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Súdny dvor Európskej únie·26.5.1998

C-119/97

ECLI:EU:C:1998:255

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Súdny dvor Európskej únie
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61997CC0119

OPINION OF MR RUIZ-JARABO — CASE C-119/97 P

OPINION OF ADVOCATE GENERAL RUIZ-JARABO COLOMER delivered on 26 May 1998 *

1. This appeal has been lodged by Union Facts Française de l'Express (UFEX, formerly Syn- dicat Français de l'Express International, SFEI), D H L International and CRIE against the judgment given on 15 January 1997 by the Court of First Instance in Case T-77/95. !

3. The facts as set out in the judgment of the Court of First Instance are as follows:

O n 21 December 1990 Syndicat Français de l'Express International (hereinafter 'SFEI'), an association of which the other three appli- cants are members, lodged a complaint with the Commission seeking a finding that the 2. The judgment dismissed an application for French State was in breach of Article 92 et the annulment of the Commission Decision seq. of the EEC Treaty (now the EC Treaty, of 30 December 1994 which, in turn, had hereinafter 'the Treaty'). rejected a complaint lodged on 21 December 1990 by certain undertakings seeking an inves- tigation into the practices of the French postal administration ('La Poste') in relation to the international express mail services of one its subsidiary companies. In particular, the issue was whether such practices were contrary to the articles of the EC Treaty concerning O n 18 March 1991 an informal meeting took freedom of competition. place in Brussels between the representatives of the complainant and those of the Commis- sion. O n that date at the latest, the question was raised of possible infringements of Article 86 by La Poste, the French Post Office, as an undertaking, of Article 90 by the French State, * Original language: Spanish. and of Articles 3(g), 5 and 86 of the Treaty by 1 — SFEI and Others v Commission [1997] ECR II-1. the French State.

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The views exchanged, as recalled by the appli- With respect to Article 90 and Articles 3(g), cants and not disputed by the Commission 5 and 86 of the Treaty, the applicants claimed may be summarised as follows. that the unlawful actions of La Poste in giving assistance to its subsidiary originated in a series of instructions and directives from the French State.

With respect to Article 86, the applicants complained of the logistical and commercial assistance allegedly given by La Poste to its subsidiary Société Française de Messageries Internationales (GDEW France since 1992) On 10 March 1992 the Commission sent the (hereinafter 'SFMF), which operated in the complainant's representative a letter rejecting international express mail sector. the complaint based on Article 86 of the Treaty.

As to logistical assistance, the applicants chal- lenged the making available of the infrastruc- ture of La Poste for the collection, sorting, carriage, distribution and delivery of mail, the On 16 May 1992 SFEI, D H L International, existence of a preferential customs clearance Service CRIE and May Courier brought an procedure usually reserved for La Poste, and action for the annulment of that decision, the granting of preferential financial terms. which was declared inadmissible by the Court As to commercial assistance, the applicants of First Instance (order of 30 November 1992 pointed to the transfer of assets such as good- in Case T-36/92 SFEI and Others v Commis- will and stock, and promotion and advertising sion [1992] ECR 11-2479). On appeal, the by La Poste in favour of SFMI. Court of Justice annulled that order and referred the case back to the Court of First Instance (Case C-39/93 P SFEI and Others v Commission [1994] ECR 1-2681).

The abuse was alleged to have consisted in La Poste allowing its subsidiary SFMI to make use of its infrastructure on unusually favour- able terms in order to extend its dominant position on the basic mail market to the asso- By letter of 4 August 1994 the Commission ciated market in international express mail. withdrew the decision which was the subject That abuse was said to have resulted in cross- of Case T-36/92. The Court of First Instance subsidies in favour of SFMI. consequently ruled that there was no need to

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give judgment (order of 3 October 1994 in The contested decision Case T-36/92 SFEI and Others v Commis- sion, not reported in the ECR).

4. The Decision reads as follows (omitting the paragraph numbering): O n 29 August 1994 SFEI called upon the Commission to act, in accordance with Article 175 of the Treaty.

'The Commission refers to your complaint dated 21 December 1990, to which was annexed a copy of a separate complaint made O n 28 October 1994 the Commission sent to the French Conseil de la Concurrence SFEI a letter pursuant to Article 6 of Regula- (Competition Council) on 20 December 1990. tion N o 99/63/EEC of the Commission of 25 Both complaints concerned the international July 1963 on the hearings provided for in express services of the French postal admin- Article 19(1) and (2) of Council Regulation istration. N o 17 (OJ, English Special Edition 1963-1964, p. 47), informing it that it proposed to reject the complaint.

O n 28 October 1994 the Commission sent you a letter under Article 6 of Regulation N o 99/63 stating that the evidence collected in By letter of 28 November 1994 SFEI sent the the investigation of the case did not enable Commission its observations and called upon the Commission to give a favourable answer the Commission to address a definitive deci- to your complaint in so far as it concerned sion to it. Article 86 of the Treaty, and inviting you to submit your comments on the point.

O n 30 December 1994 the Commission adopted the decision which is the subject of In your comments of 28 November 1994 you the present action (hereinafter 'the Decision'). maintained your position with regard to the SFEI received notification of it on 4 January abuse of dominant position by La Poste and 1995. SFMI.

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In the light of those comments, the Commis- Second, following an investigation carried out sion informs you by this letter of its final under Regulation N o 4064/89 into the joint decision regarding your complaint of 21 venture (GD Net) set up by TNT, La Poste December 1990 with respect to the initiation and four other postal administrations, the of proceedings under Article 86. Commission published its decision of 2 December 1991 in Case IV/M.102. By its decision of 2 December 1991 the Commis- sion decided not to oppose the concentration notified and to declare it compatible with the common market. It emphasised in particular that, with respect to the joint venture, the proposed transaction did not create or strengthen a dominant position which might The Commission considers, for the reasons significantly hinder competition within the set out in its letter of 28 October 1994, that common market or in a substantial part of it. there is insufficient evidence in the present case showing that alleged infringements are continuing for it to be able to give a favour- able answer to your complaint. In this respect, your comments of 28 November do not add any further evidence which might allow the Commission to alter that conclusion, which is supported by the grounds stated below. Some essential points of the decision related to the possible impact of the activities of the former SFMI on competitors: SFMI's exclu- sive access to La Postc's facilities had been reduced in scope and was to end two years after completion of the merger, thus dis- tancing it from any subcontracting activity of La Poste. Any access facility lawfully granted by La Poste to SFMI had likewise to be offered to any other express operator with First, the Green Paper on postal services in whom La Poste signed a contract. the single market and the Guidelines for the development of Community postal services (COM (93)247 final of 2 June 1993) address inter alia the principal problems raised in SFEFs complaint. Although those documents contain only proposals de lege ferenda, they must be taken into consideration in particular in assessing whether the Commission is That outcome matches the proposed solutions making appropriate use of its limited resources, for the future which you submitted on 21 especially whether they arc being put to use December 1990. You asked for SFMI to be in developing a regulatory framework con- ordered to pay for PTT services at the same cerning the future of the postal services market rate as if it was buying them from a private rather than investigating on its own initiative company, if SFMI chose to continue using alleged infringements which have been those services; for "all aid and discrimina- reported to it. tion" to be put an end to; and for SFMI to

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"adjust its prices according to the real value information on any infringements of Article of the services provided by La Poste". 86 would have to be supplied for the Com- mission to be able to justify investigating those activities.

