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Súdny dvor Európskej únie·8.3.2001

C-390/99

ECLI:EU:C:2001:147

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Súdny dvor Európskej únie
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61999CC0390

CANAL SATÉLITE DIGITAL

OPINION OF ADVOCATE GENERAL STIX-HACKL delivered on 8 March 2001 1

I — Introduction I I — Factual background

1. In this case the Tribunal Supremo of Spain (Third Chamber for Administrative Cases) essentially seeks to establish whether 2. The undertaking Canal Satelite Digital the Spanish regulations under which oper- supplies the digital broadcasting of televi- ators of conditional-access digital television sion signals via satellite and the reception services via satellite (hereinafter 'oper- of conditional-access television pro- ators'), before marketing the apparatus, grammes. The digital broadcasting and equipment, decoders or systems necessary access to the encoded television services for that purpose (hereinafter 'decoders'), are made possible by purchasing or renting are required to obtain certification, as a special decoding apparatus. Canal Satélite condition of which they must complete a Digital supplies such decoders in Spain. preliminary procedure and register details The decoders were lawfully manufactured of themselves and the decoders in a register, and marketed in Belgium and the United are compatible with Community law. The Kingdom. Despite a request from the operators and their decoders are entered in Spanish authorities, Canal Satelite Digital the register upon application. Before regis- had had neither itself nor the decoders it tration, an assessment or technical report marketed entered in the Spanish register. on the compliance of all decoders with the After the competent authorities had set a technical standards have to be obtained deadline, registration was denied by from the technical services of the Direc- decision of the Commission for the Tele- torate-General of Telecommunications at communications Market. Despite the lack the Ministry of Internal Development. of registration in Spain, Canal Satelite Digital has a large number of customers who use its decoders. An administrative 1 — Original language: German. penalty was not applied.

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III — Legal framework the Community, irrespective of the means of transmission, the following conditions shall apply:

A — Community law

3. Directive 95/47/EC of the European Parliament and of the Council of 24 October 1995 On the use of standards (c) Member States shall take all the necess- for the transmission of television signals 2 ary measures to ensure that the oper- (hereinafter 'Directive 95/47'.) ators of conditional-access services, irrespective of the means of trans- mission, who produce and market access services to digital television ser- vices:

4. Articles 1 to S of Directive 95/47 lay down in essence that the Member States shall take all appropriate measures to promote the accelerated introduction of — offer to all broadcasters, on a fair, television services in the wide-screen 16:9 reasonable and non-discriminatory aspect ratio. The 16:9 format is specified, basis, technical services enabling whether the television services are trans- the broadcasters' digitally-trans- mitted to viewers by cable, satellite or mitted services to be received by terrestrial means, and the use of particular viewers authorised by means of transmission systems is required. decoders administered by the ser- vice operators, and comply with Community competition law, in particular if a dominant position appears,

5. Article 4 states in particular:

»

'In relation to conditional access to digital television services broadcast to viewers in

6. Council Directive 83/189/EEC of 2 — OJ 1995 L 281, p. 51. 28 March 1983 laying down a procedure

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for the provision of information in the field The term "technical specification" also of technical standards and regulations, 3in covers ... production methods and pro- the extended 1994 version contained in cesses relating to other products, where Directive 94/10/EC of the European Par- these have an effect on their character- liament and of the Council of 23 March istics. 1994 materially amending for the second time Directive 83/189 laying down a pro- cedure for the provision of information in the field of technical standards and regu- lations 4 (hereinafter 'Directive 83/189'), which was valid at the time in question, states in part: 3. "other requirement", a requirement, other than a technical specification, imposed on a product for the purpose of protecting, in particular, consumers or the environment, and which affects 7. 'Article 1 its life cycle after it has been placed on the market, such as conditions of use, recycling, reuse or disposal, where such conditions can significantly influence the composition or nature of the prod- uct or its marketing.

1. "product", industrially manufactured products ...

2. "technical specification", a specifi- cation contained in a document which lays down the characteristics required of a product such as levels of quality, performance, safety or dimensions, including the requirements applicable to the product as regards the name under which the product is sold, ter- 9. "technical regulation", technical spec- minology, symbols, testing and test ifications and other requirements, methods, packaging, marking or label- including the relevant administrative ling and conformity assessment pro- provisions, the observance of which is cedures; compulsory, de jure or de facto, in the case of marketing or use in a Member State or a major part thereof, as well as 3 — 0) 1983 L 109, p. 8. laws, regulations or administrative 4 — OJ 1994 L 100, p. 30. provisions of Member States, except

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those provided for in Article 10, pro- agreements by means of which Member hibiting the manufacture, importation, States: marketing or use of a product.

5 — comply with binding Community acts which result in the adoption of tech- nical specifications; ...

8. The first subparagraph of Article 8(1)

B — National law Subject to Article 10, Member States shall immediately communicate to the Commis- sion any draft technical regulation, except where it merely transposes the full text of an international or European standard, in 10. The provisions of national law con- which case information regarding the rel- sidered relevant by the court of reference evant standard shall suffice; they shall also are contained in Royal Decree-Law No 1 let the Commission have a statement of the of 1997 and Royal Decree No 136 of1997. grounds which make the enactment of such To the extent that appears necessary, I have a technical regulation necessary, where cited them below in the course of my these have not already been made clear in consideration of the legal situation. the draft.

