C-100/88
ECLI:EU:C:1989:370
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OYOWE AND TRAORE v COMMISSION
OPINION OF MR ADVOCATE GENERAL DARMON delivered on 11 October 1989 *
Mr President, (iii) staff recruited by the EAC under a Members of the Court, special contract ('special contract staff') providing for their secondment to Directorate-General VIII of the Commission (Development). 1. On several occasions in the recent past the Court has had to consider the legal situation of the European Association for Cooperation ('the EAC') and the nature of its relationship with the Commission of the 3. In 1978 and 1979, respectively, the European Communities, in particular from applicants, Mr Traore, who has dual Malian the point of view of the legal regime and French nationality, and Mr Oyowe, applying to staff recruited by the EAC. The who is a Nigerian, were, in common with Court is sufficiently well acquainted with certain other EAC employees, recruited the appraisals carried out in the judgments under special contracts, known as of 11 July 1985 1 and the conclusions 'cooperation contracts', the provisions of reached in those judgments on the basis of which are largely similar to the contracts of those appraisals for me not to have to the special contract staff, except for the fact provide an exhaustive description of the that they are funded differently, namely by relevant factual and legal data. I shall the European Development Fund. Since therefore merely set out a number of their recruitment, the applicants have been features specific to this case. employed as journalists on the publication The Courier: Africa-Carribbean-Pacific- European Community (the 'Courier'). The present situation is that they are, together 2. Before the large-scale appointment of with a third journalist employed on the staff as European officials which was carried publication, who is also of African origin, out from 1981 onwards in connection with the only members of staff recruited by the the establishment of the European EAC in one or other of the three categories Cooperation Agency, staff recruited by the referred to above who have not been EAC fell into one of the following three appointed European officials. categories:
(i) staff employed in the developing 4. The applicants' chief concern, it would countries (Overseas staff); seem, is not so much their non-appointment as European officials per se, but their present situation with regard to their pension rights on retirement. The reason is (ii) headquarters staff, responsible for that because they are employed under an managing the overseas staff; employment contract by an association governed by Belgian private law, their * Original language: French. 1 — Joined Cases 87 and 130/77, 22/83, 9 and 10/84 Salerno retirement pension scheme is governed by and Others [1985) ECR 2523; Case 119/83 Appelbaum the Belgian law on pensions, and, under the [1985] ECR 2423; Joined Cases 66 to 68 and 136 to 140/83 Hallet and Others [1985] ECR 2459 relevant Belgian legislation, they would
OPINION OF MR DARMON —CASE C-100/88
cease to be entitled to be paid pensions if 'not only persons who have the status of they were to leave Belgium territory. officials or of employees other than local Furthermore, no provision is made under staff. . . but also persons claiming that the Belgian legislation for persons leaving status' the territory to be repaid the retirement pension contributions which they previously may bring an action before the Court to 2 paid in. Faced with the total loss of their contest a decision adversely affecting them. pension rights in the event that they should In the judgment in Salerno 3 the Court retire to Africa, the applicants initiated applied that case-law in considering discussions with the Commission with a applications for, among other things, the view to resolving the problem. Since those annulment of a decision of 4 November approaches came to nothing, this case was 1976 of the EAC Administrative Board brought before the Court. which were brought before the Court by EAC headquarters staff in 1977, that is to say before any EAC staff were appointed officials; the Court considered that the
5. Essentially, the applicants are asking the actions against the Administration Board's Court for a declaration that the Commission decision impliedly refusing to apply the has been their real employer with effect Staff Regulations of Officials in the case of from their recruitment by the EAC and that the applicants were admissible, since the they are entitled to the benefit of a applicants were seeking recognition that procedure for appointing them officials of they had been officials of the Commission the Commission. In the alternative, they ask since their engagement by the EAC.