Consequently, it is clear that the problems you refer to in relation to present and future Moreover, the Commission considers that it competition in the international express mail is not obliged to examine possible infringe- sector have been adequately resolved by the ments of the competition rules which have measures taken so far by the Commission. taken place in the past, if the sole purpose or effect of such an investigation is to serve the individual interests of the parties. The Com- mission sees no interest in embarking on such an investigation under Article 86 of the Treaty,

If you consider that the conditions imposed on La Poste in Case IV/M.102 have not been complied with, in particular in the field of For the above reasons, I inform you that your transport and advertising, it is then for you to complaint is rejected.' provide — as far as possible — evidence, and possible to bring a complaint on the basis of Article 3(2) of Regulation N o 17. However, statements that "at present the tariffs (exclud- ing possible rebates) applied by SFMI remain substantially lower than those of the mem- The contested judgment bers of SFEI" (page 3 of your letter of 28 November) or "Chronopost is advertised onP&Tlorries" (report annexed to your letter) must be supported by evidence to justify an investigation by the Commission. 5. The Court of First Instance dismissed the application for annulment in its entirety, rejecting one by one the five pleas on which it was based.

The Commission's actions under Article 86 of the Treaty are aimed at maintaining genuine competition in the internal market. In the case of the Community market in international 6. In essence, the Court of First Instance took express services, having regard to the signifi- the view that the Commission Decision cant development described above, new rejecting the complaint was based on the

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sole ground that in the circumstances of the 9. Finally, the Court of First Instance found case there was no sufficient Community that the applicants had not proved that the interest in the matter (paragraph 34). The Commission misused its powers by adopting Court observed that this conclusion was law- the contested Decision. fully reached in the present case because the Commission was justified in finding that, as the complainants had not furnished proof to the contrary, the practices in question had ceased after the adoption of the concomitant decision (the GD Net decision mentioned The first ground of appeal above).

10. The first ground of appeal, alleging 'mis- construction of the contested decision', is divided into two parts: (a) the Court of First Instance is said to have misconstrued the Decision in finding that it was not based on two distinct grounds, and (b) the Court also misconstrued the Decision by introducing the 7. The Court of First Instance also consid- factor of 'Community interest' which was not ered that the Decision did not infringe Article mentioned by the Decision. 190 of the Treaty because it sets out clearly and unequivocally the Commission's rea- soning. Furthermore, the Decision does not contradict itself.

11. It is true that the wording of the Deci- sion is somewhat ambiguous because it docs not use the term 'Community interest', which has well-known legal connotations and is gen- erally used in acts of that type. The Court of First Instance was aware of this when it made the following observations in paragraphs 31 and 32 of the judgment: 8. Likewise the Court dismissed the plea that the Commission infringed the principle of good administration by not taking account of an expert report of 6 December 1990 because it referred to a period prior to the adoption of the GD Net decision. With regard to the '... the only reference to the Community supposed breach of the principle of non- interest — an implicit one, moreover, as it discrimination, the situations alleged by the only refers to interest — appears in the pen- complainants were not comparable with the ultimate paragraph of the Decision, con- present case. cerning past infringements. ... However, the

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Court considers that the lack of Community- 14. The Court of First Instance correctly set interest in continuing the investigation of the out the logical sequence of the reasoning of complaint underlies the whole Decision. The the Decision, in spite of the superimposed penultimate paragraph cannot be dissociated observations which it contains. Rightly or from the rest of the document.' wrongly, the Commission considered that the matter had no 'interest' which would justify investigating it because the Commission itself had already taken action in the sector in question and the contested practices had ceased. That interest can be none other than the 'Community interest' which the Com- mission must serve and which it has power to assess in principle, subject to review by the Court.

12. If the decision is read without prejudice and impartially, it will be seen that it contains (a) a first reference to the Commission's pro- posals de lege ferenda concerning the postal sector, (b) the main argument concerning the effect of the GD Net decision on the prac- tices complained of, which the Commission 15. It happens that the term 'Community considered to have ceased, and (c) a final interest' is somewhat ambiguous. It has a statement that 'the Commission sees no narrow sense which was discussed by the interest in embarking on such an investiga- Court of First Instance in the Automec v tion under Article 86 of the Treaty' in rela- Commission judgment, 2 the characteristic fea- tion to past infringements if the sole purpose tures of which are well-known, but this is not or effect of such an investigation is to serve the only sense. The term, is also used in the individual interests of the parties. speaking of the absence of a (Community) interest in circumstances like those of the present case, where the Commission found that there was no interest in setting in motion its powers of investigation.

13. N o doubt it would have been desirable for the Commission to give a decision in more categorical, explicit terms instead of a series 16. Furthermore, the appellants themselves of observations which do not clearly relate to recognised in their application to the Court its ultimate rejection of the complaint. H o w - of First Instance that the Commission had, in the Decision, used the absence of Commu- ever, as I see it, this does not mean that the nity interest as one of the reasons for rejecting Court of First Instance 'misconstrued' the Decision in concluding, after examining the Decision as a whole, that it was based on the lack of a sufficient Community interest. 2 — Case T-24/90 [1992] ECR 11-2223.

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their complaint. One of the pleas in law on in itself and its author must adopt it by taking which the application for annulment was account of the particular circumstances of the based (paragraph 5.6) was precisely that, by- case and not by reference to other facts or rejecting the complaint on the ground that other cases which have already been judged there was no Community interest, the Com- or decided. In the present case, therefore, the mission had made a manifest error of assess- Commission should not have referred to the ment. 3 It is somewhat inconsistent to criticise GD Net decision. the Court of First Instance for 'rinding' in the Decision a legal factor which they themselves consider essential to that Decision (that is to say, the absence of a Community interest).

