C-152/98
ECLI:EU:C:2001:21
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OPINION OF MR MISCHO — CASE C-152/98
OPINION OF ADVOCATE GENERAL MISCHO delivered on 16 January 2001 1
1. This is the ninth time 2 that the Commis- Article 2, to take appropriate steps as set sion of the European Communities has out in Article 3 et seq. asked the Court to declare that a Member State, here the Kingdom of the Nether- lands, has failed to fulfil its obligations under Council Directive 76/464/EEC of 4 May 1976 on pollution caused by certain dangerous substances discharged into the aquatic environment of the Community 3 3. Under Article 6(1) of the Directive, the ('the Directive'). Council is to lay down limit values for the emission of List I substances on the basis of their impact on the aquatic environment, taking into account the best technical means available. The Member States are obliged, under Articles 3 and 5, to make all discharges of those substances into the aquatic environment subject to a prior authorisation from the competent national authority, setting emission standards which are not to exceed the limit values laid down by the Council.
2. The Directive is designed to eliminate water pollution caused by certain particu- larly dangerous substances, set out in a list called 'List I', and to reduce water pollution caused by certain other dangerous sub- 4. In order to determine those limit values, stances, set out in another list called 'List the Commission, in cooperation with the II'. The two lists constitute an annex to the Member States, drew up a list of 129 Directive. In order to achieve those objec- individual substances which was adopted tives the Member States are required, under by the Council, in a resolution of 7 Febru- ary 1983 concerning the combating of water pollution, 4as a basis for further 1 — Original language: French. work on implementation of the Directive. 2 — Joined Cases C-232/95 and C-233/95 Commission v Greece [1998] ECR I-3343; Case C-206/96 Commission v Luxem- Three further substances were subsequently bourg [1998] ECR I-3401; Case C-285/96 Commission v added to this list. The Council has set limit Italy [1998] ECR I-5935; Case C-214/96 Commission v Spain [1998] ECR I-7661; Case C-207/97 Commission v values and quality objectives for 18 of Belgium [1999] ECR I-275; Case C-184/97 Commission v Germany [1999] ECR I-7837; Case C-384/97 Commission v Greece [2000] ECR I-3823; and Case C-261/98 Commis- sion v Portugal [2000] ECR I-5905. 3 — OJ 1976 L 129, p. 23. 4 — OJ 1983 C 46, p. 17.
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those 132 substances, whilst a further 15 3. The programmes referred to in para- were the subject of a draft Commission graph 1 shall include quality objectives for directive which was, however, withdrawn water; these shall be laid down in accord- shortly after being submitted. It follows ance with Council directives, where they that no limit values have yet been laid exist. down at Community level for 114 of the 132 priority substances.
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5. As regards List II substances, Article 7 of the Directive provides as follows: 6. List II is defined as follows:
'List II contains:
'1. In order to reduce pollution of the waters referred to in Article 1 by the substances within List II, Member States shall establish programmes in the imple- — substances belonging to the families mentation of which they shall apply in and groups of substances in List I for particular the methods referred to in para- which the limit values referred to in graphs 2 and 3. Article 6 of the Directive have not been determined,
— certain individual substances and cat- egories of substances belonging to the 2. All discharges into the waters referred to families and groups of substances listed in Article 1 which are liable to contain any below, of the substances within List II shall require prior authorisation by the competent authority in the Member State concerned, in which emission standards shall be laid down. Such standards shall be based on the quality objectives, which shall be fixed as and which have a deleterious effect on the provided for in paragraph 3. aquatic environment, which can, however,
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be confined to a given area and which 9. The Directive was partially replaced by [depends] on the characteristics and loca- Council Directive 96/61/EC of 24 Septem- tion of the water into which they are ber 1996 concerning integrated pollution discharged.' prevention and control, 5the aim of which is to prevent or, where that is not practic- able, to reduce emissions from installations used for certain industrial activities into the air, water and soil.
7. The annex then sets out the 'families and groups of substances referred to in the second indent'. This list comprises eight categories of substances, the first of which is composed of metalloids and metals and 10. Article 20(1) of Directive 96/61 pro- their compounds, including titanium, vides that Articles 3, 5, 6(3) and 7(2) of boron, uranium, tellurium and silver. The Directive 76/464 are to apply to existing fourth category comprises toxic or persist- installations in respect of activities covered ent organic compounds of silicon, and by Directive 96/61 until the measures substances which may give rise to such required pursuant to Article 5 of Directive compounds in water, excluding those which 96/61 have been taken by the competent are biologically harmless or are rapidly authorities. On the other hand, under converted in water into harmless sub- Article 20(2) the provisions as to author- stances. isation systems in certain directives includ- ing Directive 76/464 are not to apply to new installations after the implementation date for Directive 96/61, namely 30 Octo- ber 1999.