11. In brief, Royal Decree-Law No 1 of 9. Article 10(1) 1997 lays down that operators must reg- ister themselves and the decoders in a register being created at the Commission for the Telecommunications Market, and that the marketing of decoders 'without Articles 8 and 9 shall not apply to those prior certification as to compliance with laws, regulations and administrative provi- the rules laid down therein' shall be punish- sions of the Member States or voluntary able as a serious or a very serious offence.

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12. Royal Decree No 136 of 1997 contains Community law. regulations on the establishment of the Register and the registration procedure.

15. The Tribunal Supremo has put the following questions to the Court for a preliminary ruling in this connection:

IV — The dispute in the main proceedings '(1) Does Article 30 of the EC Treaty, in and the questions submitted for a prelimi- conjunction with the provisions of nary ruling Articles 1 to 5 of Directive 95/47/EC of the European Parliament and of the Council of 24 October 1995 on the use of standards for the transmission of television signals (OJ 1995 L 281, p. 51), preclude national rules which 13. Under Spanish law natural or legal impose on operators of conditional- persons whose interests may be adversely access services, as a condition of their affected by a general provision of delegated being permitted to market apparatus, legislation can bring an action for annul- equipment, decoders or systems for the ment directly before the courts. If the digital transmission and reception of provision has emanated from the Council television signals by satellite — of Ministers (as in the case of a Royal including those lawfully manufactured Decree) and are therefore not laws in the or marketed in other Member States — formal sense, action against the provision the following cumulative requirements: must be brought under a special procedure before the Tribunal Supremo, whose Third Chamber for contentious administrative proceedings has sole and final jurisdiction to declare provisions of delegated legis- — the obligation to register details of lation void. themselves and of the aforemen- tioned apparatus, equipment, decoders and systems in a com- pulsory official register, such regis- tration being conditional not only on a solemn declaration by the operator concerned that he has complied with the technical spec- 14. The action in the main proceedings ifications, but also on a prior tech- relates to the Spanish regulations on the nical report from the national registration of operators and their authorities on compliance with decoders. Canal Satélite Digital seeks a the technical and other require- finding that the provisions are void on the ments laid down in the national grounds that they are incompatible with legislation;

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— the obligation, following comple- nary ruling on the grounds that the ques- tion of the registration procedure tions referred by the court are of a hypo- referred to above, to obtain the thetical nature and irrelevant to the judg- appropriate administrative "certifi- ment in the main proceedings. It justifies its cation" attesting to compliance view as follows: with the aforementioned technical and other requirements laid down in the national legislation?

17. The registration provisions would be incompatible with Community law only if registration were a constitutive condition (2) Does Article 59 of the EC Treaty, in for the marketing of the decoders and the conjunction with Articles 1 to 5 of provision of conditional-access television Directive 95/47/EC, preclude national signals which they make possible. It main- legislation which imposes the adminis- tains that analysis of the Spanish legislation trative requirements set out above on shows, however, that Royal Decree No 136 operators of conditional-access ser- of 1997, which is the only provision that vices? can be challenged in the main proceedings, in itself relates only to the establishment and operation of the Register and the procedure. Hence, according to the Spanish Government, it neither requires registration nor imposes legal penalties for the provi- (3) Is a national legislative provision which sion of services and the marketing of the prescribes compliance with such decoders without prior registration. Royal requirements to be regarded as a "tech- Decree No 136 of 1997 therefore in itself nical regulation" for the purposes of has nothing to do with those provisions of the duty to notify the Commission Community law for which the order for a referred to in Council Directive preliminary ruling seeks an interpretation. 83/189/EEC of 28 March 1983 laying down a procedure for the provision of information in the field of technical standards and regulations (OJ 1983 L 109, p. 8)?' 18. The Spanish Government concedes that, as the Tribunal Supremo indicates, a legal requirement to register in conjunction with penalties for placing products on the market without such registration could make the arrangements as a whole appear V — Admissibility of the reference for a inadmissible in the light of Community preliminary ruling law. It states, however, that the legal requirement and penalties for contraven- tion are not contained in Royal Decree No 136 of 1997 but in Royal Decree-Law 16. The Spanish Government contests the No 1 of 1997. Since its approval by admissibility of the reference for a prelimi- Parliament on 3 May 1997, Royal Decree-

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Law No 1 of 1997 has had the status of a case the interpretation of Community law law and under Spanish law cannot be the is of relevance to the main proceedings in subject of an action such as that brought in so far as it relates to the validity of national the main proceedings. Moreover, according legislation against the background of the to the Spanish Government, the interpre- Community legislation to be interpreted. tation of the arrangements both in the directives and in the EC Treaty — as these could be a problem only with regard to Royal Decree-Law No 1 of 1997 — is purely hypothetical as it is inapplicable in 21. In accordance with established case- the main proceedings and the reference for law of the Court, an examination of a preliminary ruling is therefore inadmiss- admissibility can be based only on the legal ible according to settled case-law of the classification made by the court of refer- Court. ence in the circumstances of national law. Matters which typically fall within the jurisdiction of the national court relate, inter alia, to national procedural arrange- ments, in particular questions of the admissibility of particular domestic legal 19. The scope of the issue in the main procedures. It is not for the Court 'to proceedings that is of relevance from the determine whether the decision whereby a point of view of Community law is matter is brought before it was taken in described by the Tribunal Supremo as accordance with the rules of national law follows: 'Article 2 of Royal Decree No 136 governing the organisation of the courts of 1997, in conjunction with Article 1(2) of and their procedure'. 6 Royal Decree-Law No 1 of 1997'. In paragraph 2 of the order for reference, the Tribunal Supremo states that the object of this national procedure is to exercise abstract scrutiny over general provisions 22. According to the grounds of the order of delegated legislation emanating from the for reference, the Tribunal Supremo pre- Council of Ministers. sumes that in the present case, in the context of the Spanish system of legal protection, Royal Decree-Law No 1 of 1997 is relevant for the purposes of a ruling that Royal Decree No 136 of 1997 is 20. As a matter of principle, it is for the void. national court to assess the need to obtain a preliminary ruling to enable it to give judgment in the dispute before it. It should be remembered that in a variety of cases it 23. In view of these considerations, the has been found that the Court lacked questions submitted for a preliminary rul- jurisdiction to answer questions referred ing are admissible. for a preliminary ruling. 5In the present

