C-244/88
ECLI:EU:C:1989:345
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USINE COOPÉRATIVES DE DÉSHYDRATATION DU VEXIN AND OTHERS v COMMISSION
OPINION OF MR ADVOCATE GENERAL TESAURO delivered on 26 September 1989 *
Mr President, 2. On 28, 29 and 30 June 1988, the Members of the Court, applicants submitted applications to the national intervention agency for certificates with advance fixing of the aid in question.
1. The applicants challenge Council Regu lation (EEC) No 1910/88, 1 which sus However, in the last days of June, in view pended the advance fixing of aid for dried of a sharp rise in the world price of dried fodder for the period from 1 to 7 July 1988. fodder, a massive influx of applications for advance fixing of the aid was observed in the Community.
The legislative background to the present The Commission considered that specu proceedings is described in the Report for lation was the cause. The aid in question is the Hearing, to which reference should be determined periodically by reference to the made. I will merely point out that the difference between the Community price contested regulation is based on Article 12 2 and the world price (which is normally of Council Regulation (EEC) No 1417/78, lower) of dried fodder. which provides for the possibility of advance fixing of the aid in question being suspended in the event of an abnormal situation arising in the dried-fodder market, in particular where the volume of The increase in the world price recorded at applications for advance fixing bears no the end of June thus led traders to expect a relation to the normal disposal of such reduction in the amount of the aid with fodder. I would also point out that pursuant effect from the following month (which is to Article 9 of Commission Regulation what in fact happened). Hence it was (EEC) No 1528/78 3 (as amended, at the advantageous to apply for advance fixing of material time, by Regulation (EEC) No the aid in an amount not yet adjusted to the 2334/87 4), such suspension entails rejection fall in price. of applications for certificates with advance fixing of the amount of the aid, which would otherwise be issued to the applicant undertakings on the third working day following the date on which the application As a result, the Commission intervened, by was lodged. virtue of the powers conferred on it by Article 12 of Regulation (EEC) No * Original language: Italian. 1417/78, by adopting the contested 1 — OJ L168,1.7.1988,p.111. suspending regulation, which led to the 2 — OJ L 171, 28 6.1978, p. 1. 3 — OJ L179, 1.7.1978, p. 10. rejection of, inter alia, the applications 4 — OJ L210, 1 8.1987, p. 63. lodged by the applicants.
OPINION OF MR TESAURO —CASE C-244/88
3. By way of preliminary, the Commission a regulation and a decision is whether or objects that the application is inadmissible not the measure in question has general on the ground that the conditions laid down application. It is therefore necessary to in the second paragraph of Article 173 of appraise the nature of the contested measure the Treaty are not satisfied. and in particular the legal effects which it is intended to produce or actually produces.
The contested measure is of general application and cannot therefore be seen as A measure does not cease to be a regulation a decision which, although purporting to be because it is possible to determine the a regulation, is of individual concern to the number or even the identity of the persons applicants. to whom it applies at any given time as long as it is established that such application takes effect by virtue of an objective legal or factual situation defined by the measure in It should be made clear in that respect that, relation to its purpose. according to consistent and well-known decisions of the Court: 5
In order for a measure to be of individual concern to the persons to whom it applies, it 'Article 173(2) of the Treaty makes the must affect their legal position because of a admissibility of proceedings instituted by an factual situation which differentiates them individual for a declaration that a measure from all other persons and distinguishes is void dependent on fulfilment of the them individually in the same way as a condition that the contested measure, person to whom it is addressed'. although in the form of a regulation, in fact constitutes a decision which is of direct and individual concern to him. The objective of that provision is in particular to prevent the 4. It should also be remembered that the Community institutions, merely by choosing Court, in those cases — those few the form of a regulation, from being able to cases — in which it has been recognized exclude an application by an individual that a measure adopted in the form of a against a decision of direct and individual regulation was of individual concern to concern to him and thus to make clear that those who attacked it, has attached the choice of form may not alter the nature particular importance to the fact that, when of a measure. the regulation was adopted, the persons who were subject to the effects of the measure were identified or at least ident- ifiable. Nevertheless, an action brought by an indi vidual is not admissible in so far as it is directed against a regulation having general application within the meaning of the Thus, in International Fruit 6 (adjudicating second paragraph of Article 189 of the on a regulation extending the system of Treaty. The test for distinguishing between quantitative limitations on the issue of import licences for dessert apples from non-member countries), the Court stated 5 — See most recently the judgments of 29 June 1989 in Joined Cases 250/86 and 11/87 RAR [1989] ECR 2045, para that graphs 6 to 9 and also of 24 February 1987 in Case 26/86 Deutz und Geldermann [1987] ECR 941, paragraphs 6 to 9 and of 6 October 1982 in Case 307/81 Alusuisse[1982] 6 — Judgment of 13 May 1971 in Joined Cases 41 to 44/70 ECR 3463, paragraphs 7, 8 and 11. [1971] ECR 411.
