C-359/93
ECLI:EU:C:1994:387
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COMMISSION v NETHERLANDS
OPINION OF ADVOCATE GENERAL TESAURO delivered on 17 November 1994 *
1. In this action the Commission seeks a tenders as well as the date, time and place of declaration that the Kingdom of the Nether opening; and inclusion in the general terms lands has failed to fulfil its obligations under and conditions of a technical specification Council Directive 77/62/EEC of 21 Decem defined by reference to a product of a spe ber 1976 coordinating procedures for the cific make, namely the UNIX data- award of public supply contracts, ' as subse processing system developed by Bell Labora quently amended by Directives 80/767/EEC 2 tories of ITT, without mentioning that it is of 22 July 1980 and 88/295/EEC of 3 open to the supplier to use an equivalent sys 22 March 1988, and also under Article 30 of tem. the Treaty.
It should be borne in mind that the Com mission gave the Netherlands and the con To be more specific, the Commission consid tracting authority notice of those criticisms, ers that the tender notice for a public supply in accordance with the procedure laid down contract published by the Nederlands Ink in Article 3(1) and (2) of Council Directive oopcentrum NV (hereinafter 'the NIC' ) in 89/665/EEC on the coordination of the laws, the Official Journal of the European Com regulations and administrative provisions munities of 10 December 1991 concerning the supply and maintenance of a meteorologi relating to the application of review proce 4 cal station does not comply with Commu dures to the award of public supply and 5 nity requirements. The Commission relies on public works contracts. The Commission two grounds: failure to indicate the persons stated that notification was to be treated as authorized to be present at the opening of formal notice for the purposes of Article 169 of the Treaty and that the subsequent communication from the Netherlands Gov ernment would be treated as the observa * Original language: Italian. tions provided for in that article. 1 — OJ 1977 L 13, p. 1. 2 — OJ 19S0 L 215, p. 1. 3 — OJ 1988 L 127, p. 1. 4 — The notice in question was published in OJ S 233 of 10.12.1991, p . 25, under No . 91/S233-37730/NL. 5 — OJ 1989 L 395, p. 33.
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2. It would be helpful to recall the relevant 'Unless such specifications are justified by provisions of the directive in question in the subject of the contract, Member States order to arrive at a proper understanding of shall prohibit the introduction into the con the allegations made against the defendant tractual clauses relating to a given contract of and of the latter's arguments. technical specifications which mention goods of a specific make or source or of a particular process and which have the effect of favour ing or eliminating certain undertakings or products. In particular, the indication of trade marks, patents, types or specific origin or production shall be prohibited; however, Article 9(5) of the directive requires the con such an indication accompanied by the tracting authorities to draw up the notices in words "or equivalent" shall be authorized accordance with the models set out in Annex where the subject of the contract cannot III. If the contract is to be awarded by 'open' otherwise be described by specifications procedure, as it was in the case under consid which are sufficiently precise and fully intel eration, the notice must contain, in particu ligible to all concerned.' lar, the following information (Point 7 of the Annex):
'(a) Persons authorized to be present at the opening of tenders'
Finally, Article 3 of Directive 89/665/EEC introduces a 'swift' procedure for taking action against the competent authorities of the Member States and the contracting authorities, which may be invoked by the and Commission when, prior to a contract being concluded, it considers that 'a clear and mani fest infringement of Community provisions in the field of public procurement has been committed during a contract award proce dure'. In such cases, therefore, the Commis sion is to notify the abovementioned author '(b) the date, time and place of this opening.' ities of the infringements found and request their correction; from that moment, the Member State has 21 days in which to com municate to the Commission confirmation that the infringement has been corrected or the reasons why no correction has been made or else notice that the contract award Article 7(6), added to Title II of that direc procedure has been suspended. tive, provides that:
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3. Before turning to the substance of the The basis of the second plea of inadmissibil case, I must consider the objection put for ity put forward by the Netherlands Govern ward by the Netherlands Government that ment is that even the Commission had used the action is inadmissible in two respects. the same technical specification, namely the UNIX system, in a contract notice published 7 after the one at issue in these proceedings. This shows that NIC was quite justified in believing that the use of that specification would not give rise to objections from the point of view of Community law, since the Commission itself regarded the UNIX sys tem as a generally accepted technical specifi cation in current use. The Netherlands maintains that the Com mission's conduct did not comply with the requirements of Article 3(1) and (2) of Directive 89/665/EEC. As mentioned above, the purpose of the procedure provided for therein is to inform the Member State and the contracting authority concerned in good time, and in any event before a contract is awarded, of the fact that a clear and manifest 4. The Netherlands Government's criticisms infringement of Community law has been of the Commission's conduct are under committed. The Commission's complaints standable. However, since it seems to me that were communicated to the Netherlands six it is from the legal point of view alone that it months after the notice in question was pub is necessary to ascertain whether they have lished, on the day before the contract was any substance, there is no doubt that they entered into. The contracting authority, for are incapable of justifying a ruling of inad its part, did not receive notification until missibility. At least, I am unable to propose some days later, which the Commission to the Court that it should make such a rul 6 ing. acknowledges, when the contract had already been awarded. As a result, in the defendant's view, there was a breach of the duty of cooperation between Member States and Community institutions under Article 5 of the Treaty, in that it is unreasonable to expect an award procedure begun some months previously to be suspended within the space of one working day, taking into account above all the delay in transmitting To start with, the fact that it was late in ini the request concerned to the contracting tiating the special procedure provided for by authority. Article 3 of Directive 89/665 for the correc tion of infringements of Community provi sions in the field of public procurement can 6 — In its reply, the Commission admits that the registered letter containing the complaints was sent on 25 June 1992 but only to the Netherlands Government, not to NIC, which did not, therefore, receive a copy until 29 June when the competent 7 — Namely the contract notice published under No 92/S116- department in the Commission sent a fax. 223439/FR, in OJ S 116 of 17 June 1992, p. 77.
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certainly not preclude the Commission from State concerned has failed to fulfil its obliga bringing an action against the State con tions under Community rules on procure cerned under Article 169 of the Treaty for a ment contracts. declaration that such infringement has been committed. As we know, that right of action is not subject to any time-limit, because it represents a means of exercising the perma nent duty entrusted to the Commission by Article 155 of the Treaty to ensure compli 8 ance with Community law; accordingly, any doubt on that head is removed by plain 5. In the light of those considerations, the considerations of priority between rules. fact that proceedings were initiated simulta neously under Article 3 of Directive 89/665 and under Article 169 of the Treaty is in keeping with requirements of procedural economy which I have no difficulty in endorsing. The sole consequence of the Commission's delay in taking action, and from this point of view I cannot but support the complaints against it, is the risk that its action may not be as effective as the special procedure in question was intended to ensure.
Moreover, while the declared aim of the Article 3 procedure is, as is clear from a 9 reading of the preamble to the directive, to establish a mechanism by means of which the Commission may swiftly take action vis- à-vis the competent authorities of the Mem ber States before a procurement contract is Moreover, once the vigorous powers initially concluded, in order to prevent the irrepar conferred on the Commission to take 10 able damage that can occur as a result of the action had been removed from the final unlawful award of such a contract, in actual version of the directive adopted by the fact the means provided neither enhances nor Council, the speeding-up of procedural time- detracts from the powers available to the limits under Article 169 by setting a maxi Commission under Article 169. It is the pro mum period of 21 days for replying to the cedure under Article 169 to which the Com Commission's letter of notification is, in mission must in any event have recourse essence, the only factor which fulfils one of where there is no reply, or an inadequate the aims of the directive, namely to reply, to the notification given under Article strengthen at Community level as well the 3, if it intends to seek a declaration that the
10 _ Especially the possibility of suspending, in urgent cases, the course of the contract award procedure where there have 8 — See the judgment in Case 324/82 Commission v Belgium been particularly serious infringements of Community [1984] ECR 1861, paras 11 and 12. rules: see Articles 4 and 5 of the proposal for a directive (OJ 1989 C 15, p. 8). 9 — See, in particular, recitals 2, 7 and 8.