19. The criticism of this point of the judg- ment seems to me clearly unfounded. There Second ground of appeal is no mistake in law on the part of the Court of First Instance in concluding that the Com- mission could refer to the GD Net decision, as it did, and that the reference formed part of the Commission's reasoning in rejecting the complaint.

17. The second ground of appeal contends that there was an 'error in law' on the part of the Court of First Instance in finding that the Commission could support the contested Decision by referring to another decision. 20. There is nothing to prevent the statement of reasons of an administrative act from refer- ring to other acts, particularly if they arc con- nected or related to each other. Likewise, in such cases, there is nothing to prevent the author of the act from using the existence of 18. In the appellants' opinion, every judicial a previous act and its content as a logical or administrative decision must be sufficient argument leading to certain conclusions when examining a later act.

3 — The application for annulment contains the following passage (paragraph 91): 'the Commission's decision ... to reject the complaint appears to be based on the two following reasons: the Community interest would not justify the opening of an investigation under Article 86'. In paragraph 185 of the same application the applicants state that 'in considering that there was no interest in opening an investigation under Article 86 of the Treaty (naragraph 13 of the Decision), the Commis- sion exercises the option which it has by virtue of case-law to reject a complaint for lack of Community interest'. The 21. This is precisely what happened here. The applicants expressed themselves in similar terms in paragraph Decision refers to a previous decision relating 188 of the application: 'SFEI contends ... that the Commis- sion made manifest errors of assessment regarding the Com- to the same sector, in which certain condi- munity interest in continuing the investigation into the matter, in so_ far as the Commission bases its assessment of the Com- tions were imposed on a concentration of munity interest on the existence of proposals tic lege ferenda'. postal undertakings. The existence of the

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previous decision (GD Net) and the fulfil- for certain Community acts adopted jointly ment of the conditions in it lead the Commis- by the European Parliament and the Council sion to reach certain conclusions regarding or by the Council or the Commission, but the justification of the complaint by UFEX this does not include decisions of judicial and the other undertakings. Therefore it bodies such as the Court of First Instance. 4 cannot be said that, from the viewpoint of Therefore it is insufficient to cite Article 190 statement of reasons, the Commission made as a ground of appeal in order to censure sup- an error of law which the Court of First posed internal defects in a judgment, such as Instance ought to have censured. contradictory arguments or the failure to reply to submissions of the appellants.

22. Whether the G D Net decision and the problems of implementing it are sufficient to justify the rejection of the complaint is another question, which is not a matter of the formal reasoning of the Decision but of its substance, that is to say, a matter of assessing the Com- munity interest underlying the decision.

25. The reference in the appeal to Article 190 of the Treaty may be due to the unfortunate transposition to the appeal proceedings of an Third ground of appeal argument in the application for annulment before the Court of First Instance, and it overlooks the differences between the proce- dure on appeal and that at first instance. The appellants could challenge an administrative act before the Court of First Instance on the ground that it was in breach of Article 190, 23. The third ground of appeal relates to but they cannot rely on the same argument, 'breach of Article 190 of the Treaty' and con- which is directed specifically at an adminis- sists of two parts: (a) the judgment is said to trative act, against the judgment of the Court contain contradictory arguments, and (b) the of First Instance dismissing that particular judgment does not reply to the appellants' plea. submissions on a fundamental point.

4 — Obviously, the judgments of the Court of First Instance, like those of any judicial body, must state the reasons on which they are based, as required by Article 81 of the Rules of Pro- cedure of that Court, but not by Article 190 of the Treaty. The function of a court (iuris dictio) is not only inseparable from the obligation to state the reasons for a judgment, but finds its legitimation therein. This was not always the case: in 24. Article 190 of the Treaty refers only to absolutist regimes, not only did the courts not state the rea- sons for their decision, they were actually prohibited from the requirement that reasons must be stated doing so.

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26. However, it is clear that any contradic- decision serves to establish a premiss: even if tion in the legal reasoning of a judgment, and those practices had existed in the past, the likewise the absolute insufficiency of such existence of that decision would mean that reasoning, 5 are legal defects which may lead they ceased when it took effect, with the result to a first instance judgment being set aside or that there would be no Community interest amended, as they are unjustifiable mistakes in in taking action against the breach. However, law which, if they have a decisive influence this docs not mean that, in the GD Net deci- on the judgment, vitiate it entirely. Therefore sion, the Commission assessed those prac- I consider that the Court of Justice may tices. examine the third ground of appeal.

29. The second limb of this ground of appeal 27. So far as the first limb of this ground is should not succeed cither. The Court of First concerned, the judgment does not contradict Instance docs indeed reply to the appellants' itself when it states on the one hand that the submissions concerning the differences Decision did not 'assess the contested prac- between the reasons for the first rejection of tices from the viewpoint of Article 86 of the the complaint (letter of 10 March 1992) and Treaty' and, on the other, admits that the the final rejection (the Decision). These sub- Commission considered that the practices in missions and the letter arc referred to in para- question had come to an end after the G D graph 22 of the judgment and the submis- Net decision. sions arc dismissed in paragraph 35, inter aita.

The fourth ground of appeal

28. There is no contradiction whatever in the judgment because the Court of First Instance merely finds that the Decision rejects the complaint for the lack of a sufficient interest, and such finding does not entail an assess- ment of the practices in question by reference to Article 86. The reference to the G D Net 30. With the fourth ground of appeal, entitled 'Lack of legal basis', the appellants contend that the Court of First Instance did not make 5 — Absolute insufficiency of the legal reasoning (which would be the inquiries necessary to ascertain whether a defect in the judgment) should not be confused with the absence of a detailed reply to each and every one of the argu- the Commission was entitled to find that ments j n an appeal, which is possible in the context of an entire judgment. Sometimes a comprehensive reply dismisses there was no economic justification for the simultaneously several arguments of both parties. subsidies to La Poste and its subsidiary.

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31. The appellants' position on this point specifically states as a fact that the postal (paragraph 56 of the appeal) is not exactly a authorities had no economic interest in sub- model of clarity or of good grammar. In their sidising their joint subsidiary. The absence of opinion, 'the Court of First Instance did not such interest was noted by the Commission make the essential enquiries to ascertain (paragraph 62 of the judgment). whether (i) it -would be justified in concluding that the defendant was wrong in stating that La Poste could continue to provide cross- subsidies in the absence of requests from third parties to join the network, and (ii) whether therefore it could or could not lawfully apply Article 86 of the Treaty or the Community interest.' 34. This is a factual finding made by the Court of First Instance after examining the evidence, and therefore the finding cannot be refuted on appeal unless it is shown (which is not the case) that the evidence was completely misinterpreted.

