C-298/93
ECLI:EU:C:1994:57
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KLINKE v COURT OF JUSTICE
OPINION OF ADVOCATE GENERAL GULMANN delivered on 10 February 1994 *
Mr President, 3. Mr Klinke submitted a complaint against Members of the Court, the decision appointing him an administra tor, inasmuch as it classified him in Grade A 7, and requested that he be classified in Grade A 6. He maintained, first, that, by classifying him in Grade A 7, the appointing authority had not taken into account the exceptional circumstance that he had per 1. This appeal is brought by Mr Klinke, an formed for six years the duties pertaining to official of the Court of Justice, against the the post to which he was ultimately judgment delivered by the Court of First appointed. Whilst recognizing that the Instance in Case T-30/92 on 30 March appointing authority has a discretion in that 1993. 1By that judgment, the Court of First regard, he submitted that Instance dismissed the action brought by Mr Klinke for a declaration that his classification in grade on his appointment as an official in category A was not in accordance with the applicable law. 'discretion cannot be exercised otherwise than by classification in Grade A 6. This is a necessary consequence of the principle of equal treatment for all officials: no other offi cial has worked in his post for six years whilst remaining in his starting grade.'
2. The appellant entered the service of the Court of Justice on 1 April 1982 as a lawyer- linguist in the German Translation Division. He was classified in Grade LA 6. With effect He maintained, second, that it was unlawful from 1 June 1985, the appellant was placed at to place him at the disposal of the Informa the disposal of the Court's Information Ser tion Service, and that the duty to have regard vice, in which he was appointed an adminis for the welfare and interests of officials, laid trator on 1 July 1991, having passed an inter down in Article 24 of the Staff Regulations, nal competition. He was classified in Grade was such as to require him to be classified in A 7, Step 3; it was decided at the same time Grade A 6, in order to make up for the to grant him a compensatory allowance adverse effects of his secondment. The com equal to the difference between the net plaint goes on to state: remuneration which he received in Grade LA 6, Step 6, and that relating to his new classification in Grade A 7, Step 3.
'The appointment ... of the undersigned to * Original language: French. that post in a way regularizes his position; he 1 — [1993] ECR II-375. has been occupying the post for six years as
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an official on secondment. If the position is In the circumstances of this case, the Admin regularized on the basis of an appointment in istrative Committee is of the view that, in the starting grade (A 7) of the new category, applying that decision to you, the adminis the adverse effects of the previous second tration did not commit an error in its assess ment — which infringes the Staff Regula ment of the facts and did not treat you tions and is thus unlawful — will be pro unequally vis-à-vis other officials who are longed, to the detriment of the undersigned.' called upon to perform similar duties.
That conclusion is not altered by the fact 4. That complaint was rejected by decision of that you have been placed at the disposal of the Administrative Committee of 20 Janu the Information Service for approximately ary 1992, which found that the classification six years. First, it is not open to you to rely had been decided '... in accordance with the on the alleged unlawfulness of that arrange consistent practice of the Court, which was ment, to which you consented and which decided on the basis of its case-law at the corresponded to your personal aspirations. administrative meeting on 11 July 1979'. The Second, the practical experience acquired by Administrative Committee's decision went you in the performance of those duties has on to state: been taken into account, within the limits allowed by Article 32 of the Staff Regula tions, for the purposes of your classification in step within your new grade.'
'According to the Court's case-law, an offi cial may only in exceptional circumstances be appointed in a higher grade within the starting and intermediate career brackets; 5. Mr Klinke then brought proceedings such appointment lies in any event within before the Court of First Instance, pleading the discretionary power of the administra inter alia a manifestly erroneous assessment tion. of the facts, breach of the principle of non discrimination and breach of the duty to have regard for the welfare and interests of officials laid down by Article 24 of the Staff Regulations. The Court of First Instance dis missed the action as unfounded.
