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Súdny dvor Európskej únie·15.1.1998

C-389/96

ECLI:EU:C:1998:12

Súd
Súdny dvor Európskej únie
IČS
61996CC0389

AHER-WAGGON ν GERMANY

OPINION OF ADVOCATE GENERAL COSMAS delivered on 15 January 1998 *

I — Introduction Luftfahrt-Bundesamt (Federal Office of Aviation), for the aeroplane to be registered in the German register. That application was refused on the ground that it exceeded the noise emission limits in force in Germany, which is true. It should be noted that the The Court is asked in this case to give a pre­ Directive laid down maximum noise emis­ liminary ruling on a question referred to it sion limits, which the aeroplane at issue does by the German Bundesverwaltungsgericht not exceed, but allows the Member States to (Federal Administrative Court) concerning impose stricter requirements. the interpretation, first, of Council Directive 80/51/EEC of 20 December 1979 on the limitation of noise emissions from subsonic aircraft, 1as amended by Council Directive 83/206/EEC of 21 April 1983 2 (hereinafter 'the Directive'), and, secondly, of Article 30 of the EC Treaty.

II — Facts and procedure

2. Aher-Waggon brought an action before the competent German administrative courts but was unsuccessful both at first instance and on appeal. It then applied to the Bundes­ 1. The applicant for review on a point of law verwaltungsgericht for review on a point of in the main proceedings, the company Aher- law, contending that the ordinary adminis­ Waggon GmbH (hereinafter 'Aher- trative courts had wrongly rejected its claim Waggon'), is the owner of a propeller-driven Piper PA 28-140 aeroplane which it pur­ that the competent German administrative chased used in Denmark. That aeroplane had authorities be required to issue a preliminary been registered in Denmark since 2 August decision allowing the aircraft to be registered 1974. In July 1992 Aher-Waggon applied to in Germany notwithstanding its operating the competent German authority, the noise. It submitted in that regard that the refusal by the German authorities to register the aircraft because it exceeded the national noise emission limits infringed Community * Original language: Greek. 1 — OJ 1980 L 18, p. 26. law. It pointed out that the registration of 2 — OJ 1983 L 117, p. 15. aircraft of the same type already on the

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German register remained valid even though drawn on the basis of the State of registry, they exceed the noise limits in force today in contrary to Article 30 of the Treaty. that country.

In view of all the foregoing considerations, the Bundesverwaltungsgericht, by order lodged at the Court on 29 November 1996, referred a question on the point at issue to 3. When the referring court heard the case it the Court for a preliminary ruling. considered that it could not decide it without referring a question on the interpretation of the Community legislation at issue to the Court of Justice for a preliminary ruling. The referring court is not uncertain as to the interpretation of the provisions of pure Community aviation law but questions III — Question referred for a preliminary whether the refusal to issue the preliminary ruling decision sought by Aher-Waggon could be considered in any event to offend against the principles of the free movement of goods under Article 30 of the EC Treaty. In par- ticular, in the opinion of the referring court it needs to be settled whether the refusal to register in Germany a Danish aircraft which complies with the Community, but not the stricter German, noise limits could constitute 4. 'Is it compatible with the principles of the an obstacle to trade or a measure having free movement of goods under Article 30 of equivalent effect when account is also taken the EC Treaty for German law, on the basis of the following factual position. Aher- of the noise emission limits for aircraft under Waggon's aircraft has been registered in Directive 80/51/EEC, as amended by Direc- Denmark since 1974 but can no longer be tive 83/206/EEC, which are laid down as registered in Germany because of the above- minimum requirements, to make the regis- mentioned national limits. By contrast, the tration of aircraft in the Federal Republic of registration of aircraft of the same construc- Germany conditional upon compliance with tion type and having the same noise specifi- stricter noise limits, with the result that air- cations which had been registered in Ger- craft registered in another Member State many before the national limits were before the said directive was adopted may no adopted remains valid without restrictions longer be granted registration in Germany even though those aircraft exceed the noise- because they exceed German noise limits, pollution limits now laid down by German even though aircraft of the same construc- legislation. According to the referring court, tion which had already obtained German it is therefore necessary to settle whether in registration beforehand may retain it without the above situation an unlawful distinction is restrictions?'

