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Súdny dvor Európskej únie·26.1.1999

C-198/97

ECLI:EU:C:1999:23

Súd
Súdny dvor Európskej únie
IČS
61997CC0198

COMMISSION V GERMANY

OPINION OF ADVOCATE GENERAL JACOBS delivered on 26 January 1999 *

1. In this case the Commission seeks a 3. The Annex to the Directive lists a series declaration that the Federal Republic of of physical, chemical and microbiological Germany has failed to fulfil its obligations parameters applicable to bathing water. under Article 4(1) and Article 6(1) of Article 3 of the Directive provides: Council Directive 76/160/EEC of 8 Decem- ber 1975 concerning the quality of bathing water. 1 The Commission claims that Ger- many has infringed the Directive by failing to adopt in the old Länder the necessary provisions to ensure that the quality of bathing water is in conformity with the '1. Member States shall set, for all bathing values laid down under Article 3 within a areas or for each individual bathing area, period of 10 years following notification of the values applicable to bathing water for the Directive and by failing to comply with the parameters given in the Annex. the minimum sampling frequency laid down in the Annex to the Directive.

In the case of the parameters for which no values are given in the Annex, Member States may decide not to fix any values pursuant to the first subparagraph, until such time as figures have been determined. 2. The Directive seeks to protect the quality of bathing water in the Community, with the exception of water intended for thera- peutic purposes and water used in swim- ming pools. 2 Bathing water means all running or still fresh waters or parts thereof and sea water in which bathing is explicitly 2. The values set pursuant to paragraph 1 authorised by the competent authorities of may not be less stringent than those given each Member State, or is not prohibited in column I of the Annex. and is traditionally practised by a large number of bathers.

* Original language: English. 1 —OJ 1976 L 31, p. 1. 2 — Article 1(1). 3. ...'

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4. Article 4 of the Directive provides: fied in the Annex, show that it conforms to the parametric values for the quality of the water concerned, in the case of:

' 1 . Member States shall take all necessary measures to ensure that, within 10 years following the notification of this Directive, the quality of bathing water conforms to the limit values set in accordance with Article 3. — 95% of the samples for parameters corresponding to those specified in column I of the Annex;

3. In exceptional circumstances Member — 90% of the samples in all other cases States may grant derogations in respect of with the exception of the "total coli- the 10-year time limit laid down in para- form" and "faecal coliform" para- graph 1. Justifications for any such deroga- meters where the percentage may be tions based on plans for the management of 80% water within the area concerned must be communicated to the Commission as soon as possible and not later than six years following the notification of this Directive. The Commission shall examine these justi- fications in detail and, where necessary, make appropriate proposals concerning and if, in the case of the 5, 10 or 20% of them to the Council. the samples which do not comply:

— the water does not deviate from the parametric values in question by more 5. Article 5 of the Directive provides: than 50%, except for microbiological parameters, pH and dissolved oxygen;

'1. For the purposes of Article 4, bathing water shall be deemed to conform to the relevant parameters:

— consecutive water samples taken at statistically suitable intervals do not if samples of that water, taken at the same deviate from the relevant parametric sampling point and at the intervals speci- values.

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2. Deviations from the values referred to in Where a Member State waives the provi- Article 3 shall not be taken into considera- sions of this Directive, it shall forthwith tion in the calculation of the percentage notify the Commission thereof, stating its referred to in paragraph 1 when they are reasons and the periods anticipated.' the result of floods, other natural disasters or abnormal weather conditions.'

8. Article 13 of the Directive requires 6. Article 6(1) of the Directive requires Member States to submit a comprehensive Member States to carry out sampling report to the Commission on their bathing operations for which the minimum fre- water and the most significant character- quency is laid down in the Annex. istics thereof four years after notification of the Directive and at regular intervals there- after.

