C-448/93
ECLI:EU:C:1995:7
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COMMISSION ν NOONAN
OPINION OF ADVOCATE GENERAL LÉGER delivered on 17 January 1995 *
1. In order to draw up a reserve list of honours degree in French and Italian Litera- C5/C4 secretaries of English mother tongue ture from University College, Dublin. the Commission held Open Competition No COM/C/741, notice of which was published on 24 December 1991. 1
4. The respondent brought an action chal- lenging that decision before the Court of First Instance on 21 August 1992, claiming that the exclusion of graduates from C com- petitions was incompatible with the Staff Regulations of Officials of the European Communities (‘the Staff Regulations’), the general principle of equal treatment and the 2. Point I I .B. 2 of the notice excluded can- freedom to pursue an occupation. didates possessing a qualification entitling them to participate in A or LA competitions.
5. Before submitting a defence to the action the Commission raised an objection as to admissibility on the ground that the alleged unlawfulness of the competition notice could not be relied upon in order to challenge a selection board's decision if the 3. The Selection Board informed the respon- provisions in the notice which were consid- dent in the appeal by letter of 9 June ered to affect the applicant adversely had not 1992 that it had decided to reject her appli- been challenged in due time. It relied prima- cation on the grounds that she had com- rily on the judgment of the Court of Justice pleted a university course and obtained an in Adams ν Commission, 2 and on that of the
1 — OJ 1991 C 333 A, p. 11 (English edition). 2 — Case 294/84 [1986] ECR 977.
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Court of First Instance in Gallone ν Coun the fact that the respondent held a university cil. 3 degree), and ruled on 16 September 1993 that the application was admissible.
6. The Court of First Instance dismissed the objection and declared the action admissible 9. It is that judgment which the Commission by a judgment of 16 September 1993 4 on the asks the Court of Justice to set aside. grounds that, first, it emerged from the case- law of the Court of Justice that 'pleas based on the unlawfulness of a competition notice which was not challenged in due time' were admissible 'when those pleas concerned the statement of the reasons for the implement 10. The appeal is based on three pleas in law: ing decision which was being challenged'. 5
— the judgment is not compatible with the case-law of the Court of Justice and does 7. Secondly, the Court noted that the not 'emerge' from it: it would therefore decision in Adams did not conflict with that give rise to legal uncertainty; case-law because '... in that case, the pleas based on the unlawfulness of the compe tition notice, which were dismissed as inad missible, were not argued by the applicants in relation to the statement of reasons for the decisions not to admit them to the tests, — the judgment would give rise to 'admin which were at issue in the application.' 6 istrative uncertainty';
— the time-limit for bringing actions laid 8. Lastly, the Court noted that in this case down by the Staff Regulations would be the pleas based on the unlawfulness of the unduly extended. conditions for admission laid down in the competition notice, that is to say, the requirement of the absence of a degree, con cerned the grounds for the contested decision (the reason for which was given as 11. I shall examine each of those pleas in turn. 3 — Case T-132/89 [1990] ECR II-549, para. 20. 4 — Noonan ν Commission (Case T-60/92 [1993] ECR 11-911). 5 — Paragraph 24 of the contested judgment. 6 — Paragraph 25. 7 — Paragraph 29.
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1. Does the case-law of the Court of Justice since the Adams judgment, which departed and the Court of First Instance permit an from the previous case-law, 'the time-limits action for the annulment of an individual for challenging the alleged illegality of a decision excluding a candidate from a compe competition notice cannot be reopened tition to be based on the unlawfulness of the except where the origin of any irregularities conditions laid down in the competition which occur in the course of the conduct of notice? the competition can be found in the wording of the competition notice;' 9
12. The Commission's argument may be summarized as follows: irregularities which occur in the course of the conduct of the competition cannot result from a provision in a competition notice which is clear and not open to any interpre tation whatsoever. 1 0 the competition notice is a decision by the appointing authority capable of adversely affecting an individual and of being the subject-matter of an action for annulment under the conditions referred to in Articles 90 and 91 of the Staff Regulations;
13. I have to say at the outset that I cannot discern in the case-law of the Court of Jus tice and the Court of First Instance the two trends distinguished by the Commission. On the contrary, I see a progressive refinement the notice of competition ceases to be chal of the views of the Community judicature, lengeable 3 months after it has been pub which I propose to set out here. lished;
a candidate to whom an individual decision refusing to admit him to a competition has 14. A crucial distinction runs through the been addressed may not seek the annulment case-law. of that decision on the ground that the com petition notice was unlawful unless the abovementioned three month time-limit can 8 — Cited above. be made to run anew, which would run 9 — Appeal, p. 8. counter to the principle of legal certainty; 10 — Ibid.
