C-251/90
ECLI:EU:C:1992:31
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WOOD AND COWIE
OPINION OF ADVOCATE GENERAL TESAURO delivered on 23 January 1992 *
-Mr President, That condition was imposed in order to Members of the Court, monitor due compliance with the system of Community fishing quotas and to ensure that catches taken in either of the two areas were not set against the quota allocated to the other area. 1. The questions submitted by the national court relate to the interpretation of Article 7 of the Treaty and Articles 2 and 3 of Coun cil Regulation (EEC) N o 101/76 of 19 Janu As regards the persons to whom the condi ary 1976 laying down a common structural tion in question applies, it is to be noted that policy for the fishing industry. ' only vessels registered in the United King dom are in possession of fishing licences issued by the United Kingdom authorities. It follows that, since the obligation to repon The questions were raised in criminal pro any crossing from ICES area IV to ICES ceedings brought against two masters of area VI derives from one of the conditions British fishing vessels — K. G. Wood and laid down in the fishing Učence, that obliga J. Cowie — for infringement of one of the tion affects only United Kingdom fishing conditions laid down in the fishing licence, vessels, whilst the fishing vessels of other namely the failure to report by radio the fact Member States, which do not hold United of crossing from one ICES area to another. Kingdom licences are not required to make any such report, even though they may be fishing for the same species subject to quota limits in the same areas.
2. The United Kingdom legislation provides that fishing licences issued for species subject to quotas may have attached to them certain 3. In the main proceedings, the accused con conditions, failure to comply with which tend that the condition at issue is unlawful in constitutes an offence. In particular, as from two respects. March 1989, licences granted to British fish ing vessels have included the obligation to contact the relevant ministry by radio when they cross the line of longitude 4° west First, the obligation to make reports involves which separates ICES area IV (North Sea) discrimination based on nationality, in so far from ICES area VI (West of Scotland). as it affects only United Kingdom fishing vessels. That obligation therefore breaches both Article 7 of the Treaty and Article 2 of Original language: Italian. Regulation N o 101/76, the first paragraph of 1 — OJ 1984 L 20, p.19. which specifically provides:
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' 1 . Rules applied by each Member State in The second question, on the other hand, respect of fishing in the maritime waters relates to the procedural rule in Article 3 of coming under its sovereignty or within its Regulation N o 101/76. The Court wishes to jurisdiction shall not lead to differences in know whether, pursuant to that provision, treatment of other Member States. the United Kingdom authorities were required to give notice of their intention to incorporate the contested condition in fish- ing licences.
Member States shall ensure in particular equal conditions of access to and use of the fishing grounds situated in the waters 5. In that regard, it should also be noted referred to in the preceding subparagraph for that, after the date of the offence with which all fishing vessels flying the flag of a Member the accused are charged in the main proceed- State and registered in Community territory.' ings, the United Kingdom notified the con- tested measures to the Commission and the Commission, in response, stated that it had no objections thereto.
Secondly, the accused state that, pursuant to Article 3 of the same regulation, the Member In view of those developments, the national States are required to notify other Member court decided to refer an additional question States and the Commission of any alterations to the Court, essentially to establish whether they intend to make to the national fishery failure to comply with the obligation of noti- rules. However, the inclusion of the con- fication laid down in Article 3 of Regulation tested condition in fishing licences in March N o 101/76 renders the measure in question 1989 was not notified by the United King- invalid and whether, if that is the case, such dom in accordance with Article 3. The invalidity may be rectified ex post facto by requirement is therefore unlawful and cannot subsequent notification at a belated stage. be relied on against any offenders, in so far as it was introduced in breach of the pro- cedural requirements of the Community legislation. 6. As I have said, therefore, the first ques- tion concerns the allegedly discriminatory nature of the reporting obligation incorpo- rated in the fishing licences. In order to establish whether the alleged discrimination 4. It was because of those objections that the exists, it is appropriate to describe the basic national court decided to stay the proceed- outline of the Community rules governing ings and refer two questions to the Court of fishing. Justice for a preliminary ruling.