7. Article 8 of the Directive provides as far as is relevant:

9. Finally, Article 12 of the Directive pre- scribes an implementation date of two years from its notification. 'This Directive may be waived:

(a) in the case of certain parameters marked (0) in the Annex, because of exceptional weather or geographical conditions; I — Admissibility

10. The German Government contends (b) when bathing water undergoes natural that the application is inadmissible because enrichment in certain substances caus- in adopting the decision to issue the ing a deviation from the values pre- reasoned opinion and in bringing the scribed in the Annex. proceedings before the Court the Commis- sion infringed the principle of collegiality to which its decision-making is subject pur- suant to Article 163, first paragraph, of the Treaty and Article 16 of the Commission's Rules of Procedure.

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11. The Court considered an identical plea on which those decisions are based must by Germany in its recent judgment in therefore be available to the members of another case brought against Germany by the college. It is not, however, necessary for the Commission. 3There the Court noted the college itself formally to decide on the that the principle of collegiality, by which wording of the acts which give effect to the functioning of the Commission was those decisions and put them in final form. governed, was based on the equal partici­ pation of the Commissioners in the adop­ tion of decisions; this implied that decisions should be the subject of collective delibera­ tion and that all the members of the college In this case it is not disputed that the of Commissioners should bear collective members of the college had available to responsibility at political level for such them all the information they considered decisions. It added however that the formal would assist them for the purposes of requirements for effective compliance with adopting the decision when the college the principle of collegiality varied accord­ decided, on 31 July 1991, to issue the ing to the nature and legal effects of the acts reasoned opinion, and approved, on adopted. Contrasting the effect of a deci­ 13 December 1994, the proposal to bring sion adopted for the purpose of ensuring the present action. observance of the competition rules, the Court noted that a reasoned opinion did not determine conclusively the rights and duties of a Member State or afford that State guarantees concerning the compat­ In those circumstances, it must be held that ibility of a given line of conduct with the the Commission complied with the rules Treaty. Its effect was merely to confer upon relating to the principle of collegiality when the Commission the right, but not the duty, it issued the reasoned opinion with regard to commence proceedings before the Court. to the Federal Republic of Germany and Nor did the decision to commence proceed­ brought the present action.' 4 ings before the Court per se alter the legal position in question. The Court concluded:

12. The question in the present case there­ fore is whether the members of the Com­ mission had available to them the informa­ tion on which the decision to issue the 'It follows from all the foregoing consid­ reasoned opinion and to take proceedings erations that both the Commission's deci­ was based. The Commission has produced, sion to issue a reasoned opinion and its at the Court's request, the documents decision to bring an action for a declaration which were presented to the Commission of failure to fulfil obligations must be the at the meeting in which the decision subject of collective deliberation by the concerning the reasoned opinion in issue college of Commissioners. The information was adopted. It is true, as the German Government points out, that the documents

3 — Case C-191/95 Commission ν Germany, judgment of 29 September 1998. 4 — Paragraphs 48 to 50 of the judgment.

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in question identify the alleged infringe- continued subsequently or are practices ment only in the most summary way. which occurred after the opinions had been However the documents were those of a given but were of the same kind as those to kind customarily presented to the Commis- which the opinions referred and constituted sion in accordance with its standard prac- the same conduct.' 5 According to the tice, and that practice must be taken to report concerning the 1995 season, 11.9% have been approved by the Court in the of the 446 sea water bathing zones did not abovementioned judgment. satisfy those values. Moreover, 6.5% of bathing zones had not been subject to satisfactory inspections. In the case of the 1 822 fresh water bathing zones 10.3% did not satisfy the mandatory values and 42.5% had not been subject to adequate 13. It follows that the objection to the testing. admissibility of the application must be rejected.

15. In its defence the German Government notes that the Commission's application is I I— Substance limited expressly to the old Länder, whereas the 1995 report to which the Commission refers concerns all the Länder. Moreover, the 1995 figures are out of date and should be replaced by the corrected figures relating to the year 1995 provided A — Infringement of Article 4(1) of the by the Community database maintained by Directive the competent services of the Commission. The German Government therefore bases its defence on the corrected figures. The Commission does not appear to contest 14. The Commission claims that the infor- this. mation presented by Germany, as con- tained in the published annual Community reports, shows that a large proportion of German bathing waters do not conform to the mandatory values of the Directive. The Commission relies in that respect on the report concerning the 1995 season, 16. The German Government notes that in although that report post-dates the rea- the old Länder there were 1 770 bathing soned opinion, which is dated 22 June areas within the meaning of the Directive. 1994. As the Commission points out, the The database classifies 180 (10.1%) of Court has held that the Commission may rely in Article 169 proceedings on 'prac- tices which had already been condemned in 5 — Case 42/82 Commission ν France [1983] ECR 1013, the reasoned opinions and which were paragraph 20 of the judgment.

