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Súdny dvor Európskej únie·14.7.1998

C-308/97

ECLI:EU:C:1998:360

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Súdny dvor Európskej únie
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61997CC0308

OPINION OF MR RUIZ-JARABO — CASE C-308/97

OPINION OF ADVOCATE GENERAL RUIZ-JARABO COLOMER delivered on 14 July 1998 *

1. This reference for a preliminary ruling authorisation, a vineyard for the production from the Pretore Circondariale di Bari (Dis- of 'Italia' variety table grapes on a piece of trict Magistrates' Court) (Italy) concerns the land owned by him at Mola di Bari, with an interpretation of the Community rules gov- approximate area of 2.7331 hectares (as stated erning the wine market in order to determine by inspectors of the State Forestry Authority, whether the prohibition on the planting of Bari Division, in Report N o 19 of 9 April new vines intended for the production of table 1996). grapes was in force in 1991 and 1992.

2. The national court considers that a reply 4. O n those grounds the Regional Litigation from the Court of Justice is necessary to give Office, Puglia Region, by order N o 2387/96/A judgment in an action brought by of 3 December 1996, Mr Giuseppe Manfredi against the fine (and against enforcement of the order to grub out the vineyard) imposed on him by the Italian Regional Authority on finding him guilty of an administrative offence consisting in planting unauthorised vineyards. (a) found that Mr Manfredi had contravened Article 6 of Council Regulation (EEC) N o 822/87 of 16 March 1987 on the common organisation of the market in wine (Regulation N o 822/87), 1 conduct Facts, main proceedings and question referred which was made a statutory offence by Article 4 of Decree-Law N o 370/1987, converted into Law N o 460/1987;

3. The facts are stated very briefly in the order for reference. In 1991 and 1992 the (b) ordered him to pay a fine of ITL 2 763 100 plaintiff planted, without administrative and to grub out the offending vineyard.

* Original language: Spanish. 1 — OJ 1987 L 84, p. I.

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5. Mr Manfredi appealed against the admin- out in its very lengthy preamble. 3 So far as istrative decision to the Pretore di Bari who, the prohibition on planting new vineyards is in view of the doubt as to the interpretation concerned, the legislation has undergone a of the Community law on which the penalty number of changes, which I shall now sum- was based, has asked the Court whether the marise. prohibition on the planting of new vines laid down in Article 6(1) of Council Regulation (EEC) N o 822/87 of 16 March 1987 also applies to vineyards intended for the produc- tion of table grapes. (i) The situation prior to Regulaton No 822/87: the prohibition and exceptions to it up to 1990

Community law

8. The rule existing prior to Regulation N o 822/87 was Article 30 of Regulation N o 337/79, cited above, which was amended a number of times. Specifically, in the version 6. Regulation N o 822/87, which is the key set out in Article 1 of Council Regulation measure for regulating the wine market, was (EEC) N o 454/80 of 18 February 1980, 4 the second attempt to codify the Community Article 30 prohibited 'all new planting of measures on the wine sector, which up to vines' until 30 November 1986, 'except on then had been characterised by 'their number, areas intended for the production of grapes complexity and dispersal'. The first attempt obtained from varieties which, for the admin- had been Council Regulation (EEC) N o istrative unit concerned, are classified solely 337/79 of 5 February 1979 on the common as table grape varieties'. organisation of the market in wine, 2 but sub- sequent amendments made further codifica- tion necessary.

9. Article 1(11) of Council Regulation (EEC) N o 1208/84 of 27 April 1984 amending Regu- lation (EEC) N o 337/79 on the common organisation of the market in wine 5 extended 7. Regulation N o 822/87 brought together provisions which until then had appeared in measures from different sources. Sometimes it 3 — In a memorandum of 30 April 1997 addressed to the Italian did so without preserving the requisite con- Government, which has produced the document, the Com- mission admits that the 16th recital of Regulation N o 822/87 sistency and without regard to the reasons set must be regarded as a material mistake which occurred in the codification of the previous regulations. With regard to this recital and its use as a criterion of interpretation, see para- graph 36 below. 4 — OJ 1980 L 57, p. 7. 2 — OJ 1979 L 54, p. 1. 5 — OJ 1984 L 115, p. 77.

