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Súdny dvor Európskej únie·Uznesenie·25.6.1998

C-312/97

ECLI:EU:C:1998:326

Súd
Súdny dvor Európskej únie
IČS
61997CO0312

ORDER OF 25. 6. 1998 — CASE C-312/97 P

ORDER OF THE COURT (Third Chamber) 25 June 1998 *

In Case C-312/97 P,

Augusto Fichtner, an official at the Commission of the European Communities, represented by Vincenzo Salvatore, of the Pavia Bar, with an address for service at 6 Via Orrigoni, Varese,

appellant,

APPEAL brought against an order of the Court of First Instance of the European Communities (Fourth Chamber) of 9 July 1997 in Case T-63/96 Fichtner v Com- mission [1997] ECR-SC II-563 and seeking to have that order set aside,

the other party to the proceedings being:

Commission of the European Communities, represented by Gianluigi Valsesia, Principal Legal Adviser, acting as Agent, assisted by Alberto Dal Ferro, of the Vicence Bar, with an address for service in Luxembourg at the Chambers of Carlos Gómez de la Cruz, of its Legal Service, Wagner Centre, Kirchberg,

* Language of the case: Italian.

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FICHTNER v COMMISSION

THE COURT (Third Chamber),

composed of: C. Gulmann, President of the Chamber, J. C. Moitinho de Almeida and J.-P. Puissochet (Rapporteur), Judges,

Advocate General: G. Cosmas, Registrar: R. Grass,

after hearing the Advocate General,

makes the following

Order

1 By application lodged at the Registry of the Court of Justice on 8 September 1997, Mr Fichtner brought an appeal against an order of the Court of First Instance of 9 July 1997 in Case T-63/96 Fichtner v Commission [1997] ECR-SC II-563 (herein­ after 'the contested order'), dismissing as manifestly inadmissible his action for annulment of the Commission's decision of 12 February 1996 expressly rejecting his complaint of 14 February 1995 relating to his staff report for the period 1 July 1991 to 30 June 1993 and for damages for material and non-material loss allegedly suffered.

2 The legal background to the dispute and the facts which gave rise to the present case were set out in the contested order as follows:

'Legal Background

1. The first paragraph of Article 43 of the Staff Regulations applicable to officiais and other servants of the European Communities (hereinafter "the Staff Regula­ tions") provides:

"The ability, efficiency and conduct in the service of each official [...] shall be the subject of a periodical report made at least once every two years as provided for by each institution".

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ORDER OF 25. 6. 1998 — CASE C-312/97 P

2. The Commission adopted general implementing provisions in respect of Article 43 of the Staff Regulations (hereinafter "the implementing provisions") on 27 July 1979.

3. Article 6 of the implementing provisions provides:

"The assessor shall compile the report and refer it to the official assessed [...]. The official shall sign it within 15 working days. He may append any comments which he considers relevant and, where necessary, ask that the report and the comments thereon be submitted to an appeal assessor appointed as provided for in Article 7".

4. Article 7 of the implementing provisions provides:

"following [assessment by the appeal assessor, ] the report shall be referred to the official, who shall sign it within 15 working days. He may append any comments thereon which he considers relevant.

If the official so requests, the entire report and the comments thereon shall be referred to the Joint Committee on Staff Reports for its opinion.

The opinion of the Joint Committee shall be notified to the official and to the appeal assessor. The latter shall draw up another report and refer it to the official. This report shall be considered final."

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FICHTNER v COMMISSION

Facts and Procedure

5. The applicant is an official in Grade B 4 at the Joint Research Centre at Ispra in Italy.

6. His staff report for the period from 1 July 1991 to 30 June 1993 (hereinafter "the contested report") contained negative assessments. It was communicated to him by the Commission on 3 August 1994.

7. On 10 August 1994 the applicant formulated comments for the attention of the appeal assessor in accordance with Article 6 of the implementing provisions.