8. The Directive does not contain a time- limit for its transposition. However, under Article 12(2) the Commission was to for- ward to the Council, if possible within 27 months following notification of the 11. In addition, a European Parliament and Directive, the first proposals made on the Council directive establishing a framework basis of comparison of the programmes for Community action in the field of water established by the Member States. Since the policy 6('the new framework directive') is Commission took the view that the Mem- in the process of being adopted. This will, it ber States would not be in a position to seems, eventually replace the provisions at provide it with relevant information within issue in the present case. this time, it proposed to them, by letter dated 3 November 1976, the adoption of 15 September 1981 as the date for estab- 5 — OJ 1996 L 257, p. 26. lishing the programmes and 15 September 6 — See Common Position of 22 October 1999 (OJ 1999 C 343, 1986 as the date for their implementation. p.1).
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12. It should be noted, first, that the King- Has the Commission encountered scientific dom of the Netherlands questions the and technical difficulties any different from appropriateness of the action brought by those met by the Member States? the Commission. It states that Articles 3, 5, 6(3) and 7(2) of the Directive will shortly no longer apply to the major industrial sectors. The new framework directive will replace the Directive, partially at first, and eventually entirely. 15. That said, according to settled case- law, not disputed by the defendant, the Commission has a discretion when deciding whether it is expedient to bring proceedings for a failure to fulfil obligations. 7Further- more, the existence of a failure to fulfil obligations has to be determined by refer- ence to the situation of the Member State prevailing at the end of the period set by the reasoned opinion, in this case, as at 13. It also argues that the framework 23 February 1997. This last principle was directive and Directive 96/61 will render recently restated by the Court, in the inoperative the distinction between List I context of infringements of the same direct- and List II substances. Under the regime ive, in Commission v Greece and Commis- resulting from those directives, quality sion v Portugal, cited above. objectives will be only a secondary means of combating water pollution. The dis- agreement concerning the interpretation of the first indent of List II, which constitutes a substantial part of the present dispute, will therefore shortly become obsolete. 16. The complaints formulated by the Commission must therefore be considered in greater detail.
17. One further preliminary observation 14. The perplexity of the Netherlands concerns the subject-matter of the dispute. Government is understandable. I too am The form of order sought by the Commis- surprised that the Commission should sion refers to an infringement, in general require the Member States to be capable terms, of the Directive. However, the of setting quality objectives for their waters complaints set out by it in the course of when the Commission itself has not man- the pre-litigation procedure concern only aged to propose any for the majority of the the Scheldt basin. substances concerned, as Article 6(2) never- theless requires it to do (in addition to the limit values provided for by Article 6(1)). 7 — Case 247/87 Star fruit v Commission [1989] ECR 291.
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18. It is settled case-law that the subject- Article 7 of the Directive, which include matter of infringement proceedings must, if programmes comprising quality objectives. it is not to be inadmissible, remain within the framework defined by the pre-litigation procedure. 8
22. The Kingdom of the Netherlands does not dispute that it has not established such programmes or set such objectives. It contends, however, that the Commission's 19. Therefore, the Commission's action is interpretation of the first indent of List II is admissible only to the extent that it con- incorrect and that the substances within cerns the Scheldt basin. List I, but for which limit values have not been laid down at Community level, must nevertheless be treated in accordance with the regime prescribed by Articles 3 to 6 of the Directive.
