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Súdny dvor Európskej únie·6.2.1997

C-64/96

ECLI:EU:C:1997:62

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Súdny dvor Európskej únie
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61996CC0064

L A N D NORDRHEIN-WESTFALEN v UECKER A N D JACQUET » LAND NORDRHEIN-WESTFALEN

OPINION OF ADVOCATE GENERAL FENNELLY delivered on 6 February 1997

1. Do third-country nationals married to Faculty of the University of Münster. For Community workers who have not exercised various reasons recited in clause 4 of the con­ their free movement rights under the EC tract, this was limited in duration to 30 Sep­ Treaty enjoy the same rights as such spouses tember 1994. Relying on both the judgment of Community workers who have? Is the of this Court in Spotti1 and Article 28 of the Court's existing case-law on reverse dis­ Agreement on the European Economic Area crimination still valid in 'a Community of 2 May 1992 (hereinafter 'the [EEA] which is on its way to the European Union'? Agreement'), 2 Mrs Uecker successfully chal­ These are in essence the questions which lenged the temporal limitation on her arise in references from a German labour employment relationship in proceedings court in litigation between two foreign- before the local labour court, which also language assistants and their employer. relied in its judgment on Article 11 of Coun­ cil Regulation (EEC) N o 1612/68 of 15 October 1968 on freedom of movement for workers within the Community (herein­ after 'Regulation N o 1612/68' or 'the Regu­ lation'). 3 The Land Nordrhein-Westfalen appealed. I — Facts and procedural background

3. By order of 26 January 1996, the Lande­ sarbeitsgericht Hamm (Higher Labour Court, Hamm), referred the following ques­ tions to the Court: 2. Mrs Uecker is a Norwegian national who has worked since 1974, in different capaci­ ties, as a teacher of the Norwegian language, mainly in the Federal Republic of Germany. Her husband is a German national; nothing in the order for reference would indicate that he has worked outside that Member State at 'l) May the spouse — not being a national any material time. O n 24 September 1990, of a Member State — of a national of Mrs Uecker signed an employment contract that Member State in which the spouses with the Land Nordrhein-Westfalen as a foreign-language assistant at the Nordic 1 — Case C-272/92 Maria Chiara Spotń v Freistaat Bayern [1993] ECR 1-5185. 2 — OJ 1994 L 1, p. 1. * Original language: English. 3 — OJ, English Special Edition 1968 (II), p. 475.

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OPINION OF MR FENNELLY — JOINED CASES C-64/96 AND C-65/96

live and in which the spouse who is a Does Article 7(1) of the said Regulation national is employed also rely on the (EEC) N o 1612/68 in conjunction with right under Article 11 of Regulation Article 48(2) of the EEC Treaty confer (EEC) N o 1612/68 of 15 October 1968 on a worker in a Member State of which on freedom of movement for workers he is a national the right to the same within the Community? treatment as is due to workers who are nationals of another Member State, and is a national provision which has been held by the Court of Justice to be inapplicable against the latter persons therefore also inapplicable against the relevant Member State's own nationals and their spouses who are not nationals of a Member State?' 2) If Question 1 is answered in the affirmative:

4. Mrs Jacquet is a Russian national, who has been teaching the Russian language in Does that right of the spouse who is not different capacities since 1988 at Bochum a national of a Member State to "take University; her husband is a German up any activity as an employed person" national who, according to the national file, throughout the territory of the Member has not worked outside the Federal Republic State concerned include the right, at any material time. O n 14 March 1994, with respect to the conditions of Mrs Jacquet signed an employment contract employment and work, in particular with the Land Nordrhein-Westfalen as a with respect to the conditions for an foreign-language assistant for Russian at effective temporal limitation of an Bochum University. According to clause 1 of employment relationship, to be treated the contract, this was limited in duration to by an employer in the Member State 30 September 1996 'in order to ensure the concerned in the same way as that present relations with the linguistic situation employer would have to treat the in the home country'. Relying inter alia on spouse who is a national of the Member Article 11 of Regulation N o 1612/68 and State? Article 7 of Commission Regulation (EEC) No 1251/70 of 29 June 1970 on the right of workers to remain in the territory of a Member State after having been employed in that State, 4 Mrs Jacquet unsuccessfully challenged the temporal limitation on her employment relationship. She appealed.