USINE COOPÉRATIVES DE DÉSHYDRATATION DU VEXIN AND OTHERS v COMMISSION
'when the said regulation was adopted, the still, the fact that they represent a numerus number of applications [for import licences] clausus known to the institution concerned, which could be affected by it was fixed. No is a necessary condition for the measure to new application could be added' (see para be recognized as not constituting a regu graphs 16 to 19; emphasis added); lation, it is not sufficient in itself.
and that,
It has already been stated that, according to the cases cited above, 'a measure does not 'accordingly, by providing that the system cease to be a regulation because it is introduced by Article 1 of Regulation No possible to determine the number or even 565/70 should be maintained for the the identity of the persons to whom it relevant period, the Commission decided, applies at any given time as long as it is even though it took account only of the established that such application takes effect quantities requested, on the subsequent fate by virtue of an objective legal or factual of each application which had been lodged' situation defined by the measure in relation (see paragraphs 20 to 22). to its purpose'.
Similarly, in CAM, 7the Court's reasoning is based on the consideration that the contested regulation It seems equally necessary for the circum stance which enables the addressees of the measure to be identified to have in some 'applies to a fixed and known number of way prompted the intervention of the cereals exporters as well as, in respect of institution and therefore to form part of the each of them, to the amount of the trans raison d'être of the measure itself. actions for which advance fixing had been requested' (see paragraph 15; emphasis added).
As has been observed, 'la connaissance du The identifiability of the persons to whom nombre et de l'identité des personnes the measure was found to be applicable was concernées, généralement rendue possible held to be decisive in defining a measure's par le caractère rétroactif de la mesure, n'est characteristics as a regulation or a decision qu'une donnée première qui doit encore être in the Töpfer judgment. 8 complétée par l'individualisation de leur situation. Cette individualisation résultera non seulement de certaines qualités particu lières ou d'une situation de fait spécifique, It should also be noted that although the données objectives, mais de leur prise en identifiability of the addressees or, better considération par l'autorité commu nautaire'. 9 7 — Judgment of 18 November 1975 in Casc 100/74 CAM [1975] ECR 1393 8 — Judgment of 3 May 1978 in Case 112/77 Tapfer [1978] 9 — A. Barav and G. Vandersanden Contentieux commu- ECR 1021. nautaire, Bruylanl, Drusseis, 1977, p 172.
OPINION OF MR TESAURO —CASE C-244/88
In even clearer terms it has been emphasized 6. The applicants object that the extension that 'il ne suffit par que le nombre ou of the validity of the regulation so as to l'identité de ces personnes soient connus, ou suspend applications lodged after 30 June puissent l'être; il faut encore qu'ils figurent 1988 was a sham. parmi les éléments ayant déterminé l'adoption de l'acte. En d'autres mots, il faut un lien de causalité entre la connaissance qu'a l'institution de la situation du requérant 10 et la mesure adoptée'. They say so for two reasons. In the first place, it is contrary to the current practice of undertakings to apply for certificates at the start of the month. In the second place, the contested regulation, which was adopted 5. With respect to the present case, it must for anti-speculative purposes, is only first of all be pointed out that when the ostensibly applicable to applications lodged contested regulation was adopted, on 30 on or after 1 July. As from that date, the June 1988, the addressees of the measure amount of the aid was reduced by did not constitute a clearly defined circle Commission Regulation (EEC) No known to the Commission. 1895/88, 11 so that it was proportionately correct (duly reflecting the difference between the world price and the Community price of dried fodder). The regulation in question — as often Therefore, any applications lodged on or occurs in cases where the issue of advance- after 1 July—if it is conceded that there fixing certificates is suspended — affected were any — could not in any event have both applications which had already been been speculative and should not therefore lodged and those which had not yet been have been covered by the suspension. In the lodged but could have been lodged after 30 applicants' view, it follows that the regu June 1988. lation in question, although purporting not to do so, in reality related only to applications lodged on or before 30 June, and thus to a clearly defined group.
