← Späť na vyhľadávanie
Súdny dvor Európskej únie·24.2.2000

C-168/98

ECLI:EU:C:2000:100

Súd
Súdny dvor Európskej únie
IČS
61998CC0168

LUXEMBOURG V PARLIAMENT AND COUNCIL

OPINION OF ADVOCATE GENERAL RUIZ-JARABO C O L O M E R delivered on 24 February 2000 *

I — Introduction Luxembourg also criticises the fact that the Directive would lead to discrimination in a Member State against lawyers who are nationals of that Member State as opposed to their migrant colleagues, and in addition alleges that insufficient reasons were pro- vided for the Directive.

1. The Grand Duchy of Luxembourg has brought this action again Directive 98/5/CE of the European Parliament and of the Council of 16 February 1998 to facilitate practice of the profession of lawyer on a permanent basis in a Member State other than that in which the qualification was I I — Legislative development prior to the obtained 1(hereafter 'the Directive'), which Directive was passed with the support of the fourteen other Member States in the Council and with the approval of the Parliament, on the ground that it ought to have been adopted unanimously at the end of the consultation 2. The contested Directive forms part of period. the development in the law intended to give effect to the freedom of movement estab- lished in the EC Treaty with regard to the legal profession.

According to Luxembourg, the Directive amends the legal principle that access to the profession of lawyer in a particular Mem- Directive 77/249/EEC ber State is subject to the candidate's acquisition of sufficient knowledge and experience in the law of that State. 3. The trail-blaze in this direction was * Original language: Spanish Council Directive 7 7 / 2 4 9 / E E C of 1 — OJ 1998 L 77, p. 36. 22 March 1977 to facilitate the effective

I - 9135

OPINION OF MR RUIZ-JARABO — CASE C-168/98

exercise by lawyers of freedom to provide Bar in the host Member State, and/or services 2 (hereafter 'Directive 77/249'). to work in conjunction with a practis- That directive, adopted on the basis of ing lawyer, 'avoué' or 'procuratore' in what were then Articles 57 and 66 of the the host Member State. EC Treaty, required each Member State to recognise as a lawyer any professional possessing that title in any other Member State, with the following exceptions:

Directive 89/48/EEC — a lawyer providing services must prac- tise under his home-country profes- sional title, with an indication of the professional organisation by which he was authorised to practise or the court of law before which he is entitled to 4. The next step was taken through the practise (Article 3); adoption on the basis of former Articles 49, 57(1) and 66 of the Treaty of Council Directive 89/48/EEC of 21 December 1988 on a general system for the recognition of higher-education diplomas awarded on completion of professional education and training of at least three years' duration 3 — Member States may exclude from the (hereafter 'Directive 89/48'). ambit of this rule the preparation of formal documents for obtaining title to administer estates of deceased persons and the drafting of formal documents creating or transferring interests in land (Article 1(2));

5. Unlike Directive 77/249, Directive 89/48 is general in nature, applying to all regu- lated professions to the extent that they have not been the subject of specific measures. Directive 89/48 thus establishes — Member States may also require law- that a host Member State may not refuse to yers intending to pursue activities relat- authorise the practice by a migrant worker ing to the representation of clients in of a regulated profession without consider- legal proceedings to be introduced to ing the equivalence of qualifications which the presiding judge and, where appro- he has gained in his home country (Arti- priate, to the President of the relevant cle 3).

2 — OJ 1997 L 78, p 17. 3 — OJ 1989 L 19, p. 16.

I - 9136

LUXEMBOURG V PARLIAMENT AND COUNCIL

6. Article 4 of Directive 89/48 also All the Member States, except Denmark, authorises the host Member State to require opted for establishing an aptitude test. the applicant either:

(a) to provide evidence of professional I I I— Directive 98/5/EC experience, where the duration of the education and training is at least one year less than that required in the host Member State; or 8. Following four years of negotiations within the Council, Directive 98/5 was published on 14 March 1998. Its purpose is to facilitate practice of the profession of lawyer on a permanent basis in a self- employed or salaried capacity in a Member (b) to complete an adaptation period not State other than that in which the profes- exceeding three years or to take an sional qualification was obtained (Arti- aptitude test, where there are substan- cle 1(1)). tial differences between the education and training received and that required in the host Member State.

9. According to the statement of reasons given for that act, the raison d'être of the Directive is not only that, in relation to the general system of recognition established 7. However, in respect of the legal profes- by Directive 89/48, it offers lawyers an sions, the following sentence was inserted easier route by which to join the profession in the second paragraph of Article 4(1): in the host Member State, but also that it meets the needs of the consumers of legal services who, owing to the increasing trade flows resulting from the internal market, seek advice when carrying out cross-border transactions in which international law, Community law and domestic laws often 'By way of derogation from this principle, overlap (fifth recital in the preamble to the for professions whose practice requires Directive). precise knowledge of national law and in respect of which the provision of advice and/or assistance concerning national law is an essential and constant aspect of the professional activity, the host Member State may stipulate either an adaptation 10. A further reason for the Directive is the period or an aptitude test.' need to resolve, at Community level, the

I -9137

OPINION OF MR RUIZ-JARABO — CASE C-168/98

problem that only a few Member States be expressed in the official language or one permit, and in different forms, the practice of the official languages of his home of the law, otherwise than by way of Member State, in an intelligible manner provision of services, by lawyers from other and in such a way as to avoid confusion Member States practising under their with the professional title of the host home-country professional titles, and the Member State. fact that such a diversity of situations leads to inequalities and distortions in competi- tion which restrict freedom of movement (sixth recital).

2. For the purpose of applying paragraph 1, a host Member State may require a lawyer practising under his home-country 11. Article 2 of the Directive states: professional title to indicate the profes- sional body of which he is a member in his home Member State or the judicial author- ity before which he is entitled to practise pursuant to the laws of his home Member State. A host Member State may also require a lawyer practising under his 'Any lawyer shall be entitled to pursue on a home-country professional title to include permanent basis, in any other Member a reference to his registration with the State under his home-country professional competent authority in that State.' title, the activities specified in Article 5.

Integration into the profession of lawyer in 13. According to Article 5 of the Directive: the host Member State shall be subject to Article 10.'

' 1 . Subject to paragraphs 2 and 3, a lawyer 12. By virtue of Article 4 of the Directive: practising under his home-country profes- sional title carries on the same professional activities as a lawyer practising under the relevant professional title used in the host Member State and may, inter alia, give advice on the law of his home Member ' 1 . A lawyer practising in a host Member State, on Community law, on international State under his home-country professional law and on the law of the host Member title shall do so under that title, which must State. He shall in any event comply with the

I-9138

LUXEMBOURG V PARLIAMENT AND COUNCIL

rules of procedure applicable in the 14. Article 10 of the Directive provides as national courts. follows:

'1. A lawyer practising under his home- country professional title who has effec- 2. Member States which authorise in their tively and regularly pursued for a period of territory a prescribed category of lawyers to at least three years an activity in the host prepare deeds for .obtaining title to admin- Member State in the law of that State ister estates of deceased persons and for including Community law shall, with a creating or transferring interests in land view to gaining admission to the profession which, in other Member States, are of lawyer in the host Member State, be reserved for professions other that that of exempted from the conditions set out in lawyer may exclude from such activities Article 4(1)(b) of Directive 89/48/EEC. lawyers practising under a home-country "Effective and regular pursuit" means professional title conferred in one of the actual exercise of the activity without any latter Member States. interruption other than that resulting from the events of everyday life.