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effectiveness of the means of monitoring the institutions and the national authorities were application of legislation concerning public and are entitled to make use of it in describ procurement contracts. ing the subject-matter of a contract. If this is the case, the action brought by the Commis sion must be dismissed on its merits, at least with regard to this point.
The article in question merely specifies the period to be considered 'reasonable' in this area, under the Article 169 procedure, to enable the Member State concerned to reply- to the letter of notification and, if appropri ate, prepare a defence to the charges levelled If, instead, there is a conflict, I fail to see against it. " But it was certainly not intended how the fact that the Commission too has to set a time-limit for the lapse of the Com infringed the rules of the directive can rem mission's right of action. edy any infringement by the Netherlands authorities. Community institutions are also bound to observe the rules on procurement contracts; if they do not, there is no principle of law authorizing Member States not to do so. Nor is an institution prevented from bringing an action for a declaration that a 6. The basis of the second plea of inadmissi Member State has committed an infringe bility put forward by the defendant is the ment merely because it has committed a need to safeguard the legitimate expectations breach of the same kind. as to the compatibility with Community law of the technical specification at issue, aroused in the Netherlands authorities as a result of the use of that specification by the Commis sion itself in a public contract notice.
This objection of inadmissibility must conse quently be rejected as well.
On this point, I shall confine myself to observing that there are two possibilities. The first is that the use of the specification at issue is not incompatible with the rules on tenders and, therefore, both the Community
11 — Sec the judgment in Case 293/85 Commission v Belgium 7. Since it is not disputed that the [1988] ECR 305, paras 13 and 14. directive is applicable in this
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case, I shall go on to examine the sub Furthermore, because the tenders are usually stance of the allegations against the defen complex and bulky, which precludes their dant. being read out in full when they are opened, the opportunity for suppliers at this stage of the procedure to check the conduct of the contracting authority and, if appropriate, to take action in time to protect their rights, is wholly unrealistic.
First of all, the Commission claims that the contracting authority, as already stated, infringed Article 9(5) of the directive in that 8. I cannot support the Netherlands Gov when it drew up the tender notice it failed to ernment's arguments on that point either. In comply with the conditions contained in the first place they have no basis in the Annex III to the directive, referred to in wording of the directive. In specifying what Article 9(5), which at point 7 requires the information must appear in contract notices notice to indicate the persons authorized to where the open procedure is used, Annex III be present at the opening of tenders and also to the directive draws a clear distinction the date, time and place of opening. The between mandatory and optional informa Netherlands Government shares the Com mission's view as to the existence of a duty tion. The second category includes informa on the part of the contracting authorities to tion concerning any time-limit for delivery draw up notices in accordance with the of the goods to be supplied (point 4), the model set out in Annex III and as to the amount and terms of payment of any sum unconditional nature of the requirement payable in order to obtain documents rele referred to in point 7 of the Annex. It con vant to the contract from the administrative tends, however, that the information in ques service concerned (point 5(c)) or the legal tion is necessary only where the contracting form to be taken by the grouping of suppli authority intends to restrict the opportunity ers to whom the contract is awarded (point to be present at the opening of tenders by, 10). for example, allowing only the suppliers who have submitted them to attend. If, as in this case, they are opened in public and anyone interested may attend, such information is unnecessary.
12 — In this respect, while denying that the NIC may be There is, on the other hand, no possibility of regarded as a contracting authority for the purposes of the directive, the Netherlands Government subsequently derogating from the requirements contained acknowledges that the directive applies to the award proce in point 7, especially with regard to the pro dure at issue, inasmuch as in the case in point the NIC acted in the name and on behalf of the Koninklijk Neder cedure followed when the tenders are lands Meteorologisch Instituut (Royal Meteorological Insti tute of the Netherlands) which, conversely, is to be opened. That is perfectly in keeping with the regarded as a contracting authority in accordance with the spirit of the rules in question, which treat directive.