3) If Question 2 is also answered in the affirmative: 4 — OJ, English Special Edition 1970 (II), p. 402.

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5. By order of 1 March 1996 the Landes- and work, in particular as regards remunera- arbeitsgericht Hamm referred three ques- tion, dismissal, and should he become unem- tions to the Court which are identical to ployed, reinstatement or re-employment.' those it had previously referred in Uecker.

9. Article 10(1) provides that: 6. Written observations were received at the Court from Mrs Uecker in Case C-64/96, from Mrs Jacquet in Case C-65/96, and from the French Republic, the Federal Republic of Germany and the Commission on both 'The following shall, irrespective of their cases. nationality, have the right to install them- selves with a worker who is a national of one Member State and who is employed in the territory of another Member State:

II — Community legislative provisions

(a) his spouse and their descendants who are under the age of 21 years or are depen- dants; 7. The fifth recital in the preamble to Regu- lation N o 1612/68 recites, inter alia, that Obstacles to the mobility of workers shall be eliminated, in particular as regards the work- er's right to be joined by his family and the (b) dependent relatives in the ascending line conditions for the integration of that family of the worker and his spouse.' into the host country'.

10. Article 11 reads as follows: 8. Article 7(1) reads as follows:

'Where a national of a Member State is pur- 'A worker who is a national of a Member suing an activity as an employed or self- State may not, in the territory of another employed person in the territory of another Member State, be treated differently from Member State, his spouse and those of the national workers by reason of his nationality children who are under the age of 21 years in respect of any conditions of employment or dependent on him shall have the right to

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take up any activity as an employed person 12. The question of the interpretation of this throughout the territory of that same State, provision cannot be resolved on the basis of even if they are not nationals of any Member its wording alone, and, as the Court, faced State.' with such linguistic inconsistency, held most recently in Merck v Primecrown, it is there- fore appropriate to take account of 'the gen- eral scheme and the purpose of the regula- tory system of which the provisions in question form part'. 5 While it might be con- Ill — Analysis sidered somewhat surprising that the incon- sistency of the different linguistic versions of this important measure has not arisen expressly before the Court in the last 23 years, the matter is not of any great diffi- culty.

11. It is clear that, on'its face, the English version of Article 11 of Regulation N o 1612/68 would not cover the situation of Mrs Uecker or Mrs Jacquet (hereinafter, for convenience, 'the employees'), as it refers 13. Title III ('Workers* families') of P a r t i explicitly only to spouses (and dependent ('Employment and Workers' Families') of children) of 'a national of a Member State the Regulation contains three articles. [who] is pursuing an activity as an employed Article 10 which establishes a right of resi- or self-employed person in the territory of dence for the members of the family of a another Member State' (emphasis added), Community worker 'who is employed in the while neither of the spouses of the employ­ territory of another Member State', including ees appears to have worked outside Ger­ family members with the nationality of a many. It transpires, however, that the word third country, does not appear to suffer from 'another' is missing from the German ver­ the same linguistic anomalies as Article 11. sion of this provision on which the national The same is true of Article 12, which equally court relied; in that version the expression sets employment, or past employment, in the underlined reads simply 'in the territory of a territory of another Member State as a pre- Member State' ('im Hoheitsgebiet eines Mit­ condition of the right it grants the children gliedstaates'). The German version corre­ of a Community worker. While it is true that sponds in this respect to the Dutch ('op het Article 11 grants a right of access to employ- grondgebied van een Lid-Staať), French ('sur ment to family members of a worker pursu- le territoire d'un Etat membre'), Italian ('sul ing an activity as a self-employed person, as territorio di uno Stato membro'), Greek well as to those of a worker in employment, ('στήν πικράτεια νός Κράτους μέλους'), and the essential requirement that the Commu- Portuguese ('no territòrio de um Estado- nity national work or have worked in a membro') versions, while the English version Member State other than that of which he is corresponds to the Danish ('på en anden a national is present in each case. medlemsstaats område'), Spanish ('en el ter- ritorio de otro Estado miembro'), Swedish ('en annan medlemsstats territorium') and Finnish ('toisen jäsenvaltion alueella') ver- 5 — Joined Cases C-267/95 and C-268/95 Merck & Co. Inc. and sions. Others v Primecrown Ltd and Others [1996] ECR 1-6285, paragraphs 21 and 22 of the judgment.