3. For the pursuit of activities relating to It shall be for the lawyer concerned to the representation or defence of a client in furnish the competent authority in the host legal proceedings and insofar as the law of Member State with proof of such effective the host Member State reserves such activ- regular pursuit for a period of at least three ities to lawyers practising under the profes- years of an activity in the law of the host sional title of that State, the latter may Member State. To that end: require lawyers practising under their home-country professional titles to work in conjunction with a lawyer who practises before the judicial authority in question and who would, where necessary, be (a) the lawyer shall provide the competent answerable to that authority or with an authority in the host Member State "avoué" practising before it. with any relevant information and documentation, notably on the number of matters he has dealt with and their nature;

Nevertheless, in order to ensure the smooth operation of the justice system, Member (b) the competent authority of the host States may lay down specific rules for Member State may verify the effective access to supreme courts, such as the use and regular nature of the activity of specialist lawyers.' pursued and may, if need be, request

I - 9139

OPINION OF MR RUIZ-JARABO — CASE C-168/98

the lawyer to provide, orally or in under the conditions and in accordance writing, clarification of or further with the procedures set out below: details on the information and docu- mentation mentioned in point (a).

(a) The competent authority of the host Member State shall take into account the effective and regular professional Reasons shall be given for a decision by the activity pursued during the abovemen- competent authority in the host Member tioned period and any knowledge and State not to grant an exemption where professional experience of the law of proof is not provided that the requirements the host Member State, and any atten- laid down in the first subparagraph have dance at lectures or seminars on the been fulfilled, and the decision shall be law of the host Member State, includ- subject to appeal under domestic law. ing the rules regulating professional practice and conduct.

(b) The lawyer shall provide the competent 2. A lawyer practising under his home- authority of the host Member State country professional title in a host Member with any relevant information and State may, at any time, apply to have his documentation, in particular on the diploma recognised in accordance with matters he has dealt with. Assessment Directive 89/48/EEC with a view to gaining of the lawyer's effective and regular admission to the profession of lawyer in the activity in the host Member State and host Member State and practising it under assessment of his capacity to continue the professional title corresponding to the the activity he has pursued there shall profession in that Member State. be carried out by means of an interview with the competent authority of the host Member State in order to verify the regular and effective nature of the activity pursued.

3. A lawyer practising under his home- country professional title who has effec- tively and regularly pursued a professional activity in the host Member State for a Reasons shall be given for a decision by period of at least three years but for a lesser the competent authority in the host period in the law of that Member State may Member State not to grant authorisa- obtain from the competent authority of tion where proof is not provided that that State admission to the profession of the requirements laid down in the first lawyer in the host Member State, without subparagraph have been fulfilled and having to meet the conditions referred to in the decision shall be subject to appeal Article 4(1)(b) of Directive 89/48/EEC, under domestic law.

I - 9140

LUXEMBOURG V PARLIAMENT AND COUNCIL

4. The competent authority of the host (now, after amendment, Article 47(2) EC), Member State may, by reasoned decision and Article 190 (now Article 253 EC) of subject to appeal under domestic law, the EC Treaty respectively. refuse to allow the lawyer the benefit of the provisions of this Article if it considers that this would be against public policy, in particular because of disciplinary proceed- ings, complaints or incidents of any kind.

A. Infringement of the second paragraph of Article 52 of the EC Treaty

5. The representatives of the competent authority entrusted with consideration of the application shall preserve the confiden- 16. The second paragraph of Article 52 tiality of any information received. provides:

6. A lawyer who gains admission to the 'Freedom of establishment shall include the profession of lawyer in the host Member right to take up and pursue activities as State in accordance with paragraphs 1, 2 self-employed persons and to set up and and 3 shall be entitled to use his home- manage undertakings, in particular compa- country professional title, expressed in the nies or firms within the meaning of the official language or one of the official second paragraph of Article 58, under the languages of his home Member State, conditions laid down for its own nationals alongside the professional title correspond- by the law of the country where such ing to the profession of lawyer in the host establishment is effected, subject to the Member State.' provisions of the Chapter relating to capi- tal.'

17. According to the applicant, that provi- IV — Consideration of the pleas in law sion establishes a principle in accordance supporting the claim for annulment with which the self-employed migrant worker is to be treated in the same way as his national counterpart. The equal treat- ment thus required must be assessed with 15. In support of its application, Luxem- regard to the laws of the host Member State bourg puts forward three separate pleas for and not the laws of the migrant's home annulment on the grounds of infringement country. In support of this, it cites the of the following three provisions of the EC judgment in Patrick, according to which Treaty: the second paragraph of Article 52 'the rule on equal treatment with nationals (now, after amendment, the second para- is one of the fundamental legal provisions graph of Article 43 EC); Article 57(2) of the Community and, as a reference to a

I - 9141

OPINION OF MR RUIZ-JARABO — CASE C-168/98

set of legislative provisions effectively definition — enjoyed by the providers of applied by the country of establishment to services. Such extension would distort the its own nationals, this rule is, by its essence, concept of freedom of establishment, creat- capable of being directly invoked by ing reverse discrimination which would be nationals of all other Member States.' 4 highly prejudicial to nationals and their competitive position.

18. Luxembourg claims that, although in its judgment Gebhard, 5the Court of Jus- tice gave a broad interpretation to the concept of establishment, the right of 20. The Parliament, the Council, Spain, the establishment can be exercised only under Netherlands, the United Kingdom and the the conditions laid down for nationals in Commission all contend that the first plea the host country. The principle of assimila- should be rejected, but for different rea- tion set out above militates against the sons. long-term extension, by way of harmonisa- tion through a measure such as the Direc- tive, of provisions specific to rules govern- ing the provision of services within the meaning of Article 59 of the EC Treaty (now, after amendment, Article 49 EC) in 21. I also am of the opinion that this plea favour of a large number of the profes- must be rejected; my reasons are similar to sionals who may benefit from it. those put forward by the representatives of the United Kingdom Government.

