C-309/89
ECLI:EU:C:1992:406
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O P I N I O N OF M R LENZ — CASE C-309/89
OPINION OF ADVOCATE GENERAL LENZ delivered on 27 October 1992 *
Mr President, references to bottle-fermentation by the Members of the Court, 'traditional' method or 'classical' method may be used only if the product:
'(a) was made by sparkling by a second alcoholic fermentation in the bottle; A — Introduction
(b) stayed without interruption in contact with the lees for at least nine months in the same undertaking from the time when the cuvée was constituted;
1. The present direct action by a Spanish producer of sparkling wine is directed against a provision introduced in 1989 in the organization of the market in the wine sec (c) was separated from the lees by disgorg tor, namely Article 6(5a)(b) of Regulation ing', N o 3309/85 ' as amended by Regulation N o 2045/89. 2 That provision lays down the conditions on which the term 'crémanť may be applied to quality sparkling wines psr, 3 a term which was not previously regulated in the Community wine law. O n the basis of the contested provision reads: the second subparagraph of Article 6(4) of Regulation N o 3309/85, 4 according to which
* Original language: German. 'In the case of quality sparkling wines psr 1 — Council Regulation of 18 November 1985 laying down gen which fulfil the conditions laid down in the eral rules for the description and presentation of sparkling wines and aerated sparkling wines, OJ 1985 L 320, p. 9. second subparagraph of paragraph 4 2 — Council Regulation of 19 June 1989 amending Regulation (EEC) N o 3309/85 laying down general rules for the description and presentation of sparkling wines and aerated sparkling wines, OJ 1989 L 202, p. 12. 3 — See the definition of that term in the fourth paragraph of Article 1 of Regulation N o 823/87 (OJ 1987 L 84, p. 59). 4 — The first subparagraph was also amended by Regulation N o 2045/89.
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(b) the term "crémant" shall be reserved for 'Gran Cremam' for part.of its.production. . quality sparkling wines psr made in Since 1924 it is the subject of a Spanish trade France or Luxembourg: mark which the applicant holds. I shall return to details of the applicant's situation in my Opinion.
— to which this term has been applied, in combination with the name of the specified region, by the Member State 3. The applicant considers that there is n o in which the wine was made, and justification from now on for restricting the term 'crémant', other than during the transit- ional period provided for in the last sub- paragraph of the contested provision, to quality sparkling wines psr produced in France and Luxembourg. In addition it con- — which were produced in accordance siders that there is no sufficient statement of with special rules laid down for their reasons for the provision. manufacture by the abovementioned Member States.
4. It claims (the precise wording of the claim may be seen in the Report for the Hearing) However, for five wine-growing years the that the provision should be declared void term "crémant", in French or in translation, and the Council ordered to pay the costs. may be used to describe a sparkling wine which was traditionally thus described on 1 September 1989.'
5. The Council raised an objection of inad- missibility which, pursuant to the Order of the Court of 5 December 1990, will be decided upon in the final judgment. 2. The applicant challenges that provision because it restricts the sale of its production. As a producer of quality sparkling wines psr which bear the name 'cava' (which since 1986 in Spain and now expressly in Community law is to be used to designate a 6. The Council and the Commission, which specified region 5) it has long used the term has intervened in the proceedings in support of the Council, have contended that the action should be dismissed primarily as inad- missible and alternatively as unfounded and 5 — Sec the fourth indent of the second subparagraph of Arti- that the applicant should be ordered to pay cle 15(3) of Regulation N o 823/87 (OJ 1987 L 84, p. 59) as amended by Regulation N o 2043/89 (OJ 1989 L 202, p. 1). the costs.
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7. After completion of the written procedure from the direct, logically compelling, conse- Regulation N o 3309/85, in which the con- quences of the declaration of annulment. On tested provision was inserted, was replaced the contrary it is sufficient that the appli- by Regulation N o 2333/92 6 which adopted cant's legal position improves if the defen- the provision word for word in Article 6(6). dant fulfils his obligations under Article 176 of the Treaty. 7
B — Analysis
I — Preliminary observation
10. According to that provision, if the con- tested provision were declared void, the Council would have to adjust the new Arti- 8. Before discussing the individual pleas of cle 6(6) to the requirements arising from the the applicant and defence I should briefly judgment of the Court. In that respect I refer like to make it clear that the adoption of to the observations made in the Asteris judg- Regulation N o 2333/92 should not influence ment. 8 In that judgment the Court had to the treatment of the present action. In partic- consider the question whether the Commis- ular it does not remove the interest in bring- sion had complied in accordance with Arti- ing an action; it also does not settle the main cle 176 of the EEC Treaty with a judgment issue, which could remove the cause of in which the Court had declared void a action. Commission regulation on coefficients for production aids in the tomato sector for a particular marketing year. It was inter alia uncertain because the Commission had not amended the parallel regulation for the sub- sequent marketing years (from 1 July 1984), which had been adopted during the proceed- ings and revealed the same defect as the con- 9. In that respect it may be observed that tested regulation, in accordance with the interest in bringing an action in the case of Court's annulment of 19 September 1985. an application for annulment does not require that the applicant derives advantages
7 — See the judgment in Case 76/79 Könecke v Commission [1980] ECR 665, paragraphs 8 and 9; in particular the Opin- 6 — Council Regulation of 13 July 1992 laying down general ion of Advocate General Reischl in that case, at pp. 687-689. rules for the description and presentation o f sparkling wines 8 — Joined Cases 97, 193, 99 and 215/86 Asiens v Commission and aerated sparkling wines, OJ 1992 L 231, p. 9. [1988] E C R 2181.
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The Court stated (paragraphs 27 to 31 of the measure and governing the marketing years judgment): subsequent to that judgment contains no provisions having the same effect as the pro- visions held to be illegal.