In the exercise of that discretion, the Court, by its aforementioned decision of 11 July 1979, which was taken in compliance with the principle of equal treatment in the recruitment of officials, took the decision in 6. Mr Klinke asserts in support of his appeal principle to recruit officials from the Lan that the Court of First Instance erred in its guage Service at Grade A 7. assessment of the three pleas referred to. The
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respondent contends, primarily, that the 9. Before proceeding to examine the various appeal is inadmissible and, in the alternative, pleas concerning the substance of the case, I that it should be dismissed as unfounded. think it would be helpful to consider the scope of judicial review in a case such as this.
7. In support of its plea of inadmissibility, the respondent argues that, for the purposes of deciding appeals, the jurisdiction of the Court of Justice is limited to examining only 10. Both Mr Klinke and the appointing questions of law, and that the appellant's authority accept as an established fact the pleas relate only to questions of fact. The contention that the appointing authority has respondent has not particularized that objec a discretion to take a decision such as that at tion of inadmissibility. issue in this case. However, Mr Klinke takes the view that the exercise of that discretion must necessarily have resulted in his being appointed to Grade A 6. According to him, the fact that he had for six years performed entirely satisfactorily the duties attaching to 8. In commenting on that objection, it the post to which he was finally appointed should be noted, first, that there is no dis must necessarily entail such classification. pute whatever between the parties as to the The crux of Mr Klinke's argument — if I facts of the case and, second, that the Court have understood it correctly — is that in has established that its task in deciding 'normal circumstances', that is to say, if he appeals is also to '... verify whether the find had been appointed to that post from the ings and assessments made by the Court of start of the period when he was placed at the First Instance within the scope of its sole disposal of the Information Service, he could jurisdiction show that the lower court cor have expected to be promoted after having rectly carried out a legal characterization of satisfactorily carried out those duties for six the facts ...'. 2 years.
Given that the appeal essentially reflects merely the appellant's view that the Court of First Instance failed to take into account the 11. According to the statement of reasons on full significance of the principles of Commu which the appointing authority's decision is nity law — which constitutes, according to based, the appointing authority certainly Article 51 of the Protocol on the Statute of took into account the six years during which the Court of Justice of the EEC, a legitimate Mr Klinke occupied the post. However, that ground of appeal — I regard the appeal as was clearly only one of the factors which the admissible. appointing authority took into account. In all probability, the appointing authority had some difficulty in reaching its decision, since 2 — Judgment of the Court of Justice in Case C-220/91 P — in my view at any rate — the point made Commission v Stahlwerke Peine-Salzgitter [1993] ECR I-2393, paragraph 30. by Mr Klinke is clearly valid.
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12. The aim of judicial review is not, how to consider that his personal circumstances ever, to substitute, in place of the appointing warranted his recruitment at Grade A 7 authority's assessment, that of the Court. without thereby committing a manifest error of assessment.
The Court's task is to make sure that the decision is not vitiated by defects which may The Court of First Instance found that that give rise to its annulment, and is thus, in the argument presupposed that the appointing present case, to give a ruling on the merits of authority's assessment of his qualifications the appellant's argument that the applicable was relevant to the application or non- rules entitle him to be appointed to Grade application of Article 31(2) of the Staff Reg A 6 on the ground that he satisfactorily ulations (paragraph 24 of the contested judg occupied his post for over six years. ment).
It is in that regard undeniable, and is, more over, not disputed, first, that the starting However, the judgment went on to state point is the fact that administrators are that, as is apparent from the case-law of the appointed to Grade A 7 and are only Court of Justice (Case 146/84 De Santis v appointed to Grade A 6 in exceptional cir Court of Auditors [1985] ECR 1723), 'it is cumstances and, second, that the Staff Regu not ... permissible to recruit staff to the lations do not place any specific restrictions higher grade of a career bracket save in on the appointing authority's power to exceptional cases where the application of decide not to appoint a person to Grade A 6. Article 31(2) is justified by the specific needs of the service, which call for the recruitment of a specially qualified official'. Thus the object of Article 31(2) is to permit the appointing authority to ensure that the spe 13. As to the various pleas put forward in cific needs of a particular service are met by support of the appeal, the first alleges that offering enticing terms with a view to the Court of First Instance erred in its attracting particularly well-qualified candi assessment of the plea advanced in support dates. of the application, to the effect that there had been a manifestly erroneous assessment of the facts.