I can the Court to order the Commission to see no reason for taking a different view in guarantee that they will enjoy the benefit of the case of an application for the annulment their retirement pensions regardless of the of an implied decision of the Commission country in which they subsequently reside. refusing a request made by two AEC staff members under contracts to be 'treated as officials within the meaning of the Staff Regulations'. 4In addition, I consider that 6. As I have intimated, in my estimation the claim to the status of employees or officials the applicants have asked ever since their of the Commission is, as far as the initial application that, in the alternative, the applicants are concerned, more in the nature Commission should be ordered to guarantee of a means than an end. As their counsel that they will enjoy the full benefit of their clearly showed at the hearing, the prime pensions regardless of the country in which question is the problem of their pensions. If they may reside in the future. The fact that a specific solution had been found to that that claim was made in the alternative made problem, the applicants probably would not it clear that it was separate from the have claimed the status of Commission question as to whether the applicants were employees or officials. But matters being as members of the Community's public service, they stand, the applicants are claiming that and constituted a claim for damages against status. the Communities. Accordingly, the reference in the reply to the second paragraph of Article 215 of the Treaty was simply a formal clarification and not an
7. The Commission's objections as to the amendment of the legal basis of the claim. admissibility of the application should not occupy the Court's attention for very long. I 2 — Judgment of 5 April 1979 in Case 116/78 Bellintani and Others [1979] ECR 1585, paragraph 6. would point out in the first place that 3 — See reference in note 1. according to the case-law of the Court 4 — Annex 5 to the application, p. 3, paragraph 10(a).
OYOWE AND TRAORE v COMMISSION
Consequently, I do not consider that any prior to their recruitment by the claim as to inadmissibility can be based Commission the EAC special contract staff thereon. were outside the institutions and that the Commission was not their employer even though they were seconded to it. 8. I shall now turn to the substance. In my view, the first head of claim, to the effect that the Court should declare that the applicants are members of staff of the 9. That the legal situation of the EAC staff Commission and that the conditions of under special contracts and of those staff employment of members of the temporary who, like the applicants, were recruited staff should apply to them, should under cooperation contracts ('cooperation manifestly be dismissed in so far as the staff') is similar is not in dispute as between Court has already clearly stated that the the parties. As regards the applicable legal Commission was not the employer of the regime, there is no special feature which members of staff recruited by the EAC. In would suggest that, unlike special contract the judgment in Salerno, 5 the Court first staff, EAC cooperation staff are employed considered, with regard to arguments put by the Commission. forward by EAC headquarters staff, that the circumstances to which they referred
10. It remains to be considered whether, '[did] not . .. make it possible to ignore the independently of the legal rules, considered difference in law between the position of the in the abstract, of the cooperation staff EAC's staff, engaged by an association contract to which the applicants were established under private law, and that of subject, the conditions in which their duties the officials and other servants of the were performed put them in fact in the Commission, appointed under the Staff position of employees of the Commission. Regulations of Officials of the European The arguments put forward by the Communities', applicants in that regard are not conclusive in so far as they are similar to arguments which the Court has already considered in connection with the cases cited above, but before going on to say that which did not lead it to conclude that the Commission was the employer. Accordingly the reference to the provision in the specific 'it was the EAC and not the Commission terms of the applicants' contracts to the which was the applicants' employer'. effect that they are placed 'at the disposal of the Commission of the European Communities' or to the provision of one of In the judgment in Appelbaum, 6which was the general terms of the cooperation staff concerned with the situation of EAC special contract to the effect that they agree to contract staff, the Court stated, referring to undertake 'any research, mission or study the judgment of the same date in Salerno, which might be entrusted to [them] by the that the engagement and appointment by Commission ... ' is not conclusive, since the the Commission of EAC special contract judgments in Appelbaum and Hattet 7 were staff when it appointed them officials concerned with special contract staff who, constituted recruitment of staff 'from by definition, were also placed at the outside the institutions', which implies that disposal of the Commission and were 5 — Sec reference in note 1. 6 — See reference in note 1 7 — See reference in note 1.