19. The applicant highlights the differences between the legal systems of the different Member States and in particular between 22. The supposed infringement of the the training requirements applicable to Treaty provision defining the scope of lawyers. It concludes from this that, by freedom of establishment, according to abolishing any requirement for training in Luxembourg, can be summarised in the the law of the host Member State and following terms: the Directive goes further allowing a lawyer from another Member than the requirements of Article 52, by State to practise that law, the Directive permitting migrant lawyers to practise a establishes a difference in treatment non-salaried activity in more favourable between nationals and migrants which is conditions than those fixed by the laws of not and cannot be justified having regard to the host country for its own nationals. In Article 52. In its submission, the contested that way, migrant lawyers are permitted, Directive extends to the rules on establish- without any time-limit, to practise the law ment the advantages — temporary, by of the host country with no requirement to demonstrate any knowledge of, or under- take any training in, the subject. Reverse 4 — Case 11/77 Patrick [1977] ECR 1199 et seq., especially p. 1204, paragraph 9. discrimination in relation to lawyers with 5 — Case C-55/94 Gebhard [1995] ECR I-4165. Luxembourg qualifications is thus created

I - 9142

LUXEMBOURG V P A R L I A M E N T AND COUNCIL

which, according to the applicant State, is In effect, the provisions of the Treaty contrary to the second paragraph of Arti- regarding the free movement of persons cle 52. do not apply to situations which are purely internal to a Member State. 7

Therefore, the second paragraph of Arti- cle 52 cannot form the basis for the prohi- 23. This argument is utterly irrelevant: the bition of a supposed discrimination against discrimination alleged by the applicant persons practising law in their Member does not exist and, even if it did, it could State of origin on the basis of qualifications not be challenged on the basis of Arti- and professional training obtained in that cle 52. I shall address this final point first. same Member State. 8

25. Furthermore, even supposing that Lux- embourg could profitably invoke Article 52 or any other Treaty provision in order to 24. The second paragraph of Article 52 challenge unequal treatment damaging to gives self-employed persons who establish its own nationals (or workers placed on the themselves in another Member State the same footing) who have not exercised their right to treatment as favourable as that right to freedom of movement, in my view afforded to nationals of the host Member the Directive in question does not create the State. This right is also conferred on those discrimination alleged. It must be borne in same nationals when, having been lawfully mind that, in order to be able to speak of resident in the territory of another Member inequality, there must be unequal treatment State and having undergone professional of comparable situations or equal treat- training recognised by the provisions of Community law there, they are, with 7 — Judgments in Knoors (cited above), paragraph 24; Case regard to their State of origin, in a situation 20/87 Gauchará [1987] ECR 4879, paragraph 13, and which may be assimilated to that of foreign Joined Cases C-330/90 and C-331/90 López Brea and Hidalgo Palacios [1992] ECR I-323, paragraph 7. migrant workers. 6 Article 52 does not, 8 — Compare, to this effect, the judgment in Joined Cases however, grant any privilege or, in particu- C-29/94 to C-35/94 Aubertin and Others [1995] ECR I-301, paragraph 13, where the Court of Justice recognised lar, guarantee in any way to those workers that neither Community law, nor Council Directive 82/489/ EEC of 19 July 1982 laying down measures to facilitate the who have not exercised their right to effective exercise of the right of establishment and freedom freedom of movement, treatment equal to to provide services in hairdressing (OJ 1982 L 218, p. 24), preclude 'national rules which require that nationals of that that given to migrant workers. Member State hold a diploma in order to operate a hairdressing salon, while permitting hairdressers who are nationals of other Member States to operate a hairdressing salon without holding such a diploma and without being obliged to entrust its operation to a manager holding that 6 — Case 115/78 Knoors [1979] ECR 399, paragraph 24. diploma'.

I - 9143

OPINION OF MR RUIZ-JARABO — CASE C-168/98

ment of different situations without justifi- authorities that he possesses the required cation. levels of knowledge and skill ('integrated migrant lawyer'). The Directive treats national lawyers and integrated migrant lawyers in the same way: in both cases, it is presumed that the lawyer has sufficient skills to practise his profession under the professional title of the host State. Any 26. There is, therefore, no discrimination questions of legality which might arise in between the lawyer who has fulfilled the relation to this presumption of equal treat- national professional qualification require- ment may appropriately be considered ments and practises in his home country when it turns to the second plea for under that professional title ('national law- annulment. yer') and the lawyer who practises in the host State under his foreign professional title ('non-integrated migrant lawyer'), by virtue of Article 2 of the Directive, as the two situations are different. In fact, the latter, as well as fulfilling the conditions for access to the profession of lawyer in one Member State, must, in order to practise in the host State, work in conjunction with a national lawyer in activities relating to 28. Lastly, Luxembourg claims, still within representation in legal proceedings if the the ambit of the first plea and in response regulations of the host State so require to the statements in intervention of the (Article 5(3) of the Directive), abstain from Netherlands and of the United Kingdom, particular notarial activities (Article 5(2) of that, in the absence of harmonisation of the Directive) and, above all, practise under conditions for access to a profession, his original professional title in conditions Member States may define the knowledge which leave in no doubt the foreign nature and skills required for the practice of that of his qualifications and training (Arti- profession and require the presentation of a cle 4). diploma certifying that its holder has attained those skills and that knowledge. In support of this it cites the jurisprudence found in the judgments in Heylens, Vlasso- poulou and Aguirre Borrell and Others. 9 The applicant deduces from that case-law that the principles laid down in Article 52 regarding establishment are, on the one 27. Nor is there discrimination between the hand, the abolition of any nationality national lawyer and the lawyer who, hav- requirements and, on the other, pending ing practised effectively and regularly for at harmonisation of training conditions, the least three years in the host State, is treated maintenance of the requirement of knowl- like a national lawyer, by virtue of Arti- edge of national law. cle 10, either because he has practised for that period in the law of the host State, including Community law or because, 9 — Case 222/86 Heylens and Others [1987] ECR 4097, para- without having practised in that law for graph 10; Case C-340/89 Vlassopoulou [1991] ECR I-2357, paragraph 9, and Case C-104/91 Aguirre Borrell and Others that time, he has proved to the competent [1992] ECR I-3003, paragraph 7.

I - 9144

LUXEMBOURG V PARLIAMENT AND COUNCIL

29. In so far as it is not indissociable from eration the diplomas, certificates and other the second plea, this claim constitutes a evidence of qualifications which the person new plea in law and, since it is not based on concerned has acquired in order to exercise matters of law or of fact which have come the same profession in another Member to light in the course of the proceedings, it State by making a comparison between the must be declared inadmissible in accor- specialised knowledge and abilities certified dance with Article 42(2) of the Rules of by those diplomas and the knowledge and Procedure. In any event, this plea in law qualifications required by the national would not be successful, as it is based on rules.' n the same erroneous interpretation of Arti- cle 52 as I observed in my analysis of the first plea.