'In order to comply with the judgment and to implement it fully, the institution is required to have regard not only to the oper- However, by virtue of the retroactive effect ative part of the judgment but also to the of judgments by which measures are grounds which led to the judgment and con- annulled, the finding of illegality takes effect stitute its essential basis, in so far as they are from the date on which the annulled measure necessary to determine the exact meaning of entered into force. It follows that in the what is stated in the operative part. It is present case the institution concerned is also those grounds which, on the one hand, iden- under an obligation to eliminate from the tify the precise provision held to be illegal regulations already adopted when the annul- and, on the other, indicate the specific rea- ling judgment was delivered and governing sons which underlie the finding of illegality marketing years after 1983/84 any provisions contained in the operative part and which with the same effect as the provision held to the institution concerned must take into be illegal. account when replacing the annulled mea- sure.
Consequently, the finding that the coeffi- cients to be applied to the amount of aid for Greek producers were illegally fixed is bind- However, although a finding of illegality in ing with respect not only to the 1983/84 the grounds of a judgment annulling a mea- marketing year, covered by the annulled reg- sure primarily requires the institution which ulation, but also to all subsequent marketing adopted the measure to eliminate that illegal- years.' ity in the measure intended to replace the annulled measure, it may also, in so far as it relates to a provision with specific scope in a given area, give rise to other consequences for that institution. 11. Those observations apply all the more in the present case. Article 6(6) of Regulation No 2333/92 is only the result of a codifica- tion of Regulation No 3309/85 which the Community legislature considers necessary In cases such as this one, where the effect of for practical reasons. 9 In contrast to the pro- the annulled regulation is limited to a clearly vision in respect of the subsequent period defined period (namely the 1983/84 market- which was necessary in the Asteris case ing year), the institution which adopted the measure is first of all under an obligation to ensure that new legislation adopted follow- 9 — Sec the first recital in the preamble to Regulation ing the judgment annulling the previous No 2333/92.
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because the provision applying-to the previ with the case-law cited by the C o u n c i l that ous marketing year had duly.expired, it may can be regarded as an observation not only be said here that the new provision is an on the question of the legal nature of the expression of the original intention to intro contested measure but also on the question duce the contested rule for an unlimited whether it is of individual concern to the period. In other words it extends the life of applicant. Furthermore, and I shall immedi the old provision and in that respect has ately discuss that briefly, both questions are more than just the 'same content' as the old intimately related so that the Court should provision for the purposes of the Asteris consider the latter condition of a right of judgment. action of its own motion (Article 92(2) of the Rules of Procedure) if it does not regard the action as inadmissible already on other grounds.
12. It follows that the adoption of Regula tion N o 2333/92 has neither extinguished the 14. In the following I shall give my views on interest in bringing an action nor settled the both questions and also on the question main issue. whether it is of direct concern to the appli cant, which only the Commission disputes.
II — Observations on admissibility 15. (b) The scope of this analysis will include an examination of the legal nature and effects of the contested measure which presupposes that its precise content is clear.
13. 1. (a) The objections which the Council makes as to admissibility relate primarily to the requirement in the second paragraph of 16. In that respect it may be observed that in Article 173 that the contested measure must the operative part of its application the appli be a 'decision'. It is true that in its arguments cant challenges the whole Article 6(5a)(b) of in relation thereto the Council also observes Regulation N o 3309/85. O n the other hand that the applicant is affected by the measure only in its capacity as a producer who uses the term 'crémant' just like every other pro ducer who is in the same position. As 10 — See Joined Cases 250/86 and U/87 RAR v Council and Commission [1989] E C R 2045 (cf. headnote and para appears from a comparison of that argument graph 11 of the full judgment).
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it is apparent from its observations that it is scope placed on the action by the pleas put not challenging all the parts of that provision forward. u but only certain aspects. As it recently stated at the hearing, it is concerned with the restriction contained in the introductory sen tence of the provision according to which the term 'crémanť is reserved for quality sparkling wines made in France or Luxem bourg even if it satisfies the other require ments in relation to quality and the obser vance of a particular production process. As far as concerns the substantive grounds of 18. In those circumstances it is the geo complaint (infringement of Community law, graphical restriction, that is to say, the special misuse of power), the applicant is of the prohibition placed on producers outside opinion that in view of the aim of the mea France and Luxembourg, which must be the sure and those other conditions for the use subject of the following examination. of the term the Council was not entitled to impose such a geographical restriction. Even the applicant's observations in relation to disregard of essential procedural require ments do not go further for it complains that the Council has not provided a sufficient statement of reasons for the geographical restriction.
19. 2. (a) First, as regards the legal nature of the contested measure, there can be no doubt that, if the applicant's position is disre garded, it is not a decision but a measure of a legislative nature. The test for distinguishing between those two kinds of legal acts is that a decision is binding only on those 'to whom it is addressed' whereas a legislative act (in the present case it can, as a subdivision of that category, only be a measure in the nature of a regulation) has general applica 17. Since the condition objected to can be tion. 1 4 removed from the contested provision with out robbing it altogether of its substance 1 1 the Court can, if it upholds the applicant's 13 — See paragraph 12 of the case cited in the previous footnote claims, restrict the declaration of annulment as well as, for examples of the practice of the Court, to that condition. 1 2 It would also have to do Case 192/83 Greece v Commission [1985] ECR 2791 and Joined Cases 56 and 58/64 Consten and Grundig v Com- that in this case in order not to exceed the mission [1966] ECR 299. 14 — Consistent case-law on the distinction between a regulation and a decision: see for example Case 26/86 Deutz und Gel- dermann v Commission [1987] ECR 941, paragraph 7; Joined Cases 97, 193, 199 and 215/86 [1988] E C R 2181, paragraph 13; the terms used, which refer generally to mea- 11 — Only the transitional system of the final subparagraph sures of a 'legislative nature', derive írom the Order would, partially, cease to be justified. of 13 July 1988 in Case 160/88 R Fédération Européenne de 12 — See Case 37/71 ¡amet v Commission [1972] ECR 483, para- la Santé Animale and Others v Commission [1988] graphs 9 to 11. ECR 4121, paragraph 27.