Failure to set quality objectives for the substances in the first indent of List II 23. This argument is founded on the word- ing of the Directive, on its broad logic and its objective, and on the history of its application. 20. The Commission complains that the Netherlands authorities have failed to fulfil their obligations by not establishing pro- grammes including quality objectives for the substances within List I for which limit values have not yet been laid down at 24. As to the wording of the Directive, the Community level. Kingdom of the Netherlands points out that, according to the first indent of List II, the substances in question are those 'belonging to the families and groups of substances in List I for which the limit values referred to in Article 6 of the Directive have not been determined'. 21. The Commission considers that such substances fall within the scope of the first indent of List II and that, consequently, water pollution caused by them must be combated by the means provided for by 25. Relying in particular on the Dutch and 8 — Case C-392/96 Commission v Ireland [1999] ECR I-5901. German versions, which use the words 'niet
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worden vastgesteld' and 'nicht festgelegt does, to the more relaxed regime applicable werden' for 'have not been determined', the to List II on the sole ground that the defendant concludes that the families and Council has not yet laid down limit values groups in List I come within the regime for their emission. This fact alone does not under List II only when it is expressly in the least diminish the harmfulness of established that a limit value will not be those substances, which must therefore be laid down for those families and groups of subject to a restrictive regime, such as that substances in the future. laid down by Articles 3 to 6 of the Direct- ive.
26. As to the broad logic and the objective of the Directive, the Kingdom of the 29. It is only in the exceptional case of the Netherlands states that the substances Council formally declaring an intention not within List I of the Directive are subject to adopt Community limits for a substance to the regime laid down in Articles 3 to 6, within List I that it would be appropriate to which is stricter than that prescribed by treat it as if it fell within List II. Article 7 for substances within List II. That is explained by the fact that List I contains the most harmful substances, therefore justifying the most restrictive measures, whilst List II substances are less harmful.
30. The defendant also stresses another consequence of the Commission's interpret- ation which likewise would not conform to the broad logic of the Directive. It states that tens of thousands of substances fall 27. List I substances should therefore be within List I of the Directive and have not combated with particular severity in order yet had Community standards laid down not to compromise the objective of the by the Council. If they all had to be Directive, which is to eliminate, so far as regarded as falling within List II, the possible, those substances recognised as Member States would be required to set being the most harmful. quality objectives for each of them.
28. It is therefore wrong to seek to make 31. The Netherlands Government adds such substances subject, as the Commission that the approach of the institutions since
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the entry into force of the Directive con- is taken from the descriptive part of the firms this reasoning. It shows that the judgment, in a case in which the interpreta- Commission has made numerous proposals tion of the wording of that provision was to the Council, resulting in the laying down not in issue. It therefore cannot be taken to of Community standards. The Commission mean that the Court shares the Commis- is also committed to issuing such proposals sion's view. for the 114 substances in dispute in the present case.
32. The defendant takes this to mean that the Commission itself has acknowledged 35. It must nevertheless be pointed out that limits should be laid down for those that, in two more recent judgments, namely substances and that they should be made Commission v Belgium, cited above, at subject to the strict regime under Articles 3 paragraph 35, and Commission v Ger- to 6 of the Directive. The reason why this many, cited above, at paragraphs 27, 29 has not yet been done lies with the Com- and 30, the Court has expressly stated that, mission, and responsibility for that failure contrary to the defendant's argument, the cannot be attributed to the Member States. List I substances for which the Council has not yet determined emission limit values must provisionally be treated as List II substances, governed by Article 7 of the Directive.
33. In support of its interpretation, the Commission points to the English language version, which employs the phrase 'have not been determined', and to Commission v Luxembourg, cited above, in which the Court found that the first indent of List II contains the substances for which the Council has not yet 9determined Commun- 36. At paragraphs 35 and 40 of the judg- ity limits. ment in Commission v Belgium, the Court stated that this applies to the substances in question 'which have been identified' and which are 'relevant in the particular con- text of the Member State concerned'. I see no reason why the same should not apply for the Kingdom of the Netherlands. This 34. The defendant has contended, however, Member State is not therefore required to and rightly so in my view, that this citation establish programmes comprising quality objectives for tens of thousands of sub- stances, but only for those of the 114 9 — Emphasis added. substances for which limit values have not
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yet been laid down by the Council which 40. In the defendant's submission, the are, in fact, liable to be present in Nether- appropriateness of the Netherlands regime lands rivers. is amply shown by the results achieved in that country in the field of water protec- tion.
37. I note in passing that it is surprising that the Commission has not confined the present action to those 114 substances, 41. Furthermore, the regime established by when, in the actions against the Grand the Netherlands authorities is founded on Duchy of Luxembourg, the Kingdom of laws and regulations, and therefore cannot Belgium, the Hellenic Republic and the be regarded, as it seems to be by the Portuguese Republic, it targeted only 99 Commission, as simply an administrative substances. (As I have already stated, the practice which could be altered in the Commission withdrew its proposals con- exercise of the authorities' unfettered dis- cerning 15 substances, so that there are 114 cretion. substances for which limit values have neither been adopted by the Council nor proposed by the Commission.)