31. In summary, the plea for annulment based on Article 52, paragraph 2 put forward by Luxembourg must be rejected. 30. The second paragraph of Article 52 defines only the minimum content — not the maximum — of the right of establish- ment. As the representative of the United Kingdom rightly says: it is no part of the function of Article 52 to impose limits on the process of liberalisation. B. Infringement of Article 57(2) of the EC Treaty

It is not surprising then that in the cases 32. Article 57(2) states: cited by the applicant 10 the Court of Justice has been concerned with defining the minimum content of this right which is enjoyed by self-employed persons who have made use of their right to freedom of movement and which may be used to '2. [In order to make it easier for persons to oppose the outright refusal by national take up and pursue activities as self- administrative bodies to allow them to employed persons], the Council shall, act- practise certain professions or used as a ing in accordance with the procedure defence to criminal proceedings for having referred to in Article 251, issue directives practised without using the title required. for the coordination of the provisions laid In the absence of harmonisation, the host down by law, regulation or administrative Member State, although it may maintain action in Member States concerning the certain restrictions, 'must take into consid- taking-up and pursuit of activities as self- employed persons. The Council, acting

10 — With the exception of Heylens and Others, which con- cerned an employee, and in which the Court of Justice based its findings on Article 48 of the EC Treaty (now, 11 —Judgments cited above, Vlassopoulou, paragraph 16, and after amendment, Article 39 EC). Aguirre Borrell and Others, paragraph 11.

I - 9145

OPINION OF MR RUIZ-JARABO — CASE C-168/98

unanimously throughout the procedure vided for in Directive 89/48, may gain referred to in Article 251, shall decide on access to the profession. directives the implementation of which involves in at least one Member State amendment of the existing principles laid down by law governing the professions with respect to training and conditions of access for natural persons. In other cases 35. Furthermore, the Directive alters other the Council shall act by qualified majority.' conditions for access to the profession by natural persons by removing prohibitions in force in various Member States relating to establishment under the home-country professional title and joint practice in the profession. 33. By this second plea in law, Luxembourg hopes to show that the Directive was incorrectly adopted, according to Arti- cle 57(1) and the first and third sentences of Article 57(2), excluding the second sen- 36. In support of its argument, Luxem- tence. 12 That error allowed the Council to bourg cites, in particular, the judgment in act by qualified majority instead of unan- Germany v Parliament and Council, 13 imously, despite the fact that the Directive which states in paragraphs 16 and 17: imposed an amendment of the legal princi- ples relating to both training for, and access to, the legal profession.

'... in the absence of coordination at a Community level the Member States may, subject to certain conditions, impose national measures pursuing a legitimate 34. According to the Grand Duchy, the aim that is compatible with the Treaty Directive infringes a fundamental legal and is justified on overriding public interest principle of the legal profession, which grounds, which include the protection of exists in all the Member States, by virtue of consumers (see, in particular, Case 205/84 which only those persons who have demon- Commission v Germany [1986] ECR strated a sufficient knowledge of the 3755). national law or who have acquired recog- nition of their qualification by passing a test where appropriate, such as that pro-

Consequently, the Member States may, in 12 — The Directive was adopted by virtue of Articles 49 and 57(1) and (2), first and third sentences. I agree with the certain circumstances, adopt or maintain Kingdom of Spain that the main provisions of the Directive measures constituting an obstacle to free (inter alia Articles 2, 3, 5 and 10) are based on Arti- cle 57(1), while only Articles 8 (salaried practice) and 11 movement. Article 57(2) of the Treaty (joint practice) justify the inclusion, as a legal basis, of Articles 49 and Article 57(2). See also, Sobotta, Ch. and Kleinschnittger, Ch.: Freizügigkeit für Anwälte in der EU nach der Richtlinie 98/5/EG, Europäische Zeitschrift für Wirtschaftsrecht, 1998, No 21, pp. 645 et seq., particu- 13 — Case C-233/94 Germany v Parliament and Council (1997] larly p. 650. ECR I-2405.

I - 9146

LUXEMBOURG V PARLIAMENT AND COUNCIL

authorises the Community to eliminate acquire the necessary knowledge in obstacles of that kind in particular by that law; coordinating the provisions laid down by law, regulation or administrative action in Member States concerning the taking-up and pursuit of activities as self-employed persons. Since coordinating measures are concerned, the Community is to have — permits migrant lawyers from the out- regard to the public interest aims of the set to practise fully under the rules of various Member States and to adopt a level establishment and under their home- of protection for that interest which seems country title, and acceptable in the Community.'

— liberalises the joint practice of the legal profession. According to Luxembourg, this case-law ought to have prompted the Community legislature, when adopting the Directive, to reconcile the different interests involved, taking due account of the interests of the Luxembourg also criticises the Directive for consumer in being able to consult lawyers not taking consumer protection into who are established in a particular State account. and who have sufficient knowledge of the law of that State.

38. The three Institutions and the three Member States parties to these proceedings, following essentially parallel lines of argu- 37. In summary, the applicant submits that ment, ask that this plea be dismissed. the legal basis of the Directive ought to have included the second sentence of Arti- cle 57(2) since the Directive alters the legal principles relating to training and condi- tions of access to the legal profession and, in particular, because the Directive: 39. I share their view. I shall examine Luxembourg's arguments in ascending order of importance.

— abolishes the requirement that the migrant lawyer, in order to practise 40. In the first place, it is not the case that the law of the host State, should the Directive authorises joint practice of the

I - 9147

OPINION OF MR RUIZ-JARABO — CASE C-168/98

legal profession. Quite the contrary, since To the extent that it is not possible for Article 11 of the Directive starts with the consumers to be confused with regard to following proposition: 'Where joint prac- the actual abilities of a professional who is tice is authorised in respect of lawyers established in those conditions, the host carrying on their activities under the rele- State cannot plead overriding reasons of vant professional title in the host Member public interest in order to adopt and State, ...'. And even if the alleged liberal- maintain measures which constitute an isation operated in relation to the State of obstacle to free movement within the origin, the possibility of joint practice meaning of the judgment in Germany v undoubtedly affects only procedures of Parliament and Council, cited by the appli- practice and not conditions for access. In cant. 15 That there might have been (or that any event, as the Commission points out, there continues to be) legislation in the joint practice is no longer prohibited in the Member States in conflict with that princi- Member States. ple is a mere circumstance which does not affect the validity of that principle.

41. Nor, secondly, is it the case that Arti- cle 2 of the Directive, by declaring the right of all lawyers to practise in any Member State under their home-country profes- 43. Further, the Directive allows the sional title, alters a legislative principle. In migrant lawyer to give advice in the law my view, there is no such alteration. of the host country. However, that provi- sion is not a novelty either. As the applicant State acknowledges, Directive 77/249 already offered that option to lawyers providing services in a State other than their home country by treating them in the same way as national lawyers and not excluding that option from the ambit of 42. The right of a lawyer in possession of their activities. At the latest by the end of qualifications obtained in one Member the two years provided in Directive 77/249, State to practise in another Member State each Member State must have established a under his home-country professional title in legal principle according to which a lawyer the fields covered by that professional title from another Member State may advise on (that is to say, usually, the law of the home the law of the host country, subject to the State, including Community law, and inter- conditions imposed by the Directive, those national law), is directly derived from the being the obligation to use the home- freedom of establishment enshrined in country professional title so as to avoid Article 52 of the Treaty, the direct effect any confusion and, in some cases, the of which has been affirmed by the Court of maintenance of restrictions relating to Justice. 14

15 — This goes further than requiring more administrative verification of qualifications, in the sense of the judgment 14 — Case 2/74 Reyners v Belgium [1974) ECR 631. in Case C-19/92 Kraus [1993] ECR I-1663.