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15. O n the one hand, the competition notice purpose of obtaining the annulment of a is a general, impersonal act emanating from a decision of direct and individual concern to Community institution which is addressed that party, the validity of previous acts of the to all potential candidates. It may be the sub institutions which form the legal basis of the ject of an action for annulment by an indi decision which is being attacked, if that party vidual within three months of its publication was not entitled under Article 173 of the (Article 90(2) of the Staff Regulations). The Treaty to bring a direct action challenging applicant must show, as required by the those acts, by which it was thus affected fourth paragraph of Article 173 of the EC without having been in a position to ask that Treaty, that the act adversely affects him and they be declared void.' 11 concerns him directly and individually.
19. Since the judgment in Simmenthal ν Commission, 12 the Court has held that a plea 16. A decision not to admit a candidate to a of illegality may be relied on as against any competition, on the other hand, is an indi act of general scope which produces effects vidual decision based on the competition analogous to those of a regulation. 13 notice, and applying the provisions thereof. The person to whom such a decision is addressed will have no difficulty in showing that it adversely affects him. Such decisions refer to the conditions laid down in the com petition notice. 20. There must be a 'direct legal connection' between the individual decision which is contested and the general measure the legal ity of which is challenged. 14
17. May a candidate seek to have a decision refusing to admit him to a competition annulled on the grounds that the compe tition notice is unlawful? In other words, 21. Pleas of illegality have been allowed in may he raise a plea of illegality, so to speak, the context of actions between the Commu in response to the selection board's decision nity and its servants brought under Article not to admit him to the competition? 179 of the EC Treaty and Article 91 of the Staff Regulations. In Acton ν Commission, 15 where the annulment of individual decisions making deductions from salary for strike
18. The Court has defined such a plea, for 11 — Case 92/78 [1979] ECR 777, para. 39. which provision is made in Article 184 of the 12 — Cited in footnote 11. EC Treaty, as one that 'gives expression to a 13 — Paragraph 40. 14 — Case 21/64 Macchiorlati ν High Authority [1965] ECR 175, general principle conferring upon any party at p. 187 in fine. to proceedings the right to challenge, for the 15 — Joined Cases 44/74, 46/74 and 49/74 [1975] ECR 383.
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action was sought, and those decisions were precluded by the second paragraph of Article adopted in order to implement a general 173 from instituting proceedings directly in decision of the Commission, the Court laid respect of general acts with the benefit of a down the following principle: '... in the con judicial review of them at the time when text of the right of action made available by they are affected by implementing decisions Article 91 of the Staff Regulations and in the which are of direct and individual concern to case of a measure of a general nature them.' 18 The Court held accordingly in designed to be implemented by means of a TWD Textilwerke Deggendorf ν Germany 1 9 series of individual decisions affecting all or a that a recipient of State aid who brings an large proportion of the officials of an institu action challenging the administrative act tion, an official taken individually cannot be whereby the national authority revokes the deprived of his right to invoke the illegality certificates which formed the legal basis for of that measure in order to attack the indi granting the aid could not rely indirectly on vidual decision which alone allows him cer the unlawfulness of the Commission's tain knowledge of the manner in which and decision declaring the aid incompatible with the extent to which his individual interests Community law. The Court noted that 'the are affected.' 16 applicant in the main proceedings ... could without any doubt have challenged it under Article 173 of the Treaty.' 2 0
22. In my view, between the Court's judg ment of 31 March 1965 in Ley ν Commis sion 17 and that in Gallone (cited above) the decisions cited by the parties have applied precisely that principle, defining progres sively the conditions for implementing it in the particular field with which we are con As regards competitions, it should be noted cerned here: that the competition notice is a measure of general scope (which the respondent has compared to a notice of invitation to ten der 21) which may only in exceptional cir cumstances be the subject-matter of an action for annulment brought by an individ (1) The general and impersonal act must ual. Küster ν Parliament 22 is unusual in that be one not open to direct challenge by regard. The notice of internal competition in individuals, or only exceptionally so. As the that case laid down certain language require Court stated in Simmenthal, '[the] wide ments as a condition for access to the post, interpretation of Article 184 derives from the need to provide those persons who are 18 — Paragraph 41. 19 — Case C-188/92 [1994] ECR I-833. 20 — Paragraph 24. 16 — Paragraph 7. 21 — Paragraph 3.8 of the Reply. 17 — Joined Cases 12/64 and 29/64 [1965] ECR 107. 22 — Case 79/74 [1975] ECR 725.