6 — Case 65/81 Reina v Landeskreditbank Baden-Württemberg 5 — See Case 244/80 Foglia v Novello [1981] ECR 3045, Case [1982] ECR 33, paragraph 7; see also Case 19/68 de Cicco v C-375/96 Zaninotto v Ispettorato Centrale Repressione Landesversicherungsanstalt Schwaben [19681 ECR 4 7 3 , Frodi 11998] ECR I-6629, Order in Case C-361/97 Nour v and Joined Cases C-51/96 and C-191/97 Deliège v Ligue Burgenländische Gebietskrankenkasse [1998J ECR I-3101 francophone de judo and Others [2000] ECR I-2549, and Case C-415/93 Bosman [1995] ECR I-4921. paragraph 29.

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VI — The first and second questions operators are a constitutive condition for the marketing of the decoders and hence are inadmissible restrictions of Articles 28 EC and 49 EC. In their view, registration depends on a decision of the Commission for the Telecommunications Market, which 24. These questions relate to the compati- may be negative, and the marketing of the bility of the Spanish regulations at issue decoders without registration is punishable. with primary legislation and with Directive In the opinion of the Commission, such 95/47. As explained in the order for regulations are a disproportionate restric- reference, these regulations stipulate regis- tion on the fundamental freedoms, particu- tration of the decoders and operators and larly as verification of compliance with any require a prior assessment or technical legitimate consumer interests could be per- report to be obtained from the national formed subsequently. authorities. Both requirements are precon- ditions for certification of the marketing of the decoders. I shall now proceed to describe the main features of these two preconditions for certification.

27. The Spanish Government contends that the regulations on registration are only 'declaratory'. It maintains that Royal Decree No 136 of 1997 governs only the establishment of the Register and the organisation of the registration procedure. 25. First, Canal Satélite Digital points out The administrative penalty laid down in the that the registration provisions as a pre- only additional provision of Royal Decree- condition for certification would infringe Law No 1 of 1997 does not, according to Directive 95/47 in that there is no provision the Spanish Government, relate to the in the Directive for such a precondition. registration provisions. The reference it The EFTA Surveillance Authority, the contains to the Spanish Law transposing Commission and the Spanish Government the so-called 'telecommunications terminal hold that Directive 95/47 does not contain equipment directive' 7indicates clearly that any provisions on enforcement of the tech- the threat of an administrative penalty nical specifications it lays down and that relates only to the marketing of apparatus Member States are therefore free to choose without the certification of its electrom- the means of implementing the directive. agnetic compatibility required by the law in question, something that is also required by the telecommunications terminal equip- ment directive. Hence, according to the Spanish Government, it is always possible to market the decoders without the con-

26. Furthermore, Canal Satelite Digital, the 7 — Council Directive 91/263/EEC of 29 April 1991 on the Commission and the EFTA Surveillance approximation of the laws of the Member States concerning Authority consider that the registration telecommunications terminal equipment, including the mutual recognition of their conformity (OJ 1991 L 128, provisions for both the decoders and the p. 1).

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tested registration (either because it has not 29. Canal Satélite Digital, the Commission been applied for or because the application and the EFTA Surveillance Authority con- has been rejected) without incurring an test the requirement to obtain a prior administrative penalty. Moreover, the assessment or technical report on the Spanish Government contends that the decoders from the national authority for regulations had been issued to protect decoders to the extent that this is laid down public interests. They served to protect the for equipment which has been manufac- interests of consumers, in particular to tured or marketed in other Signatory States protect against abuse of a dominant pos- of the EEA in accordance with the require- ition. According to the Spanish Govern- ments of Directive 95/47. In contrast, the ment, there was a strong trend towards Spanish Government maintains that an concentration in the Spanish market in assessment is not or is only partially digital satellite television. In order to required for products from other Member counter the danger of operators acquiring States, as corresponding tests carried out in a dominant market position that could be the country of manufacture would be taken abused, the authorities were attempting to into account. establish transparency in the market of the operators and the decoders they used. In this connection the Spanish Government also points to its obligation under Article 4(c) of Directive 95/47, which requires Member States to take 'all the necessary measures' in the field of con- ditional-access television services to ensure A — Directive 95/47 compliance with Community competition law, in particular if a dominant position appears.

30. The parties in the case disagree as to whether certain provisions of Directive 95/47 preclude Spanish regulations requi- ring operators and the decoders they use to be registered and a prior assessment or technical report to be obtained from national authorities.