I - 9148

LUXEMBOURG V PARLIAMENT AND COUNCIL

certain notarial activities and representa- accepted that the temporary nature of the tion in legal proceedings. provision of services does not mean that a provider of services may not equip himself with some form of infrastructure (including an office, chambers or consulting rooms) in the host Member State in so far as that is necessary for the purposes of performing the services in question, 17 and the Court These same conditions are found, almost had previously recognised that the right of word for word, in Article 5(2) and (3) of establishment of natural persons involves the contested Directive. The only difference the ability to have various centres of between the two systems is that the first activity in different Member States. 18 comes within the ambit of the provision of services and the second develops freedom of establishment. Nevertheless, I cannot see how that could have any bearing, in particular in relation to consumer protec- tion, on the sole element of public interest cited by the applicant. 45. Luxembourg claims that the limitations laid down by Article 5 of the Directive and the obligation to practise under the home- country professional title do not ensure adequate protection for the consumer. It rejects the approximation of the established migrant lawyer and the provider of ser- 44. On the contrary, I think, in common vices. Except by unlikely oversight, the with a large number of the parties, that it latter would be confined to acting within would be inconsistent to allow the lawyer his fields of competence, on account of the providing services to advise on the law of temporary and occasional nature of his the host State but not the lawyer who is presence, whereas the established lawyer established in that State and who, by virtue would find himself in a position of perma- of his greater contact with the local legal nent supply which, from an economic point system, must be in a better position to offer of view, would strongly encourage him to reliable advice. In those circumstances, the extend the ambit of his activities. resulting restriction imposed on the estab- lished lawyer would not satisfy any of the four conditions laid down by the Court in Gebhard, cited above, that is to say, that it should apply in a non-discriminatory man- ner, that it should be justified by imperative requirements in the general interest, that it 46. The three institutions which are parties, should be suitable for securing the attain- the remaining fourteen Member States and ment of its objective and that it should go the CCBE, the Council of the Bars and Law no further than necessary for the attain- Societies of the EC, are of the contrary view ment of that objective. 16 In particular, in that, in fact, these measures provide an that same judgment, the Court of Justice

17 — Paragraph 27. 16 — Paragraph 37. 18 — Case 107/83 Klopp [1984] ECR 2971, paragraph 19.

I - 9149

OPINION OF MR RUIZ-JARABO — CASE C-168/98

acceptable level of protection in the Com- necessary skills. It is for the client alone, munity. informed of the lawyer's foreign training through the professional title which he displays, to evaluate the risk, '[being] free to entrust his interests to a lawyer of his choice'. 21

It is not for the Court of Justice, in the absence of a manifest error of assessment, to give a judgment which encroaches on the scope of political decision-making by the legislature. 48. In summary, as in the case of Directive 77/249, the Community legislature has taken the view that the obligation to use the home-country professional title and the possibility of excluding certain notarial and procedural activities are, in the context of 47. In my view, the predictions made by the Article 2 of the contested Directive, suffi- Grand Duchy are not of a judicial nature cient safeguard for the consumer. In con- and fall squarely within the competence of sequence, no legal principle has been the legislative power. In any event, the altered. 22 quantitative importance of negligent con- duct ought not to affect the appraisal of its unacceptable nature. 19 Finally, to the extent that it is not provided for in its current legislation, there is nothing to stop Luxembourg from increasing supervision, 49. There remains to discuss the supposed prohibiting lawyers from accepting cases abolition of any obligation on the migrant where they know, or ought to know, that lawyer to acquire knowledge in the legal they lack sufficient competence, 20 or mak- domain of the host country. In the appli- ing the disciplinary or penal sanctions cant's view, that measure would entail an applicable to professional negligence more amendment of a national legal principle severe. relating to training and the conditions of access to the profession.

It is impossible to eliminate all risk of incompetent conduct on the part of migrant 50. I hope that I have already shown that lawyers, just as it is impossible to prevent a that argument does not apply to migrant national lawyer from advising in matters of lawyers who practise under their home- national law for which he does not have the 21 — Case 427/85 Commission v Germany [1988] ECR 1123, paragraph 27. 19 — In which I agree with the applicant. See the Report for the 22 — And even if a legal principle had been altered, that would Hearing, paragraph 25. not affect, as I shall point out later, either the training for 20 — Following the example of the CCBE Code of Conduct the conditions for access to a profession, within the (Article 3.1.3). meaning of Article 57(2), second sentence.

I - 9150

LUXEMBOURG V PARLIAMENT AND COUNCIL

country professional title. In their case, the tion by the competent authority of his rights laid down in the Directive are experience and knowledge in the law of directly derived from the EC Treaty or the host country (third paragraph). come as a consequence of rules already set out in Directive 77/249.

51. The situation is different for those 52. Given that the Grand Duchy alleges lawyers who avail themselves of the system presumed abolition of any obligation that of full integration provided for by Arti- the lawyer who wishes to establish himself cle 10. It will be recalled that that provision under his national professional title should gives the migrant lawyer three routes by demonstrate sufficient knowledge of the which he can be placed on a completely legal system of the host country, its com- equal footing with national lawyers. They plaint can only be understood as being are as follows: directed at the second of those cases. The other two recognise the right of the host country to verify that those skills have been acquired.

— recognition of his professional title in accordance with Directive 89/48 fol- lowing the completion, as the case may be, of either the adaptation period or the aptitude test provided for by Arti- cle 4(1)(b) of that Directive (second 53. It must then be clarified whether the paragraph); possibility of treating migrant lawyers in the same way as the lawyers of the host country, without their having to pass an aptitude test on the law of that country, amounts to an act which, if implemented in at least one Member State, would bring — practice under his home country pro- about an alteration in the legal principles in fessional title, establishing effective and force there in the field of training and regular pursuit for a period of at least conditions for access to a profession for three years of an activity in the law of natural persons. the host country, including Community law (first paragraph), and

— practice under his home country pro- 54. In my opinion, the Directive has no fessional title, for the same period of effect whatsoever on national training time but for a lesser period in the law systems. It is silent as to the subjects which of the host country, following verifica- must be learned by those aspiring to be

I - 9151

OPINION OF MR RUIZ-JARABO — CASE C-168/98

lawyers, and as to teaching methods, length access), but in the order which most suits of courses, or the centres which can provide my arguments. those courses. 23 Each Member State con- tinues to regulate these matters freely. 24

56. In the first place, I have serious doubts about the pertinence of considering the provisions in question as regulating the conditions for access to a profession. When does a person accede to the profession of lawyer, within the meaning of Article 57?