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20. In order to draw the distinction it is nec- written procedure, may have been different essary to appraise the nature of the contested in that respect, I9 it is quite clear in the measure and in particular the legal effects present case that the contested measure is in which it is intended to produce or actually the nature of a regulation. produces. I 5 In that respect it must be decided whether the prohibition which the provision imposes on producers outside France and Luxembourg applies to 'objec- tively determined situations' and entails 'legal effects for a category of persons con- sidered generally and in the abstract'. 16 In 22. (b) What is the result of this general def- that connection I do not consider that the inition of the measure? wording of the provision as an abstract gen- eral rule is conclusive. 17 O n the other hand it is clear from the definition laid down by the Court that a measure is of a legislative nature if the category of persons affected by it was fixed at the time the measure was adopted. 18 In the present case there is indeed 23. Three different conclusions are conceiv- no such 'numerus clausus' of those affected. able: The contested prohibition affected not only those who ('traditionally') used the term 'crémant' when the provision was adopted but also potential users, that is to say, traders who, if the rule had not been introduced, might later have joined the circle of such — The application is without more ado to traders. be rejected as inadmissible.
— It must be considered whether although the measure is generally in the nature of a regulation, nevertheless vis-à-vis the applicant it proves to be a decision.
21. Although the Deutz und Geldermann 19 — See the pertinent examination of the claim which Advocate case, on which it was sought to rely in the General Mischo made in his Opinion at pp. 945, 946). From that point of view it would be relevant for the 'numerus clausus' clause whether, as the applicant thinks, the con- tested condition applied only to producers who had tradi- tionally used the term 'méthode champenoise'. 15 — See paragraph 7 of the judgment in Deutz und Geldermann See in that respect von Winterfeld's criticism in Möglich- (previous footnote). keiten der Verbesserung des individuellen Rechtsschutzes im europäischen Gemeinschaftsrecht, Neue Juristische Wochen- 16 — See paragraph 15 of the judgment in the Asiens case (foot- schrift 1989, p. 1409. It is, however, in no way established note 8). that meeting that criterion is sufficient to classify a measure 17 — See Joined Cases 16 and 16/72 Confédération Nationale des as a decision; see the extensive observations of Advocate Producteurs de Fruits et Légumes v Council [1962] General Tesauro in his Opinion of 26 September 1989 in E C R 471, at p. 479 (the end of the first paragraph of Sec- Usines Coopératives de Déshydratation du Vexin v Com- tion 3). mission [1989] ECR 3811, at pp. 3819, 3821. See also mv observations below on the question whether it is of individ- 18 — Joined Cases 41 to 44/70 International Fruit Company v ual concern to the applicant (paragraph 40 et seq.). Commission [1971] E C R 411, paragraphs 16 to 22.
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— It must be determined, without dwelling 26. In the two last solutions the legal protec- any longer on the characteristics of a tion is based solely on the individual posi- 'decision', whether the measure is of indi- tion of the applicant. That is right, in my vidual concern to the applicant. opinion. From two points of view that approach corresponds to the aim of the sec- ond paragraph of Article 173. First, in so far as the right of action of an individual is based on that provision it is a guarantee of the legal protection of the individual. For that reason the second paragraph of Arti- cle 173 gives a right of action for annulment of decisions which are of individual (and direct) concern to the applicant without it 24. In my opinion in view of the position being possible to object that they are not reached in the case-law the last-named altern- addressed to him. It is difficult to understand ative should be adopted. why in the case of a challenge to a measure which vis-à-vis persons other than the appli- cant produces the effects of a legislative mea- sure another criterion should be adopted and that factor held against the applicant. That observation seems to me all the more impor- tant since many Community rules on closer examination reveal themselves to be very complex and have quite different effects vis- 25. In that connection attention should first à-vis the different groups of persons affected. be drawn to the fundamental difference between the first-mentioned solution on the one hand and the latter two on the other. The first solution may result in the appli- cant's being denied legal protection, although his legal position in relation to the contested rule corresponds to that of a person to whom a decision is addressed (he is distin- guished 'individually just as in the case of the person addressed' 20). That restriction on 27. Secondly, in so far as the second para- legal protection would follow if that solution graph of Article 173 limits the right of action were adopted simply because other persons of the individual by the requirement of a contemplated by the rule have no such par- decision, it must be observed that that crite- ticular position (that is to say, they are rion relates to the substance. As is already affected only in their 'objective capacity' as apparent from the wording of the provision, traders in the particular sector concerned 'in the Community legislature cannot exclude just the same way as any other producer or the right of action simply by adopting the trader in the same position' 21 ). form of a regulation. 22 If, however, in rela- tion to the applicant a measure appears as a
20 — Sec the line of cases on the terra 'of individual concern' (ini- tially in Case 25/62 Plaumann v Commission [1963] 22 — Established case-law: sec for example Case 101/76 Konin- ECR 95, at p. 107). klijke Scholten Honing v Council and Commission [1977] 21 — See the judgment in Deutz und Celdermann, paragraph 12. ECR 797, paragraph 6.
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decision addressed to a person, is it from his and the same provision affected some per- point of view really more than a question of sons covered by it as the addressees of a form whether the measure was adopted as a decision whereas others were caught only by regulation in order to take account of all its legislative effects.24 (i.e. including other) classes of persons concerned?
28. The most recent development in the case-law is in line with those observations.
31. In the field of anti-dumping law the Court has clarified the position in its judg- ments in Allied Corporation 125 and / / 26 as 29. It is true that the Court observed very well as most recently in Extramet. 27 In the early that last-mentioned judgment it summarized the position as follows:
'if a measure entitled by its author a regula- tion contains provisions which are capable of being not only of direct but also of individ- ual concern to certain natural or legal per- sons, it must be admitted, without prejudice to the question whether that measure consid- ered in its entirety can be correctly called a regulation, that in any case those provisions do not have the character of a regulation and 'although in the light of the criteria set out may therefore be impugned by those persons in the second paragraph of Article 173 of the under the terms of the second paragraph of Treaty regulations imposing anti-dumping Article 173.' 2 3 duties are in fact, as regards their nature and their scope, of a legislative character, their provisions may none the less be of individual concern to certain traders (...)'.