28. Finally, the Spanish Government relies on the judgment of the Court in the Keck case. 8 It thus contends that the registration 31. The following can be stated in this provisions do not constitute a restriction on regard: as the purpose of directives based market access but merely the regulation of on Article 100a of the EC Treaty (now, marketing arrangements. after amendment, Article 95 EC), such as the one in question, is essentially to bring about minimum harmonisation, the con- 8 — Joined Cases C-267/91 and C-268/91 Keck and Mttlmuard tested regulations could infringe Directive [1993] ECR I-6097. 95/47 if a corresponding 'total harmon-

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isation' of the means of implementing the 33. Subject to the remarks which follow, substance of the directive were to be Articles 1 to 5 of Directive 95/47 do not inferred therefrom. Whether Directive therefore in principle preclude national 95/47 regulates those means exhaustively regulations of the kind in question. must be determined from the text of the directive or by interpreting its purpose and objective. 9

B — Articles 28 EC and 49 EC

34. As the decoders, the marketing of which is allegedly being impeded, are products of a new technological develop- ment offering various technical possibil- ities, it is first necessary to examine which 32. Directive 95/47 is to be viewed in the of the so-called fundamental freedoms may context of the Community's overall strat- be affected and then whether the regis- egy for establishing the internal market for tration provisions and the requirement to advanced television technology. It is obtain a prior assessment or technical designed to promote the accelerated deve- report from the national authorities con- lopment of television services in the wide- stitutes inadmissible restrictions of funda- screen 16:9 aspect ratio and the intro- mental freedoms. duction of high-definition television (HDTV) in Europe and contains provisions for the new market in digital conditional- access television services (pay TV). It con- tains no express provisions on the manner of enforcing or verifying the technical specifications and other requirements it 1. Digital television technology in the con- lays down. Nor do the stated purposes of text of the fundamental freedoms the directive indicate that certain means of enforcement are necessary. It can therefore not be ruled out a priori that verification of the substance of the directive can in prin- ciple also be performed by means of regu- lations requiring registration in conjunction 35. The registration provisions relate both with a prior assessment or technical report to the operators of services (scrambled from national authorities. television services via satellite, so-called 'pay TV') and to goods (decoders). In digital television services, however, services 9 — See, for example, Case C-127/95 Norbrook Laboratories v Ministry of Agriculture, Fisheries and Food [1998] and goods are closely interrelated, as the ECR I-1531, paragraph 32 et seq. decoders make it possible not only to

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convert the digital signals themselves but possible, given that the common television also to access certain digital television transmitters broadcast in both analogue services and overcome the access restric- and digital formats. In addition, they tions on conditional-access digital televi- enable viewers to gain access to special sion services. digital television channels. Finally, they also permit the transmission and use of scrambling software for conditional-access television services (pay TV). 12 The fact that all these functions are performed by one device must not, however, obscure the fact 36. It was in the Sacchi judgment 10 that that two inherently different objects of the Court of Justice first adopted a position trade are involved here, which can be on the dividing-line between the freedom of classified under different provisions of the movement for goods and the freedom to EC Treaty. supply services in the field of television technology. In that case it drew a distinc- tion by ruling that 'a television signal must, by reason of its nature, be regarded as provision of services' and that 'trade in material, sound recordings, films, appar- atus and other products used for the diffusion of television signals are subject to the rules relating to freedom of move- ment for goods'. The Court subsequently elaborated on this fundamental distinc- tion. 11 38. To the extent that simply converting digital signals into analogue signals pro- duces better picture and sound quality on the normal, freely accessible television channels, the fact that for technical reasons 37. With the decoders in question, the new this is currently still performed by devices transmission technology for digital televi- (decoders) which are separate from the sion introduces a new product into inter- television set does not in principle appear national trade. First, they serve to convert to justify any treatment different to that for television signals from digital to analogue any other equipment which serves to so that television sets of the kind commonly improve picture and sound quality. In so available can display television pictures and far as decoders are thus 'products used for sound in the better quality this makes the diffusion of television signals' within the meaning of the Sacchi judgment, they can be classified as falling under the free- 10 — Case 155/73 Sacchi [1974] ECR 409, paragraph 6 et seq. dom of movement for goods in accordance 11 — Sec Case 52/79 Debauve and Others [1980] ECR 833, with Article 28 EC. Case 352/85 Bond van Adverteerders and Others v The Netherlands [ 1988] ECR 2085, Case 260/89 ERT [1991] ECR I-2925, Case C-23/93 TV10 v Commissariaat voor de Media [1994] ECR I-4795, Case 412/93 Leclerc-Siplec v Tf/ Publicité and M6 Publicité [1995] ECR I-179 and 12 — For this reason undertakings such as the plaintiff i nthe Joined Cases C-34/95, C-35/95 and C-36/95 Konsumen- main proceedings operate as suppliers of conditional- tombudsmannen v De Agostini (Svenska) Förlag and access television services and generally also as marketers of Others [1997] ECR I-3843. decoders.

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39. To the extent that decoders give access 41. As the questions run in parallel, I shall to special but freely accessible digital attempt to deal with Articles 28 EC and television channels and in addition enable 49 EC together. The Spanish regulations viewers to remove the access restrictions on apply equally to operators from Spain and scrambled digital television programmes, operators from other Member States and access to services is affected. In that respect irrespective of the country of origin of the there is probably no fundamental difference decoders. It is necessary to examine in relation to 'television signals' in the whether the registration provisions are a conventional sense, as set out by the Court restriction on the respective fundamental in the Sacchi judgment. The marketing of freedoms and, if that is the case, whether decoders would therefore, in so far as they there are circumstances that might justify thus permit access to services, be covered permitting such a restriction. by Article 49 EC.