14. Next, the Court of First Instance found that Mr Klinke had produced no evidence whatsoever to show that in the present case In the proceedings before the Court of First the needs of the Information Service were Instance, Mr Klinke argued that, taking into such as to require the recruitment of a par account his lengthy experience in the Infor ticularly well-qualified official (paragraph mation Service and his ability, which was 27). According to the Court of First highly regarded by his hierarchical superior, Instance, therefore, 'the applicant's qualifica it was not open to the appointing authority tions were irrelevant to the determination of
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his classification in grade on his appointment in answering that question must clearly be and ..., even though the applicant was emi the wording of the provision. nently qualified for the A 7 post to which he was appointed and which he occupies to the general satisfaction of all concerned, that still does not mean that exceptional qualifications were required in order to occupy that post' (paragraph 28).
17. As the parties have rightly maintained, the relevant provisions are silent as regards the criteria to be taken into account for the purposes of appointing an official to a higher grade. It is common ground, therefore, that, according to its wording, Article 31(2) does not preclude the appointing authority from 15. Neither the appellant nor the respondent taking an official's qualifications into account is able to concur with that reasoning. They when determining his classification in grade. refer, in particular, to the judgments in As the provision is silent on that point, I am Case 343/82 Michael v Commission [1983] of the view that fairly compelling arguments ECR 4023, Joined Cases 314/86 and 315/86 are needed if we are to accept the interpreta De Szy-Tarisse and Feyaerts v Commission tion that the provision precludes the [1988] ECR 6013 and Case T-18/90 Jongen v appointing authority from taking into Commission [1991] ECR II-187, contending account wholly legitimate considerations that, according to those decisions, Art regarding an official's qualifications. icle 31(2) gives the appointing authority a wide discretion in assessing, inter alia, the practical experience of the person recruited. 3
18. It is not easy to identify any such argu ments. One argument could be that Art icle 32 of the Staff Regulations expressly 16. As to the question whether Article 31(2) governs the way in which the practical allows the individual qualifications of the experience of the official recruited is to be official recruited to be taken into account on taken into account. his classification in grade, the starting point
4 — Article 31(1) and (2) provides: 3 — See, for example, paragraph 26 of the judgment in De Szy- '1. Candidates thus selected shall be appointed as follows: Tarisse and Feyaerts v Commission, in which the Court of — officials in Category A or the Language Service: Justice stated: to the starting grade of their category or service; '... it must be pointed out that, according to a line of cases decided by the Court, the appointing authority has a wide 2. However, the appointing authority may make exceptions discretion, within the limits laid down by Article 31 and the to the foregoing provisions within the following limits: second paragraph of Article 32 of the Staff Regulations or by (a) in respect of Grades A 1, A 2, A 3 and LA 3, the internal decisions implementing those articles, in assess- ing the previous experience of a person recruited as an offi- (b) in respect of other grades, cial, both as regards the nature and length of that experience — up to one third of the appointments to posts becoming and as regards the extent to which it meets the requirements vacant; of the post to be filled'. — up to half the appointments to newly created posts.'
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Article 32 provides: 19. Having regard to Article 54 of the Proto col on the Statute of the Court of Justice of the EEC, I further propose that the Court give final judgment in the matter, given that the state of the proceedings so permits.
'An official shall be recruited at the first step in his grade.
20. In the context of the first plea, therefore, it only remains to resolve the question whether the appointing authority did in fact However, the appointing authority may, tak commit an error of assessment by appointing ing account of the training and special expe Mr Klinke to Grade A 7, despite his lengthy rience for the post of the person concerned, experience in the Information Service and his allow additional seniority in his grade; this ability, which was highly regarded by his shall not exceed 72 months in Grades A 1 to hierarchical superior, given, of course, that A 4, LA 3 and LA 4 and 48 months in other judicial review is limited to the question grades.' whether the appointing authority exercised its discretion in a manner which is manifestly 5 wrong.