OPINION OF MR DARMON — CASE C-100/88
subject to specific provisions largely the applicants' employer and that, as a resembling the provision mentioned above, result, the first head of their application yet the Court did not hold that the must be dismissed. Commission was their employer.
14. The discussion of the second head of claim has been circumscribed to a certain 11. Likewise, the fact that the Courier extent by the arguments exchanged between appears in the establishment plan of the parties. The Commission does not DG VIII is not conclusive, since in the maintain that the legal regime of the judgment in Salerno the Court held that the cooperation staff contract to which the inclusion of the EAC in the Commission's applicants are subject was capable of establishment plan in no way proved that it justifying any difference in treatment, as far was an administrative unit of the as their appointment as officials was Commission. concerned, with respect to EAC special contract staff, all of whom were given the benefit of a procedure enabling them to be appointed officials. In a document 12. In fact, the applicants have produced no addressed to the Court the Commission evidence, and in particular no document, states in that regard that the distinction which shows that Commission officials, between the two types of staff member is acting as such and not in their capacity as 'essentially budgetary in nature', and adds members of the Administrative Board of the that the 'contracts governing employment EAC or as members of the editorial team of relations between the EAC and special the Courier, gave journalists instructions or contract or cooperation staff ... are largely effected formal acts of authority with similar and their duties, for any given grade, respect to them. In particular, the warning do not exhibit any marked difference'. 8 given to Mr Lucien Pagni, to which the applicants refer, was issued by a director of the EAC and not by a person in authority at the Commission. 15. In fact, the divergence of view between the applicants and the Commission is focused on one single point. According to the Commission, the very nature of the 13. Admittedly, there is absolutely no doubt duties of Mr Oyowe and Mr Traore, which that in various ways the Commission was consists in representing, in their capacity as closely associated with the functioning of journalists, the 'perspective of the ACP the EAC and that it in fact supervised countries' on the Courier, is incompatible manifold aspects of its activity and even, in with their having the status of Community certain respects, directed it. But, given those officials, which, under the Staff Regu constant facts, the Court considered that the lations, entails a duty of allegiance to the EAC was not an administrative unit of the Community. Commission and that the latter was not the employer of the staff recruited by the EAC. The applicants' situation in the specific context of the Courier does not give rise to 16. I shall say forthwith that consideration any new factor in comparison with the of the situation of the journalists of the general situation on which the Court has Courier has not brought me to the same already ruled. Consequently, I take the view that the Commission cannot be regarded as 8 — Observations of 18 April 1989 submitted in reply to a question put by the Court, p. 2.
OYOWE AND TRAORE v COMMISSION
conclusion as the Commission. It seems to serving a common cause, that of me that the journalists on the Courier were cooperation between the ACP States and in reality called upon to carry out their the Community'. duties in comparable conditions irrespective as to whether they were of ACP or EEC origin. Consequently, there was no special 18. Consequently when it comes to taking feature as regards the conditions in which into account the rules of professional they carried out their duties which justified conduct applicable to the journalists of ACP journalists 'of ACP origin' being treated origin working on the publication, it is hard differently, as regards their being appointed to find in the Minutes of the joint officials in the Community public service, committee meeting referred to by the from other journalists working on the Commission confirmation of the claim that Courier. those journalists have their own rules of professional conduct, distinct from those applying to the European journalists.
On the contrary, what emerges from those 17. In the first place, I consider that the Minutes is the idea of rules of professional Commission's statement that the applicants, conduct common to all the members of the as 'journalists of ACP origin', were subject editorial team. Under those rules of to special rules of professional conduct on conduct, each member of the editorial team the Courier is, at least, debatable. The must show the same independence with following statement occurs in the Minutes regard to both 'ACP points of view' and of the meeting of the Courier's joint 'European points of view'. committee held on 3 October 1978, to which the Commission refers:
19. In those circumstances, the rules of professional conduct applicable to members 'The agreement makes it absolutely clear of the Courier's editorial team do not seem that the members of the Courier's editorial to me, on the face of it, to bear out the idea team who are of ACP origin are not here to that the journalists of ACP origin have the defend the points of view and interests of special characteristic of having to 'represent the ACP States any more than the European the ACP perspective' through their jour members of that team are here to defend nalistic activity. Can they be said to European points of view and interests. The represent that perspective symbolically by Courier is intended to provide facts reason of their national origin?