The question of the restriction of the free movement of goods and the freedom to provide services 2. Registration provisions

42. If a State establishes penalties for the marketing of goods or the provision of services without complying with national registration provisions and hence calls the lawfulness of their marketing into question, such registration provisions do in any case 40. Under the Spanish regulations, it is have constitutive legal effects for trade in necessary to register both the decoders the goods or services, and those effects before they are marketed and the operators represent a restriction on the fundamental of digital television services offering con- freedoms. 13 By contrast, registration provi- ditional-access television services (pay TV). sions whose legal consequences can be On the basis of the above considerations, in described as 'declarative' in so far as they the case of the operators this could con- do not affect the lawfulness of the market- stitute a restriction on the freedom to supply services (pay TV) and in that of decoders a restriction on both the freedom 13 — Case 227/82 van Beimekom [1983] ECR 3883, Case of movement for goods (devices to convert C-80/92 Commission v Belgium [1994] ECR I-1019, more recently the Opinion of Mr General Advocate Cosmas in digital signals) and the freedom to supply Case C-58/98 Conten [2000] ECR I-7919 and the judg- services (decoding of scrambled television ment in that case, Case C-358/98 Commission v Italy [2000] ECR I-1255 and Case C-55/99 Commission v programmes). France [2000] ECR I-11499.

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ing of goods or the supply of services, even specifications" made by the operator in if non-compliance is punishable, could in question; rather, it is subject to a prior principle be compatible with Community technical report by officials of the Ministry law, at least if compliance does not entail of Internal Development on compliance particular cost or administrative effort. with the technical and other requirements laid down in Royal Decree-Law No 1 of 1997. Only after successfully completing the registration procedure and obtaining the relevant "certification" is it legally possible to market, distribute, transfer or hire out the equipment, systems and decoders necessary for the digital trans­ mission of television signals. Operators engaging in the marketing, distribution, 43. The parties are of different opinions as transfer or hiring-out of the aforemen­ to how the provisions of Royal Decree tioned apparatus without having obtained No 136 of 1997 and Royal Decree-Law such certification commit a serious or a No 1 of 1997 should be interpreted in this very serious offence punishable under respect. In its order for reference the administrative law.' Tribunal Supremo states that

44. The Court can answer the questions submitted for a preliminary ruling only on the basis of the interpretation of national law made by the national court of refer­ — 'This Chamber considers that, for these ence. 1 4 In this way the use to which the purposes, the most coherent interpretation answers to the questions are put in the of the block of legislation referred to above subsequent course of the main proceedings is the following: by means of Article 2 of is closely bound up with the situation of Royal Decree No 136 of 1997, in con­ national law as set out for the Court in the junction with Article 1(2) of Royal Decree- order for reference. Law No 1 of 1997 and the Sole Additional Provision thereof, the Spanish Government created a compulsory register in which operators of conditional-access services are required to record details not only of themselves but also of the telecommuni­ cations apparatus, equipment, devices and 45. Hence, if we assume, as does the court systems which they themselves market or of reference, that the marketing of decoders offer. Registration in that register is by no without registering the equipment and the means automatic, but is subject to a prior administrative decision which may be negative ... Nor does registration take place 14 — According to established case-law, it is for the national courts to interpret national law; see Case 75/63 Hoekstra solely on the basis of the "solemn declar­ (née Unger) v Bestuur der Bedrųfsvereniging voor Detail- handel en Ambachten [1964] ECR 177, and Case 77/72 ation as to compliance with the technical Capolongo v Azienda Agricole Maya [1973] ECR 611.

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operators leads to penalties which affect ments in the general interest and such the lawfulness of their marketing, regis- restrictive measures are proportionate to tration is constitutive for the marketing of the objective pursued, in other words are goods and the supply of services. On that appropriate, necessary and proportion- basis, it would therefore be legitimate to ate. 16 It is therefore necessary to examine speak henceforth of 'registration require- whether the Spanish registration provisions ments'. Such measures would be restric- meet these conditions. tions, which as a matter of principle are incompatible with the fundamental free- doms guaranteed by Articles 28 EC and 49 EC.

46. With regard to the argument of the 48. At this point it has to be stated that the Spanish Government that the registration consumer protection which the Spanish provisions are purely a way of regulating Government claims is provided by safe- selling arrangements which, in accordance guarding competition is undoubtedly of with the judgment of the Court in the Keck general interest. It can also be assumed case, 15 do not impose any restriction on the that registration of all operators and their fundamental freedoms, suffice it to say that decoders as a means of monitoring the national regulations which make the law- market in digital television services is an fulness of the marketing of devices con- appropriate way of creating transparency tingent on compliance with particular reg- in that market. istration provisions cannot be means of regulating selling arrangements within the meaning of the case-law cited.

49. There are, however, serious doubts Overriding public interest requirements whether the registration provisions in ques- tion as a precondition for marketing the decoders and offering digital television services are 'necessary' within the meaning of the case-law of the Court. The Court has 47. Restrictions on the free movement of repeatedly ruled that a restriction on a goods or the freedom to provide services fundamental freedom can be 'necessary' can, however, be warranted in individual only if the objective cannot be attained by a cases on justified grounds, for example if they serve to safeguard imperative require- 16 — Case 120/78 REWE-Zentral v Bundesmonopolverwaltung für Branntivein [1979] ECR 649, paragraph 8, and Case 33/74 van Binsbergen v Bestuur van de Bedrijfsvereniging 15 — Cited in footnote 8. voor de Metaalnijverheid [1974] ECR 1299, paragraph 10.

