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Súdny dvor Európskej únie·10.10.1989

C-322/88

ECLI:EU:C:1989:366

Súd
Súdny dvor Európskej únie
IČS
61988CC0322

OPINION OF MR MISCHO — CASE C-322/88

OPINION OF MR ADVOCATE GENERAL MISCHO delivered on 10 October 1989 *

Mr President, 3. However, the Court has always stated Members of the Court, that these judgments were based on the binding nature which Article 189 confers on directives and that it would be incompatible with that binding nature to hold as a matter 1. Leaving aside the background and details of principle that the obligation imposed by a of the dispute in the main proceedings, as directive could not be relied on by the described in the Report for the Hearing, the persons concerned. It would be unac­ preliminary question which is the subject of ceptable for a Member State to be able to this opinion raises a point of principle which plead, as against individuals, its own failure is precise and clear: can a recommendation to perform the obligations imposed by the within the meaning of the fifth paragraph of directive. Article 189 of the EEC Treaty have direct effect?

4. According to the fifth paragraph of 2. This question calls for an equally precise Article 189 of the EEC Treaty 'recommen­ and clear negative response. It is true that dations ... have no binding force'. As a the Court has consistently held that 'whilst general rule, a recommendation as defined under Article 189 regulations are directly in that article cannot therefore have direct applicable and, consequently, by their effect, since it if could there would be no nature capable of producing direct effects, difference between the measures listed. that does not mean that other categories of measures covered by that article can never 1 produce similar effects'. In its judgments the Court has recognized that a number of provisions of directives, in particular, have 5. Nevertheless, the Court has consistently such effects, stating that 'wherever the held that it is not the description of the provisions of a directive appear, as far as measure which matters but its content and their subject-matter is concerned, to be scope. Does this mean that it is necessary to unconditional and sufficiently precise, those ascertain the true nature of the provisions of provisions may be relied upon by an indi­ a recommendation and in particular those vidual against the State where that State referred to by the national court? fails to implement the directive in national law at the end of the period prescribed or where it fails to implement the directive 2 correctly'.

6. I think not. It is indeed necessary to * Original language: French. check whether the measure, leaving aside its 1 — See, in particular, the judgment of 19 January 1982 in Case 8/81 Becker v Finanzamt Münster-Innenstadt [1982] ECR title, does in fact merely recommend that 53, paragraph 21. the persons to whom it is addressed adopt a 2 — See judgments of 26 February 1986 in Case 152/84 Marshall v Southampton and South-Wen Hampshire Area certain action. But I do not think that it is Health Authority [1986] ECR 723, paragraph 46, and of 8 necessary to pursue the examination any October 1987 in Case 80/86 Criminal proceedings against Kolpinghuis Nijmegen [1987] ECR 3969, paragraph 7. further. However clear, unconditional,

GRIMALDI v FONDS DES MALADIES PROFESSIONNELLES

precise and unequivocal (to adopt the terms tially in the nature of a programme and it used by the national court) the substantive has stated that Article 118, which entrusts to provisions of a recommendation may be, a the Commission the task of promoting close recommendation by definition does not cooperation between Member States, does impose any obligation as to the result to be not encroach upon the Member States' achieved. The Member States to which it is powers in the social field in so far as the addressed are therefore not only free to latter is not covered by other provisions of choose the form and methods by which it is the Treaty. 3In its judgment of 9 July 1987 implemented in national law, as they can do on migration policy, 4 the Court stated in in the case of a directive, but they are particular that although the Commission is entirely free to act on it or not. Thus it is entitled to initiate consultation procedures unnecessary to examine whether or not the within the social field referred to in Article provisions of a recommendation leave 118 and to require the Member States to Member States a discretion as regards their participate, the subject-matter of such implementation in national law or enable procedures remains within the competence Member States to restrict or place of the Member States, and the result to be conditions on their application. achieved by the procedures in question cannot be imposed upon them (see para­ graphs 29, 30 and 34).

7. There is no doubt that the recommen­ dations at issue in this case are true recom­ 9. Prevention of occupational diseases is mendations. Both the Commission Recom­ one of the matters expressly listed in mendation to the Member States of 23 July Article 118. With a view to harmonizing the 1962 concerning the adoption of a national lists of occupational diseases and European schedule of occupational diseases ultimately replacing them with a European {Journal officiel 1962, 80, p. 2188) and the schedule, the Commission therefore Commission Recommendation of 20 July intervened in a field which is within the 1966 on the conditions for granting competence of the Member States. Thus it compensation to persons suffering from was impossible for the Commission to adopt occupational diseases {Journal officiel 1966, binding provisions in this case. The 147, p. 2696) are based on Article 155 of adoption of a recommendation in the proper the EEC Treaty, which confers on the sense of the word was its only option. Commission a general power to 'formulate recommendations or deliver opinions on matters dealt with in this Treaty, if it expressly so provides or if the Commission considers it necessary'. 10. I would add that the fact that the recommendations in question are more than or very nearly 25 years old cannot have any bearing on their effects in the absence of implementation by the Member States. It may, indeed, seem regrettable that after a 8. Moreover, both recommendations are in the field of social policy and expressly refer 3 — See in particular the judgment of 29 September 1987 in Case 126/86 Giménez Zaera v Instituto Nacional de la to Article 117 or Anicie 118 of the EEC Seguridad Social y Tesoreria de la Seguridad Social (1987) Treaty, or both. The Court has already ECR 3697, paragraphs 15 and 16 4 — Judgment of 9 July 1987 In Joined Cases 281. 283, 284, pointed out that the objectives of social 285 and 287/85 Germany. France, the Netherlands, Denmark policy laid down in Article 117 are essen­ and the United Kingdom v Commission [1987] ECR 3203