32. In response to the Commission's objec- tion that 'lack of legal basis' is ambiguous because it does not specify the rule of law which is said to have been broken, the appel- lants observe in their reply 6 that 'legal basis' is a customary term in French procedural law and it refers to 'the observations which must 35. However, judging by the terms in which justify the operative part of a judgment, and it is formulated, the fourth ground of appeal not to a statutory provision as such'. Conse- appears to be based, not on the allegedly quently, if a judgment lacks a legal basis, the insufficient account of certain facts (which, as actual body of the judgment does not give a I have said, are clearly set out by the Court sufficiently detailed account of the facts to of First Instance), but on the fact that it did enable the appellate court to verify that the not make satisfactory inquiries and did not law was correctly applied to those facts. obtain the evidence necessary for determining those facts scrupulously.

33. Viewed from this angle, the ground of 36. Considered in this light, this ground of appeal must be dismissed. The judgment appeal is directed not so much against the judgment itself as against the previous inquiries by the Court of First Instance which, in the 6 — Footnote 11 of the reply. course of the proceedings, is said not to have

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taken sufficient evidence to verify one of the Instance could not lawfully conclude, having facts at issue (the existence or otherwise of regard to the actual documents in the file, cross-subsidies). that the Commission was justified in finding that the practices in question had ceased.

37. The reference to the fact that there would be no economic justification for La Poste to 40. Clearly, with this ground of appeal the cross-subsidise the joint subsidiary appears in appellants arc directly challenging the assess- paragraph 72 of the judgment as an additional ment of the facts by the Court of First argument, added to the fourth of the five Instance. arguments from which the Court of First Instance concluded that the Commission could legitimately find that the practices alleged in the complaint had ceased as a result of the adoption of the G D Net decision.

41. As I did in my opinion in the John Deere Limited v Commission case, 7 I shall set out briefly the development of the Court's case law concerning objections to the factual assess- ments in first instance judgments. The Court of Justice has held that an appeal may be based 38. The presence of these two factors and the only on grounds relating to the infringement comprehensive objection, in the fifth ground of rules of law, to the exclusion of any appraisal of appeal, that this last conclusion of the of the facts. The Court has thus taken the Court of First Instance is mistaken in law view that the appraisal by the Court of First make it expedient to consider this 'part' of Instance of the evidence submitted to it does the fourth ground of appeal together with the not constitute a legal issue which may be fifth. reviewed in an appeal, except where such evi- dence has been distorted or where the mate- rial inaccuracy of the findings of the Court of First Instance is apparent from the documents in the file. The Court of Justice has no juris- diction to examine evidence accepted by the The fifth ground of appeal Court of First Instance in determining the facts, provided that it was properly obtained and the general rules and principles of law concerning the burden of proof and the appraisal of evidence were observed. On the other hand, the Court of Justice is entitled to

39. The fifth ground of appeal complains of another 'error of law': the Court of First 7 — Case C-7/95 P, [1998] ECR 1-3111, point 24.

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review the legal characterisation of the facts before 18 March 1995. The Commission could and the legal conclusions drawn from them not, in 1994, rely on undertakings which were by the Court of First Instance. s not yet binding in order to conclude that the practices in question had ceased.

42. In their criticism, the appellants seek sup- port precisely in one of the Openings' which 45. However, such an allegation goes far permit factual assessments to be challenged: beyond a mere claim that there was an ordi- material inaccuracy as shown by the actual nary mistake or material inaccuracy arising documents in the file. from a document in the file. In reality, this argument impinges on the area of the judicial interpretation (which is open to dispute) which can be attached to the meaning and the scope of a particular administrative act. In other words, the appellants are trying to reopen the first-instance argument concerning the assess- 43. This criticism is directed first at paragraph ment of evidence and the determining of the 68 of the judgment, which states that 'with facts which it proves. respect to the Commission's certainty that the practices had ceased, it should be observed that since La Poste is bound by the agree- ments notified and the undertakings given, the Commission was entitled to consider that, once the concentration had been implemented, in other words on 18 March 1992, according 46. This is clear from the argument which to the information provided to the Court [of began in the statement of defence and con- First Instance], those provisions were being tinued in the reply and the rejoinder con- observed, in the absence of evidence to the cerning the scope of the undertakings imposed contrary.' by the G D Net decision and their effects in time.

44. In the appellants' opinion, this is refuted by the wording of the GD Net decision itself, 47. Secondly, the appellants also criticise the the undertakings of which do not take effect statement in paragraph 71 of the judgment that 'that conclusion [that the Commission made no error in finding that the evidence 8 — Sec the judgments in Case C-53/92 P Hilti v Commission produced by the complainants was not suf- [1994] ECR 1-667, paragraph 42, and Joined Cases C-241/91 P and C-242/91 P RTE and ITP v Commission [1995] ECR ficient to justify an investigation] cannot be 1-743, paragraph 67, and also the order of 17 September 1996 affected by the fact, to which the appellants in Case C-19/95 San Marco v Commission [1996] ECR 1-4435, paragraphs 39 and 40. drew attention at the hearing, that in July

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1996 the Commission decided to initiate the Commission was 'unaware' whether the procedure provided for in Article 93(2) of the undertakings imposed by the GD Net deci- Treaty regarding aid allegedly granted by sion had been fulfilled or not. The Court France to SFMI-Chronopost (OJ 1996 merely observes that the Commission did not C 206, p. 3). The decision to initiate such have sufficient evidence to warrant an inves- proceedings does not show that at the time tigation in respect of the period after the when the Decision was adopted the Commis- adoption of the GD Net decision, as the evi- sion had sufficient evidence to warrant starting dence produced by the complainants was an investigation under Article 86 of the Treaty insufficient for that purpose. in respect of the period after the adoption of the GD Net decision.'

The sixth ground of appeal

48. The appellants claim that the new deci- sion of 1996 shows clearly that, even for the period after the GD Net decision, the Com- mission did not know whether the undertak- ings which it imposed had been fulfilled or not. 51. With the sixth ground of appeal the appel- lants complain of a 'breach of the rules of law on the assessment of the Community interest' by the Court of First Instance.