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this general prohibition until 31 August 1990 11. Article 6(2) permitted the Member States and, at the same time, removed the exception to authorise certain other new plantings in for table grape varieties with effect from 1 respect of specified areas intended for certain May 1984. It is true that the amended version purposes, but these did not include the allowed specified authorisations to be granted planting of vineyards for table grapes. for new planting of certain types of vine, but they did not include those intended for table grapes.

(iii) The position from 1990 to 1996

(ii) The codification effected by Regulation No 822/87

12. The general prohibition on planting new vines in force until 31 August 1990 was again 10. In codifying the previous provisions, extended to 31 August 1996 by Article 1 of Article 6(1) of Regulation N o 822/87 pro- Council Regulation (EEC) N o 1325/90 of 14 vided as follows: May 1990 amending Regulation N o 822/87. 6 As, pursuant to Article 2 thereof, this regula- tion entered into force on 1 September 1990, there was no interruption in the prohibition on planting before and after 31 August 1990.

'All new planting of vines shall be prohibited until 31 August 1990.

13. The extension obviously meant that the substantive scope of the prohibition itself, in the pre-existing terms, and the exceptions However, authorisations for new planting may thereto, remained the same, only the time be granted by Member States in respect of aspect being changed. areas intended for the production of quality wines psr production of which the Commis- sion has recognised, because of their qualita- tive features, as being far below demand.' 6 — OJ 1990 L 132, p. 19.

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14. The preamble to Regulation N o 1325/90 The reply to the question from the national justified the continuation of the general ban court as follows: 'The ban on new planting laid down in Article 6 of Regulation N o 822/87 ... expires at the end of the 1989/90 wine year; ... in view of the structural surpluses affecting the sector, arrangements for the voluntary abandonment of wine-growing areas on pay- ment of a premium to absorb that surplus were introduced to last until 1995/96; ... in order not to cancel out the effects of the 16. First of all, it is necessary to establish the abandonment measure, the ban on new period to which the question relates. The planting and the accompanying derogations, Court is asked to interpret the Community with the exception of that referring to certain rules as they stood in 1991 and 1992. Con- quality wines psr, in respect of which the sideration of the changes in the legislation extension may be limited to a single year from 1979 to 1996 may offer some reliable pending the introduction of definitive arrange- guidance in interpretation, but it must not be ments, should be extended until at least the forgotten that the material events (and, there- same date ... .' 7 fore, the legislation applicable ratione tem- poris) are confined to 1991 and 1992.

The Italian penal legislation 17. An analysis of the Community provisions set out in the preceding paragraphs shows the following:

— Originally the prohibition on planting new vines, which was introduced in 1979 and 15. Article 4(3) of Decree-Law N o 370/1987, amended in 1980, did not prevent the converted into Law N o 460/1987, lays down planting of varieties intended for table a fine 'for any person who contravenes the grapes. These, by way of exception, ben- provisions concerning new planting of vines efited from permissive arrangements until referred to in Articles 6 and 8 of Regulation 1 May 1984, as is clear from the 1980 (EEC) N o 822/87' and requires the vines amended version of Article 30 of Regula- wrongfully planted to be grubbed out. tion N o 337/79. 8

7 — Emphasis added. 8 — See paragraph 8.

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— However, with effect from 1 May 1984 19. Accordingly there seems to me to be no Regulation N o 1208/84 abolished the doubt that the Community legislature exception for table grapes and brought the intended in 1984 expressly and definitively to planting of vines for this purpose within prohibit the new planting of vines for table the general prohibition, which continued grapes. This decision, which took the legal as such, without interruption, initially until form of removing the exception for such vines 31 August 1990 9 and, later, to 31 August from the scope of the general ban, was in 1996. 10 In that year significant changes principle to be in force for a term of five were made to the rules and I shall refer to years, but it was extended successively until these later. 1996.