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transparency in all the operations and proce a particular product but to a product with dures for supplying the contracting author well-defined characteristics. In support of its ities as one of the most effective means of argument, the Netherlands Government opening up the market in public supply con refers to the fact that in the end the contract tracts. It should also be borne in mind that in was awarded to a supplier who does not use many cases proper application of Commu the UNIX system but a similar one. nity legislation can be ensured only if infringements of the latter are met with a timely response. It is therefore understand able that it may be important for suppliers participating in an award procedure to be present when the tenders are opened, if only, as the Commission observes, to discover the identity of their competitors and to be able to check, even at that stage, whether they meet the criteria for qualitative selection contained in Article 20 et seq. of the direc tive. It is clear, therefore, that their opportu I would point out, in this connection, that nity to do so would be completely thwarted the defendant acknowledges that the UNIX if the practical conditions attached to open system is not a standardized system, that is ing (in public as well) were not disclosed. to say a technical specification approved by an international standards institution recog nized in the field of information technology. The system was produced within one of the unofficial bodies set up by producers and consumers for the purpose of speeding up the standardization process, to be precise, X / OPEN , which undertakes the standard ization of operational systems based on AT&T's UNIX ." It is only when the results of the work carried out by those bod ies have been adopted by the administrative 9. As to the alleged infringement of Article authorities that the technical specifications 7(6) of the directive and Article 30 of the thus drawn up become standards. Conse Treaty, as a result of introducing into the quently, it seems to me to be difficult to general terms and conditions of the disputed claim, as the Netherlands Government does, contract a technical specification mentioning that the conduct of the contracting authority a particular product, the Netherlands Gov is in accordance with Council Decision ernment contends that those terms and con 87/95/EEC of 22 December 1986 on stan ditions actually refer to a class of products, dardization in the field of information tech u in so far as the UNIX system is to be nology and telecommunications, which regarded, in the field of information technol requires the Member States to make refer- ogy, as a technical specification generally rec ognized by traders in that sector. Accord ingly, the fact that it deliberately failed to include the words 'or equivalent' alongside 13 — Sec, on that point, the document 'Standardization-Fact Sheet 4', drafted in October 1990 by the Commission's UNIX was intended to convey to the suppli Directorate-General XIII, to which both the parties in the case refer. ers concerned that NIC meant to refer not to 14 — OJ 1987 L 36, p. 31.
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enee to European and international standards contract notice of a clause referring to it, in public procurement orders relating to without adding the words 'or equivalent', such technology, in that, as the defendant constitutes an infringement of Article 7(6) of itself acknowledges, the UNIX system does the directive. Furthermore, since such a not fall within that category. clause reserves the contract, at least at first, solely to those suppliers who propose to use the system specifically indicated, its effect is to impede the flow of imports in intra- Since, therefore, UNIX is the trade mark of Community trade and it is therefore also in 15 a particular product, the insertion into the breach of Article 30 of the Treaty.
10. Nor does it seem to me that that conclusion can be altered by the fact that the contract in question was subsequently awarded to a supplier using a system equi valent to the one specifically mentioned in the notice, since to include such a clause in the general terms and conditions may in any case cause traders who use systems similar to the one requested to refrain from tendering, precisely on account of that clause.
11. In the light of the foregoing considerations, therefore, I propose that the Court:
Declare that, by failing to indicate in the tender notice at issue the persons author ized to be present at the opening of tenders as well as the date, time and place of
15 — See the judgment in Case 45/87 Commission v Ireland [1988] ECR 4929, in particular paras 12 to 27.
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opening, and by including in the general terms and conditions a technical specifica tion defined by reference to a product of a specific make, the Kingdom of the Neth erlands has failed to fulfil its obligations under Council Directive 77/62/EEC, as amended by Directives 80/767/EEC and 88/295/EEC, and also under Article 30 of the Treaty;
Order the Kingdom of the Netherlands to pay the costs.
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