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milder means which restricts the funda- the registration provisions represent an mental freedom to a lesser extent or not at implementation of the provisions of Direc- all. 17 tive 95/47.

50. In this connection, account must be taken of Article 2(9) of Royal Decree No 136 of 1997 cited by the court of 52. However, a national measure, even one reference, which reads as follows: whose purpose is to implement a directive, must comply with the limits imposed by the fundamental freedoms, and in particular be 'necessary and appropriate' to attaining the objectives. If constitutive registration requirements were the only effective means of monitoring a market in which there was the danger of abuse of a dominant position, — 'In any event, the provisions of this similar provisions would also have to exist article are without prejudice to the for other markets in which this danger is powers of the Commission for the equally present, which is clearly not the Telecommunications Market ... to case. Moreover, the Spanish Government limit or prohibit the activities of oper- does not argue that the competitive situ- ators of conditional-access services and ation in the market for digital television of broadcasters in order to protect services differs to such an extent from that competition and guarantee plurality in in other equally vulnerable markets that the the provision of services.' monitoring of this market situation could not be achieved, or not achieved with sufficient effectiveness, by means of con- ventional measures that place less restric- tions on the fundamental freedoms.

51. It therefore appears that the Commis- sion for the Telecommunications Market also performs competition-monitoring functions and that registration in the reg- ister kept by that body is designed to facilitate the monitoring of the competitive situation in the digital television market. 53. A national arrangement such as the one To that extent, it could also be said — as described in the main proceedings, which the Spanish Government argues — that requires operators and decoders to be registered as a necessary precondition for the lawful marketing of such apparatus, is 17 — See Case C-76/90 Sager v Dennemeyer [1991] ECR 1-4221 therefore incompatible with Articles 28 EC and Case 55/94 Gebhard v Consiglio dell'Ordine degli Avvocati e Procuratori di Milano [1995] ECR 1-4165. and 49 EC.

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3. Assessment or technical report by the 56. The following remarks are in order in national authorities this connection. Ensuring compliance (here by means of controls) with technical requirements for decoders produced in Spain or marketed in that country for the first time is not only permissible but also required by Directive 95/47. However, 54. The parties disagree as to whether and Directive 95/47 deals with an area of the to what extent tests of compliance with the internal market which has been harmonised technical specifications of Directive 95/47 in accordance with Article 57(2) of the EC previously conducted in other Member T r e a t y ( n o w , after a m e n d m e n t , States are taken into account in the assess- Article 47(2) EC), Article 66 of the EC ments or technical reports (hereinafter also Treaty (now Article 55 EC) and referred to as evaluation) that have to be Article 100a of the EC Treaty (now, after obtained from the national authorities or amendment, Article 95 EC). Hence it may even lead to these requirements being should be assumed that regulations trans- waived. posing Directive 95/47 exist in every Member State and that they govern decoders manufactured or marketed there. As has been explained, the Spanish regu- lations nevertheless clearly require a prior assessment or technical report from the 55. Under national legislation, as described national authorities, without distinction for by the national court of reference in the decoders of Community origin. first question in the order for reference, the Spanish regulations impose

— 'on operators of conditional-access ser- vices, as a condition of their being permitted to market apparatus, equip- ment, decoders or systems for the digital transmission and reception of television signals by satellite — including those lawfully manufactured 57. In accordance with settled case-law of or marketed in other Member States the Court, such 'double checks' constitute —, the following cumulative require- unjustified restrictions of the fundamental ments: freedoms if and in so far as they again verify compliance with conditions which have already been checked in the country of origin. 1 8This applies in particular where there is a presumption that the means of

— ... a prior technical report from the national authorities on compliance 18 — Case 251/78 Denkavit Futtermittel v Minister für Ern-- with the technical ... require- bling, Landwirtschaft und Forsten des Landes Nordrhein- Westfalen [1979] ECR 3369 and Case 279/80 Webb ments ...'. [1981] ECR 3305.

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supervision are sufficiently effective and 60. As the Spanish regulations in question conditions are sufficiently equivalent were issued in 1997, this question must be thanks to Community harmonisation meas- examined in the light of the wording of ures. 19 D i r e c t i v e 8 3 / 1 8 9 c o n t a i n e d in Directive 94/10 20 (hereinafter referred to as Directive 83/189).

58. Hence, in so far as national regulations 61. The Commission and Canal Satélite make a prior assessment or prior technical Digital emphasise the constitutive effect of report from national authorities a con- the Spanish regulations for the marketing dition for the lawful marketing of the of the decoders. In their opinion these are decoders in question, which have been 'technical regulations', as compliance lawfully manufactured or marketed in therewith is a condition for the lawful other Member States, as described in the marketing of the decoders. The Spanish dispute in the main proceedings, they are Government disputes the applicability of incompatible with Articles 28 EC and Directive 83/189 and relies upon its 49 EC. description of the registration provisions under national law as being purely decla- rative. In its view, the regulations cannot be 'technical regulations' within the meaning of Directive 83/189, as the term relates only to national provisions, the observance of which is compulsory, de jure or de facto, for the marketing of the appliances.