It should be observed that Regulation N o 170/83, 2 which supplemented Regulation The first question concerns the allegedly dis- criminatory nature of the condition at issue, having regard to Article 7 of the Treaty and 2 — Council Regulation (EEC) No 170/83 of 25 January Article 2 of Regulation N o 101/76. 1983 (OJ 1983 L 24, p. 1).
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N o 101/76, established a Community system the TAC system operates properly, introduce for the conservation and management of a system of fishing licences, which also fishery resources, which imposes a limitation impose on the fisherman concerned the obli- on fishing activity. Article 3 of that regula- gation to comply with certain conditions. tion provides for a total allowable catch (TAC) available to the Community to be fixed each year for each stock or group of stocks where it becomes necessary to limit the catch in the case of a species or group of Such a system of national licences, widely related species. used and partly regulated at Community level (see Council Regulation N o 3483/88 of 7 November 1988 3 ), has been upheld by the Court of Justice, which, in its judgment in Pursuant to Article 4(1) of that regulation, Case 9/89 {Spain v Council [1990] the volume of the catches available to the ECR 1383), stated that 'a licensing system Community is then to be distributed introduced by the Member State of registra- between the Member States, on the basis of tion represents ... one of the methods avail- national quotas, in a manner which assures able to Member States to ensure compliance each Member State relative stability of fish- with catch limitations imposed under the ing activities for each of the stocks consid- Community ... system' for the conservation ered. of fishery resources.
As part of this system of distribution of fish- ery resources on a national basis, Article 5(2) 7. The conditions which may be incorpo- of Regulation N o 170/83 provides that it is rated in fishing licences without any doubt for the Member States to determine, in include control measures, such as the report- accordance with the applicable Community ing obligation to which the present dispute provisions, the detailed rules for utilization relates. Such measures form an integral part of the quotas allocated to them. of the licensing system, in so far as they ensure that it is effective and enforce obser- vance of the quotas allocated.
Thus, under the Community system, the Member States are empowered, in managing their national quotas, to regulate the exercise of fishing activities in the waters under their The incorporation of such monitoring condi- jurisdiction by vessels flying their flag (see tions in the licences is, moreover, entirely the judgment in Case 223/86 Pesca Valentia compatible with Regulation N o 2241/87. 4 [1988] ECR 83). That regulation, which establishes certain control measures for fishing activities, does not rule out (see Article 15) national moni-
In particular, for the purpose of regulating the activity of fishing vessels flying their flag, 3 — OJ 1988 L 306, p. 2. 4 — Council Regulation (EEC) No 2241/87 of 23 July 1987 (OJ Member States may, in order to ensure that 1987 L 207, p. 1).
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toring measures which go beyond the scope obligations and that some obligations may of the minimum requirements laid down in prove to be more rigorous than others. the regulation. And it is significant that, in the present proceedings, the parties agree that the reporting obligation at issue is prop- erly described as a monitoring measure within the meaning of Article 15 of Regula- However, such a difference of situations cer- tion N o 2241/87. tainly does not constitute discrimination prohibited by Community law. Indeed, the Court has consistently held that the principle of equal treatment laid down in Article 7 of the Treaty does not apply to possible dispar- 8. It goes without saying that national con- ities of treatment and distortions affecting trol measures that are incorporated in fishing persons and undertakings subject to Com- licences in order to ensure the proper man- munity law as a result of divergences agement of national quotas apply only to between the Uws of the various Member national fishing vessels. States (see the judgments in Case 14/68 Wil- helm [1969] ECR 1, Case 185 to 204/78 Van Dam [1979] ECR 2345, and Pesca Valentia, supra). As the Court pointed out in its judgments in Case 3/87 Agegate [1989] ECR 4459 and Case 216/87 Jaderow [1989] ECR 4509, the Community legislature attaches the national quotas to the fishing vessels flying the flag It should also be observed that possible dif- of, or registered in, a Member State, only ferences between national control measures those vessels being entitled to fish against its likewise do not seem capable of giving rise to quotas. distortion of the conditions applicable to the exercise of fishing activities. Such measures are in fact additional to the Community monitoring system provided for in Regula- It is therefore natural, and in harmony with tion N o 2241/87 and subsequent provisions the logic underlying the system, that each supplementing it. Whilst it is true, therefore, Member State, within the scope of the pow- that certain Member States may adopt ers conferred on it by the relevant Commu- (national) control measures which are stricter nity legislation, should introduce, for the than those laid down by other Member management of its quotas, control measures States, it is also true that all the Member which take the form of specific conditions States are in any event required to apply the included in the fishing licences and which, Community monitoring system within their consequently, apply only to national fishing own territories and in the sea areas subject to vessels. their jurisdiction.