It could be argued that the objective of Art icle 32 is to recompense the previous experi ence of the official recruited, whereas that of 21. That plea must be rejected, given that Mr Article 31(2) is to take into account the spe Klinke has not even attempted to demon cific needs of the service where the recruit strate the validity of the essential premiss ment of a particularly well-qualified candi underlying his argument, namely that spe date is required; that would prevent his cific experience may entitle the person who previous experience from being recompensed possesses it to be appointed to the higher twice over. However, in order for such an grade in the career bracket. argument to be valid, good reasons would have to be advanced for the view that Art icle 32 lays down exhaustive rules regarding the taking into account of the training and experience of the official recruited. I have difficulty in identifying any such reasons, particularly given that the decision regarding 22. As to the second plea, alleging a breach classification in grade is taken at the same of the principle of non-discrimination, it time as that regarding classification in step. should be noted that this was rejected by the Consequently, and with reference to the case-law cited by the parties, I propose that the Court should quash that part of the 5 — See, inter alia, the judgment of the Court of First Instance in judgment of the Court of First Instance. Case T-38/89 Hochbaum v Commission [1990] ECR II-43, paragraph 24.
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Court of First Instance in the following circumstances of the (in this case, hypothet terms (paragraphs 35 to 37): ical) candidates who passed the competition' organized to fill the post to which he was ultimately appointed. Moreover, the appeal states that Mr Klinke's position 'is different from the position of any of his rivals for that post, and from that of any rival of his who 'At all events, the Court considers that the expects shortly to be appointed to any post discrimination allegedly suffered by the whatever: the applicant has in fact been applicant must be examined in the light of occupying for over six years the post which the rationale for the provision the applica he is now being called upon to occupy in an tion of which he claims discriminated against official capacity, and has been performing the him, as defined in the judgment in De Santis tasks pertaining to that post'. v Court of Auditors, cited above.
The relevant criterion for the purposes of comparison is not the category or service in 24.1 am unable to concur with the reasoning which the officials appointed have hitherto of the Court of First Instance, having regard been employed, nor their qualifications, but to the aforesaid considerations concerning the specific requirements of the different the discretion conferred on the appointing posts to be filled. authority by Article 31(2). Nor am I able to concur with Mr Klinke's argument.
The Court noted at the hearing that since the decision of 11 July 1979 was communicated to the staff members concerned, no official moving from an LA post to category A has 25. Mr Klinke maintains that the contested been recruited to a grade other than A 7. In decision constitutes discriminatory treat the circumstances, the applicant cannot claim ment, that is to say, the appointing authority that any posts comparable with his have either treated comparable situations differ been filled at Grade A 6.' ently or treated different situations in the same way, without any objective justification for doing so.
23. Mr Klinke maintains in his appeal that the Court of First Instance was wrong in its view that the relevant comparative criterion can only be the specific requirements of the different posts to be filled. Mr Klinke asserts Mr Klinke has not asserted that any other that the comparative criterion for the pur persons in situations corresponding to his poses of assessing whether he has suffered own have been appointed by the appointing discrimination 'can only be the individual authority to Grade A 6. Consequently, his
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plea must be understood as meaning that the 27. Lastly, Mr Klinke considers that the appointing authority has treated different sit Court of First Instance failed to take account uations in the same way. This corresponds, of his plea concerning the duty to have in my view, to Mr Klinke's basic argument; regard for the welfare and interests of offi although he has occupied the post satisfacto cials. More precisely, Mr Klinke maintains rily for six years, he has received the same that that duty, which is enshrined in Ar treatment as that accorded to individuals icle 24 of the Staff Regulations, obliged the who are recruited without possessing the rel appointing authority to remedy the adverse evant experience. consequences suffered by him as a result of his having been placed, unlawfully or con trary to the Staff Regulations, at the disposal of the Information Service.