55. Now, if it can be shown that the Directive creates an amendment to the legal principles relating to conditions of access to a profession, then it is the case 57. In principle there are two possible that it ought to have been adopted in answers. accordance with the procedure referred to in the second sentence of Article 57(2) — that is to say unanimously. I shall examine each of these concepts separately (amend- ment, legal principles, conditions of According to the first, there would be as many means of 'access' to the profession of 23 — As an example of a regulation which does contain provisions for coordination relating to training, see lawyer in the European Union as there are Council Directive 93/16/EEC of 5 April 1993 to facilitate different legal systems, with their own rules the free movement of doctors and the mutual recognition of their diplomas, certificates and other evidence of formal and requirements. In this case, it would be qualifications (OJ 1993 L 165, p. 1). Article 23 of which access not to the profession of lawyer in the demands, in effect, that doctors must have acquired: '(a) adequate knowledge of the sciences on which medicine is absolute sense, but rather to the profession based and a good understanding of the scientific methods including the principles of measuring biological functions, of lawyer within a determined legal order. the evaluation of scientifically established facts and the This is the definition proposed by Luxem- analysis of data; (b) sufficient understanding of the structure, functions and behaviour of healthy and sick bourg. persons, as well as relations between the state of health and physical and social surroundings of the human being; (c) adequate knowledge of clinical disciplines and prac- tices, providing him with a coherent picture of mental and physical diseases, of medicine from the points of view of prophylaxis, diagnosis and therapy and of human repro- duction; (d) suitable clinical experience in hospitals under appropriate supervision.' Also, 'A complete period of medical training of this kind shall comprise at least a six- year course or 5 500 hours of theoretical and practical instruction given in a university under the supervision of a According to the second, there is only one university'. Article 24 contains additional conditions: kind of 'access' to the profession, subject to completion and recognition of six years of controlled, full-time study, including practical and theoretical teaching different rules in each of the European which takes place in centres with specified characteristics, systems. The provisions relating to legal etc. Other provisions establish requirements relating to the training of specialist doctors. practice in a Member State other than that 24 — For the rest, the applicant's allegation that by abolishing in which the professional qualification was any requirement of training, the Directive derogates from the fundamental requirement of knowledge, prior to obtained regulate no more than the mutual practice and evidenced by a diploma, of the law of the recognition of formal evidence of aptitude host country, is confused with its argument relating to or, at most, the rules of practice of a conditions of access.

I - 9152

LUXEMBOURG V PARLIAMENT AND COUNCIL

profession. This is the view put forward by Member States may maintain in certain the United Kingdom among others. circumstances, are the exception.

58. Not in the Treaty, or the derived law, or the jurisprudence of the Court of Justice are there to be found firm grounds supporting In order to remove those obstacles, the one or other of these interpretations. The Community gave itself the power to adopt texts use expressions such as 'access to the Directives on mutual recognition of titles profession', 'access to the activities' and and on coordination, in which it takes into 'practice of the activities' indiscriminately account the public interest pursued by the and plainly without technical precision. different Member States and adopts a level of protection for that interest which seems acceptable. 27 The provisions of Arti- cle 57(1) and (2) come within this ambit.

59. That being so, I consider it inevitable to prefer the second definition as it is less restrictive of the right to freedom of establishment. For the adoption of the directives provided for therein, the Treaty refers to the proce- dure laid down in Article 189b of the EC Treaty (now, after amendment, Article 251 It must not be forgotten that freedom of EC), which establishes a system of joint movement constitutes one of the primordial decision-making between the European objectives of the Treaty which, moreover, Parliament and the Council, the latter confers individually on every worker in the acting by qualified majority. Only in the Community the fundamental right of free situations envisaged by the second sentence access to employment. 25 On the other of Article 57(2) is unanimous approval in hand, the lawful requirement, in the var- the Council required following consulta- ious Member States, relating to the posses- tion with the Parliament. If a decision is the sion of qualifications for admission to rule, unanimity is the exception. Further- certain occupations, constitutes a restric- more, interpreting the areas subject to the tion on the effective exercise of the freedom procedure of joint decision broadly rein- of movement of workers guaranteed by the forces the participation of the Parliament in Treaty. 26 In other words, if freedom of the legislative process of the European movement, and, hence, freedom of estab- Union, and that participation reflects, lishment, are the rule, national measures within the Community, a fundamental which form obstacles to it, and which democratic principle, that the peoples should take part in the exercise of power

25 — Heylens, cited above, paragraphs 8 and 14. 26 — Patrick, paragraph 16, and Heylens, paragraph 11, both 27 — Germany v Parliament and Council, cited above, para- cited above. graph 17.

I-9153

OPINION OF MR RUIZ-JARABO — CASE C-168/98

through the intermediary of a representa- In this respect, I find it highly significant tive assembly. 28 that Directive 89/48, which regulates exactly the same material (practice under the title of the host country through a combination of home-country qualifica- tions and a period of adaptation or an aptitude test) was not even adopted on the basis of the first and third sentences of Article 57(2) but only on the basis of 60. The exceptional dual nature — mate- Article 57(1) (mutual recognition of diplo- rial and procedural — of the provision mas, certificates and other evidence of contained in the second sentence of Arti- formal qualifications). 30 cle 57(2) makes it necessary to interpret it restrictively and to prefer, when choosing between two equally possible interpreta- tions, that which best fits with the logic of that Article and with the general scheme of the Treaty.

62. Similar arguments lead me to ask whether such an amendment, if amendment there is, affects the legal principles in force in a Member State at least in relation to access to a profession or whether it affects procedure only. Essentially, the Directive 61. It is therefore permissible to conclude does no more than generalise the formula provisionally that the system of assimila- consisting of assimilation by way of a tion established by Article 10, and, in three-year adaptation period which Direc- particular, Article 10(1), does not entail tive 89/48 had established as an option (see an amendment to legal principles relating paragraph 7 above). to conditions of access in force relative to the regulation of professions. 29 30 — The same occurs in relation to various Directives which liberalise specific occupations. As such, Directive 82/489, cited above, allows a migrant hairdresser to practise his occupation by substituting for the required qualification in the host State experience gained in the home country.

That did not stop the Court from recognising that 'it is evident from the fourth and fifth recitals in the preamble that the Directive does not aim to harmonise the conditions laid down by national rules for access to the occupation of hairdresser and the pursuit of that occupation' (Aubertin That system, like that introduced by Arti- and Others, cited above, paragraph 12). Also, in relation to Council Directive 67/43/EEC of 12 January 1967 cle 2, does not seek to change the condi- concerning the attainment of freedom of establishment and freedom to provide services in respect of activities of tions laid down by national legislation for self-employed persons concerned with: 1. Matters of 'Real access to a profession. Estate' (excluding 6401)(ISIC Group ex 640), 2.

