comparable position to temporary staff or clear that the said conditions of employment auxiliary staff when it comes to granting an cannot be wrongfully used to assign such exemption from the age-limit. This may well staff to permanent duties for long periods, be an exceptional case but in my view the and thus employ them abnormally at the decision to exclude Mrs Souna because she cost of prolonged uncertainty'. I doubt was three-and-a-half months too old was whether, but for budgetary reasons, the discriminatory and unfair when regard is scheme of employment adopted by the had to the benefit accorded to temporary Communities really intended that people agents and auxiliary staff. The fact that in a should be employed 'free-lance' full-time, competition organized by the Parliament continuously and over a long period, if she was accorded the exemption (as the people are employed in this way, they Commission accepts the Parliament was should not in my view be prejudiced when it entitled to do) albeit the notice of compe­ comes to the age conditions relating to tition was limited to 'officials and other eligibility for a competition. servants', only goes to underline the unhappy result in the present case. In the light of the approach adopted in these cases it does not seem to me in the As a separate matter I would in any event present case to be sufficient merely to say, accept the applicant's argument that the as the Commission in reality does, that the decision gave no or no adequate reasons legal nature of Mrs Souna's contract is and is in that regard defective.

It seems to me, however, that the refusal to admit her to the competition should be set aside on the ground that the exemption from the age-limit, should have been granted to her and that she should have her costs of these proceedings. This seems to me to be a sufficient remedy since no specific financial loss is put forward and I would reject her claim for damages.

Text rozhodnutia bol prevzatý z verejne dostupných úradných zdrojov. Rozhodnutie je úradným dokumentom.
Navrhy_ga C-432/85 – Súdny dvor Európskej únie | AI Pravnik