49. Once again the question raised by the appellants is not a matter of 'material inaccu- racy' but of the judicial interpretation of a particular document, which disqualifies this ground of appeal because the appellants arc merely seeking to have the Court of Justice 52. In particular, the appellants criticise para- take the place of the Court of First Instance graph 46 of the judgment, which states that in assessing the facts. 'while this Court [of First Instance] has indeed listed the factors which the Community must in particular balance when assessing the Com- munity interest, it is nevertheless the case that the Commission is entitled to take other rel- evant factors into account in that assessment. Assessment of the Community interest is nec- 50. Furthermore, the interpretation suggested essarily founded on an examination of the by the appellants does not really contradict particular circumstances of each case, subject paragraph 71 of the judgment, because in the to review by the Court [of First Instance] last sentence of paragraph 71 the Court of (judgment in Automec v Commission, para- First Instance does not deny that the graph 86).'

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53. The appellants consider that these obser- Instance itself is not absolutely bound by its vations are in breach of Community law in previous decisions, from which it can always two respects. O n the one hand, they are con- depart provided that is justified. trary to the rules of law on assessment of the Community interest and, on the other, they infringe the principles of legal certainty and legitimate expectation.

57. O n the other hand, there is no reason for 54. In the appellants' opinion, the concept of regarding the list of criteria for assessing the the Community interest and the legal rules Community interest laid down in the Automec relating to its application (both the concept v Commission judgment as exhaustive. The and the rules being judge-made law) were Court of First Instance rightly observes that developed by the Court of First Instance in the particular circumstances of each case and the Automec v Commission judgment and the grounds on which the Commission justi- were always followed by that Court in sub- fies every decision to reject a complaint are sequent judgments. Therefore the same Court decisive. In a sector such as the present, where cannot refrain from applying the three cri- legal situations may vary considerably, new teria for assessing the Community interest criteria of assessment may arise which were which it has itself developed (the significance not foreseen in the past and the Court of of the alleged infringement, the probability of First Instance will have to decide whether establishing its existence, and the scope of the they are appropriate in law. investigation necessary for that purpose), oth- erwise it will be in breach of the rules and principles of law referred to in the preceding paragraph.

55. In my opinion, this ground of appeal 58. This is what has happened in the present cannot succeed in the terms in which it is for- case, in which the Commission's reason for mulated, for two reasons. rejecting the complaint was that it considered that the alleged practices had ceased, mainly owing to its own intervention, and that there- fore there was no justification for starting an investigation. Consequently this is a new factor which must be taken into account, 56. Firstly, as a matter of principle it is ques- being different from the three referred to in tionable whether certain criteria for assessing the Automec v Commission judgment. It was the Community interest laid down by the reasonable for the Court of First Instance to Court of First Instance in a particular case consider whether this new argument of the must, without more, be deemed to be 'rules Commission conformed with the law, instead of law' which the Court of Justice has an of merely dismissing it as not being one of obligation to safeguard. The Court of First the criteria specified in the said judgment.

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59. To accept the appellants' argument on this 62. The arguments in question may be point would amount to 'rigidifying' the described as two of a general nature, and a case-law in question and preventing not only third which applies the others to this par- its further development, hut also any addition ticular case. to it. There is nothing to prevent the Court of First Instance, when ruling on a Commis- sion decision, from finding that there is a fur- ther criterion for assessing the Community interest, in addition to those laid down in the Aiitomec v Commission judgment, which may justify the rejection of complaints concerning certain anti-competitive practices. 63. Before formulating these three arguments, the Court of First Instance laid down, in paragraphs 54 to 56 of the judgment, three premises which are common ground:

The seventh ground of appeal

(a) the extent of the Commission's obliga- tions in matters of competition law must be considered in the light of Article 89(1) of the Treaty, which constitutes, with regard to those matters, the specific expression of the general supervisory role conferred on the Commission by Article 60. The seventh ground is in fact the most 155 of the Treaty; important and, for the reasons which I shall set out, I consider that, unlike the others, it must succeed. I shall therefore propose that it be allowed and that the first-instance judg- ment be set aside. (b) Article 3 of Council Regulation N o 17 of 6 February 1962, First Regulation imple- menting Articles 85 and 86 of the Treaty, 9 docs not confer upon a person who lodges an application under that article the right to obtain from the Commission a deci- sion within the meaning of Article 189 of 61. The seventh ground alleges 'breach of the Treaty, regarding the existence or oth- Article 86 of the EC Treaty, read in conjunc- erwise of an infringement of Article 85 or tion with Articles 3(g), 89 and 155 of the EC 86 of the Treaty. The Commission is thus Treaty'. It criticises the arguments in para- entitled to give different degrees of pri- graphs 57 to 59 of the judgment and the con- ority to complaints made to it, and it is clusions reached by the Court of First Instance which lead it to dismiss the action for annul- ment. 9 — OJ, English Special Edition 1959-1962, p. 87.

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legitimate for it to refer to the Commu- the practices complained of, since it is only nity interest presented by a case as a cri- the effect of that decision which must be terion of priority; taken into account.

(c) Article 86 of the Treaty is an application — In such a case, investigating the matter of the general objective of the activities of and establishing that infringements have the Community laid down by Article 3(g) taken place in the past would no longer of the Treaty, namely the establishment help to ensure undistorted competition in of a system ensuring that competition in the common market and would thus not the common market is not distorted. represent fulfilment of the functions con- ferred on the Commission by the Treaty. The essential object of pursuing the case would be to make it easier for the com- plainants to prove fault in an action for damages in the national courts. 64. Starting from these premises, the judg- ment follows a Une of reasoning regarding the complaints concerning past infringements and applies that reasoning to the present case in order to justify the Commission's acts.

66. Applying this reasoning to the present case, the Court of First Instance concludes in favour of the contested Decision with the fol- lowing observations in paragraph 59 of the judgment: 'consequently, in the present case 65. The reasoning is set out in paragraphs 57 the Commission was entitled to consider that, and 58 of the judgment as follows: having put an end to the practices complained of by adopting another decision and having thus exercised its function of ensuring that the Treaty is properly applied, it would not constitute an appropriate use of its limited — In view of that general objective and the resources to continue the procedure solely in functions conferred on the Commission, order to assess past acts from the point of the Court of First Instance considers that, view of Article 86 of the Treaty, especially provided it states the reasons for its deci- when it was otherwise making efforts to estab- sion, the Commission may lawfully decide lish a legislative framework in the sector con- that it is not appropriate to pursue a com- cerned. The Commission's analysis was all plaint regarding practices which have since the more reasonable in that, given a definitive ceased, all the more so where, as in the decision by it not to investigate a complaint present case, they have ceased as a result of breach of Article 86, the national courts, in which the applicants might bring proceed- of action by the Commission. It is not ings, have jurisdiction to rule on the alleged important to know the legal basis for the infringement.' adoption of a decision putting an end to

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67. I think the appellants' criticism of this proof of past infringements would only be of part of the judgment is well-founded and suf- subjective interest to the complainants, but of ficient to make their appeal successful. no interest to the Commission. The same error leads the Court to observe that the 'essential object' of pursuing such a case would be to make it easier for the complainants to prove fault in an action for damages in the national courts.