20. In 1991 and 1992, therefore, the ban on new vines included those intended for the production of table grapes. In view of the situation in the wine market, the Community legislature did not consider it appropriate to 18. I think it is important to emphasise the exempt them from the general prohibition (as change in the trend of the legislation, the key had occurred in previous years), so that it year for which is 1984. Until then, the deci- covered also varieties intended for table grapes. sion to prohibit new planting of vines had Furthermore, the ban was consistent with expressly excluded (always by way of a spe- another series of measures adopted at the cific exception to the wider general ban) vari- same time (i. e. premiums for grubbing out eties intended for table grapes. However, from vines producing table grapes) to limit surplus May 1984 the exception was withdrawn and production in the sector. consequently the planting of vines for table grapes was brought within the general prohi- bition. The new direction was not only reflected in the actual wording of Regulation N o 1208/84, to which I have already referred, but was expressly justified in the preamble to the regulation, the eighth recital of which states that 'since the present table grape pro- duction exceeds requirements, the ban on new 21. The actual wording, the intrinsic meaning planting should be extended to all vines'. 11 of the provision, the declared intention of its author and the incorporation of that inten- tion in a unitary framework of structural 9 — See paragraph 9. measures all point to the same thing: the ban 10 — See paragraph 12. applying in 1991 and 1992 was strict and, 11 — The preamble adds: '... it is, however, appropriate that provi- unlike the previous ban from 1979 to 1984, sion be made for derogations to be granted for areas intended for the production of quality wine psr for which demand the exceptions to it had nothing to do with could by far exceed supply'. Consequently the exception docs not contemplate table grape varieties. table grapes.

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22. Article 6(1) of Regulation N o 822/87, years, of permanent abandonment premiums which maintained the general prohibition on in respect of wine-growing areas, 13 fixes the planting new vines until 31 August 1990 (sub- premium per hectare applicable to, inter alia, sequently extended to 1996 by Regulation N o 'areas cultivated with varieties classified in the 1325/90) 12 is worded in the broadest possible administrative unit concerned either as table terms. It prohibits 'all' new planting of vines, grapes or as both table and wine grapes' irrespective of variety. Consequently there is [Article 2(1)(c)]. no ambiguity in this connection and, if the same article immediately has to lay down cer- tain exceptions to the ban (none of which affects table grapes), that is precisely because of the comprehensive nature of the ban.

25. If during the wine years 1988/89 to 1995/96 premiums were granted for the per- manent abandonment of wine-growing areas intended for the production of table grapes, it is logical that new planting of the same grapes should not be authorised during that 23. From the viewpoint of the inclusion of period. I should like to bring out the paral- the ban in a coherent system of agricultural lels between the two aspects: policy measures, the conclusion is also in favour of the interpretation which I propose. An authorisation to plant new vines intended for table grapes would be inconsistent with a Community policy of premiums for grub- bing out vines of that kind. It would be (a) O n the one hand, the restrictive policy illogical to authorise the planting of such vines aims to reduce the production of table and at the same time to offer economic aid as grapes by means of simultaneous action an incentive for grubbing them out. in relation to existing vines of that type (the grubbing-up of which is encouraged) and future vines (new planting of which is banned). This was the line taken from 1984 to 1996.

24. The aim of reducing the surplus produc- tion of table grapes is apparent in the policy (b) O n the other hand, the policy in favour of aid for grubbing out vines. Council Regu- of the production of table grapes lifts the lation (EEC) N o 1442/88 of 24 May 1988 on ban on new planting and also abolishes the granting, for the 1988/89 to 1995/96 wine the measures encouraging the grubbing-up

12 — See paragraphs 9 and 10. 13 — OJ 1988 L 132, p. 3.