9. Admittedly, since the Member States, within the limits of the discretion granted to The existence of this system of common them, may adopt differing measures it may rules to ensure observance of the limits on also happen that the vessels of different fishing activity (see the second recital in the Member States are required to fulfil different preamble to Regulation N o 2241/87) means
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that all fishermen are subject to the same The second paragraph of Article 15 is a pro- nucleus of minimum rules and, as a result, vision specifically concerning notification of the risk that, in this specific respect, there the measures in question. It provides that will be significant differences in the condi- they must be notified to the Commission in tions applicable to fishing is very small. accordance with Article 2(2) of Regulation N o 101/76. O n the other hand, Article 15 contains no reference to Article 3 of Reg- ulation N o 101/76.
In view of the foregoing considerations, I am of the opinion that no discrimination incom- patible with Community law can be identi- fied in the present case. Whilst Article 2 provides for notification (to the Commission and the Member States) of the national measures already in existence upon entry into force of the regulation, Arti- cle 3 specifically governs the case where, 10. The other questions submitted by the after the entry into force of the regulation, national court relate to three points: the Member States wish to introduce new measures and, for such cases, it states that the Member States are to notify the measures before they are adopted. (a) whether the contested control measure should be notified in advance to the Commission and the other Member States, pursuant to Article 3 of Regulation The logic of Article 3 is clear. It is intended N o 101/76; to allow the Commission (and likewise the other Member States) to check whether the national measures are in conformity with Community law and, if necessary, to take (b) if so, whether failure to notify renders the action before such measures have come into measure in question invalid and inappli- force. In other words, Article 3 envisages a cable; system of prior verification which, in har- mony with the principle of cooperation between the Member States and the Com- munity, is designed to ensure that the Com- mission is not faced with a fait accompli, in (c) and, finally, whether such invalidity can other words with unilateral initiatives be rectified ex post facto by notification already in operation whose disrupting conse- after the measure has entered into force. quences may have already come about and have become irreversible.
11. With regard to point (a), it should be noted that the parties agree that the measure That said, the question which arises with in question falls to be classified as a national regard to Article 15 of Regulation N o control measure within the meaning of Arti- 2241/87 is as follows: does the fact that Arti- cle 15 of Regulation N o 2241/87. cle 15 provides that national control meas-
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ures must be notified in accordance with The national measures introduced on the Article 2(2) of Regulation N o 101/76, with- basis of Regulation N o 2241/87 are only a out referring also to Article 3 of that regula- version of the measures introduced under tion, mean that, as far as that specific cat- Regulation N o 101/76: in both cases, Com- egory of measures is concerned, the munity control pursues exacdy the same Community legislature did not wish to objectives and there is no reason for such require prior notification, thus making it control not to be carried out in accordance possible, by way of derogation from the gen- with the same procedures. eral terms of Article 3 of Regulation N o 101/76, for the Member States to inform the Commission of the measures adopted in that field even after their entry into force? In order to ensure that the system is consis- tent and that Article 15 is fully effective, it is necessary, in my opinion, to go beyond the text of that provision — which, without doubt, is subject to lacunae. It should be read in conjunction not only with Article 12. The United Kingdom contends that that 2 but also with Article 3 of Regulation N o question must be answered in the affirmative. 101/76. This means that the Member States In its opinion, by not referring expressly to are required to notify the measures that they Article 3 of Regulation N o 101/76, Article intend to adopt in advance. 15 of Regulation N o 2241/87 in fact intended to exclude its application.