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those areas as not being in conformity with nity database. In response the German the Directive. In its reply the Commission Government, while conceding that one of notes that the Community database men- the bathing areas was correctly classified as tions 207 bathing areas in the old Länder not conforming to the Directive (Itzehoe), (rather than 180) as not being in confor- maintains its claim that the remaining 13 mity with the Directive: three additional areas were wrongly classified and states bathing areas in Baden Württemberg and that it has now requested correction of the 24 for lower Saxony. In its rejoinder the database by letter of 25 August 1998. It German Government explains that the also puts forward arguments to dispel additional 27 areas were classified among doubts expressed by the Commission con- the 591 areas considered to be insufficiently cerning five of the areas. tested in the report on the 1995 bathing season and were transferred to the category of areas not conforming only in the 1996 report.

(ii) Areas for which all practicable mea- sures are said to have been taken

(a) Arguments concerning the 180 bathing areas classified on the Community database as not conforming to the limit values of the Directive in the 1995 season 18. In its defence the German Government contends further that in the case of 85 of the remaining areas there is no breach of Article 4(1) of the Directive. There can be no breach of that provision, in the German Government's view, where a Member State has taken all measures which can be (i) Areas alleged to have been wrongly demanded of it in accordance with the classified principle of proportionality.

17. The German Government claims that of the abovementioned 180 areas 14 were wrongly classified as contravening the 19. In the case of 46 of the 85 areas, only a Directive. In its reply to a question put by single instance of the limit values being the Court the Commission explains that its exceeded was recorded in 1995, and no information is based on that presented by instances at all. in 1992 to 1994 or 1996. In the German Government and that the such circumstances there was no justifica- German Government has not sought to tion for measures to improve the quality of have the figures corrected on the Commu- the waters. The Commission replies that

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multiple infringements or insufficient sam- which will destroy their habitat). Finally, pling were recorded for 10 of the areas for for a seventh area (Hausen, Donau beim which Germany claims a single infringe- Campingplatz) the German Government ment. Moreover, the Commission disputes initially contended that the principal cause Germany's view that a single recorded of the infringement was connected with excess does not infringe the Directive since geographical factors and that the area Article 4(1) imposes on Member States an therefore qualified as a permitted deroga- obligation to attain a result. In its rejoinder tion under Article 8(a). However, it subse- the German Government acknowledges quently abandoned that argument in its that there were multiple infringements in response to the Commission's answer to a one case (Stein Neustein) but observes that question put by the Court. in the case of the other nine there were no infringements in 1992 to 1994 and 1996. Thus in the case of 45 areas there was an infringement only in the case of 1995. The German Government considers that that cannot be considered to be a breach of the Directive since it took all measures which were necessary and reasonable. The Com- mission's view would mean that there had to be 100% compliance. Article 5(1) pro- vides a degree of flexibility and is to be seen as a specific expression of the proportion- ality principle. Germany is in practice prevented from relying on Article 5(1) since the bathing season comprises only 15 to 17 weeks per year. Testing each 14 days means a maximum of nine samples per season. A single excess would mean a departure of more than 10%.

21. In its reply and in its answer to that question the Commission disputes Germa- ny's claim that the six remaining areas are cases of objective impossibility. The Com- mission notes that in the 1997 season four of the areas were classified as conforming 20. The German Government claims that to the Directive, which suggests that there in the case of seven of the 85 bathing areas was no absolute impossibility. As regards more extensive measures are not possible. the other two areas, the Commission rejects For five areas the source of the waters goes the German Government's claim that beyond the German frontiers with the national measures would be pointless result that despite the measures adopted because of sewage plants upstream in by Germany the waters do not conform to Switzerland, pointing out that the Swiss the limit values. In the case of a further area plants are of first-class quality and that, the water pollution is attributable to aqua- owing to the quantities of water flowing tic birds (and measures cannot be taken down the Rhine, any impurities of Swiss