8. By note of 16 January 1995 the appeal assessor confirmed the applicant's first report.

9. By note registered on 14 February 1995 the applicant submitted a complaint under Article 90 of the Staff Regulations, seeking amendment of the contested report and compensation for the material and non-material damage which he had allegedly suffered.

10. By decision of 12 February 1996, notified to the applicant on 20 February 1996, the Commission expressly rejected his complaint'.

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ORDER OF 25. 6. 1998 — CASE C-312/97 P

3 On 10 May 1996 Mr Fichtner brought an action before the Court of First Instance seeking annulment of that decision and an order that the Commission pay him a sum to be determined at the discretion of the Court in compensation for the mate­ rial and non-material damage suffered by him.

The contested order

4 By the contested order the Court of First Instance declared the action manifestly inadmissible under Article 111 of its Rules of Procedure.

5 Firstly, the Court of First Instance pointed out that it is settled case-law that, although the submission of a formal complaint is not a necessary precondition for bringing an action concerning a staff report, an official who chooses to lodge an administrative complaint must observe all the constraints attaching to this pro­ cedure, and in particular the time-limits laid down in Articles 90 and 91 of the Staff Regulations. These prescribed periods start to run on the day on which the report can be regarded as final (paragraphs 17 to 19).

6 Secondly, the Court of First Instance took the view that, since the applicant did not exercise his right to refer the contested report to the Joint Committee on Staff Reports in accordance with the procedure provided for under Article 7 of the implementing provisions, it became final when it was confirmed by the appeal assessor on 16 January 1995 (paragraph 21).

7 Thirdly, the Court of First Instance pointed out that, under Article 90(2) of the Staff Regulations, the appointing authority has four months in which to adopt a decision on a complaint brought by an official. If no reply is received from the

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FICHTNER v COMMISSION

appointing authority by the end of that period, that is deemed to constitute an implied decision rejecting the complaint. An action may be brought against that decision under Article 91(3) within three months from the date of expiry of the period prescribed for replying to the complaint. In this case, the Court of First Instance stated that the Commission's failure to reply expressly to the applicant's complaint, which was registered on 14 February 1995, within the four-month time-limit laid down by Article 90(2), was deemed to constitute an implied decision adopted on 14 June 1995 rejecting the complaint and that it was for the applicant to bring an action against that implied decision within the three-month period prescribed by Article 91(3), in other words, by 25 September 1995, allowing for extension of time on account of distance. Since he did not bring his action until 10 May 1996, his action was out of time (paragraphs 22 to 24).

8 Fourthly, the Court of First Instance stated that it is settled case-law that failure to comply with the time-limit prescribed by Article 91(3) of the Staff Regulations does not prevent an application from being admissible where the applicant com­ mitted an excusable error, a concept which must be construed narrowly and can relate only to exceptional circumstances in which, in particular, the conduct of the institution concerned was in itself or to a decisive extent such as to give rise to a pardonable confusion in the mind of a party acting in good faith and exercising all the diligence required of an ordinarily well-informed official. In this case, the Court of First Instance found that the applicant had not adduced any evidence from which it might be inferred that he had committed an error of such a nature (paragraphs 25 and 26).

9 Finally, the Court of First Instance found that, while it might have been possible to infer from the Commission's express decision of 12 February 1996 the grounds for rejecting the applicant's complaint, that decision none the less was an act which merely confirmed the Commission's implied decision rejecting that complaint. It is settled case-law that a claim for annulment of a purely confirmatory act is inadmis­ sible (paragraph 27).

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ORDER OF 25. 6. 1998 — CASE C-312/97 P

10 The Court of First Instance therefore dismissed the action as manifestly inadmis­ sible.

The appeal

1 1 In his appeal Mr Fichtner seeks to have the contested order set aside and the case referred back to the Court of First Instance. He also asks for costs against the Commission.

12 His main submission in support of those claims is that the Court of First Instance was wrong in finding that the administrative procedure closed on the expiry of the period of four months from the lodging of his complaint. He maintains that the procedure was closed only by the Commission's express decision of 12 February 1996, which cannot, in the light of its wording and having regard to the fact that he had been requested to attend a meeting beforehand during which he was informed of the adoption of that decision, be regarded as a confirmatory act. In the alterna­ tive, Mr Fichtner requests the Court of Justice to find, in accordance with the case- law cited by the Court of First Instance, that he committed an excusable error.