68. Complaints concerning abuses of a domi- nant position, contrary to Article 86 of the Treaty, are almost inevitably complaints of past acts. I0 When an undertaking has engaged in practices of that kind in a particular sector, abusing its dominant position in the market in question and thereby unlawfully distorting competition, the mere fact that the practices 70. The competition which the Commission ceased at a given time is not sufficient, in the must safeguard is not secured when an under- absence of other factors (which I shall refer taking has ceased the practices by means of to below), to justify the Commission in which it proposed to exploit its dominant refraining from taking action on complaints position only because they have been suc- from competitors of that undertaking. cessful. The practices have ceased, but their effects remain.

69. In my opinion, the Court of First Instance is mistaken in law in stating that in such cases

71. If the argument in the abovementioned 10 — On this point the Commission's representative at the hearing paragraphs of the judgment were to be put forward the Commission's argument that, unlike pro- ceedings under Article 92 of the Treaty concerning State accepted (particularly in relation to markets aids, which arc always directed at the past, proceedings under Article 86 arc ^directed at the future because they have the recently opened to competition, such as object of puttings an end to the breach. This argument is express mail), that would have the paradoxical somewhat surprising as it contradicts previous arguments by the Commission itself before the Court of First Instance. effect of rewarding an undertaking which, by For example, in Joined Cases C-68/94 and C-30/95 France anil Others v Commission [1998] ECR 1-1375, when abusing initially its dominant position, suc- explaining the differences between the procedure under ceeds in permanently distorting the general Article 86 and that of controlling concentrations between undertakings (Council Regulation (EEC) N o 4064/89 of 21 market situation. In such cases, the cessation December 1989 on the control of concentrations between of the original practices docs not mean that undertakings, OJ 1990 L 257, p. 14), the Commission's argument was precisely the opposite: regarding abuse of a competition is no longer distorted, but that dominant position, 'the investigation relates to abuses situ- ated in the past', whereas the examination must concentrate the undertaking in question has found that on the future when it is a matter of applying the said regula- those practices have achieved their object and tion. See the judgment of the Court of Justice of 31 Marcii 1998 in that case, ECR 1-1375, paragraphs 179 and 180. are no longer necessary.

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72. The Commission should not tolerate such 75. Where the latter interest exists (because a situation and has an obligation to restore the sector in question undoubtedly has a freedom of competition in the sector con- Community dimension and Community sig- cerned, provided that the other factors justi- nificance and it is relatively easy to detect the fying a 'Community interest' in intervention breach complained of in that sector, without by the Commission are present. For this pur- the need for exceptional measures of investi- pose, the first step is to ascertain whether the gation), it cannot be argued that the Commis- undertaking in question has abused its domi- sion's measures would only serve to produce nant position, which means that the Commis- evidence with a view to an action for dam- sion must put in motion the investigation ages in the national courts. procedures which the complainants seek.

76. The Commission's failure to take action is not justified either by the fact that practices arising from abuse of a dominant position ceased either by reason of a unilateral deci- 73. Furthermore, where an undertaking or sion of the undertaking which abused its group of undertakings exercise their right dominant position or by reason of collateral under Regulation N o 17, which I referred to measures taken by the Commission for a dif- above, and lodge a complaint, they may legiti- ferent purpose, but which had the indirect mately be acting with a view to restoring bal- effect of attaining the same result. In any case, anced competition (after it has been distorted) the essential point in judging whether the as much as in defence of their own commer- Decision was appropriate in law is that the cial interests. discontinuance of the practices did not mean the disappearance of their anti-competitive effects.

74. Undertakings which complain of anti- 77. Let me mention once again that, in the competitive practices perform an activating context of the proceedings provided for by function or, so to speak, act as catalysts for Article 168a of the Treaty, the Court of Jus- measures by the Commission involving two tice is confined to examining points of law orders of interests — the interests of the and is therefore bound by the facts which the undertakings themselves in averting commer- Court of First Instance finds proven. n There- cial damage as a result of the unlawful prac- fore the Court of Justice must start from the tices of their competitors, and the general finding that the G D N e t decision led to the interest that the competition rules should be observed, an interest which is safeguarded by Community law and must be protected by 11 — Obviously, without prejudice to reviewing those facts within the Commission. the limits which I indicated in paragraph 41 of this opinion.

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cessation of the practices whereby La Poste after that decision and they ought to have perhaps abused its dominant position in the prompted the Commission to monitor devel- postal sector. 12 Although I accept that the opments in the sector, even on its own initia- evidential basis of this finding is weak, as it is tive. based on a mere unverified presumption that certain undertakings imposed by the GD Net decision were being fulfilled, the limits on the power of review of the Court of Justice on appeal permit of no other course.

80. In Decision N o 000978 relating to a pro- cedure for the application of Article 86 of the Treaty, which the Commission sent to SFEI on 10 March 1992 to inform it that its com- 78. However, both the Commission, when it plaint had been rejected (a decision which adopted the Decision, and the Court of First was withdrawn by the Commission itself after Instance, when reviewing it, must have been the Court of Justice annulled the ruling by aware that, even if La Poste had ceased the the Court of First Instance that the action for practices of which the appellant undertakings annulment of the decision was inadmissi- complained, an investigation was still justified ble), 13 the Commission observed that 'in such to establish whether the effects of those past circumstances, although wc have no intention practices were still distorting competition in of continuing our investigation under Article the French market for express international 86,1 can assure you that wc shall continue to mail. monitor closely developments in this market.'

79. In reality, the Commission's attitude in the matter shows a passivity which is difficult 81. No-one has given a satisfactory explana- to understand, given the importance of the tion of why, after making these statements in market in question and its obvious Commu- 1992, that is to say, after adopting the G D nity dimension. The same reasons which Net decision, the Commission not only took existed for the adoption in 1991 of a decision no further steps to monitor the market, but relating to the concentration of postal under- even refused requests by the complainant takings in the express mail sector still existed undertakings to do so. That was their only purpose in requesting the opening of an inves- tigation on the basis of Article 86 of the EC Treaty. 12 — In reality, the position of the Court of First Instance on this point is not as clear or unequivocal as it may appear: some- times the judgment appears to accept it as proven that the practices ceased (paragraphs 57, 58 and 59) but at other times k merely observes that the Commission was entitled toconsidcr that the practices had ceased, in the absence of 13 — Sec paragraph 9 of the judgment of the Court of First evidence to the contrary (paragraph 68). Instance in the present action.