30. It was at first, however, uncertain how 24 — See the discussion by Advocate General Jacobs in his Opin- the Court would decide the case where one ion of 21 March 1991 in Case 358/89 Extramet Industrie v Council [1991] ECR. 1-2501 at p. 2507, paragraphs 40 to 48. 25 — Joined Cases 239/82 and 275/82 Allied Corporation v Com- mission [1984] ECR 1005, paragraph 11. 26 — Case 53/83 Allied Corporation v Council [1985] ECR 1621, 23 — Joined Cases 16 and 17/62 Producteurs de Fruits et Légumes paragraph 4. v Council [1962] ECR 471, at p. 479. 27 — (Footnote 24) paragraph 13 et seq.
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32. The Court continued: 34. The two solutions should nevertheless not lead to different results, for a measure which is of individual concern to one person and therefore affects him as the addressee of a decision is necessarily, from the point of view of the dual nature model, a decision in relation to him. 29 Furthermore the Court has shown that in practice it considers both 'It follows that measures imposing anti- characteristics according to the same crite- dumping duties may, without losing their ria. 3° character as regulations, be of individual concern in certain circumstances to certain traders who therefore have standing to bring an action for their annulment.'
35. We now come to the question whether those principles from the anti-dumping case- law may be transferred to the field of the common agricultural policy. In view of the previous 31 observations which do not spe- 33. If for the time being we leave aside the cially relate to the anti-dumping sector that question whether those principles can be question can be answered only in the affir- applied in the sphere of the common agricul- mative. For the sake of precision however it tural policy, that clarification is doubly use- may be mentioned that the principles laid ful with regard to the choice between the down by the Court in the anti-dumping sec- three abovementioned alternatives. First, it is tor reveal no connection with the undisputed laid down as a matter of principle that an particular features of that sector. That applies action may not be rejected as inadmissible first in view of the fact that anti-dumping solely on the ground of the legislative nature measures may not be adopted otherwise than which a provision may have in general, if the by means of a regulation. 32 In the first place, applicant shows that it is of individual con- I see no distinction between the case in cern to him. Secondly, that case-law contains which the adoption of a regulation is laid an option of a technical nature in that it pre- down by law and that in which the object fers the concept of a genuine regulation and substance of the measure offers the which, however, may prove to be of individ- choice of that legal form, as so often happens ual concern to certain persons it contem- plates, as opposed to the model of a legal act with a dual nature (that of a regulation for some, a decision for others). Although that 29 — The Producteurs de Fruits et Légumes judgment (foot- note 23, above), section 3 at p. 479, was clearly to that solution departs somewhat further from the effect. wording of the second paragraph of Ani- 30 — Compare the line of reasoning followed in the judgment in Deutz und Geldermann (footnote 14, above) and the state- cie 173, it has the advantage of clarity and ments to the same effect on the distinction between regula- abstract logic. 28 tions and decisions (Case 6/68 Zuckerfabrik Watenstedt v Council [1968] ECR 409 at p. 415, first paragraph) and on the requirement of 'individual concern' (RAR — footnote 10, above —paragraph 14 and the Order in Joined Cases C-232/91 and C-233/91 Petridi [1991] ECR 1-5351, paragraph 11). 28 — Sec the observations of Advocate General Jacobs in his 31 — Above, paragraphs 25 to 27. Opinion in the Extramet casc (above, footnote 24), para- 32 — Sec Article 13(1) of Regulation N o 2423/88, OJ 1988 L 209, graph 42. p.l.
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in the field of common agricultural policy. them as inadmissible, especially in the case of Secondly, a provision which prescribes the independent importers. 37 form of a regulation for a measure may merely be based on considerations of practi- cality. Advocate General Gulmann had to consider such a measure in his Opinion in the Buckl case, 3 3 in which he rightly observed that in view of the case-law of the 37. For all those reasons I am of the opinion Court it would 'not be right to reject the that the general classification of the con- application on that ground'. 3 4 35 tested provision as a measure in the nature of a regulation is not sufficient for the action to be dismissed as inadmissible. On the con- trary, it must be considered whether the applicant is individually concerned by it.
38. (c) To answer that question it is necessary first to consider the fact that among the trad- ers who are affected by the contested prohi- bition a category must be identified to which a fixed number of persons belongs and 36. As regards next the particular feature of which cannot be enlarged after adoption of anti-dumping measures that from the point the measure. That category is referred to in of view of the manufacturers and exporters the final subparagraph of the relevant provis- affected they may be of the same nature as ion: producers of sparkling wine who individual decisions, it suffices to say that the on 1 September 1989 when Regulation Extramet judgment concerns an action N o 2045/89 entered into force had tradition- brought by an importer. That particular fea- ally described their products in that way, a ture, however, does not apply to such trad- category that includes the applicant. ers, which is why the Court allows their actions only after careful consideration of the particular case, 3 6 but generally dismisses
33 — Opinion of 8 July 1992 in Joined Cases C-15/91 and 39. In view of the interpretation of the sec- C-108/91 Bucki and Others v Commission [1992] ECR 1-6061, 1-6074. ond paragraph of Article 173 3 S proposed 34 — i.e. because the contested measure could only be adopted here one of the applicant's main arguments in the form of a regulation. 35 — That case was an action for annulment which Advocate General Gulmann nevertheless considered on the basis of the criterion that the third paragraph of Article 175 of the Treaty must in principle be interpreted in harmony with the second paragraph of Article 173 (paragraph 19 at the foot of 37 — Case 307/81 Alusuisse v Council and Commission [1982] the Opinion). ECR 3463; Joined Cases 239 and 275/82 Allied Corporation v Commission [1984] ECR 1005; Orders in Case 279/86 36 — See the observations in the Opinion of Advocate General Sermes v Commission [1987] ECR 3109 and in Case 301/86 Jacobs, ibid, paragraphs 23 to 29 as well as the judgments in Frimodt Pedersen v Commission [1987] ECR 3123 and in Joined Cases C-133/87 and C-150/87 Nashua v Commis- Case 205/87 Nuova Ceam v Commission [1987] ECR 4427. sion [1990] E C R 1-719 and Case C-156/87 Gestetner v Commission [1990] ECR 1-781. 38 — See paragraph 22 et seq., in particular paragraph 34, above.