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the result of which was to exclude Mr Küster Regulations) must be rejected in so far as it and to damage his chances of promotion. concerns the (failure to indicate) in the com petition notice ... the marks to be carried by certain tests, it must still be considered in so far as it concerns the reasons on which the 27 contested decision is based', I should add that in practice competition notices are not challenged before the applica- tions to take part have been submitted; it is the individual decision excluding the candi- date which brings the challenge. It is there- and, even more clearly, in Agazzi Léonard ν fore exceptional, but not impossible, for an 2 Commission: 8 action to challenge directly the notice of competition. 23
'... whilst those submissions must be rejected (2) The action is directed against the individ- in so far as they relate to the irregularity of ual decision not to admit the candidate and it the competition notice as such, they must be relies on the unlawfulness of the competition considered in relation to the substance of the notice. 24 The applicant must establish that case in so far as they relate to irregularities there is a direct connection 25 between the vitiating the conduct of the competition alleged irregularity in the competition notice itself.' 2 9 and the selection board's decision not to admit him.
23. The purpose is thus to ensure that com petition notices themselves are not placed at That principle was resumed in Simonella ν issue in proceedings challenging an individ Commission: 2 6 ual decision when in fact the alleged defect in the notice did not affect the individual decision.
'... whilst (the) submission (that the notice of competition is incompatible with the Staff 24. The Adams decision accords with that reasoning. The action seeking the annulment 23 — The same is true of actions by individuals for the annul of the selection board's decision not to admit ment of a regulation. See Case C-309/89 Codorniu ν Coun cil [1994] ECR 1-1853. a candidate to the tests in the competition 24 — See Case 11/65 Morina ν Parliament [1965] ECR 1017, at p. 1023: '... the conclusions concerning the competition are admissible only in so far as they support the application directed against the abovementioned decision'. 25 — See for example Case 78/71 Costacurta ν Commission 27 — Paragraph 19. [1972] ECR 163, para. 12. 28 — Case 181/87 [1988] ECR 3823. 26 — Case 164/87 [1988] 3807. 29 — Paragraph 24.
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was based primarily on the following two tion with the reasons for the decisions not to complaints. admit (inadequate qualifications and experi ence) that the Court rejected them as inad missible, pointing out that the challenges to the individual decisions were in fact being used as a means of challenging the lawfulness of the competition notice. 30 25. In the first case, the competition notice violated Article 1(d) of Annex III of the Staff Regulations by failing to specify the diplo mas and other evidence of former qualifica tions or the degree of experience required for the posts to be filled. The information sup plied by letter subsequently was given too late. 29. Consequently, the Court confined its consideration of the substance to the submis sions alleging that certain actions of the selection board during the procedure were unlawful. 31
26. Secondly, the nature of the tests indi cated in the notice of competition was in breach of Article 1(e) of Annex III to the Staff Regulations, which requires the notice to specify, 'where the competition is on the basis of tests, what kind they will be and 30. Examination of the judgment in Adams how they will be marked'. The applicant reveals that the decisions refusing to admit claimed that the tests were not specified. the candidates were in fact annulled on grounds other than the unlawfulness of the competition notice. A significant factor was undoubtedly the length of time taken by the competition procedure, which was no less than two and a half years. 27. As regards the first point, it is clear that had the notice been more specific as regards the requirements of experience that would not in any way have influenced the individ ual decisions refusing to admit candidates. As regards the second, it could not have affected the applicants because they did not take part in the tests. 31. In an action directed against an individ ual decision refusing to admit a candidate it is therefore not possible to rely on a defect in the competition notice which has no bear-
28. It was because the defects in the notice 30 — See paragraph 17 of Adams. relied on in those complaints had no connec 31 — Ibid., paragraph 18.