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82. The Commission later admitted that it undertakings, by abusing its dominant had done nothing to verify that the condi- position in a closed market. tions it had imposed in the G D Net decision to ensure freedom of competition in interna- tional express mail had been complied with. In Decision C-3/96 (which the Court of First Instance examined and which is referred to in paragraph 71 of the judgment appealed against), 14 the Commission stated that it had (b) In 1991 the Commission adopted a deci- no information concerning the implementa- sion (the G D Net decision) relating to tion of several of those conditions. In the the concentration by means of which La same decision the Commission admitted that Poste and other postal authorities had it had no information either concerning the created a joint venture. That decision action taken by La Poste on the Commis- imposed certain conditions on the latter. sion's recommendation that its accounting The Commission took no interest in com- system should show that the activities not pliance with those conditions or in the forming part of the public service (that is to actual situation in the market in question, say, competitive operations such as express in spite of the complaint which it had mail) were not subsidised. received from competing undertakings, and it refused to open an investigation into the matter four years after receiving the complaint.

83. To sum up, the situation as it appeared to the Court of First Instance was as follows: 84. In view of this situation, to say that the facts which are the subject of the complaint are in the past and that the Commission has already intervened in connection with them is not a sound reason for rejecting a complaint which has never been withdrawn, also bearing (a) In 1990 the undertakings concerned in mind the allegations in the course of the lodged a complaint with the Commission said four years which show that the effects of concerning a sector which had been the previous abuse of a dominant position recently opened to competition and which have persisted in a market which has the •was manifestly of Community impor- characteristics of the market in question. By tance and had a Community dimension, accepting, in substance, this argument of the in which they had grounds for suspecting Commission, which also appears in the con- anti-competitive practices on the part of tested decision, the Court of First Instance is La Poste for the benefit of its subsidiary mistaken with regard to the scope of the Commission's duty under Article 89 of the Treaty when ensuring the application of Article 14 — Sec paragraph 47 above. 86.

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Eighth ground of appeal Court of First Instance misapplied it. Con- strued in this way, this limb of the ground of appeal cannot be ruled inadmissible but, as I shall show, I think it must be dismissed in any case.

85. The eighth ground of appeal, entitled 'Breach of general principles of Community law', claims that the Court of First Instance's 88. The reasoning of the Court of First judgment infringes the principles of sound Instance on this point starts from the premiss administration, equality and non- that, by rejecting an expert report relating to discrimination, legal certainty and protection a period before the adoption of the GD Net of legitimate expectations. decision, the date when the practices in ques- tion ceased or ought to have ceased (the ques- tion of cessation being a key factor in the contested decision), the Commission's act was consistent with the logic of the Decision as a whole. Consequently, the irrelevance of the report arises from the internal logic of the Decision itself, from which it appears that the opening of an investigation would be of no 86. With regard to the principle of sound Community interest after the production of administration, the appellants object to para- the report. graph 100 of the judgment, the effect of which is that the Commission could give a valid ruling on the complaint without taking account of an expert report of 6 December 1990 because it referred to a period before the adoption of the GD Net decision.

89. This reasoning of the Court of First Instance docs not appear to be refuted by paragraph 146 ct scq. of the appeal. The appellants' submissions arc not adequate to show a mistake in law in that part of the judgment.

87. The Commission contends that this part of the eighth ground of appeal is inadmissible because it merely repeats the submissions of the original application. However, it should be observed that, as the appellants expressly state in paragraph 115 of their reply, they are 90. With regard to the supposed infringement not now accusing the Commission of having of the principle of equality and non- infringed the said principle, but claim that the discrimination, the appellants contend, firstly,

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that the Court of First Instance 'adopts a 93. In doing so, I take the opportunity to mistaken and abnormally reductive interpre- propose that the third part of the eighth tation of the concept of comparable situa- ground of appeal be dismissed. This claims tions' and, secondly, that it gives 'an interpre- that the Court of First Instance infringed the tation of the rules of law relating to assessment principles of legal certainty and protection of of the Community interest which does not legitimate expectations by departing from its conform with that which it has always upheld.' previous case-law (the Automec v Commis- sion judgment) and by permitting the Com- mission to assess the Community interest according to criteria differing from those in that judgment.

91. Both criticisms are unfounded. In para- graph 102 of the judgment the Court of First Instance merely observes, quite correctly, that the appellants have not shown the existence of a situation comparable to that which was the subject of their complaint. N o doubt the requirements regarding the degree of analogy of 'comparable situations' may be more or less stringent but, in any case, if the Commis- sion is alleged to have acted unlawfully in 94. As I noted when discussing the sixth rejecting a complaint concerning practices ground of appeal, assessment of the Commu- which were accepted on other occasions, it is nity interest is necessarily bound up with the reasonable to require the comparable situa- facts of each case, and the criteria set out in tion to be genuinely similar to the situation the Automec v Commission case are only some complained of. In the present case the appel- of the circumstances or factors which, among lants have not succeeded in identifying a com- others, may and must be taken into account. parable situation on which they can accu- Consequently, it cannot be said that there is rately base the charge of discrimination. discrimination in applying the law or infringe- ment of the principle of legal certainty (and, much less, of the principle of the protection of legitimate expectations) on the ground that, in a particular case, taking account of the cir- cumstances specific to that case, the Commis- sion did not refer to the criteria laid down by the Court's case-law, but to others which, according to the Commission, were decisive for accepting or rejecting the complaint. In 92. With regard to the alleged differing inter- any case, the unlimited jurisdiction of the pretation by the Court of First Instance of Court of First Instance in relation to such the rules of law relating to assessment of the assessments ensures that they conform with Community interest, I will repeat "what I said the rules of law. concerning the sixth ground of appeal.

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The ninth ground of appeal 97. In paragraph 117 of the judgment appealed against, the Court of First Instance states that 'the conjecture as to the purpose of the Com- mission's supposed changes of position, and the applicants' observations based on a letter allegedly sent by Sir Leon Brittan to the President of the Commission, which has not been produced and whose very existence is 95. The ninth ground of the appeal, which unconfirmed, rest solely on allegations which alleges 'errors in law in applying the concept are unsubstantiated and hence not capable of of misuse of powers' on the part of the Court constituting evidence from which the exist- of First Instance, is divided into two parts: (a) ence of a misuse of powers could be con- the Court is said to have given a ruling on the cluded'. 16 misuse of powers without examining all the documents referred to by the appellants, and (b) the Court was mistaken in describing the types of acts which could be regarded as evi- dence of a misuse of powers.