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14. That Article 11 should be interpreted in 15. In my opinion, it follows that granting conjunction with the other provisions of the non-Community spouse of a Commu- Title III of Part I of the Regulation 6 is sup- nity worker the right of access to employ- ported by the case-law of the Court, particu- ment in the Member State of which the larly its judgment in Diatta. 7 The content worker is a national in circumstances such as and the objectives of the Regulation were those of the present cases would not advance identified in paragraphs 15 and 21 of that the objectives of either Regulation judgment as follows: N o 1612/68 or Article 48 of the Treaty, which it was adopted to implement; it would not, in the words of the fifth recital in the preamble, remove one of the Obstacles to the mobility of workers'. The absence of such a right of access to employment for the work- 'That regulation is one of the various mea- er's spouse does not have any effect on the sures intended to facilitate the achievement situation of a worker who does not exercise of the objectives of Article 48 of the Treaty. his rights of free movement. It must therefore enable a worker to move freely in the territory of the other Member States and to reside in their territory in order to work there.

16. The Court has long held that '[the] pro- visions of the Treaty on freedom of move- ment for workers cannot ... be applied t o .... (omissis) situations which are wholly internal to a Member State, in other words, where there is no factor connecting them to any of the situ- ations envisaged by Community law'. 8 The same is true of Regulation N o 1612/68: in Morson and Jhanjan, the Court specifically As regards Article 11 of Regulation held that Community law does not prohibit N o 1612/68, it is clear from the terms of that a Member State from refusing to allow third- provision that it does not confer on the country relatives, who would otherwise ben- members of a migrant worker's family an efit from Article 10 of the Regulation, to independent right of residence, but solely a enter or reside in its territory -where the right to exercise any activity as employed worker had never exercised the right of free- persons throughout the territory of the State dom of movement within the Community. 9 in question. Article 11 cannot therefore con- stitute the legal basis for a right of residence without reference to the conditions laid down in Article 10.' 8 — Case 175/78 Retina v Saunders [1979] ECR 1129, para- graph 11 of the judgment; see also Case C-332/90 Steen v Deutsche Bundespost [1992] ECR 1-341, paragraphs Case C-153/91 Petit [1992] ECR 1-4973; Case C-206/91 Koua Poirrez v CAF [1992] ECR 1-6685, paragraph 10; Case C-134/95 USSL di BieUa v INAIL [1997] ECR 1-195, 6 — This docs not imply, however, that the scope of each of these paragraph 19. provisions rattorte personae is necessarily identical for the 9 — Joined Cases 35/82 and 36/82 Morson and Jhanjan v State of same category of family members of a worker Case C-7/94 the Netherlands [1982] ECR 3723, paragraph 18 of the judg- Coal [1995] ECR 1-1031. ment; sec uso Casc 147/87 Zaoui v Cramif [1987] 7 — Case 267/83 Diatta v Land Berlin [1985] ECR 567. ECR 5511, paragraph 15.

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17. The interpretation of Article 11 I have 19. To unearth an explanation of why the suggested was clearly that adopted by the word 'another' does not appear in Article 11 Court in Goal. 10 There the Court identified to qualify the Member State of work of the the beneficiaries of Article 10(1) as being 'the Community worker would partake more of spouse of a worker who is a national of one legal archaeology than of interpretation. 12 It Member State and who is employed in the is in my view significant, however, that, territory of another Member State, and ... according to the second recital in its pre- those of his descendants who are under the amble, Regulation N o 1612/68 was adopted age of 21 years or are dependants' (emphasis with a view to 'perfecting] measures added). The Court went on to hold that adopted successively under Regulation '[P]ursuant to Article 11 of that Regulation, N o 15 on the first steps for attainment of the same persons have the right to take u p freedom of movement and under Council any activity as employed persons throughout Regulation N o 38/64/EEC of 25 March 1964 the territory of the State where the worker is on freedom of movement for workers within employed'. n the Community'. The equivalent provisions of the earlier measures, Article 12 of Regu- lation N o 15 of 1961 " a n d Article 18 of Regulation N o 38/64/EEC,. 14 each provided expressly that the right of access to employ- ment for the spouse and dependent children was subject to the condition that the worker be engaged in gainful activity in the territory of another Member State.