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of existing vines. This was the line before of those who consider that the ban on new 1984 (and it was resumed from 1996, as I planting did not affect the table grape vari- shall show later). ety. 14

(i) The inclusion of table grapes in the common organisation of the wine market 26. To sum up, in the absence of reliable grounds for rejecting the interpretation of the rule which follows naturally from its actual wording, from the declared intention of its author and from the incorporation of that intention in a homogeneous series of struc- tural measures, it must be accepted that the 28. The first of these four arguments is that planting of new vines intended for the pro- Community intervention in the wine sector duction of table grapes was prohibited during must affect only grapes intended for wine- the period in question. making, not table grapes, which are not intended for making wine. The plaintiff in the main proceedings relies heavily on this argu- ment. In support, he refers to the purpose of the common organisation of the wine market and the fact that Article 1(2) of Regulation N o 822/87 does not include table grapes in the list of products governed by that organi- sation. The arguments against this interpretation

29. In my view this argument must be rejected for several reasons. The first has to with 27. The Commission and the French Gov- ernment, which has participated in the pre- liminary ruling proceedings, agree with the 14 — The national court points out that the Italian courts (in par- ticular, the Regional Administrative Court, Sicily, and various interpretation which I propose. The Greek magistrates whose judgments are cited in the order for refer- Government and the plaintiff in the main ence) have taken different, and even conflicting, approaches to the interpretation of the provision in question. In their proceedings, however, have raised arguments observations, the Commission and the Italian Government also refer to these differences of interpretation. This shows against it while the Italian Government appears the need for a uniform interpretation of the Community to consider that the ban does not apply, provision and justifies the reference for a preliminary ruling which has rightly been made by the Pretore di Bari. On the although it has not taken a definite position other hand, during the hearing the plaintiff cited a judgment of the Corte di Cassazione of 20 march 1997 ( N o 7625/97, on the question. In the order for reference R G N 3106/96) which, giving judgment at last instance, the national court for its part sets out four found it unnecessary to obtain a preliminary ruling and decided that the ban did not apply, solely on the ground of possible arguments summarising the opinions the 16th recital in the preamble to Regulation N o 822/87.

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considerations of a general nature: the hibiting their use in wine-making, 19 or the common organisation of the wine market may compulsory distillation of the wine produced logically provide for the regulation of vines in that way. 20 intended for table grapes, which can easily be converted into wine. 15 To allow for this factor (and to prevent the resulting increase in wine production, which is already in surplus), there is nothing to prevent Community interven- 31. This shows that those regulations, tion in the sector from extending to vines of although their primary purpose is to define that type. Although it is probably obvious, in the legal arrangements for Community inter- view of the emphasis which the plaintiff in vention in the production of wine, may affect, the main proceedings places on the second and do in fact affect, products such as table part of the term '[vine and] wine-growing', grapes, given the influence which they may the first part refers to the vine, the only have on the production of wine. product of which is used at one and the same time to produce wine or simply as a table fruit.