42. It should, however, be noted that, in Commission v Germany, cited above, the 38. Notwithstanding those reservations, it Court expressly stated that the implementa- follows from the foregoing considerations tion by a Member State, through the setting that the defendant's interpretation of the of emission limit values, of a system of first indent of List II should be rejected. protection corresponding to that in Arti- cle 6 of the Directive, does not exempt it from establishing programmes including quality objectives for the substances in question; according to the Court, this is an obligation to which the Community legislature has attached particular import- 39. The defendant also contends, however, ance. that the regime applied under national law to the substances in question, based on authorisations including emission limit values, is comparable to that provided for by the Directive for List I substances and is, therefore, stricter than the regime which the Commission would wish to see applied. 43. The Court held unfounded the argu- Thus, the Netherlands authorities cannot ment that recourse to emission limit values, be said in the present case to have failed to in itself, constituted a more stringent fulfil any obligation. instrument than the programmes including
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quality objectives provided for in Article 7. set quality objectives for the fourth cat- It held that everything depended entirely on egory of substances referred to in the the level at which such values were set. 10 second indent of List II or for certain substances within the first category of that indent, namely titanium, boron, uranium, tellurium and silver.
44. Lastly, the Court has also emphasised that the improvement of water quality in a Member State does not lead to the conclu- sion that the method chosen by that State is stricter than the programmes envisaged by 47. The defendant does not deny this Article 7 of the Directive, since such an infringement but points out that it was improvement is no more than the result faced with the impossibility of finding, even which should have been achieved by the in the international literature, scientifically Member State by applying the Directive founded values which could serve as a basis and is not such as to exempt it from its for setting quality objectives. It was there- obligation to adopt the measures prescribed fore necessary to undertake scientific by Article 7. research for that purpose. The quality objectives required by the Directive will be set as soon as possible.
45. Therefore, the arguments advanced by the defendant should be rejected and the Commission's first complaint should be 48. It should once again be pointed out that upheld. it is clear from the Court's case-law that the existence of a failure to fulfil obligations is to be determined at the end of the period laid down in the reasoned opinion.11It is not in dispute that, at that date, the failure had not gone away.
Failure to set quality objectives for the substances in the second indent of List II
49. Moreover, it is settled case-law that technical difficulties which a Member State 46. The Commission contends that the may have encountered in the performance Kingdom of the Netherlands has not yet
11 — See, in particular, Case C-384/97 Commission v Greece 10 — Commission v Germany, cited above, paragraph 39. and Commission v Portugal, both cited in footnote 2.
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of its obligations do not eradicate a failure discharge those substances are laid down to fulfil those obligations. 1 2As the Com- under Article 7(2). mission points out, it would have been open to the Member State to seek from it an extension of the deadline.
53. It is the absence of any such reference for the substances in question in certain waters, namely the Scheldt basin, which is criticised by the Commission.
50. The Netherlands Government submit- ted, furthermore, at the hearing that the wording of Article 7(1), (2) and (3) does not require the Member States to set quality objectives for substances; moreover, that is logical since there are thousands of 54. Nor does the Netherlands Government them. deny this absence, as we have seen.
55. The Netherlands Government also adds, rightly, that quality objectives need only relate to those substances liable to be 51. In its submission, the Member States present in the waters in question. are thus required only to set quality object- ives for water, and not for substances.
56. The defendant does not contend, how- ever, that this would not be true of those substances which are the subject of the second part of the Commission's action. 52. The defendant itself admits, however, that those objectives must necessarily refer to the concentration of substances present in the waters, since it is on the basis of the objectives that the emission limit values which accompany the authorisations to 57. It follows from the foregoing that the Commission's second complaint should 12 — Case C-71/97 Commission v Spam [1998] ECR I-5991. also be upheld.
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Conclusion
58. I propose, therefore, that the Court should:
— declare that, by failing to adopt for the Scheldt basin all the measures necessary to transpose Article 7(1), (2) and (3) of Council Directive 76/464/EEC of 4 May 1976 on pollution caused by certain dangerous substances discharged into the aquatic environment of the Community, the Kingdom of the Netherlands has failed to fulfil its obligations under that directive;
— dismiss the remainder of the action;
— order the defendant to bear three quarters of the costs;
— order the Commission to bear a quarter of the costs.
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