C-43/90
ECLI:EU:C:1991:411
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OPINION OF MR DARMON — CASE C-43/90
OPINION OF MR ADVOCATE GENERAL DARMON delivered on 5 November 1991 *
Mr President, opinion is annexed to the application and Members of the Court, the Federal Republic of Germany has not raised any objection of inadmissibility on that ground. 1. By the present action, the Commission asks the Court to declare that the Federal Republic of Germany has failed to fulfil its obligations under the EEC Treaty by not correctly applying the provisions of Article 4. In his Opinion in Case C-347/88, 3 Mr 5(2) and Article 23(1) of Council Directive Advocate General Tesauro considers that 79/831/EEC of 18 September 1979 the application may refer to the arguments amending for the sixth time Directive and circumstances appearing in the letter of 67/548/EEC on the approximation of the formal notice and in the reasoned opinion laws, regulations, and administrative when it is simply a matter of clarifying the provisions relating to the classification, scope of the pleas. 4In the present case the packaging and labelling of dangerous reference to the reasoned opinion concerns substances. 1 only the list and the names of the dangerous substances in respect of which the Commission alleges that the Federal Republic failed to lay down special labelling 2. During the written procedure the requirements; the legal basis for that Commission abandoned a number of complaint is set out in the application itself. complaints to the point where now, as I In my view, therefore, the application deliver my Opinion, I may be permitted to cannot be said to be inadmissible on that ask what remains of the action. ground.
3. The application mentions four complaints and proceeds by referring to the reasoned opinion delivered on 17 October 1988. Such I. 5 .— The first complaint referred to at a procedure does not make it easy to learn point II.1. a of the application and at point precisely what obligations a Member State is II.6 of the reasoned opinion concerns the accused of failing to fulfil, which may in nine dangerous substances in respect of certain circumstances affect the right to a which the German regulation on dangerous fair hearing. However, Article 38 of the substances of 26 August 1986, 5 amended Rules of Procedure requires only 'a for the first time on 16 December 1987, summary of the pleas in law on which the requires specific labelling measures which application is based' and the Court has are not provided for by Directive 79/831. In always taken a rather non-formalistic line in its reply, however, the Commission that regard. 2 Moreover, the reasoned acknowledges that those substances were inadvertently included in the application and * Original language: French. withdraws its complaint on that point. It 1 — OJ L 259, p. 10. 2 — For example, the judgment in Joined Cases 26 and 86/79 Forges de Thy-Marcinelle and Monceau v Commission 3 — Case C-347/88 Commission v Greece [1990] ECR 1-4747. [1980] ECR 1083; in Case 4/69 Lutticke v Commission 4 — Ibid, [1980] ECR I-4767, paragraph 8. [1971] ECR 325; and in Case 111/63 Lemmerz Werke v High Authority [1965] ECR 677. 5 — Bundesgesetzblatt, first part, 5 September 1986, p. 1470.
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confirmed that position in its written reply by the Commission, Nos 183, 721 and 833 to a question from the Court, which will do not appear in the reasoned opinion, nor therefore have to take formal note of that. do Nos 1064, 1328, 1366 and 1431. The Commission, in the same reply, maintains its complaint only in respect of five substances, namely No 102 (Azocyclotine), No 376 (Cycloheximide), No 878 (Octanoate II. 6. — The second complaint, made at dioxynil), No 1332 (Temephos) and No point II. 1. b of the application and at point 1344 (Tetrachlorovinphos).
Let me add that II.7. of the reasoned opinion, concerns 78 substances Nos 376 and 878 do not appear substances. However, a large number of in the reasoned opinion either. However, those have been deleted from the German during the oral procedure, the regulation of 26 August 1986 by a second Commission's representative appears to have amending regulation of 23 April 1990 6and backtracked with regard to the extent to by a third amending regulation of 5 June which the complaint was withdrawn in so 1991. 7The remaining substances, according far as he stated that, although with regard to the defendant, were notified to the to the substances appearing in the proposal Commission pursuant to Article 23 of for a directive the complaint may become Directive 79/831, which provides that devoid of purpose, that did not mean that 'where a Member State has detailed the Commission was withdrawing it on that
point. evidence that a substance, although satisfying the requirements of this directive, constitutes a hazard for man or the environment by reason of its classification, packaging or labelling, it may provisionally prohibit the sale of that substance or subject 8. I consider it necessary at this juncture to it to special conditions in its territory. It make a number of observations on that shall immediately inform the Commission problem. It is true that, from the perspective and the other Member States of such action of the date of the reasoned opinion, there and give reasons for its decision'.