18. It also appears to me that the interpreta- tion suggested by the referring court would deprive the expression 'in the territory of a Member State', contained in the four original language versions of this provision, of any useful meaning. Article 48(1) of the Treaty seeks to ensure freedom of movement for workers 'within the Community'; it is clear that Article 11 of the Regulation could not as it stands have the effect of conferring rights 20. In both orders for reference, the refer- in a non-Community country on the spouse ring court indicated that it was 'unable to of a Community worker working in that agree with the view that the legal relations third country. In these circumstances, the between a Member State and its own nation- requirement that the national of a Member als are irrelevant to Community law', and in State work in the Community territory, particular that a national of a Member State which is the meaning of Article 11 which cannot rely on Community law against his results from the interpretation suggested by own State. the employees, would be superfluous.

12 — Curiously, the word 'another' docs appear in Article 11 of the Commission's proposal (Journal Officiel 1967 N o 145, 10 — Case C-7/94, cited in footnote 6 above, paragraph 17 of the p. 11), and neither the European Parliament nor the Econ- judgment. omic and Social Committee suggested that it be deleted (respectively, Journal Officiel 1967 N o 268, p. 11 and Jour- 11 — The point is even clearer in certain other language version nal Officiel 1967 N o 298, p. 17). of the judgment; the French version of this sentence, for example, refers to Tenscmbîc du territoire de cet autre 13 — Journal Officiel 1961 N o 57, p. 1073. État' (emphasis added). 14 — Journal Officiel 1964 N o 62, p. 965.

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In the first place, a Community national Community worker is pursuing an activity may, in situations of fact governed by Com- as an employed or self-employed person in munity law, rely upon rights deriving there- the territory of a Member State other than from even as against the Member State of that of which the worker is a national. which he is a national. As the Court held in Knoors, 'freedom of movement for persons, freedom of establishment and freedom to provide services ... which are fundamental in the Community system, could not be real- ized if the Member States were in a position to refuse to grant the benefit of the provi- 22. If the Court were to follow my recom- sions of Community law to those of their mendation that the first question be nationals who have taken advantage of the answered in the negative, it follows that, in facilities existing in the matter of freedom of accordance with the terms of the order for movement'. 15 The general rule was formu- reference, the second and third questions lated thus in Scholz: '[any] Community need not be answered. In explaining the rea- national who, irrespective of his place of soning behind the third question, however, residence and his nationality, has exercised the referring court raises a point of more the right to freedom of movement of work- general import which, if its views were ers and who has been employed in another upheld, could have an impact on the Court's Member State, falls within the scope of' answer to the first question, and which I Regulation N o 1612/68 and Article 48 of the therefore propose to deal with briefly. Treaty. 16 Secondly, it is clear from the case- law of the Court cited above, and in particu- lar the judgment in Diatta, that the rights which are granted under Article 11 of the Regulation are derived rights, and that the third-country spouse can only benefit from these where his or her spouse comes within a situation governed by Community law. 23. The matter is formulated in identical terms in both orders for reference as follows:

21. In the light of the foregoing, I am of the view that Article 11 of Regulation N o 1612/68 should be interpreted as mean- '... the question is whether the fundamental ing that where the spouse of a Community principles of a Community which is o n its worker is a national of a third country, the way to the European Union continue to per- said spouse can rely upon the rights con- mit a rule of national law which has been ferred by this provision only where the declared by the Court of Justice to be in breach of Community law on the ground of an infringement of Article 48(2) of the EEC Treaty still to be applied by the Member 15 — Case 115/78 Knoors v Secretary of State for Economic Affairs [1979] ECR 399, paragraphs 19 and 20 of the judg- State concerned against its own nationals and ment. their spouses originating from non-member 16 — Case C-419/92 [1994] ECR 1-505, paragraph 9 of the judg- ment. countries.'