VII — The third question

62. The Commission, Canal Satélite Digital and the Belgian Government are of the opinion that the Spanish provisions in 59. In its third question the court of question relate to the configuration of the reference seeks to ascertain whether the decoders. They contend that they are 'tech- registration provisions and the prior assess- nical regulations' in the form of 'other ment or technical report from the national requirements'. The EFTA Surveillance authorities, in so far as they are necessary Authority takes the view that these regu- conditions for approval of the marketing of the decoders, are 'technical regulations' within the meaning of Directive 83/189, 20 — Directive 83/189 was repealed in 1998 and replaced by a which should have been communicated to codified version, which in turn has already been amended by Directive 98/34 of the European Parliament and of the the Commission. Council of 22 June 1998 laying down a procedure for the provision of information inthe field of technical standards and regulations (OJ 1998 L 204, p. 37) and Directive 98/48/EC of the European Parliament and of the Council of 20 July 1998 amending Directive 98/34/EC laying down 19 — Case 205/84 Commission v Germany [1986] ECR 3755, a procedure for the provision of information in the field of paragraph 36. technical standards and regulations (OJ 1998 L 217,p. 18).

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lations are not 'other requirements', as they the exemption set out in the first subpara- have no direct impact on the characteristics graph of Article 10(1) of Directive 83/189 of the decoders in question. also applies to Directive 97/13. The fact that the latter directive did not come into force until after the Spanish provisions is, it contends, immaterial. The Spanish Govern- ment maintains that the national regu- lations in question constituted timely trans- position, which was acknowledged by 63. The Spanish Government and the Community law. EFTA Surveillance Authority further point out that these regulations were expressly declared to be measures transposing Direc- tive 95/47 and hence that the exemption contained in the first subparagraph of Article 10(1) of Directive 83/189 applies. According to the abovementioned parties, the purpose of Article 10 is to simplify administrative procedures. The Spanish 65. It must first be observed that the regu- regulations in question were communicated lations on registration of the operators and to the Commission in accordance with the decoders on the one hand and the require- special notification requirements of Direc- ment to obtain a prior assessment or tech- tive 95/47 and in that context declared to nical report from the national authorities be a mechanism for verifying compliance on the other are two different things for the with the technical specifications it contains. purposes of Directive 83/189 and must The fact that the directive contains no therefore be dealt with separately here. provisions for registration and that in that respect the national measure goes beyond the content of the directive is irrelevant, in their opinion, provided that it serves to attain the objectives of the directive, which is the case here. The Belgian Government, Canal Satélite Digital and the Commission essentially hold the opposite view.

A — Registration provisions

64. Lastly, the Spanish Government points to the compatibility of the system of regis- tration with Directive 97/13/EC on tele- communications services. 21 In its opinion, 66. As indicated by the court of reference, it is to be taken as a premise that the Spanish regulations make the lawful mar- 21 — Directive 97/13 of the European Parliament and of the keting of the decoders contingent on regis- Council of 10 April 1997 on a common framework for tration of the operators and of the decoders general authorisations and individual licences in the field of telecommunications services (OJ 1997 L 117, p. 15). they use.

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67. It must therefore be examined whether within the scope of Directive 83/189. 22 these regulations should have been notified The Spanish regulations therefore give under Article 8(1) of Directive 83/189. This grounds for exploring the difference would apply if they were 'technical regu- between national provisions on the market- lations' within the meaning of Article 1(9) ing of products and those on the provision of Directive 83/189 and the exemption set of services. out in the first subparagraph of Article 10(1) did not apply.

68. It must first be clarified whether the Spanish regulations are arrangements for the marketing of 'products' within the meaning of Article 1(1) of Directive 83/189. Registration relates primarily to the decoders. These are to be regarded as 70. Services were not covered in the version 'products' within the meaning of the Direc- of Directive 83/189 in force at the time in tive, at least in so far as they convert digital question. It was only as a result of the last television signals into analogue ones. The amendment of the 1998 codified directive decoders also perform an ancillary tech- that certain services, namely Information nical function for the provision of services, Society services, were expressly brought namely access to special digital television within the scope of the directive. 23 Hence, channels. In addition, by receiving the as a matter of principle, national provisions descrambling software, they enable users regulating the supply of services per se are to lift the access restrictions for pay TV. excluded from the scope of the directive, and were so at the relevant time. It cannot, however, be excluded that Member States sought to regulate services by issuing provisions for the marketing of apparatus or products whose use was an essential

22 — This is of particular importance since the Court dealt with the legal consequences of breach of the notification 69. Lastly, registration also relates to the requirements in Case C-194/94 CIA Security International v Signalson and Securitel [1996] ECR I-2201. operators of services, that is to say the 23 — 'Television broadcasting services covered bv point (a) of operators of digital conditional-access Article 1 of Directive 89/552/EEC (Ol 1989 L 298, p. 23) are excluded, however (Article 1(2) of Directive 98/34/EC, television services. It is therefore necessary in the version contained in Directive 98/48/EC). According to the definition given in Directive 89/552/EEC, 'television to examine whether such registration provi- broadcasting' means, inter alia, 'the initial transmission ... sions for operators of services and for by satellite, in unencoded or encoded form, of television programmes intended for reception by the public'. Hence, equipment which, among other things, the provision of digital television programmes as such does not fall within the scope of the directive in the version in facilitate the provision of services fall force at that time.