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IV — Applicable Community law least equal to the applicable standards specified in Part II, Chapters 2, 3, 5 or 6 of Volume I of Annex 16/5.

5. Article 30 of the Treaty states:

Article 2

'Quantitative restrictions on imports and all measures having equivalent effect shall ... be prohibited between Member States.' 1. The documents attesting noise certifica­ tion within the meaning of Articles 1, 3, 4 and 5 may take the form of a separate noise certificate or a suitable statement contained in another document approved by the State of registry and required by that State to be carried in the aeroplane ... 6. Articles 1, 2 and 3 of Directive 80/501, as amended by Directive 83/206, provide:

2. Member States shall recognise the validity of the documents referred to in paragraph 1 'Article 1 issued by the certifying authorities of a State of registry which is also a Member State.

Each Member State shall ensure that any civil subsonic jet or propeller-driven Article 3 aeroplane registered in its territory and fall­ ing within one of the categories set out in Volume I (Aircraft Noise) of Annex 16 to the Convention on international civil avia­ tion, as applicable from 26 November 1981, in accordance with Amendment 5, (hereinaf­ ter referred to as Annex 16/5) may not be 1. Each Member State shall ensure that all used in the territory of Member States unless civil propeller-driven aeroplanes with a it has granted noise certification on the basis of satisfactory evidence that the aeroplane complies with requirements which are at 3 — Emphasis added.

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maximum certificated take-off mass not A — Interpretation of the specific Commu­ exceeding 5 700 kg and all civil subsonic jet nity legislation aeroplanes if they do not fall within one of the categories set out in Volume I of Annex 16/5, but use aerodromes situated in any Member State, are certificated in accordance with requirements which are at least equal to the applicable standards specified in Part II, Chapter 2 or 6 of Volume I of Annex 16/5 when being newly registered in its territory. 4

8. It should first be noted that the principal objective of the Directive is to protect the environment. Reference is made in its pre­ amble to the 1973 European Communities action programme on the environment. The Directive appears, on the other hand, not to ' be prompted by any parallel objective of an economic or commercial nature regarding the removal of barriers in the trading of air­ craft. 6

V — My views

9. Also, as all the parties to the proceedings correctly state, the provisions of the Direc­ tive which are at issue merely lay down 7. Although the question referred for a pre­ minimum requirements and allow the Mem­ liminary ruling focuses on the interpretation ber States to adopt stricter limits in order to of Article 30 of the E C Treaty (B), in order combat noise pollution. Germany therefore to answer it it is necessary to examine the had the power — which it lawfully exercised relevant provisions of secondary Commu­ — to introduce lower engine noise limits as a nity legislation which lay down noise limits condition for the registration of aircraft and for subsonic aircraft 5 (A). the grant of noise certification. In addition, the fact that the aeroplane in question met the minimum Community requirements is 4 — Emphasis added. not sufficient to found a right to registration 5 — The way in which the fundamental principle laid down in Article 30 of the EC Treaty will be interpreted in each case is directly bound up with the specific characteristics of the Community legislation governing the activity at issue. Before the question of the application of Article 30 is raised, 6 — That remark is not without significance. The Court has it is necessary to examine whether there are specific rules repeatedly had regard to that teleologicai criterion when which bind the Member States. See the classic judgment in asked to assess whether Community rules are mandatory. 'Cassis de Dijon' (Case 120/78 Rewe ν Bundesmonopolver­ See, for example, Case 278/85 Commission ν Denmark waltung für Branntwein [1979] ECR 649, paragraph 8). [1987] ECR 4069, paragraphs 16 and 22.