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origin should disappear. The Commission The Commission replies that the fact that adds that it would be open to Germany to the infringements became immaterial in the prohibit bathing and remove the areas from case of six of the 32 areas because they lost the list of bathing areas. The German their status as bathing areas in 1996 or Government replies that the fact that three 1997 and that the situation was remedied bathing areas met the standards of the in 26 others in 1996 does not remove the Directive in 1997 had nothing to do with infringement. The date for the determina- further measures taken by the German tion of the existence of a Treaty infringe- authorities — the purification plants in ment is in principle the date fixed in the those areas entered into service in 1991 Commission's reasoned opinion. Where and 1994. While it is true in the case of a infringements continue the dispute can be fourth area that the sewage facilities were extended to facts which occurred after the modernised in 1996, the German Govern- issue of the reasoned opinion. For that ment shares the view of the Länder autho- reason the application takes account of the rities that the fact that the limit values were 1995 season, which Germany does not met in 1997 was attributable instead to contest. However, later seasons are variations in the bird population — in not covered by the application and are 1998 the limits were once again not met. not therefore to be taken into account. As regards the remaining two areas, the purification plants on the German side have been improved and represent state of the art technology. There is nothing further that can be done. The excesses are not however so serious in the case of the six areas to justify a total prohibition of bathing.

(iii) Areas not conforming to the limit values

23. Having concluded that there is no breach of Article 4(1) in respect of the abovementioned 85 areas, the German Government considers that the remaining 81 areas (4.5%) which did not conform to the limit values in 1995 are not sufficiently 22. Germany notes that in the case of 32 of significant to warrant a declaration that the 85 areas the limit values are no longer Germany has failed to fulfil its obligations exceeded today and hence there is no under Article 4(1) of the Directive. In its longer an infringement of Article 4(1). rejoinder the German Government revised

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the figure to 82 so as to include Stein water in the old German Länder, was based Neustein. on the reports concerning the 1993 and earlier seasons, its application to the Court took account of the latest information then available regarding the bathing areas in question, namely the report relating to the 1995 bathing season. The fact that certain infringements subsequently ceased either because the waters in question lost their status as bathing waters or because the situation was remedied does not remove the infringement.

(b) Appraisal of the arguments

24. In my view it is clear that the Commis- sion is entitled to the declaration sought on this point. It is first of all common ground that Germany failed to meet the limit values laid down by the Directive in the 25. It is therefore clear that 116 bathing case of 84 areas (the 81 areas originally areas in the former German Länder contra- mentioned by Germany plus Stein Neus- vened the limit values laid down. That tein, Itzehoe and Hausen, Donau beim would of itself be sufficient to support a Campingplatz). To be added to those 84 finding that Germany has failed to fulfil its areas are the 32 bathing areas for which obligations, without examining the remain- infringements were recorded in 1995 and ing — disputed — areas. As the Commis- earlier years but which subsequently lost sion observes, it is no defence to an action their status as bathing areas or for which under Article 169 of the Treaty for a the situation was subsequently remedied. Member State to argue that the infringe- Although the subject-matter of the dispute ments which it has committed are minor is determined by the pre-litigation proce- ones or are not significant. The Court has dure, the Commission is, as I have men- consistently held that an action under tioned, 6 entitled in the case of continuing Article 169 'is objective in nature and the infringements to extend the subject-matter bringing of such an action before the Court of the dispute to facts which occur after the is a matter for the Commission in its entire date on which the reasoned opinion is discretion'. 7 In any event it seems to me delivered. Accordingly, whereas the Com- that the Commission would have had mission's reasoned opinion of 22 June ample justification in instituting the pro- 1994, concerning the quality of bathing

7 — See for example Case 209/89 Commission v Italy [1991] 6 — Paragraph 14 above. ECR I-1575.