OPINION OF MR MISCHO — CASE C-322/88

quarter of a century not all the Member effects. 5Lastly, the Court has already inter­ States have adopted the measures needed to preted EEC recommendations without ques­ attain the objectives which the Commission tioning its jurisdiction to do so. By way of thought it necessary to promote in the field example I would refer to the judgments of concerned. But since recommendations are 15 June 1976 in Case 113/75 Frecassetti v not binding on the Member States, they Amministrazione delle finanze dello Stato cannot impose upon the Member States [1976] ECR 983, and of 9 June 1977 in compulsory time-limits either. The third Case 90/76 Van Ameydev UCI[1977] ECR point in the substantive part of the Recom­ 1091. Should the Court wish on this mendation of 1966, which 'requests the occasion expressly to confirm that it has governments of the Member States to jurisdiction, let me simply refer to the inform [the Commission] every two years, arguments set out by Mr Advocate General beginning with the next communication on Warner in his Opinion of 26 May 1976 in the action taken on the Recommendation of the first of those cases ([1976] ECR 994, at 23 July 1962 concerning the European p. 996): schedule of occupational diseases, of the measures adopted for the application of this recommendation', shows that the Commission wished to proceed, and could proceed, only by means of encouragement.

'In contrast with Article 173 of the Treaty which provides that "the Court of Justice shall review the legality of acts of the Council and the Commission other than 11. It therefore follows from all the recommendations or opinions", Article 177 considerations set out above that a recom­ confers on the Court "jurisdiction to give mendation cannot have direct effect. preliminary rulings concerning . . . the validity and interpretation of acts of the institutions of the Community" without any qualification. It is thus clear, in my opinion, that the reference to "acts" in Article 177 includes recommendations. Moreover I do 12. For the sake of completeness, I would not think it correct to say that the interpre­ add that in my opinion the Court need not tation of a recommendation can never be linger over the question whether it has juris­ relevant to a question at issue before a diction to give a ruling on the interpretation national court. Where, for example, a of a recommendation in view of the fact national statute has been passed for the that recommendations are not binding. First express purpose of giving effect to a recom­ of all, the question asked by the national mendation the correct interpretation of that court raises the general question, by impli­ statute may well depend on that of the cation at least, whether a recommendation recommendation. Whether it does so within the meaning of the fifth paragraph of Article 189 of the EEC Treaty can have 5 — In this same context, it should be noted that it was in inter­ direct effect, and it is therefore a question preting Council 'resolutions', which essentially only expressed the political will of the Council and of the repre­ on the interpretation of the Treaty itself. sentatives of the governments of the Member States, that Furthermore, since the question precisely the Court stated that they could not produce effects in law on which interested parties could rely before the courts (see concerns the effects of two particular judgment of 24 October 1973 in Case 9/73 Schlüter v Hatiptzollaml Lörrach [1973] ECR 1135, paragraph 40) recommendations, the jurisdiction of the and could not engender effects which could be used against Court cannot be contested on the ground individuals (see judgment of 3 February 1976 in Case 59/75 Pubblico Ministero v Manghera [1976] ECR 91 , that recommendations have no binding legal paragraph 21).

GRIMALDI v FONDS DES MALADIES PROFESSIONNELLES

depend or not is a matter for the national Ferrovia del Renon [1976] ECR 657, the court concerned. The position in this regard Court had already expressly stated with is, I think, analogous to that obtaining in regard to a directive that, regard to directives, as to which see Case 32/74 Haaga [1974] ECR 1201. The 'regardless of the effects of the directive, circumstance that directives are binding on ... an interpretation of the directive may be Member States whereas recommendations helpful to the national court so as to ensure are not cannot in my opinion make any that the law adopted for the implementation material difference.' 6 of the directive is interpreted and applied in a manner which conforms to the 13. I should add that in its judgment of 20 requirements of Community law' (para­ May 1976 in Case 111/75 Mazzalai v graph 10).

14. In conclusion I propose that, in answer to the preliminary question referred by the tribunal du travail, Brussels, the Court should rule as follows:

'A recommendation within the meaning of the fifth paragraph of Article 189 of the EEC Treaty (such as the Commission Recommendation to the Member States of 23 July 1962 concerning the adoption of a European schedule of occupational diseases or the Commission Recommendation to Member States of 20 July 1966 on the conditions for granting compensation to persons suffering from occupa­ tional diseases) is not capable of producing direct effects.'

6 — In his study entitled 'Das Vorabenlscheidungsverfahren vor dem Gerichtshof der Europäischen Gemeinschaften' . Baden-Baden 1986, p 25 , Mr Everling refers in this context to the judgment of 15 January 1986 in Case 44 / 84 Hurd v Jones [ 1986 ] ECR 29, in svilirti the Court slated that u had jurisdiction to interpret measures such as those referred to in Article 3 of the Act of Accession of 1972 ( in particular declarations , resolutions and other statements concerning the European Communities ) even though they did not fall within the categories in Article 177 of the EEC Treaty , but only in so far as it was necessary to define them or examine them in order to determine the scope of Article 3 (see paragraphs 20 to 22).

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