The provision of certain 'Business Services not elsewhere classified' (ISIC Group 839) (OJ, English Special Edition 1967, p. 3), the Court has held that that Directive does not preclude national rules which reserve certain activities in 28 — Case C-300/89 Commission v Council [1991] ECR I-2867, the real-estate sector to persons practising as estate agents within a regulated profession, the Court of Justice affirmed paragraph 20. that the said Directive 'merely requires the abolition of all 29 — The historical explanation for the inclusion, by virtue of direct or indirect discrimination based on nationality, but the Single European Act, of the second sentence of does not aim to harmonise the conditions laid down in Article 57(2), backs up my interpretation. It sought to national rules regulating the taking up or pursuit of the require unanimity in the Council in order to amend the profession of estate agent' (López Brea and Hidalgo German national system of the Meisterbrief, which applied Palacios, cited above, paragraph 15). to certain artisan professions.

I - 9154

LUXEMBOURG V PARLIAMENT AND COUNCIL

63. Furthermore, even supposing that the agree that a similar principle exists in all Directive does regulate fundamental the Member States; I cannot agree, how- aspects of the system for access to a ever, with the rest of the Grand Duchy's profession, it would be necessary to demon- argument. strate, for this plea to be founded, that there had been an amendment to that system. In examining that condition, it is of primary importance to specify with great precision the principle concerned.

66. According to the applicant, the Direc- tive abolishes the requirement for all law- yers to know the law of the State in which they intend to practise by doing away with the requirement for an aptitude test. 64. In the text of its application, Luxem- bourg does not use the same terms through- out. It alludes to a 'fundamental legislative principle of the legal profession which is common to all Member States, which is that it is a profession to which only persons 67. I think that Luxembourg is confusing with the necessary aptitudes in national law fact with presumption of that fact, the can gain access', 31 and then says that 'the reality of knowledge and skills with the fundamental principle which is altered by indices for assessing them. the Directive is that which obliges all migrant lawyers to acquire knowledge in the law of the host country'. 32

In effect, passing an aptitude test merely make it possible to assume that the candi- date has a certain level of knowledge; it 65. To summarise, the legislative principle does not amount to knowledge itself but is referred to by Luxembourg, in general 'proof' of knowledge only in a figurative terms, is that any person wishing to gain sense. access to the legal profession in a particular State must have the necessary knowledge and skills in the law of that State. I would

31 — Page 17 of the application. 32 — Page 18 of the application. The Directive would thereby 68. The other method which is generally put an end to the legislative principle in Luxembourg which requires testing of the level of knowledge of accepted as being capable of forming a Luxembourg law of any candidate for the legal profession, the principle having been established because Luxem- basis for the presumption, or, if you prefer, bourgish students, not having a university of their own, a strong indication, that certain skills have carry out their studies in foreign universities. In reality, this is only applicable to candidates who already hold the legal been acquired is through the accumulation qualification obtained in another Member State. of suitable experience.

I - 9155

OPINION OF MR RUIZ-JARABO — CASE C-168/98

In the Middle Ages, Alfonso X the Wise, in the host country without having to pass King of Castille and Leon (1252-1284), an aptitude test has existed as a principle. wrote in his Book of Laws or Registers 33 that 'todo ome que fuere sabidor de derecho o del fuero o de la costumbre de la tierra, porque lo aya usado como oficio por de grand tiempo, puede ser abogado por otro' ('any man who has knowledge of 70. The Court of Justice has also recog- the law, or of the usage, or of the custom of nised, in the specific case of the legal the land, because he has for a long time profession, the importance of acquired used that knowledge in his office or occu- experience as evidence of professional apti- pation, may be the advocate of another'). 34 tude. In Vlassopoulou, cited above, the authorisation to practise the profession in Germany sought by a Greek lawyer was refused because she had not studied law in Germany, nor passed the two state exam- inations required by the German legisla- tion. The Court of Justice declared, firstly, that the competent authority of the Mem- ber State was obliged, by virtue of Arti- cle 52, to compare the knowledge and abilities certified by the foreign diploma with the requirements established for nationals. If that comparison showed only partial equivalence, the national authorities must go on to assess whether 'the knowl- edge acquired in the host Member State, either during a course of study or by way of practical experience, is sufficient in order to 69. As I have indicated, Directive 89/48 prove possession of the knowledge which is provided, in its Article 4(1)(b), for the lacking'. 35 It is of relevance that the practice of the profession under the host Court's reasoning in that judgment was country title following an adaptation per- based exclusively on the Treaty. iod of three years. Although it is true that that Directive allowed Member States to choose to require lawyers to pass an aptitude test (an option which the great majority of Member States took up), the fact remains that, at the latest from the 71. The contested Directive does no more entry into force of Directive 89/48, the than codify that jurisprudence, with the possibility of lawyers joining the profession following touch: the choice between the aptitude test and the period of adaptation is now given to the individual, and not the 33 — The Seven Registers make an admirable attempt to Member State. This advance is in line with rationalise Roman and Canon law. Although the popular support enjoyed by the traditional Castilian 'fueros' the objective of Article 57, which is to deprived them of legal force, they inspired judgments from the King's Supreme Court and shaped the way of thinking of the new jurists. The practical influence of their rules and principles has been felt up until recent times. 34 — Law 2a. of Title 6 of Register III. 55 — Paragraph 20.

I - 9156

LUXEMBOURG V PARLIAMENT AND COUNCIL

'make it easier for persons to take up and 73. I do not wish to finish without dealing pursue activities as self-employed persons'. with certain observations made during the hearing.