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ceedings in respect of the above infringe­ provided for in Articles 4(3), 5(2) and 8, ments. whose provisions are summarised above. It follows that the directive requires the Member States to take steps to ensure that certain results are attained, and, apart from those derogations, they cannot rely on particular circumstances to justify a failure 26. It is moreover clear that, as the Com­ to fulfil that obligation. mission contends, failure to meet the stan­ dards of the Directive in 45 areas for a single season also constitutes an infringe­ ment of the Directive. Contrary to the German. Government's view, the Directive requires Member States, subject to the derogations specifically laid down, to attain a result and not merely to take all practicable measures. In Commission ν Consequently, the United Kingdom's argu­ United Kingdom the Court held: 8 ment that it took all practicable steps cannot afford a further ground, in addition to the derogations expressly permitted, justifying the failure to fulfil the obligation to bring the waters at issue into conformity at least with the Annex to the directive.' 'It is clear from Article 4(1) of the directive that the Member States are to take all necessary measures to ensure that, within 10 years following the notification of the directive, bathing water conforms to the limit values set in accordance with Arti­ cle 3. This period is longer than that laid down for the implementation of the direc­ 27. The German Government does not seek tive, namely two years from the date of to rely in respect of those areas on any of notification (Article 12(1)), in order to the derogations permitted by the Directive. enable the Member States to comply with It follows that its failure to meet the value the aforementioned requirement. limits in the 1995 season for the 45 areas must be added to the more persistent infringements mentioned above.

The only derogations from the obligation incumbent upon Member States to bring their bathing waters into conformity with the requirements of the directive are those

28. I am not convinced by Germany's 8 — Case C-56/90 [1993] ECR I-4109, paragraphs 42 to 44 of argument that, owing to the shortness of the judgment. See also Case C-92/96 Commission ν Spain [19981 ECR I-505, paragraphs 28 and 29. its bathing seasons, the Directive in effect

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requires 100% compliance because a single the 1995 season. Nor for similar reasons do adverse sample would exceed the limits laid I need to take a view on the six areas in down by Article 5. First, Article 5(2) pro- respect of which the German Government vides that deviations due to floods, other claims absolute impossibility. Equally it is natural disasters or abnormal weather unnecessary to come to a definitive view on conditions are to be disregarded in calcu- the 13 areas which the German Govern- lating the percentage of samples complying ment claims are wrongly classified on the with the limit values. Secondly, Article 6 of database; on the latter point I would note the Directive, in conjunction with the however that it would be difficult to regard Annex, merely lays down a minimum the infringement as substantiated in respect frequency for sampling; there would there- of those areas given that the Commission's fore appear to be nothing to prevent case is based on information supplied by Germany from conducting more frequent the German Government, which the latter sampling, thereby reducing the proportion now claims — without being rebutted by of the total represented by adverse samples. the Commission — to be incorrect. Finally, the comparatively short bathing season in northern Europe is in any event a factor which Germany — and other Mem- ber States — must be taken to have con- sidered in formulating the limits laid down by the Directive. B — Infringement of Article 6(1) of the Directive — failure to meet sampling requirements 29. Since it is clear that Germany failed to meet the standards required by the Direc- tive in the case of 161 bathing areas, I do 30. The German Government concedes in not think it necessary to resolve the ques- its defence that, even after making a tion of the 27 areas which are listed, number of adjustments to the figures pre- according to the Commission, on the sented in the 1995 report, there remain 591 Community database as not conforming bathing areas in which inadequate sam- to the Directive but listed, according to the pling was carried out. It therefore acknowl- German Government, as being insuffi- edges its failure to comply with Article 6(1) ciently tested in the Community report for of the Directive.

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Conclusion

31. Accordingly the Court should in my opinion:

(1) declare that the Federal Republic of Germany has failed to fulfil its obligations under Article 4(1) and Article 6(1) of Council Directive 76/160/ EEC of 8 December 1975 concerning the quality of bathing water

(i) by failing to adopt in the old Länder the necessary provisions to ensure that the quality of bathing water is in conformity with the values laid down under Article 3 within a period of 10 years following notification of the directive, and

(ii) by failing to comply with the minimum sampling frequency laid down in the Annex to the directive;

(2) order the Federal Republic of Germany to pay the costs.

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