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may be understood and summarized as 41. The conditions laid down in the tradi- meaning that by reason of belonging to that tional case-law determining whether an closed category it is to be regarded as indi- applicant is individually affected are there- vidually affected. As, however, the Deutz fore not fulfilled. und Geldermann case shows, having regard to the connection between the characteristics 'decision' and 'of individual concern', that is not sufficient to support a right of action in a particular case. 39 There must be a specific connection between the applicant's situation 42. However, I shall now have to discuss the (in the broadest sense) and the contested legal development which occurred after the measure. Deutz und Geldermann judgment in order to determine whether the applicant can be regarded as individually affected for other reasons.
43. The Sofrimport judgment 4 1 introduces a 40. As Advocate General Tesauro 4 0 has new factor in that connection: for there to be stated, according to the traditional case-law a a special relationship between the measure causal connection between both factors was and the applicant's situation, it suffices if the required. In that connection it may be applicant is protected in that situation by remembered that the present action extends particular clauses in the contested provis- only to the geographical restriction of which ion. 42 That condition, however, is also not the applicant complains. It is therefore neces- satisfied here. sary to show that it is precisely the situation of persons affected by that characteristic who had used the term 'cremam' for their spark- ling wine on 1 September 1989 which the legislature had in mind in adopting the pro- vision. The only evidence for such a connec- tion could be the final subparagraph of the 44. A further category of cases in which the provision, which, however, affects not only applicant may be regarded as individually that position but also that of producers who affected may have been opened by the as a result of other features of the provision Extramet judgment. 4 3 In that case an will be prevented from using the term 'cré- importer independent of the manufacturer mant', namely as a result of the requirements of the quality of the product and the produc- tion process. 41 — Case C-152/88 Sofrimport v Commission [1990] ECR I- 2477. 42 — A similar consideration applies, in addition to that relating to the causal connection, in actions by third undertakings in relation to the competition rules: see my Opinion 39 — Sec the Opinion of Advocate General Mischo, ibid, (foot- of 17 September 1992 in Case C-313/90 CIRFS and note 19), p. 947 et seq. Another v Commission [1993] ECR 1-1125, 1-1148, para- graphs 83 to 86 and 88 to 90. 10 — Opinion in Case 244/88 (footnote 19, above), at p. 3821 et seq. 43 — Footnote 27, above.
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had challenged an anti-dumping regulation 46. The first question which arises in that which applied to a certain raw material (cal- connection is whether the principles thus cium metal). The Court stated (paragraph 17 laid down can be transferred to cases of the of the judgment): present kind. As in the case of the question already considered in relation to the inter- pretation of the second paragraph of Arti- cle 173, 44 it is necessary here to determine as a preliminary whether those principles depend on the particular features of the anti- dumping sector. The answer to that is not obvious. It is true that paragraph 16 of the judgment refers to the case of an 'action for 'The applicant has established the existence annulment of an anti-dumping regulation' of a set of factors constituting such a situa- but the following considerations are not tion which is peculiar to the applicant and thereby expressly restricted to that case. which differentiates it, as regards the mea- sure in question, from all other traders. The applicant is the largest importer of the prod- uct forming the subject-matter of the anti- dumping measure and, at the same time, the end-user of the product. In addition, its business activities depend to a very large 47. Other evidence of the scope of the judg- extent on those imports and are seriously ment could be provided by the nature of the affected by the contested regulation in view criteria. In that respect it may be observed of the limited number of manufacturers of that they refer essentially to the applicant's the product concerned and of the difficulties position on the Community market and the which it encounters in obtaining supplies seriousness of the consequences which the from the sole Community producer, which, contested measure has for its business. A moreover, is its main competitor for the pro- special feature may be observed vis-à-vis the cessed product.' traditional case-law: the Extramet judgment is distinguished by the fact that on account of the requisite special relationship between the applicant's situation and the contested measure, for the first time the economic effects are the sole criterion.
45. It is clear that that statement is not pri- marily concerned with the question whether certain persons who from the outset, in par- 48. The nature of that criterion so defined ticular according to the substance of the pro- does not necessarily lead us to the conclu- vision, represent a closed category of persons sion that it could apply only in anti-dumping affected, have a particular relationship to the law. Why should there not be cases in other measure in view of their situation. On the spheres in which a measure has effects for a contrary, those criteria relate to the defini- tion of the 'category', which as a rule can embrace only one person, or at least very few persons. 44 — Paragraph 35 et seq., above.
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trader which are to be distinguished from happened in the past. Secondly, there were those for other persons contemplated to such regulations relating to its use in only one of an extent that he is in the position of a per- the Member States, the French Republic, son to whom a measure is addressed? where 'crémant de ...' (followed by the name of the region) might be applied only to the sparkling wines of the Loire, Burgundy and Alsace regions.
49. Although that means that the purely for- mal classification of the case in anti-dumping law did not determine the ratio decidendi of the judgment, objections to its application to other cases might arise from another special feature. The effects considered in the said 51. In that situation the Community legisla judgment consisted in a direct intervention ture's decision to regulate the use of the con in the competitive position of the applicant tested term and in particular to make it undertaking (in relation to Péchiney) just depend on certain qualities of the product like the effects which State aid produces vis- has a dual effect upon competition: it à-vis an undertaking which is competing strengthens the market position of the prod with the undertaking receiving the aid. That ucts entitled to use the term and weakens observation in any event justifies talking of that of products which lose that right. Since an actual extension of the Extramet princi- the applicant is one of the producers whose ples if they were to be applied to a case products fall into the last-mentioned cate which is obviously of a different nature. gory, the contested measure alters to its dis advantage its relationship to the competing producers of France and Luxembourg who may use the term. In those circumstances the 'criterion of impact' used in paragraph 17 of the Extramet judgment should also apply in the present case.