That is and documentation about EEC-ACP possible, but in any case from the point of cooperation . . . The editorial team must view of their rules of professional conduct therefore aim at reporting on that they are not under a duty to represent that cooperation with objectivity and balance perspective through their work as journalists while avoiding making the Courier either and in their articles. On the contrary, their insipid or controversial as between the EEC rules of professional conduct tend to require and ACP partners'. them not to act as representatives of ACP points of view, in the same way that the journalists of European origin are required not to behave as representatives of EEC A little further on in the same Minutes it is points of view. stated that 'the quality of the Courier's editorial team is excellent as regards both its members' professional skills and their 20. I would like to bring to the Court's loyalty to the aims of the publication. The attention one point; it is perhaps merely a Committee considers that they are all detail but it does to a certain extent lend
OPINION OF MR DARMON —CASE C-100/88
colour to these initial observations. A editorial team are subject, on the Courier, photocopy is annexed to the application of to the same rules of professional conduct, the latest issue (at that time) of the Courier, specifically as regards their independence the January-February 1988 issue. On page 3 with respect to ACP and European view there is the contents page. At the foot of points, the question as to whether or not that page there is written in small letters: journalists should have the status of officials 'The articles express the views of the should raise problems of the same degree authors only'. In the light of that notice it irrespective of the journalists' origin. In can be said that the articles printed in the sum, if the status of official is incompatible Courier — irrespective of their authors with being a member of a team of jour and, more precisely, irrespective of the nalists whose code of professional conduct geographical origin of their authors — do is as I have described it, then that must be not particularly express the views of the true of all the journalists. And if it is ACP countries more than those of the EEC considered, where an identical code of and are as binding on the ACP countries as professional conduct applies, that that they are on the EEC. incompatibility does not apply in the case of one or more journalists, it cannot be proved to apply in the case of the others.
21. As a result, I consider that the general make-up of the Courier's editorial team is designed to be non-dependent with respect to ACP and EEC points of view and that in particular, on the face of it, none of its 23. There were — and still are — on the members, whatever his geographical origin, editorial team of the Courier Commission is called upon to act as the spokesman of officials, starting with the present editor. one or other of those points of view. Whilst There has been no indication from the it is correct to say that journalists from the Commission in the course of these ACP countries were recruited following a proceedings that that situation creates diffi request made by the ACP group, there is culties with regard to the rules of nothing to suggest in the principles with professional conduct applying to the regard to professional conduct set out by members of the editorial team. Above all, the joint committee that the aim was for one of the members of EEC origin of that those journalists to provide institutionalized team, Mr Ian Piper, was appointed an representation of ACP points of view. official in 1981. That journalist, I would Rather, those principles tend to suggest that point out, was subject in principle to the it was a question primarily of ensuring a same rules of professional conduct as his symbolic representation of the ACP two colleagues, Mr Oyowe and Mr Traore, perspective, just as the representation of the as regards his non-dependence or inde perspectives of the 12 Member States is pendence with respect to ACP and EEC secured by recruiting officials of the 12 points of view. Consequently, I conclude nationalities of the EEC, without officials of that the Commission was not entitled to rely each nationality being expected to devote on an alleged special situation of the themselves at work to promoting the views applicants and on their alleged 'represen of the Member State of which they are tation of the ACP perspective' in order to nationals. deny them the right to be appointed officials, which, moreover, it granted to another journalist on special contract. In order to reach the opposite conclusion, the 22. Taking that reasoning a stage further, I Courier, and in particular its editorial team, consider that if all the members of the would have had to have been organized on
OYOWE AND TRAORE v COMMISSION
a genuinely joint basis and that would have appointment of staff as officials. It appears had to have been reflected in its code of to me that that should also be true, and with professional conduct. As we have seen, that greater reason, with regard to cooperation is not the case. staff as compared with the special contract staff, who were appointed officials, in view of the very great similarity of the legal rules 24. The Commission adverted to the to which staff members in those two practical — and, in its view, major — categories are subject as a result of their problem which would be raised by respective contracts. The Commission itself appointing the applicants officials in so far has acknowledged that similarity and stated as if they left their posts in the course of that the only difference of note related to their careers, those posts would have to be the financing of the remuneration paid filled by other officials who, in principle, under the cooperation staff contracts, that is would be nationals of one of the Member to say, a factor which has nothing to do States, thus precluding the 'representation with the rights and obligations devolving on of the ACP perspective'. We have seen the each party under the contracts. Lastly, as we limits, in the area of rules of professional have seen, no essential difference between a conduct, of the idea of the 'representation journalist on the Courier who was under a of the ACP perspective'. It could be said