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in Germany, since it exceeded the lawfully may not dispute the accuracy of the contents adopted German noise limits. of a certificate issued by another Member State. It does not mean, however, that the Member States are also obliged to acknowl­ edge that those certificates are substantively equivalent to the certificates which they issue themselves, nor that they give rise in national law to the same legal effects as domestic cer­ tificates. 10. It must also be noted that the Directive governs first registration of aircraft in the Member States. In particular, Article 3(1) provides that each Member State is to adopt the necessary measures so that propeller- driven aircraft such as that of Aher-Waggon are registered in their territory for the first time only when it is certified that they at 12. If, moreover, it were accepted that an air­ least meet the minimum requirements laid craft which is already registered in one down by the Directive. The restriction of the Member State and meets the minimum Com­ field of application to the first registration of munity requirements may be registered in aircraft has the following consequences. another Member State even though it does not satisfy the stricter national requirements in that State, the power to adopt stricter national noise limits which the Directive clearly grants would effectively be removed. Specifically, a person wishing to import into Germany an aircraft which does not meet 11. First, it follows from that fact, in con­ the German requirements could register it in junction with the fact that the Directive per­ another Member State (which sets higher mits the introduction of stricter national noise limits) and subsequently rely on that noise limits, that the Community legislature registration in order to obtain a German reg­ does not wish to grant a vested right or even istration. a legal guarantee for aircraft which have already been registered and have correspond­ ing noise certification in one Member State and are the subject of an application for reg­ istration lodged in another Member State. That is to say, Community law does not place in another, more favourable, category those aircraft which meet the minimum 13. Secondly, by restricting the scope of the Community requirements, are already regis­ Directive solely to cases of first registration tered in one Member State and are to be reg­ of an aircraft in the register of a Member istered in another Member State. It is true State, the Community legislature indirectly that Article 2(2) of the Directive establishes allows the Member States to retain the regis­ mutual recognition of noise certificates tration of aircraft which do not meet the between the Member States, but, as the minimum requirements of the Directive or Commission correctly states, that recogni­ stricter national requirements subsequently tion simply means that one Member State adopted in accordance with the Directive.

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The restriction of Community harmonisa­ requirements that it may result in (notional) tion solely to those aircraft which are regis­ less favourable treatment of certain products tered for the first time in a national register or in the preservation of different conditions is, as the Commission points out, based on of competition. As the Court held in Galla- the following philosophy: the Community her, 'those consequences are attributable to legislature wanted to limit the noise emis­ the degree of harmonisation sought by the sions of new aircraft presented for registra­ provisions in question, which lay down tion in a national register after the adoption minimum requirements'. 7 of the Directive because, first, such aircraft constitute the majority of the fleet in each State and, secondly, the aircraft manufactur­ ers were forced in that way to promote tech­ nology to combat noise pollution. The Com­ munity legislature did not intend, on the other hand, to require the Member States to 16. It is clear from the foregoing that, under modernise their existing fleets, by eliminat­ the legal regime introduced by the directives ing from the registers aircraft which exceed at issue, a Member State may refuse to grant the lower noise limits laid down by the a noise certificate and, as a consequence, to Directive. register an aircraft even though the aircraft has been lawfully registered in another Member State and aircraft of the same type already registered in the first Member State are treated as continuing to satisfy the regis­ tration conditions. Accordingly, the second­ ary Community legislation in force cannot 14. Accordingly, an aircraft which does not form a legal basis for the applications made meet the German requirements and is pre­ by Aher-Waggon to the German authorities. sented for registration after the Directive entered into force is in fact treated differ­ ently from an aircraft which is identical but was already registered in Germany before the intervention of the Community legisla­ ture. That difference in treatment was none the less intended by the authors of the Β — Interpretation of Article 30 of the EC Directive who, while wishing to stop the Treaty Member States from tolerating aircraft which generate noise exceeding specified minimum limits, did not wish to reduce the noise pol­ lution existing within each State before the Directive was adopted.