It is understandable that some prefer one method over the other, 36 just as some argue On the question of whether it may be for one or another type of test or for shorter concluded from Article 10(1) that a lawyer or longer periods of adaptation, but perso- who had practised solely in the field of nal preferences cannot be put forward as Community law for the three-year period legal criteria. would have the right to full integration, it must be recalled that Community law forms an integral part of the law of the Member States and, with the exception of legal proceedings involving the institutions, is applied in the national legal context. Furthermore, it will be for the Member State concerned, including its judicial 72. Last, it is my understanding that the bodies, and, in some cases, the Court of Directive, by allowing full integration for Justice, to interpret the precise scope of the the migrant lawyer on proof of effective provisions of the Directive. 37 and regular pursuit for a period of at least three years of an activity in the host Member State in the law of that State, including Community law, affects only the means by which knowledge and legal skills not covered by the home country diploma are accredited, without jeopardising the principle which states that any candidate In addition, the applicant's representative for the profession of lawyer must have the explained that, pursuant to the Directive, a necessary knowledge and skills in the legal lawyer could obtain integration by virtue of field in which he intends to practise. Article 10(1), despite having given negative proof of his knowledge by failing the aptitude test provided for in Directive 36 — In that way, some celebrate the new Directive as favouring 'effective practice rather than theoretical knowledge 89/48. That argument is fallacious: the acquired from textbooks' (Nebbia, P: The New Directive aptitude test serves only to give a presump- on Lawyers' Establishment: Uses and Abuses, European Current Law Yearbook, 1998, p. xlii, particularly p. xlv), tion of knowledge; failing the test deprives while others feel that 'it does not seem as though we can give up reliable control mechanisms which allow the the candidate of this form of accreditation, verification of a minimum level of legal knowledge' ['verlässliche Kontrollmechanismen, auf deren Grundlage ein gewisser Mindeststandard der Rechtskenntnisse verifi- zierbar ist, erscheiner unverzichtbar'] (Henssler, M: Der 37 — The terms 'regular' and 'effective' are also indeterminate lange Weg zur EU-Niederlassungsrichtlinie für die legal concepts which will probably lead to controversy Anwaltschaft, Zeitschrift für europäisches Privatrecht, over interpretation. For this, see Ewig, E: Verwirklichung 1999, pp. 689 et seq., particulary p. 704 — which, despite der Niederlassungsfreiheit für Rechtsanwälte in der EU that, states that the Directive does not affect national legal und im EWR, Neue juristische Wochenschrift, 1999, principles relating to training or conditions of access). No 4, pp. 248 et seq., in particular, p. 232.

I - 9157

OPINION OF MR RUIZ-JARABO — CASE C-168/98

but does not create a presumption that he and those who opt for integration and the lacks those skills. 38 use of the host state title.'

74. In my opinion, for all the reasons given, 77. I must straight away admit that I do the second plea must be dismissed. not quite understand what the applicant is referring to here: the Directive does not treat the two in the same way. While the former have the right to practise perma- nently, in whichever Member State, in the same activities as national lawyers (Arti- cle 2), the latter are, in addition, subject to the requirements of assimilation laid out in C. Infringement of Article 190 of the EC Article 10. Treaty

75. According to Article 190: 78. In those circumstances, it is difficult to understand what defect in reasoning is complained of by Luxembourg. Added to that is the fact, as pointed out by the Parliament and by Spain, that this plea in 'Regulations, directives and decisions law, as it is argued, is directed at challen- adopted jointly by the European Parliament ging the substantive provisions of the and the Council, and such acts adopted by Directive rather than the recitals in the the Council or the Commission, shall state preamble thereto, and uses, to that end, the the reasons on which they are based and same arguments as in the first two pleas. shall refer to any proposals or opinions which were required to be obtained pur- suant to this Treaty.'

79. Thus, in its written application, Lux- embourg asserts that: 76. According to the Grand Duchy, the Directive contains 'no justification for the Community legislature's choice in placing on the same footing, from the point of view of establishment, those migrant lawyers 'The third recital in the preamble constitu- practising under their home-country title tes nothing more than an affirmation and a petitio principii: lawyers who could not be integrated quickly "should be able to... 38 — It might be useful to ask oneself how many lawyers (or continue to practise under their home- judges) in practice would be able to pass the examinations of a law degree. country professional titles".

I - 9158

LUXEMBOURG V PARLIAMENT AND COUNCIL

The fifth recital contains a manifest inac- them, so that the Court of Justice can curacy: if it is true that cross-border trade exercise its power of review and so that flows are increasing, resulting in creating a both Member States and the persons con- need for the creation of teams with multiple cerned may learn of the conditions under abilities in international law, Community which the Community institutions have law and national laws, it is wrong to state applied the Treaty. 39 that consumers of legal services need to seek advice from established professionals who have no recognised qualification in the law of their host state but who, never- theless have the right to practise fully in that state. 81. I believe that the Directive fulfils this obligation, above all in light of its two principal new introductions, that is to say, the possibility of permanent establishment under the home-country professional title and the possibility of integration under the The ninth recital gives as the only guaran- provisions of Article 10. tee to the consumer the fact that he will be informed of the professional title of the established migrant lawyer. This protection is purely formal and illusory and cannot provide a justification for the choice made. 82. In particular, the third recital, far from forming a petitio principii, does no more than set out the different possibilities: integration, after passing the test provided for by Directive 89/48, and the two new The tenth recital is limited to explaining the routes opened by the Directive. mechanism which has been adopted in order to remove obstacles, that is, the extension to established lawyers of the favourable system for service providers. That does not provide any justification for the choice taken or the fact that the 83. The real reasons for those two principal Directive departs from the basic principle measures are to be found in the 5th, 6th laid down in Article 52 of the Treaty.' and 14th recitals in the preamble. Thus, the Directive should facilitate integration in the host Member State and make it possible to meet increasing demand for legal advice in relation to transactions where international law, Community law and national laws overlap (fifth recital, see paragraph 9, 80. With regard to the obligation to state above). reasons for acts, it must be recalled that Article 190 requires that all acts to which it applies should contain a statement of the 39 — See, in particular, Germany v Parliament and Council, reasons which led the Institution to adopt cited above, paragraph 25.

I - 9159

OPINION OF MR RUIZ-JARABO — CASE C-168/98

The Directive finds grounds also in the law of that State including Community law diversity of legislation in the various Mem- for a period of three years, a lawyer may ber States relating to the possibility of a reasonably be assumed to have gained the lawyer establishing himself permanently aptitude necessary to become fully integra- under his home-country title, which diver- ted into the legal profession there' and that sity distorts competition and creates an consequently 'at the end of that period the obstacle to free movement (sixth recital, see lawyer who can, subject to verification, paragraph 10 above). furnish evidence of his professional compe- tence in the host Member State should be able to obtain the professional title of that Member State' (14th recital).

With regard to the procedures for integra- tion provided for by Article 10, the Direc- tive is justified by reference to Articles 48 and 52 of the Treaty, as interpreted by the Court of Justice, which oblige the host 84. I consider, therefore, that in adopting Member State to take into account profes- the Directive the Parliament and the Coun- sional experience acquired in its territory. cil have not failed to fulfil the obligation to In this sense, the Directive explains that state reasons imposed by Article 190 of the 'after effectively and regularly pursuing in Treaty. The third and final plea must, the host Member State an activity in the therefore, be rejected.

V — Conclusion

85. Having regard to the considerations above, I propose that the Court of Justice should dismiss the action for annulment brought by the Grand Duchy of Luxembourg against Directive 98/5/EC of the European Parliament and the Council of 16 February 1998 to facilitate practice of the profession of lawyer on a permanent basis in a Member State other than that in which the qualification was obtained, and order the applicant to pay the costs.

I - 9160

Text rozhodnutia bol prevzatý z verejne dostupných úradných zdrojov. Rozhodnutie je úradným dokumentom.
Navrhy_ga C-168/98 – Súdny dvor Európskej únie | AI Pravnik