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ing on the decision refusing to admit the 34. Subsequent decisions refer to the princi candidate. The Court of First Instance there ple laid down in that decision to the effect fore rightly argued from Adams that: that:
'... any official who takes the view that the illegal character of a notice of competition '... in that case, the pleas based on the unlaw has an adverse affect on him must challenge fulness of the competition notice, which that notice in good time. Were it otherwise, were dismissed as inadmissible, were not it would be possible to challenge a compe argued by the applicants in relation to the tition notice long after it had been published statement of reasons for the decisions not to and after most, or all, of the operations car admit them to the tests, which were at issue ried out in connection with the competition in the application.' 3 2 had already taken place, which would be contrary to the principles of legal certainty, legitimate expectation and sound administra tion.' 3 3
32. If, on the contrary, the contested provi 35. They add: sions in the notice are those on which the decision not to admit the candidates is based, is the plea of illegality then admissible? Is there the 'direct legal connection' referred to in the decisions of the Court concerning the plea of illegality provided for in Article 184 of the Treaty? 'Failure to challenge a notice of competition within the time-limit ... does not prevent an applicant from relying on irregularities occurring in the course of the competition, even if the origin of those irregularities may be found in the wording of the notice of competition'. 3 4
33. Adams does not supply the answer to 33 _ Joined Cases 64/86, 71/86, 72/86, 73/86 and 78/86 Sergio ν that question. Commission [1988] ECR 1399, para. 13. See also paragraph 15 of Simonella and paragraph 22 of Agazzi Léonard, both cited above. 34 — Sergio, para. 15. See also paragraph 16 of Simonella, para- graph 23 of Agazzi Léonard, and paragraph 20 of the judg- 32 — Paragraph 25 of the judgment appealed against. ment of the Court of First Instance in Gallone, cited above.
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36. The defect must have affected the actual 40. The Court of First Instance was thus fol conduct of the competition. lowing the case-law of the Court of Justice, on which it expressly based its decision, and which it interpreted entirely correctly. I can not therefore discern any breach of the prin ciple of legal certainty in the judgment.
37. The Court of First Instance rightly pointed out that '... where a plea based on the alleged unlawfulness of the competition notice which was not challenged in due time 2. Does the decision of the Court of First concerns the statement of reasons for the Instance lead to 'administrative uncertainty'? contested individual decision, the Court has held that such a plea is admissible'. 3 5
41. The Commission maintains that the decision of the Court of First Instance has the effect of enabling the conditions laid down in the competition notice to be chal 38. In my view the same must be true where lenged without limit in time, even if they are the selection board has no discretion to exer clear and not open to interpretation. cise in applying the conditions laid down in the competition notice. In that case, it has no margin of discretion to enable it to avoid the conditions stipulated in the notice.
42. That plea requires only a brief comment.
39. How does that affect the respondent? The refusal to admit her to the competition 43. There is no indefinite extension of the is directly attributable to the condition time-limit for bringing an action for annul regarding the absence of a university qualifi ment for the simple reason that in this case cation which appears in the competition the action is not an action for annulment. notice. The plea challenging that condition is directly linked to the reasons for the con tested decision, as the Court of First Instance found in paragraph 29 of the judgment.
44. The plea of illegality must not be con 35 — Paragraph 27 of the judgment appealed against. fused with such an action, which produces
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different effects. 'The regulation will not be grounds for the individual decision not to annulled erga omnes. It will be declared admit the candidate. inapplicable in so far as it has been applied in the individual decision. The ruling will be effective only as between the parties and does not place the existence of the regulation itself at issue'. 36 A plea of illegality therefore 3. Has the time-limit laid down by the Staff constitutes a challenge to such a measure Regulations been 'unduly extended'? only in a very narrow sense.
45. Furthermore, the clear provisions of the 46. I have already dealt with this third competition notice fall to be debated only in plea, 3 7 which does not call for further dis so far as they are directly linked to the cussion.
47. I conclude, therefore, that the judgment appealed against should be affirmed.
48. T h e j u d g m e n t of the C o u r t of Justice does n o t close the proceedings as p r o vided for in Article 69 of the Rules of Procedure; there is therefore n o need t o rule o n costs, which m u s t be reserved.
36 — R. Joliet, Le droit institutionnel des Communautés euro- 37 — See paragraph 43 of tilis Opinion. péennes — Le contentieux, 1981 p. 137.
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