special contract and another journalist that if all journalists, irrespective of their on that publication who was under a origin, are expected to show comparable cooperation contract can be made out from independence of view, it might not perhaps the conditions in which the journalists' be really necessary to recruit journalists duties were carried out, nor therefore can outside the EEC. I will add that in the event those conditions justify any difference in of posts falling vacant, as postulated by the treatment with regard to the appointment of Commission, the possibility might be staff as officials. contemplated of recruiting temporary staff to fill the posts in question and making an exception to the rule that staff must be nationals of one of the Member States.
We 26. However, it appears to me that that are all aware that the management of vacant reasoning can be applied in its entirety only posts does not invariably preclude a degree to the case of Mr Traore. In its rejoinder of flexibility. In my view, in any case, a the Commission refers to the requirement situation such as that of the Courier would laid down in Article 28(a) of the Staff justify such flexibility, in so far as that might Regulations to the effect that 'an official be useful to the EEC from the point of view may be appointed only on condition of the quality of its relations with the ACP that .
. . he is a national of one of the countries. Member States of the Communities, unless an exception is authorized by the appointing 25. Having reached this stage in the authority . . . '. Whilst Mr Traore has reasoning, must it be considered that the French nationality, Mr Oyowe is a Nigerian second head of claim is well founded and national. It does not appear to me that he well founded with respect both to Mr can base an obligation on the part of the Traore and Mr Oyowe? In the judgment in Commission to authorize an exemption in Appelbaum 9 the Court held that there was his favour in respect of the nationality no essential difference between the position requirement on the identical situations of the headquarters staff and that of the argument considered above. It is, in my special contract staff justifying differing view, inherent in the nationality condition treatment with regard to the rules on the laid down in Article 28 (a) of the Staff Regulations that it should not have to be 9 — Sec reference in note 1 waived where a person who does not satisfy
OPINION OF MR DARMON —CASE C-IOO/88
it is in a situation which in other respects is and in particular the arguments developed identical or comparable to that of another by the Commission in the course of the person who fulfils that condition. To put procedure — with the objection based on any other construction on the nationality the nationality requirement being made condition would make it nugatory in somewhat late, namely not until the practice in so far as the administration rejoinder — that it has not been sufficiently would as a result be put under an obligation well made out that Mr Oyowe's lack of to authorize an exception from it in objec 'Community' nationality was the factor tively comparable cases, whose variety and which caused the Commission to adopt the limits could not be defined in advance. view that he should be denied any right to be appointed an official. More specifically, it has not been sufficiently made out that had the Commission realized that it was legally impossible for it to rely on the 27. I consider that in order for the argument about 'representing the ACP nationality requirement to have any perspective' in order to refuse to give Mr meaning and not be a mere formality, it Oyowe the benefit of a procedure for must be acknowledged that the appointing appointing him an official, it would have authority (the Commission in this case) has adopted the same position on the basis of an absolute discretion to decide whether or the nationality requirement alone. In my not it is appropriate to authorize an view, the Commission should re-examine exception thereto. The fact that a situation Mr Oyowe's position in the light of the is in other respects objectively identical analysis which I have proposed to the Court cannot place the appointing authority under of the alleged incompatibility of the status a legal obligation to authorize an exception. of Community official with the applicants' From that point of view, it does not appear task of 'representing the ACP perspective'. to me that authorizing an exception from The Commission should then consider in the nationality requirement can be put on all the course of that re-examination whether it fours with the question of derogating from takes the view that it should make an the general rule that appointments must be exception to the nationality requirement in made to the starting grade, which the the case of Mr Oyowe. Besides, the possi applicants raised on the basis of the Court's bility that by the time that re-examination 10 judgment in Appelbaum. The two dero takes place Mr Oyowe will have obtained gations apply to principles whose scope is Belgian nationality is not ruled out. manifestly not the same.