That plea of discrimination would appear merely to reflect the basic argument that the appointing authority was bound to draw the conclusion desired by Mr Klinke, by reason 28. The Court of First Instance rejected that of his six years' service in the post in ques plea as inadmissible, in the following terms tion. (paragraphs 41 and 42):
In my view, that plea does not alter the sub stance of the case. The six years' service in 'The Court notes that the applicant accepts the post constitutes one of the factors which that he was placed at the disposal of the was to be, and which in fact was, taken into Information Service for a period of approxi account by the appointing authority in the mately six years culminating in his appoint exercise of its discretion; as noted above, that ment as an administrator on 1 July 1991. factor is not such as to oblige the appointing Moreover, he has annexed to his application authority to exercise its discretion in a given a copy of a memorandum dated 5 June 1985 way and thus to adopt the decision desired in which the Registrar of the Court of Justice by Mr Klinke. informed him of the decision taken at the Court's administrative meeting on 22 May 1985 authorizing his secondment to the Information Service. That memorandum states that he is to perform, on a temporary basis, the duties of an administrator in that service, retaining his original grade. 26.1 therefore propose that the Court should set aside the reasons which led the Court of First Instance to reject that plea alleging breach of the principle of non discrimination, but uphold the rejection of the plea by finding that the appointing authority did not act in breach of the prin In those circumstances, the Court finds that ciple of equal treatment. the time-limit laid down by Article 90(2) for
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contesting the legality of his secondment has the application of the general principle of the long since expired.' duty to have regard for the welfare of offi cials.
29. In his appeal, Mr Klinke challenges that reasoning, maintaining that he suffered Even if it were possible to accept Mr adverse consequences from his secondment Klinke's argument that it was the duration of only because the period in question lasted his secondment which adversely affected for over six years. He goes on to state: 'That him, the fact remains that the appropriate argument concerning secondment in circum response would have been to request the ter stances not provided for under the Staff Reg mination of his secondment, thereby trigger ulations for a period in excess of six years is ing the procedure laid down by the relevant different from the argument which the Court articles. of First Instance understood him to be put ting forward. It was only the persistence of a situation not in conformity with the Staff Regulations' which adversely affected Mr Klinke. 32. Mr Klinke's appeal is therefore unfounded in its entirety. Even though my analysis has shown that the reasons for the contested judgment cannot be upheld in every respect, the operative part of the judg 30. Allow me to point out that the substance ment is well founded on other legal grounds, of the case is not altered by that plea either; and the appeal must be dismissed in accor it is not open to Mr Klinke, by invoking the dance with the decision in Lestelle v Com- duty to have regard for the welfare of offi 6 mission. cials, to impose on the appointing authority an obligation to produce, in the exercise of its discretion, a result which is not provided for by the Staff Regulations.
33. Given that the reasons for the contested judgment have proved to a certain extent to be incorrect, and that, as a result, there was 31. Apart from that observation, I consider some justification for bringing an appeal, I that the Court of First Instance was correct consider, on the basis of the second indent in in regarding that plea as inadmissible, since the second paragraph of Article 122 of the the system of legal remedies provided for by Rules of Procedure, that each party should Articles 90 and 91 of the Staff Regulations bear its own costs. would be undermined if an official were allowed to accept the adverse consequences of an allegedly unlawful act on the part of 6 — Case C-30/91 P, [1992] ECR 1-3755. The Court of Justice the appointing authority, only to be in a stated in paragraph 28: '... if the grounds of a judgment of position later on to assert at any time that the Court of First Instance reveal an infringement of Com munity law but the operative part appearswell founded on those consequences should be mitigated by other legal grounds, the appeal must Be dismissed'.
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Conclusion
34. In the light of the foregoing, I propose that the Court should:
— dismiss the appeal as unfounded
and
— order each party to bear its own costs.
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