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In this regard, the national court had earlier cerning the primacy of Community law, and referred to Spotti,17 where the Court had in particular Costa v ENEL,1S SimmenthalI9 held the application of Paragraph 57b(3) and Factortame 1. In Simmenthal, the of the German Hochschulrahmengesetz Court held that in accordance with this prin- (Framework Law on Higher Education) to a ciple Community provisions 'not only by contract between the Freistaat Bayern and a their entry into force render automatically foreign-language assistant of Italian national- inapplicable any conflicting provision of cur- ity to be incompatible with Article 48(2) of rent national law but — in so far as they are the Treaty; the temporal limitation on the an integral part of, and take precedence in, contracts at issue in the present cases was the legal order applicable in the territory of also based on Paragraph 57b(3) of the Hoch- each of the Member States — also preclude schulrahmengesetz. the valid adoption of new national legislative measures to the extent to which they would be incompatible with Community provi- sions'. 21 There is, on the other hand, noth- ing in the Treaty which would prevent a 24. The matter raised by the referring court Member State applying to a situation which concerns essentially the relationship between is purely internal and, therefore, outside the Treaty and provisions of national law the scope of Community law a national which are incompatible with it, following the provision whose application to a situation entry into force of the Treaty on European governed by Community law has been held Union. Given the answer I have proposed to to be incompatible with the Treaty. In my the first question, it is only if the Treaty on opinion, both the general scheme of the European Union had brought about a Treaty on European Union and the wording change in that relationship that the employ- of Article M, which provides that 'nothing ees in the present cases could rely upon in this Treaty shall affect the Treaties estab- Spotti to challenge the temporal limitation on lishing the European Communities' except their contracts. Whatever the significance for those provisions which specifically amend the application of Community law of the those Treaties, militate against the view that establishment of the European Union in the Treaty on European Union has modified accordance with Article A of the Treaty on the relationship between Community and European Union, it is clear that this did not, national law, as the referring court has sug- in any respect which is relevant to the gested. present proceedings, modify either that rela- tionship or the scope of the provisions of Community law concerning the free move- ment of persons.

26. Both France and Germany in their observations examined at some length the possible application of the EEA Agreement 25. The relationship between directly appli- cable Community provisions and national provisions on the same matter may be gleaned from the Court's judgments con- IS — Case 6/64 [1964] ECR585. 19 — Case 106/77 Amministrazione delle Finanze dello Stalo v Simmenthal [1978] ECR629. 20 — Case C-213/89 Factortame and Others [1990] ECR1-2433. 21 — Case 106/77, cited in footnote 19 above, paragraph 17 of the 17 — Case C-272/92, cited in footnote 1 above. judgment.

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to the factual situation of Mrs Uecker, in that Court has no jurisdiction in the present pro- she is of Norwegian nationality and might ceedings to examine any question concerning under certain circumstances be able to claim the EEA Agreement, and that to do so rights under Article 28 thereof. However, would encroach on the competence attrib- while clearly aware of this legal possibility, uted to the national court in accordance with the national court deliberately abstained Article 177 of the Treaty. 22 It would, of from posing any question to the Court on course, be open to the referring court, or any the issue, and explicitly held that Mrs Uecker other national court dealing with Mrs Ueck- could not rely on the Agreement in her dis- er's case, to refer such a question to the pute with the Land Nordrhein-Westfalen. In Court. 23 these circumstances, it seems to me that the

IV — Conclusion

27. In the light of the foregoing, I am of the view that the second and t h i r d q u e s - tions referred b y the Landesarbeitsgericht H a m m in each o r d e r for reference s h o u l d n o t be answered, and that the first question s h o u l d be answered as follows:

Article 11 of C o u n c i l R e g u l a t i o n ( E E C ) N o 1612/68 of 15 O c t o b e r 1968 o n free- d o m of m o v e m e n t for w o r k e r s w i t h i n t h e C o m m u n i t y s h o u l d be interpreted as m e a n i n g that w h e r e the spouse of a C o m m u n i t y w o r k e r is a national of a t h i r d c o u n t r y , t h e said s p o u s e can rely u p o n t h e rights conferred b y this p r o v i s i o n o n l y w h e r e the C o m m u n i t y w o r k e r is p u r s u i n g an activity as an e m p l o y e d o r self- e m p l o y e d p e r s o n in t h e t e r r i t o r y of a M e m b e r State o t h e r t h a n that of w h i c h the w o r k e r is a national.

22 — Case 247/86 Abatei v Novasam [1988] ECR 5987, para- graph 8 of the judgment. 23 — On the temporal application of the EEA Agreement, sec Case T-185/94 Ceotronics v Commission [1995] ECR 11-2795; the case is currently under appeal (see the Opinion of Advocate General Tesauro of 30 January 1997 in Case C-395/95 P [1997] ECR 1-2271).

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