98. In my opinion, the Court of First Instance is mistaken in law (in this case, by not fol- 96. The document to which the first part of lowing the procedural rules concerning the the ground of appeal refers is a letter of 1 right to a fair hearing, thus damaging the June 1995 from Commissioner Sir Leon appellants' interests) in refusing, without Brittan to the President of the Commission, giving a satisfactory explanation, to treat as with copies to other members of the Com- evidence a document which in principle mission. According to the appellants, the letter appears to be relevant to the outcome of the shows that the Commission had decided delib- case and which was requested by the appli- erately not to pursue the breaches in the cants for production to the Court. If the postal sector which were the subject of com- Court was uncertain as to its existence, it plaints, but to bring about a 'political' solu- could easily have asked the Commission to tion of the problem. In their reply, the appel- produce the letter. It is not permissible to lants asked the Court of First Instance to question the existence of the document when, order the production of the letter and a at the same time (that is to say, in the same number of other documents to which they judgment), the Court refuses to grant the referred as evidence. I5 appellants' application for an order requiring the production of the document. In other words, the Court of First Instance cannot 15 — It is Iruc that the request for documentary proof in the reply reject allegations as unproven when the Court was rather vaguely worded because the Court of First itself refuses to order the production of the Instance was asked to order the production of documents showing that the Commission had formally refused to pursue evidence requested. the breaches and tilat it preferred a general political solution to the problem of liberalising the postal sector. However, the request for the production of evidence must also be viewed in the context of the remainder of die reply and the original application, both of which contain repeated express refer- ences to Sir Leon Brittan's letter. 16 — Emphasis added.

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99. Furthermore, by waiting until the stage present case, it is impossible for the parties of judgment for resolving procedural ques- who requested or offered the evidence to ask tions relating to allowing or rejecting mea- the Court of First Instance, during the oral sures of inquiry, on which a decision should procedure, to reconsider its position, and like- have been taken earlier, as the application was wise they cannot produce or offer at that stage made during the written stage of the proce- new evidence which would counteract the dure, the Court of First Instance is respon- rejection of the evidence previously offered. sible for a procedural irregularity.

102. However, it is not so much this proce- dural irregularity which leads me to propose that the Court allow the ninth ground of 100. Article 66 of the Rules of Procedure of appeal, but the very refusal to take evidence. the Court of First Instance provides that the For reasons which are easy to understand, an Court must prescribe the measures of inquiry accusation that an institution has misused its that it considers appropriate by means of an powers is not normally based on evidence order setting out the facts to be proved. The which can be accepted as proof, but on more order is to be served on the parties. The same or less reliable circumstantial evidence which logic requires that the Court's decision is offered for appraisal by a court. Individuals rejecting measures of inquiry requested by are usually only in a position to point out the parties during the written phase of the such evidence and to request the production procedure should also be taken by means of of the documents or testimony supporting an order, which must also be served on the them if these are in the possession of the parties. This is all the more necessary in so far institutions concerned. Therefore, provided as a refusal to take evidence may affect the that the circumstantial evidence shows a degree right to a fair hearing. It enables the parties of probability, to refuse that evidence without concerned to make submissions during the justification is all the more to be deprecated oral procedure with greater knowledge of in that this would, in most cases, help to their real possibilities of defence and it also deprive the parties concerned of their means safeguards their right to amplify evidence of action. (Article 66(2) of the Rules of Procedure) when the evidence offered is not admitted.

103. In the present case, the Court of First Instance could, theoretically, have refused the production of Sir Leon Brittan's letter on 101. Conversely, if the decision to refuse to substantive grounds, that is to say, because take evidence offered during the written stage the Court considered that, according to the is adopted in the judgment itself, as in the information concerning it supplied by the

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appellants, it added nothing to the informa- 106. This conclusion means that it is un- tion already available to the Court. This rea- necessary to examine the second part of this soning (which is in fact supported by the ground of appeal because, in default of one of Commission) would be debatable, but it would the items of evidence which might have been show that a position had been taken on the decisive in showing a misuse of powers, a document's relevance or otherwise. judgment on this point would not be safe.

107. Therefore two of the grounds of appeal must succeed, which means that the appeal should be allowed. 104. Nevertheless, this was not the explana- tion given by the Court of First Instance in paragraph 117 of the judgment (reproduced above) for not asking the Commission to produce the document. In reality it did not give a satisfactory explanation at all, as it Referral back to the Court of First Instance merely questioned the existence of the docu- ment and stated that it had not been pro- duced. It was precisely in order to prove its existence and its content that the appellants had asked the Court of First Instance to order its production.

108. To allow, on substantive grounds, the seventh ground of appeal would not only mean that the first instance judgment would have to be quashed, but would also enable the Court of Justice to exercise its power to give final judgment under Article 54 of the EC Statute of the Court. The outcome would then be simply to annul the contested deci- sion as unlawful. 105. To sum up, I consider that there was no reason for refusing the appellants' request for evidence and, on the contrary, there were good reasons for granting it. I also consider that, as it was a document which they regarded as a key factor and which they could not pro- duce themselves as it was in the possession of a Community institution, the Court of First 109. If the Court allows only the ninth ground Instance ought to have ordered its produc- of appeal, it cannot give final judgment. It tion. seems to me that a final judgment would

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require an express ruling on the misuse or 110. Under Article 122 of the Rules of Pro- otherwise of its powers by the Commission cedure of the Court of Justice, where the but, once again, this would not be possible appeal is well founded and the Court itself without the production of the documents can give final judgment, the respondent must requested as evidence. As the taking of evi- be ordered to pay the costs. It would not be dence is manifestly outside the limits of appeal necessary to give a decision on this point if, proceedings, it would be necessary to refer the appeal being well founded, the Court of the case back to the Court of First Instance. Justice does not give final judgment itself.

Conclusion

111. I therefore p r o p o s e t h a t t h e C o u r t should:

(1) q u a s h the j u d g m e n t of t h e C o u r t of First Instance of 15 J a n u a r y 1997 in C a s e C - 7 7 / 9 5 Syndicat Français de l'Express International and Others v Commis- sion;

(2) a n n u l t h e C o m m i s s i o n D e c i s i o n w h i c h w a s t h e subject of t h a t j u d g m e n t ;

(3) o r d e r t h e C o m m i s s i o n t o p a y t h e costs.

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