32. As regards the argument derived from the non-inclusion of table grapes in Article 1(2) of Regulation N o 822/87, that is to say in the list of products regulated by the organi- sation of the wine market, the references in the legislation which I have mentioned above show precisely the opposite. That omission must not be considered in isolation, but in the overall context of a body of legislation which is certainly complex, but contains spe- cific provisions (with regard to table grapes) 30. Indeed, the successive regulations adopted which show beyond doubt that Community within the framework of the common organi- intervention in the wine sector also covers the sation of the market in wine have introduced production and other secondary aspects of rules intended to regulate various aspects of grapes of that variety. the production of table grapes. The Commu- nity legislation on the wine-growing sector includes numerous references to table grapes either for the purpose of classifying them, 16 19 — Article 6(1) of Regulation N o 822/87, as amended by Council Regulation (EC) N o 1592/96 of 30 July 1996 (OJ 1996 or, exceptionally, authorising their new plant- L 206, p. 31), provides as follows: ing, 17 or limiting their production, 18 or pro- 'Until 31 July 1997, wine made from grapes belonging to varieties not listed as wine grape varieties in the classifica- tion of vine varieties for the administrative unit where they were harvested, and which is not exported during the wine year concerned, shall be distilled by a date to be determined. Except by derogation, it may not be moved except to a dis- 15 — Indeed, Article 4(2) of Council Regulation (EEC) N o 2389/89 tillery. of 24 July 1989 on the general rules for the classification of As from 1 August 1997, the grapes referred to in the first vine varieties (OJ 1989 L 232, p. 1) states that "one and the subparagraph may not be turned into wine.' same variety may, exceptionally, be classified as both a table 20 — The original version of Article 36(1) of Regulation N o grape variety and a wine grape variety*. 822/87 was worded as follows: 'Wine made from grapes 16 — See Article 2 of Regulation N o 2389/89, cited above. belonging to varieties not listed as wine grape varieties in the classification of vine varieties for the administrative unit 17 — See the provisions cited in paragraph 8. where they were harvested, and which is not exported shall 18 — See the eighth recital in the preamble to Regulation N o be distilled before the end of the wine year in which it was 1208/84, set out in paragraph 18 above. produced. ...'

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(ii) The 16th reatai in the preamble to Regu- with Article 1 of which it was entirely con- lation No 822/87 sistent: the article excepted from the general ban the new planting of vines intended for table grapes, and the recital merely explained the reason for the exception.

33. The second argument against the inter- pretation which I propose is found in the 16th recital in the preamble to Regulation N o 822/87, which states that 'an exemption from this ban [on new planting] is justified, owing to their small size, in the case of new planting operations carried out in the Member States which produce annually less than 25 000 hectolitres of wines and, in view of their 36. The repetition of the same recital in Regu- intended use, in the case of new planting of lation N o 822/87 is, however, inconsistent. vine varieties classified solely as table grape This is why the Commission admits that the varieties'. addition of the last sentence in the recital was an error which occurred in the codification of the pre-existing provisions. Certainly this part of the preamble does not fit in with any of the provisions of Regulation N o 822/87, so that it cannot assist in interpreting a measure which had the constant purpose, from 1984 to 1996, of continuing the general ban on 34. This recital tries to explain why vines new planting, leaving aside certain exceptions producing table grapes must be exempted which did not include table grapes. from the general ban on new planting. There- fore, its potential use in interpretation is linked with the introduction and/or maintenance of the exemption in the corresponding Commu- nity provision. Once the exemption ceases to exist, it makes no sense to retain the explana- tion for it in another legislative measure of contrary purport.

37. In short, the addition of the last sentence in the 16th recital in the preamble to Regulation N o 822/87 resulted from the error 35. This recital formerly appeared in the pre- of including, in a consolidating measure, part amble to Regulation N o 454/80 cited above, 21 of the preamble of an earlier regulation, over- looking the fact that the positive requirement to which it related had been previously 21 — Sec footnote 4. amended.

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(iii) The effect of the new Regulation No (although in return it prohibits the making of 1592/96 wine from them, 23 which was previously allowed as an exception).

38. Finally, the third and fourth arguments which would confirm that the ban did not apply to vines producing table grapes are based on the new material introduced by Regulation N o 1592/96, amending Regula- 41. As I have already pointed out, the autho- tion N o 822/87. risation for planting new vines intended for table grapes from 1996 is consistent with the abandonment of the policy of premiums for grubbing up vines of that kind. This was pro- vided for by Council Regulation (EC) N o 1595/96 of 30 July 1996 amending Regulation 39. Regulation N o 1592/96 permits, with N o 1442/88. 24 The payment of premiums effect from 1 September 1996, new planting must logically end •when a policy encouraging of table grapes from that date, 22 thus lifting the production of table grapes, which includes in relation to them the previous general ban. the authorisation of new planting, is adopt- It thus amends, yet again, Article 6(1) of ed. 25 Regulation N o 822/87, which it replaces with the following wording: 'Any new planting of vine varieties other than those classified, for the administrative unit concerned, solely amongst table grape varieties shall be banned until 31 August 1998. ..."