The contested regulation in fact affected certificates which ought to have been issued between 1 and 7 July 1988. In view of the period of three working days between That argument does not appear to carry lodgment of the application and issue of the conviction. certificate, it follows that in the present case the suspension affected both applications lodged in the last days of June 1988 and such applications as might have been lodged after 30 June 1988, specifically Friday 1 July or Monday 4 July 1988 (in respect of In the first place, the practice of not which, had there been no suspension, the normally applying for certificates at the certificates would have been issued on beginning of the month is a matter of fact, Wednesday 6 and Thursday 7 July 1988 which is merely fortuitous and could not respectively). determine the nature of the measure in question. 10 — M. Waelbroeck: Rev. int. jur. belge, 1971, p. 533 (emphasis added). 11 — OJ L 168, 1.7.1988, p. 73.
USINE COOPÉRATIVES DE DÉSHYDRATATION DU VEXIN AND OTHERS v COMMISSION
As regards the non-speculative character of suspension. However, the suspension also any applications lodged as from 1 July, that applied to applications submitted to the is a matter which can only be determined national authorities on 30 June (on which ex-post facto. When the suspending regu date the amount of the aid had not yet been lation was adopted, during a phase of sharp reduced), of which the Commission, when variations in prices on the market in ordering the suspension in question, could question, the Commission was not in a not possibly have been aware. position to predict with absolute certainty whether the adjustment to the amount of the aid decided upon on 1 July would be sufficient. Until the situation became clearer I do not therefore think it can be concluded and more stable, it was appropriate to that the suspending regulation concerned a suspend advance fixing for the maximum clearly defined and identified circle. On the period allowed, namely seven days. I do not contrary, it appears to be intended to affect therefore think it can be concluded that the the legal situation of traders which were not suspension was designed to affect only identifiable when the measure was adopted. applications submitted up to 30 June. On the contrary, it also covered applications lodged subsequently, which could not be reliably classified in advance as speculative 7. That should be sufficient to indicate that or otherwise. the contested regulation cannot be regarded as a set of decisions against which natural or legal persons are entitled to bring an action under the second paragraph of Article 173.
It is true that no application was lodged after 1 July. But that is only the consequence of the fact of the suspension, which was But there is another aspect which seems to effective until 7 July. The traders, having me to be important. become aware of the suspension, were discouraged from submitting an application which would not produce any useful results. That fact therefore does not detract from — but rather confirms — the view that I consider that, regardless of its specific the suspension, if only potentially, was effects, it is, in more general terms, the intended to cover both applications already rationale and the objectives of the submitted (about which the Commission suspending regulation which conduce to its knew in any event only in general terms) being classified as a regulation. and any applications which might have been lodged at a later stage.
The suspension of advanced fixing — and not solely in the circumstances of the present case — is a measure for regulation of the market. It is intended to ensure that, Then there is a further consideration. The when there are abnormal developments in suspending regulation, adopted on 30 June, the economic situation, the advance-fixing was published on the following day. system (for aid or any other benefit) is not Therefore, it was not until 1 July that the used for purely speculative purposes, thus traders concerned came to know of the diverting it from its proper purpose.