That noti was without a doubt a failure on the part of fication, which was apparently given on 29 the Federal Republic to fulfil its obligations August 1989, is annexed to the Federal with regard to certain substances. However, Republic's defence. the Commission's written reply to the question from the Court states in fact that 'in reply to Question No 1, it may be concluded that the complaint concerning the labelling requirement laid down by the 7. The Commission, in its written reply to a German regulation.
. . (is) maintained in question from the Court, acknowledges respect of five substances (cf. above under that, of those substances, six were covered (b]', which would appear to mean that the by Directive 91/325/EEC of 1 March 1991 complaint was withdrawn with regard to the adapting Directive 67/548 to technical remaining substances referred to at point 8 II. 1. b of the application. progress for the twelfth time and that 30 others appear in the proposal for a directive adapting the earlier directive to technical progress for the fifteenth time.
I would point out that, of the substances referred to 9. I therefore propose that the Court should 6 — Bundesgesetzblatt, I, p. 790. adhere to the wording of the Commission's 7 — Bundesgesetzblatt, I, p. 1218. written reply to the Court's question, 8 — OJ L 180, p. 1. namely that the complaint referred to at
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point II. 1. b of the application is maintained its defence a communication entitled only in respect of the five abovementioned 'Mitteilung der Bundesrepublik Deutschland substances, two of which, as I have said, do gemäss Artikel 23 der Richtlinie not appear in the reasoned opinion. The 79/831/EWG' (Notification by the Federal application is therefore inadmissible on that Republic of Germany pursuant to Article 23 last-mentioned ground in respect of the two of Directive 79/831/EEC). substances at issue.
10. Accordingly that leaves only three substances in respect of which the complaint 13. During the oral procedure, the must be considered by the Court. In that Commission explained that that document regard, in its application, the Commission had reached it through unofficial channels alleges that the Federal Republic failed, first and the Commission had used it as a of all, to initiate the procedure laid down in working document, since all the substances Article 23, which the Federal Republic referred to in it are or will be set out in firmly denies, and secondly failed to directives amending Directive 67/548. It indicate in the regulation(s) at issue that the considered, however, that that communi measures adopted were provisional, within cation could not constitute notification the meaning of the same article. within the meaning of Article 23.
11. With regard to the first point, the Commission, in its reply, acknowledges that the Federal Republic did in fact notify all 14. I cannot agree with that view. Article 23 the substances in respect of which the does not contain any special formal labelling requirements were not abolished by requirement. It simply requires that the noti the second amending regulation and the fication should state reasons and that the draft third amending regulation. 9 In its other Member States should be informed. written reply to the questions from the The question whether the Federal Republic Court, however, the Commission considers informed the other Member States of the that notification did not take place and notification in question must be left in suggests that the communication of 29 abeyance since any failure to do so is not August 1989 should not be taken into mentioned in the reasoned opinion. It is not account. It was pointed out during the oral disputed, moreover, that the Commission procedure that the Commission had omitted received the communication at issue. to verify, when drafting its reply, whether Finally, since the burden of proof lies with notification pursuant to Article 23 of the the Commission, it is for the latter to prove directive had in fact been made. that Article 23 of the directive was not applied. No such proof would appear to have been adduced in the present case, having regard to the documents produced 12. I would remind the Court that the by the Federal Republic whose authenticity Federal Republic produced in an annex to is not expressly disputed by the Commission which simply states that it did not receive 9 — With the exception of substance No 143; that substance is nevertheless one of those referred to in the third amending them through official channels. In my view, regulation in its definitive version, as is clear in particular the complaint made by the Commission from the written reply of the German Government to the question from the Court. must, therefore, be rejected.