42. In my opinion, the change brought about by Regulation N o 1592/96 (and supplemented by Regulation N o 1595/96 with regard to 40. It can easily be seen that the new regula- premiums for grubbing up vines) is an addi- tion reflects a direction in agricultural policy tional argument, if one were needed, in favour in the wine sector which is the opposite of of my interpretation of Article 6 of Regula- that which prevailed from 1984 to 1996 because tion N o 822/87, with reference to the years it allows an exception to the ban on planting 1991 and 1992, which is the subject of this new vines for the production of table grapes case.

23 — See the amendment to Article 36(1) of Regulation N o 822/87, 22 — The preamble gives the following reasons: 'whereas all new planángofvinesis prohibited until 31 August 1996; whereas, to which I refer in footnotes 19 and 20. in view of the situation in the wine sector market the existing 24 — OJ 19% L 206, p. 36. ban should be extended by two wine years, pending Council 25 — Support for this is to be found in the preamble to Regula- decisions on reforming the sector; whereas, however, on the tion N o 1595/96: *because the areas intended for the produc- one hand there should not be included in this ban areas tion of grapes classified solely as table grapes are not included intended for producing table grapes and, on the other hand, in the scope of the ban on any new vine planting within the derogations from the Dan should be introduced for certain meaning of Article 6 of Regulation (EEC) N o 822/87, it is wines which are in demand on the market on account of necessary to exclude those areas from entitlement to perma- their qualitative characteristics'. nent abandonment premiums'.

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43. The fact that Regulation N o 1592/96 was 45. Finally, I do not think it appropriate to found necessary in order to introduce express uphold the alternative submission of the Italian new provisions on the lifting of a ban which Government, set out in its written observa- had been in force up to then confirms, by tions, that the conduct of national 'operators' contrary inference, that the planting of new who infringed the prohibition on planting vines intended for table grapes had been pro- new vines in the belief that it did not apply hibited during the previous years. If the prior to table grape varieties is 'not punishable'. legislative situation had encouraged the autho- Like the Commission, I take the view that it risation of new planting of such vines, it is for the national court to decide whether would have been sufficient to approve a fur- there was a mistake, excusable or not, on their ther extension in order to continue it from part and, if so, what are the consequences of 1996. Precisely because the previous position that mistake as regards examination of liability. in law was that such planting was banned, it became necessary in 1996 to amend the pro- visions in question.

44. To sum up, I consider that the arguments in favour carry much more weight than the 46. The final submission by the same Gov- arguments against the interpretation to the ernment concerning exemption from the 'neg- effect that the ban was in force during the ative financial consequences for Italy ... with period in question. I therefore propose that regard to the annual audit of accounts' is the Court's reply to the national court should much less relevant as this problem has no be that during 1991 and 1992 Article 6(1) of connection with the question referred by the Regulation N o 822/87 prohibited new planting national court for a preliminary ruling or, of vines intended for the production of table obviously, with the facts of the main proceed- grapes. ings.

Conclusion

47. I therefore p r o p o s e that t h e C o u r t reply as follows t o the question referred b y the P r e t o r e di Bari:

D u r i n g 1991 a n d 1992 Article 6(1) of C o u n c i l R e g u l a t i o n ( E E C ) N o 822/87 of 16 M a r c h 1987 o n t h e c o m m o n o r g a n i s a t i o n of t h e m a r k e t i n w i n e p r o h i b i t e d n e w p l a n t i n g of vines i n t e n d e d for t h e p r o d u c t i o n of table grapes.

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