50. There is, however, no such extension in the present case because it is very similar in that respect to Extramet. It may be observed that in competition among the producers of sparkling wine the term 'crémanť obviously serves to attribute to the particular product qualities which distinguish it from the gen eral category of sparkling wines. That could, however, be regarded by the Community 52. It is therefore necessary to consider now legislature as a source of difficulties. O n the whether as a result of the applicant's special one hand, the term does not show clearly the market position and the effects of the con characteristics to which it refers, so that it tested measure on its undertaking the appli could be used for sparkling wines of very cant is affected by it in the same way as an different qualities, which apparendy is what addressee.
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53. As regards the first of those two criteria sparkling wines which were produced by the it is to be observed that for the sake of expe traditional method ('méthode champenoise'). diency the basis must be the market in qual That production method was provided for in ity sparkling wines psr which bear the term three different implementing decrees laying 'crémanť. The applicant does not deny the down the registered descriptions of origin Community legislature's right to make the 'crémant d'Alsace', 'de Bourgogne' or 'de use of that term depend on the sparkling Loire'. wines being of that quality. Furthermore, only those producers should be considered who were using the term on the adoption of the measure for only they may, like the applicant, lose the right or, on the contrary, retain the right to use the term. 55. There appear to be no relevant products worth mentioning of other Member States (apart from Spain and France).
54. There is no dispute that within the cate 56. Finally, it may be observed that gory of Community producers so defined between 1986 and 1989 more than two- the applicant has the largest production. The thirds of all the Cava quality sparkling wines some 11 million bottles (0.75 1) of 'Gran Cre- psr which bore the term 'Gran Cremant' mant' which it produces annually mainly for were marketed by the applicant. 4 7 sale on the Spanish market 4 5 may be com pared with the 12 million or so bottles pro duced in the three regions of Burgundy, Alsace and the Loire as 'crémant de...' in 1988, the year the contested measure was adopted. According to the parties' statements they were the only French sparkling wines 57. I think those findings suffice to show which might be marketed in France with the that the applicant has a clearly distinguished term 'crémant'. Although Law N o 75/577 position on the market in quality sparkling of 4 July 1975 46 is confined to prohibiting wines psr which bear the contested term. the use of the term 'crémant' as a description of semi-sparkling, sparkling and other wines which have no right to a designation of ori gin, its purpose, as shown by the history of its adoption, was to reserve the term for
58. As far as concerns the effects on the applicant's undertaking, such effects, as was 45 — See the particulars about the Spanish market in quality spark ling wines psr and the applicant's share thereof (annex 5 to the applicant's observations to the objection to admissibil ity, p. 4). 46 — Journal Officiel de la Republique Française of 5 July 1975, 47 — See annexes 4 and 6 to the applicant's defence to the Coun p. 6813. cil's objection.
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shown in the Extramet case, namely: the use of the term 'crémant' depend as well as the significance which those conditions have for the applicant's product.
— that the applicant's economic activity largely depends on business transactions which were adversely affected by the 60. The said provision requires: contested measure and
1. as regards the quality of the product, that — that that activity was 'severely affected' it is a quality sparkling wine psr, by the measure,
2. as regards the production process, that it satisfies the conditions of the second sub- paragraph of Article 6(4) of Regulation are to be discerned, if at all, only with diffi- N o 3309/85; culty. That applies to the second of the two criteria. Whereas in the case of anti-dumping duty the effects on an importer's business may be calculated very precisely (the duties depend on the import price and are intended 3. as regards recognition of the product by to increase it) it is not possible to calculate to the Member State of production, the same extent the effect of prohibiting the use of a term; that is all the more so since in the present case a transitional period is pro- vided for in which the producers can prepare their customers by appropriate publicity for — that the Member State has assigned the forthcoming alterations. Nevertheless I the term 'crémant' to the product in take the view that having regard to the combination with the name of a par- effects of the measure the applicant is suffi- ticular region in which the wine was ciently distinguished from the category of made (the first subsubparagraph of other producers who fall within the mea- the provision); sure's scope for the measure to be regarded as of individual concern to the applicant.
— that the wines were produced in accordance with the special rules laid down for their manufacture by the 59. In that respect we must first discuss the Member State (second subsubpara- conditions on which Article 6(5a)(b) makes graph of the provision);
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4. as regards the origin, that the wines are 63. The loss which is now taking place of made in France or Luxembourg. that means of marketing affects the applicant all the more in that the French manufactur- ers who satisfy the geographical condition are its main rivals in the market in quality sparkling wines psr which are produced according to the method referred to in the second subparagraph of Article 6(4) of Reg- ulation N o 3309/85.
61. It is not denied that the applicant's prod- uct satisfies the conditions under (1) and (2). It is also clear that in accordance with the 64. For all those reasons I am led to the con- condition at (3) above the national rules d o clusion that the applicant is also distin- not have to have been in force on the adop- guished from the category of traders affected tion of the provision: they may be adopted by the effects which the measure has on its subsequently, as is shown in the case of Lux- undertaking, and the measure is thus of indi- embourg where they were adopted only in vidual concern to it. 1991.