13 The Commission contends that the appeal should be dismissed and that the appli­ cant should be ordered to pay the costs.

1 4 The Commission contends that, as the Court of First Instance held in the light of settled case-law, the express decision of 12 February 1996 was a purely confirma­ tory act intended solely to provide the applicant with information as to the grounds of the implied decision rejecting his complaint. It also contends that the

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FICHTNER v COMMISSION

Court of First Instance was right in finding that the applicant had not adduced any evidence from which it might be inferred that he had committed an excusable error as regards the time-limit for bringing an action.

Findings of the Court

15 Under Article 119 of its Rules of Procedure, where an action is manifestly inad­ missible or manifestly lacking any foundation in law, the Court of First Instance may at any time dismiss the action by reasoned order.

16 It is clear from the wording of Articles 90 and 91 of the Staff Regulations that if there is no reply from the competent authority by the end of the period of four months from the date on which a complaint was lodged, this is an implied decision rejecting the complaint. An action may be brought against that decision within three months from the date of expiry of the period prescribed for the reply. After finding in paragraph 23 of the contested order that the absence of a reply from the Commission amounted to an implied decision rejecting the complaint, that decision being deemed to have been adopted on 14 June 1995, and pointing out in the same paragraph that Mr Fichtner did not lodge his complaint until 10 May 1996, the Court of First Instance therefore rightly held that the applicant's action was out of time.

17 Contrary to the submissions of the applicant, the Court of First Instance also rightly held, following settled case-law of the Court of Justice (see, in particular, Joined Cases 33/79 and 75/79 Kuhner v Commission [1980] ECR 1677, paragraph 9), that the express decision rejecting the complaint, although it might be possible to infer from it the grounds for the rejection, was an act which merely confirmed the Commission's implied decision rejecting the complaint. That finding cannot be negated either by the fact that the express decision explicitly states that it was

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ORDER OF 25. 6. 1998 — CASE C-312/97 P

adopted in response to the complaint or, since there is no provision for interrup­ tion of the four-month period, by the fact that the applicant had earlier been requested to attend a meeting which was postponed and during which he was informed of the adoption of the decision. It is also settled case-law that an applica­ tion for annulment of a confirmatory act is inadmissible (see, in particular, Joined Cases 166/86 and 220/86 Irish Cement v Commission [1988] ECR 6473, paragraph 16). The main plea in law is therefore manifestly lacking in foundation.

18 As regards Mr Fichtner's alternative submission, it is sufficient to point out that he confines himself to referring to the case-law cited by the Court of First Instance on the exceptional circumstances which must exist for a plea of excusable error to be entertained. He does not put forward any legal argument which might call into question the Court of First Instance's finding, at paragraph 26 of the contested order, that the applicant did not adduce any evidence from which it might be inferred that he had committed an error of such a nature. His alternative claim is therefore manifestly inadmissible.

19 The appeal must therefore be dismissed, pursuant to Article 119 of the Rules of Procedure.

Costs

20 Under Article 69(2) of the Rules of Procedure, the unsuccessful party is to be ordered to pay the costs if they have been applied for in the successful party's pleadings. Although Article 70 of the Rules of Procedure provides that in proceed­ ings between the Communities and their servants, the institutions are to bear their own costs, by virtue of Article 122 that provision does not apply to appeals brought by officials and other servants of the institutions. Since Mr Fichtner has been unsuccessful in his appeal, he must be ordered to pay the costs of these pro­ ceedings.

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FICHTNER v COMMISSION

On those grounds,

THE COURT (Third Chamber)

hereby orders:

1. The appeal is dismissed.

2. The applicant is ordered to pay the costs.

Luxembourg, 25 June 1998.

R. Grass C. Gulmann

Registrar President of the Third Chamber

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