17. In accordance with the judgment in Das- sonville, 8 all trading or other rules enacted

15. It is, moreover, a feature of all Commu­ 7 — Case C-11/92 The Queen ν Secretary of State for Health ex parte Gallaher [1993] ECR I-3545, paragraph 22. nity legislation which lays down minimum 8 — Case 8/74 Procureur du Roi ν Dassonville [1974] ECR 837.

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by Member States which are capable of hin­ be adopted, it is clearly acknowledged that dering, directly or indirectly, actually or the relevant national laws cannot be equiva­ potentially, intra-Community trade are to be lent, so that there can be no question of the considered as measures having an equivalent mutual recognition of those laws. effect. Contrary to the assertions of Aher- Waggon, in my opinion the question of infringement of Article 30 of the E C Treaty does not arise in this particular case. Ger­ many makes lawful use of the possibilities accorded to it by the specific Community legislation in force which, moreover, does not seek full harmonisation of national law regulating noise emissions from aircraft. Otherwise — that is to say if the refusal to register an aircraft, for which German regis­ tration is sought for the first time, on the 19. Nor, contrary to the assertions of Aher- ground that it exceeds the existing national Waggon, can there be any question of dis­ noise-pollution limits, when an aircraft of crimination based on the nationality of air­ the same type is already registered in the craft. The enactment of noise limits covers all German register even though it does not sat­ aircraft which are to be registered in Ger­ isfy the national provisions in question, were many for the first time. A distinction is regarded as caught by the prohibitions in drawn only between aircraft, whether Ger­ Article 30 of the E C Treaty — the discretion man or not, which have already been regis­ which the Community legislature wished to tered and aircraft of the same type, whatever confer on the national authorities through their nationality, which the German authori­ the provisions of the directives at issue ties are asked to register for the first time. allowing stricter national noise limits to be set would effectively be removed.

20. It should in any event be noted that it cannot be concluded from the facts of this case that noise limits such as those enacted in the German legislation at issue constitute a 18. Moreover, the principle of mutual recog­ measure which is disproportionate to the nition of national laws, on which the Court objective being pursued, namely the reduc­ relies when interpreting Article 30 of the tion of noise pollution. I would add that the Treaty, presupposes that those national laws Court has held that the protection of the have the same content and quality. Since the environment amounts to a fundamental Directive itself permits stricter noise limits to national objective which may also limit the

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application of the prohibitions in Article 30 ment put forward by Germany that, even if of the EC Treaty. 9 it were to be found that the German legisla- tion at issue was caught by the prohibitions in Article 30 of the EC Treaty, those national rules are justified by the need to protect 21. Furthermore, I do not consider it neces- human health as provided for in Article 36 of sary to examine in greater detail the argu- the EC Treaty.

Conclusion

22. In view of the foregoing, I propose that the Court should answer the question referred to it for a preliminary ruling as follows:

Directive 80/51/EEC, as amended by Directive 83/206/EEC, lays down minimum noise requirements for aircraft engines as a condition for the first registration of aircraft in the Member States but allows the Member States to enact stricter requirements. The introduction by a national measure, pursuant to the abovemen- tioned specific Community legislation, of lower noise emission limits for aircraft whose first registration is applied for is compatible with the principles of the free movement of goods as safeguarded by Article 30 of the EC Treaty, even if it has the consequence of preventing the registration in Germany of an aircraft already registered in another Member State when aeroplanes of the same type registered in the German register before the abovementioned directive was adopted retain their registration.

9 — T h e Court has already held in its judgment of 7 February 1985 in Case 240/83 Procureur de la République ν Associa­ tion de Défense des Brûleurs d'Huiles Usagées [1985] ECR 531 that the protection of the environment is "one of the Community's essential objectives", which may as such jus- tify certain limitations of the principle of the free movement of goods. That view is moreover confirmed by the Single European Act. In view of the foregoing, it must therefore be stated that the protection of the environment is a mandatory requirement which may limit the application of Article 30 of the Treaty' (Case 302/86 Commission ν Denmark [1988] ECR 4607, paragraphs 8 and 9).

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