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15. That leaves only the second criticism Forschungsgemeinschaft or by the manu based on the failure to refer to the facturer or importer, whereas, according to . provisional nature of the measures Article 5(2) and the Commission's interpre concerned in the German regulations at tation of that provision, it is for the manu issue. I will consider that criticism together facturer alone, on his own responsibility, to with the third complaint referred to at point decide whether to package and label the II. 1. c of the application, which is also based substance at issue in accordance with the on that criticism. rules of the directive, since he may reasonably be expected to be aware of its dangerous properties. According to the Commission, therefore, the German legis lation infringes Article 22 of the directive, which provides that 'the Member States may III. 16. — That complaint, which refers, not, on grounds relating to notification, moreover, to point II. 8 of the reasoned classification, packaging or labelling within opinion, concerns carcinogenic substances. the meaning of this directive, prohibit, It refers to Article 5 of the German regu restrict or impede the placing on the market lation on such substances, which, it is of substances which comply with the alleged, does not comply with Article 5(2) requirements of this directive and the of Directive 79/831. Article 5(2) provides annexes thereto', in so far as, first, it was that 'dangerous substances not yet not notified to the Commission pursuant to appearing in Annex I but included in the list Article 23, and secondly, it does not referred to in Article 13(1) or already on the indicate in the actual wording of the market before 18 September 1981 must, in provisions at issue that the measures thus so far as the manufacturer whether or not laid down are provisional. Let us consider in established in the Community may turn the two criticisms upon which this third reasonably be expected to be aware of their complaint is based. dangerous properties, be packaged and provisionally labelled by the manufacturer or his representative in accordance with the rules laid down in Articles 15 to 18 and with the criteria in Annex VI'.
19. As regards the first criticism, it should be pointed out that Annex 6 to the application contains a communication from the Federal Republic pursuant to Article 23 17. It is common ground that the substances at issue are not set out in Annex of the directive, dated 14 July 1989, which I to the directive and were already on the concerns 21 carcinogenic substances covered market before 18 September 1981. They by the German regulation on dangerous therefore fall within the scope of that substances. It contains, in particular, the provision. following passage: 'Upon notification of the regulation on dangerous substances, it was agreed, at meetings with the Commission, not to publish the national list of substances and not to apply the procedure laid down in Article 23, but to await the results of the 18. The German regulation requires special Commission's work. The Commission labelling for certain carcinogenic substances stated, on a number of occasions, that it was or for substances whose carcinogenic nature speeding up the work relating, in particular, has been established by the Deutsche to the classification of carcinogenic
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substances in order to eliminate any that there were approximately 60 substances disparities with regard to various national capable of being classified as carcinogenic. lists. By letter of 16 November 1987, the Commission was reminded of that under taking. At the same time, the Commission was supplied, at its own request, with a priority list of 21 substances classified at national level but not yet classified by the 22. That criticism concerning the absence Commission. Since then, experts with the of notification pursuant to Article 23 of the Commission have begun to investigate only directive with regard to carcinogenic seven of those substances. Having regard to substances appears, in my view, not to the often difficult and lengthy discussions require consideration by the Court. Point which classification at Community level II . 1 .c of the application refers to point II.8 involves, and which are not consistent with of the reasoned opinion. Although point II. 8 the dangers posed by carcinogenic finds that 'the German regulation of 1986 substances to man and the environment, the on dangerous substances does not expressly Federal Republic is compelled to initiate the state that the abovementioned right of the procedure under Article 23 in respect of all Member State to require labelling is only the abovementioned substances, which are provisional' and that 'Directive 79/831 has listed in an annex to this communication'. not been correctly implemented in this regard by the Federal Republic as long as the Federal Government has not amended the 1986 regulation on dangerous substances by declaring those measures to be provisional', no objection is raised to the absence of notification within the meaning of Article 23 of the directive. During the 20. In its written reply to the questions oral procedure, the Commission's represen from the Court, the Commission stated that, tative acknowledged that point II. 8 of the with the exception of two substances (1, 4 reasoned opinion made no mention of that Dichlorobutene and 2, 3, 4 Trichloro- objection. butene —1),all the substances on that list have been or will be classified by Community legislation as subject to a labelling requirement.