28. Does this mean asking the Court to 29. In carrying out that re-examination the deliver a judgment which will satisfy in part Commission would have appreciable room the claims of Mr Traore while leaving Mr for manoeuvre. As I have mentioned, to Oyowe, in the face of his problems, in a refuse to grant an exception would not be situation which is unsatisfactory from the illegal. Nevertheless, may I say that in my point of view of fairness? In practice, it view it would be appropriate for Mr seems to me that a solution can be found Oyowe's situation, viewed in the light of which will avoid sacrificing irretrievably Mr that of his colleagues, together with what I Oyowe's situation. I consider that, having would term a sense of concern on the part regard to all the material before the Court of the Commission, to lead the latter not to opt for the solution of refusing to make an 10 — See reference in note I. exception in Mr Oyowe's case.
OYOWE AND TRAORE v COMMISSION
30. Consequently, as regards the second respect the Commission could be held to head of claim, I propose that the Court have been at fault in that regard. should annul the Commission's decision in Furthermore, in the light of the judgments so far as it refuses to take into consideration cited above in which the Court plainly the request of Mr Traore and Mr Oyowe to indicated that the Commission was not the be appointed officials, and remit the case to employer of staff recruited by the EAC, I the Commission for it to take the necessary cannot see how the applicants' situation action with regard to each applicant in the with regard to the Belgian legislation on light of the Court's judgment in accordance retirement pensions, to which it is normal with Article 176 of the Treaty; that should for them to be subject as employees of an entail, in any event, the implementation, as association governed by Belgian private law, regards Mr Traore, of a procedure leading could be linked with any conduct of the to his appointment as an official. Commission amounting to fault on its part. In practice, such a result could not be achieved without conflicting with the positions adopted in the Court's case-law with regard to the EAC and its staff. If the 31. My remarks on the last head of claim, applicants' employer is an association which I consider should be dismissed, will governed by Belgian private law, and not be more brief. I cannot see how the the Commission, it is impossible to see how Community could incur liability vis-à-vis the Communities could incur liability as a either of the applicants. The relevant claim result of the application to the persons is made in the alternative to cover the event concerned of the Belgian legislation on uality of the Court's dismissing the principal retirement pensions. If the Communities do claims of both or either of the applicants or, incur liability in that way then it is in other words, in the event of the Court's impossible to see how it could still be main holding in particular that the Commission tained that the Commission is not the has not infringed, to their detriment, the employer of the staff recruited by the EAC, principle of equality or non-discrimination. whereas that is what the Court has consis Consequently, it is hard to see in what tently held.
32. In the final analysis, I consider that the Court should:
(1) annul the Commission's decision relating to the applicants' complaint as regards their request that they should be appointed officials, and remit the case to the Commission for a new decision;
(2) dismiss the other heads of claim;
(3) order the Commission to pay the whole of the costs.