65. In those circumstances I do not think it necessary to discuss the applicant's argument in relation to the denial of legal protection and consider what significance it has that the applicant has no right of action before the national courts against the contested mea- 62. Apart from the condition at (4) the sures since the prohibition resulting from the applicant's product satisfies all the require- geographical restriction does not require a ments which the Community rule specifies national measure for its implementation. before a product may use the designated term. In competition with producers who likewise satisfy the conditions of quality and in addition the contested geographical condi- tion, it would have the special advantage that it had used the term for its product for a 66. (d) As regards the question whether it is long time (at least more than 65 years). That of direct concern to the applicant, which the circumstance is significant for the Spanish Commission denies, I can immediately fol- market, to which the main part of the appli- low on from what I have previously said. cant's sales go. As far as that market is con- The Commission bases its view on the fact cerned it must also be borne in mind that in that there is nothing to show that Spain using that term the applicant has since 1924 would have attributed to the applicant the used a trade mark and thus ensured that the use of the term on the conditions laid down consumer is particularly aware of the rela- in the first subsubparagraph of the relevant tionship between that term and its product. provision if the Community legislature had
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not imposed the contested geographical N o 3309/85 which contains the contested restriction. The Commission thus turns the provision. The second, third, fourth and matter upside down. The applicant com sixth recitals in the preamble to the regula plains of the hardship caused by the prohibi tion indicate that a distinction is made tion, or more precisely the loss of the possi between mandatory and optional informa bility of using the word 'crémanť to describe tion in that scheme. Since pursuant to the its products. That hardship arises without second subparagraph of Article 15(4) of Reg any action by the particular Member State ulation N o 823/87 as amended by Regula and in particular does not depend on any tion N o 2043/89 as well as the wording and discretion exercised by it. grounds of the contested provision the term 'crémanť is optional information, it must satisfy the principle summarized in the sixth recital to Regulation N o 3309/85 as follows:
67. The action is therefore admissible.
'The choice of optional information should ... be restricted to details which are not inac Ill — The arguments on substance curate or liable to create confusion in the minds of final consumers or others for whom the information is intended.'
68. As I have already shown in my observa tions on admissibility the contested measure excludes some products (including those of the applicant) from the possibility of using 70. The third recital to Regulation the term 'crémanť simply because the place N o 2045/89 indicates that the contested geo of production lies outside France and Lux graphical restriction is an application of that embourg. Such different treatment infringes principle: the prohibition of discrimination in Arti cle 40(3) of the EEC Treaty if it is not justi fied on objective grounds. 4 8
'Those rules [in relation to the application of the name of a particular wine-growing 69. First, such justification might be found area] also provide that the name of a speci in the general scheme of Regulation fied region may be combined with details concerning the method of manufacture o r the type of product; ... in order to protect such traditional descriptions which are used 48 — See Case C-236/90 Maier v Freistaat Bayern [1992] ECR I-M83, paragraph 25. for other types of products of spedfic origin,
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the term "crémant" should be reserved for 'as regards indications of origin ... the geo- certain quality sparkling wines psr manufac- graphical area of origin of a product must tured in France and Luxembourg.' confer on it a specific quality and specific characteristics of such a nature as to distin- guish it from all other products.' M
71. In the first place it is therefore necessary to consider whether the term 'crémant' refers to a specific origin with the result that its use on products produced outside France and Luxembourg could mislead the consumer. 74. According to paragraph 8 of the judg- ment the area of origin must show homoge- neous natural features which distinguish it in contrast to adjacent areas. In the present case it is not denied that the two Member States France and Luxembourg have no common 72. In that connection it is necessary to have homogeneous area, nor does the French ter- regard to the principles which the Court laid ritory as a whole. In the same connection the down in its judgment on 'Sekt' 4 9 on the Court further stated that the method of pro- question of appellations of origin in the wine duction used sector. 50 Although that judgment concerns free movement of goods and not the com- mon agricultural policy, the considerations mentioned there, contrary to the Council's view, could be applied to the present case since the protection of appellations of origin which the Court at the time considered from various aspects of Article 36 of the EEC Treaty is intended according to paragraph 7 of the judgment inter alia to protect the con- 'is not alone decisive, independently of the sumer from misleading information. quality of the grape used, in determining [the] origin'
73. According to that judgment,
49 — Case 12/74 Commission v Germany [1975] ECR 181. of certain products. 50 — Council Regulation (EEC) No 2081/92 of 14 July 1992 on the protection of geographical indications and designations of origin for agricultural products and foodstuffs (OJ 1992 L 208, p. 1) does not apply, according to the secona para- graph of Article 1(1), to wine products or alcoholic drinks. 51 — Paragraph 7 of the judgment.
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75. The Court continued: 78. We do not need to dwell long on the Commission's argument that 'crémanť is a French word. In the judgment in the 'Sekt' case the Court stated:
'Moreover, the method of production of a vine product constitutes a criterion which is 'An area of origin which is defined on the all the less capable of being used by itself to basis ... of ... a linguistic criterion cannot identify origin as, to the extent to which it is constitute a geographical area ... capable of not linked with the use of a specific type of justifying an indication of origin ...'. grape, the method in question may be employed in other geographical areas.'
79. In that connection it may also be observed that neither the etymological origin of the word nor its meaning in the French language refers to a particular origin of the product. As far as the first of those two 76. Against that background it may be points of view is concerned it seems that the observed that the wording of the provision term has its roots in dialect of the 'Cham itself contradicts the arguments of the Com pagne' area. It is, however, undeniable that it munity institutions to the effect that the term was immediately also used outside that area. 'crémanť refers to a particular origin. O n the Furthermore, it is clear that it is precisely the contrary, it refers to the method of produc aim of the contested provision to regulate tion mentioned in Article 6(4) of Regulation the term 'crémanť in order to make it possi N o 3309/85, which the parties termed the ble for producers to upgrade their products 'traditional method' in accordance with that where they produce outside Champagne and provision. According to the first subpara are thus precluded under the second sub graph that term may be used only if it has paragraph of Article 6(5) of Regulation been applied, in combination with the name N o 3309/85 from using the term 'méthode of the specified region, by the Member State champenoise'. As far as the second of those in which the wine was made. aspects is concerned, the word 'crémanť refers to the fact that the wine by reason of its low gas pressure sparkles in a particular fashion. That also has nothing to do with its origin, as all agree.