OPINION OF MR TESAURO —CASE C-244/88
On the other hand, the suspension is not a Commission would assess the situation and response or, still less, a decision adopted in decide whether licences should be issued. In relation to individual applications for that case, not only — as I have said — did advance fixing. Although the provisions the measure adopted by the Commission (a granting the power of suspension state in precautionary measure in that case) relate to general that the power confirmed may be a specific and closed circle of traders but, exercised 'in particular' when the volume of what is more important, the import licence applications for advance fixing appears to applications submitted by them (and, in bear no relation to the normal possibilities particular, the quantities indicated) were the of disposing of the product on the market essential element taken into consideration (see in this case Article 12 of Council Regu by the Commission in defining the scope of lation (EEC) No 1417/78), that is due to the precautionary measure to be adopted. In the fact that an excessive volume of those circumstances, therefore, there was a applications is a particularly reliable causal link between the applications for indicator of speculative activity and, import licences submitted and the pre therefore, of a change in normal market cautionary measure. Therefore, that conditions. But there is nothing to prevent measure — as pointed out by the the Commission from ordering suspension, Court — was not of general application, even where there is no abnormally high even though it was to be regarded as a set volume of applications, provided that, of of decisions of individual concern to the course, the market conditions justify such a separate applicants. course. Thus, for example, in the industry in question, if there were an unexpected rise in the world price of dried fodder the Commission could even decide on suspension as a preventive measure, that is to say before applications of a speculative nature started to be submitted to the However, that causal link does not appear national authorities. to exist in the present case since the suspension of advance fixing is logically — as is apparent from the basic regulations — attributable to an assessment of the market situation and not necessarily The justification for a measure suspending to an evaluation of the applications advance fixing is therefore merely a de submitted for advance fixing. terioration in the balance of the market, not the submission of individual applications by traders.
It seems to me in fact that suspending regu From that point of view, the situation in the lations, like the one at issue here, must, present case appears to differ significantly regardless of the fact that they affect from the circumstances of International applications already submitted (that is to say Fruit, cited earlier. In that case, the basic specific applications) or even future and regulations provided that the Commission potential applications, nevertheless be should be informed weekly by the Member considered, in view of their rationale and States of the quantities for which import objective, as measure of a legislative nature licences were applied for and that, on applicable to legal situations defined in the basis of such communications, the abstract and general terms.
USINE COOPÉRATIVES DE DÉSHYDRATATION DU VEXIN AND OTHERS v COMMISSION
Moreover, that conclusion is supported by a changed in such a way that suspension of precedent which is substantially analogous advance fixing is necessary for a certain to the present case. I refer to the judgment period. in Moksel, 12 in which the Court declared inadmissible an application for the annulment of a regulation suspending the advance fixing of export refunds in the beef Not infrequently, therefore, such regu and veal industry, observing that: lations are contested either by way of preliminary-ruling proceedings or direction actions, as in this case and in the Moksel case referred to earlier. 'Consequently it must be deduced from the purpose of the contested measure, from the framework of the regulations of which it forms part, and also from its very nature It therefore seems to me important that the that it is indeed a regulation which is of Court should make clear to the interested general application; it follows that the parties which remedy should be pursued objection raised by the Commission must be when they seek to challenge a suspending accepted in so far as it concerns the regulation: whether they may seek application that Regulation No 3318/80 annulment under Article 173 or whether, on should be declared void' (Paragraph 19). the other hand, they should allege invalidity in proceedings before a national court against implementing measures taken by the national authorities, at that time requesting I therefore consider that the present the national court to submit a question to application is inadmissible. the Court of Justice for a preliminary ruling on the validity of the suspending regulation.
8. Let me deal now, in limine, with a last point. For the reasons given earlier, I believe that the second solution is preferable. I also think that, precisely in order to dispel any uncertainty in the future, the Court, in confirming its judgment in Moksel, should The power to suspend advance fixing is analyse the nature of the measure in provided for in various market sectors and question having regard above all to its in relation to various circumstances rationale and objectives: in general the latter (processing aids, export refunds and so aspects are common to all suspending regu forth). Even though the specific circum lations, regardless of the sector in which stances may vary from time to time, the they are adopted. function and essential features of the suspending regulations are nevertheless similar. In all cases, indeed, it is a question of verifying within a few days (between On the other hand, the fact that the lodgment of the application and issue of the contested regulation does not — as we have certificate) whether the market situation has seen — relate to a closed and clearly defined circle of traders, although decisive 12 — Judgment of 25 March 1982 in Case 45/81 Moksel [1982] ECR1129. in the present case, is in fact an incidental
OPINION OF MR TESAURO —CASE C-244/88
matter and therefore not a proper basis for should be guided, particularly since they a general assessment as to the nature (that may not be in a position to know whether of a regulation or otherwise) of suspending or not, when it is adopted, a suspending measures. That is not therefore a reliable regulation relates to a numerus clausus of criterion by which the traders affected addressees.
9. I therefore propose that the Court declare the application inadmissible and order the applicants to pay the costs.