23. In accordance with the case-law of the 10 Court, the application should be declared inadmissible in so far as it concerns, with regard to carcinogenic substances, the absence of notification pursuant to Article 23 of the directive. The German Government was unable to comply with the 21. As the Commission was able to explain reasoned opinion since the latter did not set during the oral procedure, however, this out the allegation in question with regard to complaint relates to the labelling those substances. requirement for all carcinogenic substances in general and not only for the 21 10 — In particular the judgment in Case 211/81 Commission v substances listed in the abovementioned Denmark [1982] ECR 4547; in Case 166/82 Commission v communication of 14 July 1989. The Italy [1984] ECR 459; in Case 274/83 Commission v Italy [1985] ECR 1077; and in Case C-347/88 Commission v German Government stated at the hearing Greece [1990] ECR I-4747.
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24. That leaves therefore only the criticism legislature to refer in the regulations at issue based on the failure to mention the to the provisional nature of the measures provisional nature of the national measure adopted. It is difficult to see what interest concerned, which, as I have said, is common economic operators would have in a to points II. 1. b and II. 1. c of the reference of that kind. Let me add that the application. industries most concerned by those rules, in particular the chemical and pharmaceutical industries, are doubtless not unaware of the already long standing machinery of the 25. The Federal Republic contends that directive. Article 23 of the directive lays down no such obligation and that in practice it would serve no purpose since the conflict between Community law and the national measure in question is sometimes resolved, as in the present case, by adapting the relevant 28. This complaint therefore appears to be Community rules. 11 unfounded.
26. Let me say at once that it does not seem to me to be possible to interpret Article 23 as laying down such an obligation. The statement 'where a Member State has IV. 29. — The complaint referred to at 12 detailed evidence ..., it may provisionally point II . 1 .d of the application and at point prohibit the sale of that substance or subject 11.11 of the reasoned opinion concerns it to special conditions ... ' refers to the fact substances Nos 690 (1.2 Epoxypropane) and that the Commission is to be informed of 1119 (Tetracarbonylnickel). Substance No the measure forthwith and that it must give 690 was classified by Directive 88/490/EEC 14 its views without delay and take the appro of 27 July 1988 and substance No 1119 is 13 priate measures. Those measures are covered by the proposal for a directive either the technical adaptation of the adapting Directive 67/548 to technical directive, in other words the procedure progress for the fifteenth time. referred to in Article 23(3), or, if the Commission considers the measures to be unnecessary, the initiation of the procedure laid down in Article 169 of the EEC Treaty. Thus, as the Federal Republic of Germany pointed out in its rejoinder, even if the national measure is described as provisional, 30. The Commission withdrew its complaint it may very well become definitive. with regard to substance No 690 in its written reply to a question from the Court. In that reply, it states with regard to substance No 1119 that 'it will be possible 27. Besides, it would appear to be neither for the Commission's complaint to be useful nor expedient to require the national considered devoid of purpose' (the German text reads: 'Insofern wird die Klage als 11 — Rejoinder, page 6 of the Trench version. erledigt betrachtet werden können'). 12 — Emphasis added. 13 — Anicle 23(2). 14 — OJ L 259, p. 1.
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31. Does that mean that the Commission is 32. Having regard to the fact that the withdrawing its complaint on this point? written reply to the Court's questions, as I The difficulties encountered here are the have already pointed out, states by way of same as those I encountered when conclusion that 'the complaint... (is) main considering the complaint referred to at tained in respect of five substances,' which point ILL b. Once again, during the oral do not include No 1119, I suggest as before procedure, the Commission appears to have that the Court should adhere to that reply refused to accept that it had intended to and take the view that the Commission has withdraw its complaint on this point. That withdrawn the complaint referred to at compels me to scan the successive positions point III. d of the application also in adopted by the Commission in order to find respect of substance No 1119. that which must be taken to be correct.
33. I therefore propose that the Court should:
1. take formal note of the Commission's withdrawal of the complaints referred to at point ILL a, point ILL b, except in respect of substances Nos 102, 376, 878, 1332 and 1344, and at point ILL d of the application;
2. declare the application inadmissible with regard to the complaint referred to at point ILL b in relation to substances Nos 376 and 878, and the complaint referred to at point ILL c, in so far as it is based on the absence of notification pursuant to Article 23 of Directive 79/831/EEC;
3. dismiss the remainder of the application;
4. order the Commission to pay the whole of the costs.
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