77. It is therefore not surprising that the arguments which the Council and Commis sion put forward in support of the opposite 80. Next it is necessary to deal with an argu view do not stand up to scrutiny. ment upon which the Commission laid much
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emphasis. The Commission is of the view down before the adoption of the contested that.the term 'cremam' has gradually become provision the term 'crémant' was necessarily in the consumer's mind a term referring to a combined with the three named areas of particular geographical origin. To that extent wine. cultivation. The provision in question regard should be had to certain permanent also allows producers from other areas of practices which had a long tradition and France as well as Luxembourg producers to ought to be protected. use the term 'crémant' (on the conditions which are there set out).
81. In that respect not only the Commission but also the Council rely on the special fea ture of the system introduced in France in 1975 according to which the term 'cre 83. In view of all that it follows that the mam' is attributed on the basis of provisions term 'crémant', contrary to the third recital adopted for individual wine-growing areas. in Regulation N o 2045/89 and contrary to O n the one hand those provisions delimit the arguments put forward by the Commu the particular wine-growing area and define nity institutions, does not represent an indi the production process (corresponding to the cation of origin. Protection of the consumer provision in the second subparagraph of against being misled in respect of the origin Article 6(4) of Regulation N o 3309/85); sec of the product thus does not justify the con ondly they attribute to products which sat tested geographical limitation. isfy the said requirements the controlled term 'crémant de ...' [followed by the name of the wine-growing area] .
82. Against that argument it may be 84. Contrary to the Commission's view, observed that the said French provisions protection of the consumer against informa were not even intended to make an indica tion which for linguistic reasons he cannot tion of origin out of a term referring t o a understand can also not be regarded as justi method of production. O n the evidence of fication for the measure. As the applicant's the background to the adoption of example shows, the term 'crémant' has been Law 75/577 the said system was to be intro used for a long time by Spanish producers duced first into Burgundy, Alsace and the for the purposes of the Spanish market in Loire without, however, later being confined order to facilitate a distinction from other to those areas. Moreover, it was not even sparkling wines. What the term now implies capable of producing such an effect since on the basis of the contested provision can producers from other Member States, be clarified by the descriptions which can be namely the applicant, lawfully continued to used pursuant to the first subparagraph of describe their products as 'crémant'. Finally Article 6(4) of Regulation N o 3309/85 in the Council can also not rely on the fact that combination with the term 'crémant'. Fur in the French provisions which were laid thermore it is also not the aim of the mea-
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sure to restrict the use of the last-mentioned 86. Against that it may be observed that term in Member States where possibly it is protection of traditions as such is neither the not understood (the provision in no way declared aim of the measure nor a ground precludes the expon of French and Luxem which can justify the differing treatment of bourg products to any other Member States) traders. but to make it depend on conditions relating to the quality — and the origin — of the product.
87. It must be conceded to the Community institutions, however, that in view of the fac tual and legal circumstances to which the Community institutions have referred, the system adopted by the Council for the attri bution of the term 'crémanť could cause cer 85. In conclusion it is necessary to consider tain difficulties. the arguments of the Community institu tions in relation to the previous use of the terms 'cava' and 'Gran Cremam' in Spain. Those arguments could be understood as meaning that the Community legislature ought to have precluded especially Spanish producers from using the term. More pre cisely, the Community institutions consider that in France traditionally the term 'cré- 88. The fact is that the term 'cava' according mant' was used to distinguish sparkling to the said 1972 and 1986 Regulations wines produced by the traditional method describes both the production method in from other sparkling wines, whereas in Spain question here and a particular wine-growing the term 'cava' fulfilled that aim. In that area, an area of considerable size. The latter respect the Council refers to the Spanish seems to relate to the fact that the term 'cava' 52 53 Regulations of 1972 and 1986 according originally was only a general term for spark to which the term 'cava' may be used only if ling wine. the relevant product was made by the tradit ional method. The term 'crémanť was not in Spain traditionally related to the said requirements regarding the method of pro duction. The Spanish producers, in particular the applicant, used the term 'Gran Cremant' (and not simply 'crémant') merely as a trade description to identify certain products 89. Those circumstances do not, however, within their range. justify the contested measure. The aim of correctly, informing the consumer, which is the sole ground of justification which can be 52 — Annex 4 to the defence. considered here, can be achieved without the 53 — Annex 6 to the defence. contested exclusion of Spanish producers.
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90. The first problem arising from those cir- Cremant' on the same label without creating cumstances and connected with the origi- the risk of misleading the consumer. In that nally very general nature of the term 'cava', respect it is sufficient to observe that even if namely that it cannot be associated with the the Council rightly feared that the consumer term 'crémant' in the same way as the names might be misled in that connection it was at of the French wine-growing areas, could be the most entitled to provide for restrictions solved by a very simple special rule, which in respect of the use of the two terms. As could provide that for descriptions of 'cava' regards the term 'cava' I take the view, more- sparkling wines only the names of small ter- over, that the consumer would in no way be ritorial units within the 'cava' area may be misled by its use in addition to the descrip- associated with the term 'crémant' (for tion 'crémant de ...'. example 'Cremant de Rioja').
92. For all those reasons I am of the opinion 91. The second problem for the Community that the contested measure infringes the pro- legislature is whether a Spanish producer hibition of discrimination in Article 40(3) of may use, in addition to the term 'crémant' the EEC Treaty and must therefore be used in that way, also the general description declared void without it being necessary to 'cava' and/or the trade description 'Gran consider the other grounds of the action.
C — Conclusions
93. Since as I have explained I consider the action in this case t o be admissible and well f o u n d e d I p r o p o s e that t h e C o u r t :
— declare Article 6(5a)(b) of Regulation N o 3309/85 as a m e n d e d b y Regulation N o 2045/89 v o i d in so far as it restricts the use of the t e r m ' c r é m a n t ' t o spar- kling w i n e s p r o d u c e d in France a n d L u x e m b o u r g ;
— o r d e r t h e C o u n c i l t o p a y t h e costs of t h e p r o c e e d i n g s p u r s u a n t t o Article 69(2) of the Rules of P r o c e d u r e , except for t h e costs of the C o m m i s s i o n w h i c h t h e latter m u s t b e a r itself p u r s u a n t t o Article 69(4).
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