This view is supported by the fact that Arti- cles 2 and 3 are provisions which are clearly complementary and inseparable, one relating to existing measures and the other to new It seems to me, however, that that view ulti- measures. It would therefore seem illogical mately contradicts the logic on which the to take the view that Article 15 was intended provisions in question are based. According to refer to only one of those provisions — to that view, the Member States would be what is more, the least important one as allowed to notify measures after they had regards the proper functioning of the Com- been put into operation, thus greatly reduc- munity monitoring system. ing the effectiveness of Community control over national measures adopted under Arti- cle 15 of Regulation N o 2241/87.
13. Such coordination between the two reg- ulations comes up against only one limita- tion. Article 15 appears to be wholly irrecon- cilable with Articles 2 and 3 as regards the There is no reason for the Community con- requirement of notification only to the trol of measures adopted by the Member Commission and not to the Member States. States under Regulation N o 2241/87 to be so The result is that the control measures intro- limited in its depth and, moreover, substan- duced under Article 15 do not necessarily tially different from what is envisaged, in have to be brought to the attention of the general terms, by Regulation N o 101/76. other Member States.
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14. That having been said, I must add, with In those circumstances and having regard to regard to point (b), that both Article 15 of the case-law of the Court (judgments in Case Regulation N o 2241/87 and Article 3 of Reg- 174/84 Bulk Oil [1986] ECR 559, paragraph ulation N o 101/76 merely impose an obliga- 62, and in Case 380/87 Etlichem Base [1989] tion of notification on the Member States. ECR 2491, paragraphs 20 to 23), it is my But those provisions do not impose an view that a failure to comply with the obli- express standstill obligation on Member gation as to notification, although theoreti- States (like that provided for in Article 93(3) cally capable of constituting an infringement of the Treaty, for example) or provide that amenable to proceedings under Article 169, the Commission is to intervene, in the exer- cannot in itself be relied on by the persons cise of specific decision-making powers, concerned to support their contention that either to authorize the measure in question measures not notified in due time are not or to suspend its operation or to declare it applicable to them. The measures in question unlawful (as required by Article 93 of the must be regarded as legally valid and appli- Treaty and by Community regulations cable to the persons to whom they are including, in particular, in the sector with addressed. which we are concerned here, Regulation N o 3094/86 5 referred to by the Commission in The negative answer given to point (b) its observations). makes it unnecessary to consider point (c).
15. In the light of t h e foregoing observations, I propose t h a t the following answer be given t o the national court:
(1) Article 7 of the Treaty a n d Article 2 of R e g u l a t i o n N o 101/76 d o n o t p r o h i b i t a M e m b e r State f r o m i n c o r p o r a t i n g in a fishing licence issued t o national fish- ing vessels a c o n d i t i o n r e q u i r i n g r e p o r t i n g b y radio of t h e crossing of the line of l o n g i t u d e 4° w e s t w h i c h separates I C E S area IV from I C E S area V I .
(2) A M e m b e r State w i s h i n g t o a p p l y a c o n d i t i o n s u c h as t h a t described in p a r a - graph 1 above m u s t notify it t o the C o m m i s s i o n in accordance w i t h Article 3 of R e g u l a t i o n N o 101/76. H o w e v e r , the absence of notification does n o t r e n - der the measures a d o p t e d invalid and inapplicable.
5 — Council Regulation (EEC) No 3094/86 of 7 October 1986 (OJ 1986 L 288, page 1).
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