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condition for the provision of certain ser- in settling the question of the scope of the vices. As in fact the regulation of services directive. 24 was the central concern, it appears legit- imate to ask whether in such cases the provisions are 'provisions, the observance of which is compulsory ... in the case of marketing or use [of the products]', and hence should have been notified. 73. For Directive 83/189 to apply, the registration requirement therefore need relate neither to the possible subject of the requirement (e.g. providers of television services) nor to particular functions of the products (e.g. access to special digital television channels and removal of the restriction on access to television services) if it is clear that the registration provisions 71. Notifiable provisions for 'products' relate to the marketing of 'products' within could possibly be distinguished from non- the meaning of Article 1(1) of notifiable or not necessarily notifiable Directive 83/189. This holds true in the provisions for 'services' by considering the present case. purpose of the national provision regarding marketing. However, this approach seems to offer little help, as differentiation is likely to be particularly difficult where national provisions on the marketing of products consider both the characteristics 74. Hence, if the Spanish registration of the products themselves and the regu- provisions relate to the marketing of 'prod- lation of the services for which they are to ucts', it is necessary to examine whether be used. they are 'technical regulations' within the meaning of Article 1(9) of Directive 83/189. As defined in Directive 83/189, 'technical regulations' are 'technical specifications' (Article 1(2)) or 'other requirements' (Article 1(3)).

72. In view of the fact that Directive 83/189 was a harmonisation measure based, inter alia, on Article 100 of the EC Treaty (now 75. As the Spanish registration provisions Article 94 EC) and the amending are not provisions relating only to the Directive 94/10 was passed, inter alia, on 'characteristics' of the decoders, they are the basis of Article 100a of the EEC Treaty (now, after amendment, Article 95 EC) and in the light of the distinction in the Treaty 24 — To that extent, the first recital in the preamble of the between the free movement of goods and original version of Directive 83/189 is misleading. In the the freedom to provide services, such a amended version contained in Directive 94/10/EC refer- ence is made only to 'the smooth functioning of the differentiation is also unlikely to be decisive internal market'.

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not 'technical specifications' within the market in digital television services, com- meaning of the directive. They could there- pliance therewith should have no effect fore be 'other requirements'. National whatsoever on the characteristics of the provisions come under this heading if they products or their marketing. The regis- affect the 'life cycle [of the product] after it tration of operators of conditional-access has been placed on the market, ... where digital television services and the decoders such conditions can significantly influence which they market, as provided for in the the composition or nature of the product or Spanish regulations, cannot therefore con- its marketing'. stitute 'other requirements' within the meaning of Article 1(3) of Directive 83/189.

76. The scope of Directive 83/189 was 78. It must also be observed that the widened in 1994, when the clause relating Spanish regulations, in so far as they make to 'other requirements' was introduced. In the lawful marketing of decoders contin- order to interpret the provision, it is necess- gent on registration of the decoders and of ary to refer to the case-law of the Court on the operators, do not constitute 'technical the definition of 'technical specifications'. regulations' notifiable under Article 8(1) of According to that case-law, only national the directive. provisions which relate to the character- istics of a product fall within the scope of Directive 83/189. 2 5The wording of the provision on 'other requirements' also assumes that compliance with the national regulation affects the substance ('composi- 79. In case the Court does not endorse tion', 'nature') of the product. The provi- these arguments, it is also necessary to sion was extended by the addition of the examine the Spanish Government's argu- term 'marketing'. ment that the non-notification of the regis- tration provisions in accordance with the first subparagraph of Article 10(1) of Directive 83/189 was legitimate in view of the pre-transposition effects 26 of Directive 97/13.

77. As according to the submissions of the Spanish Government the purpose of the registration provisions is to monitor the 80. This line of argument clearly relies on the judgment of the Court in the Inter- 25 — Case C-279/94 Commission v Italy [1997] ECR I-4743, paragraph 34, Case C-194/94 (cited in footnote 22), paragraph 25, Case C-418/93 Semeraro Casa Uno and 26 — The Spanish regulations came into force on 31 January Others ECR I-2975, paragraph 38, and Case C-314/98 1997. Directive 97/13/EC came into force on 27 May 1997 Snellers Auto's v Algemeen Directeur van de Dienst and the period prescribed for its transposition expired on Wegverkeer [2000] ECR I-8633, paragraph 37 et seq. 31st December 1997.

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Environnement Wallonie Case, 27 accord- B — Assessment or technical report from ing to which directives have certain legal the national authorities effects even before expiry of the period prescribed for their transposition. The first point to note in opposition to that view is that that judgment gives no indication as to the onset of legal effects during the period before directives come into force. 83. As described by the court of reference, the Spanish provisions make the lawful marketing of decoders additionally contin- gent on an assessment or technical report from the Spanish authorities, which is intended to confirm that the decoders comply with the technical requirements of Directive 95/47.

81. In accordance with the case-law of the Court, the prior legal effects of a directive stem from the principle of sincere cooper- ation resulting from Article 10 EC. 28 Exemptions — such as that stated in the first subparagraph of Article 10(1) of Directive 83/189 — are, in accordance with consistent case-law, to be interpreted 84. The third sentence of Article 2(4) of narrowly and the principle of sincere coop- Royal Decree No 136 of 1997 reads as eration hardly appears an appropriate follows: instrument for extending the scope of Community legislation which grants indi- vidual Member States exemptions from the application of Community law in narrowly defined circumstances. — '... In any event, it [the Commission for the Telecommunications Mar- ket] shall request the mandatory report produced by the technical services of the Directorate-General of Telecommunications at the Min- istry of Internal Development on compliance with the provisions of 82. It follows that a Member State cannot Royal Decree-Law No 1 of rely on Community law which at the time 31 January 1997 transposing into of the notification requirement was not yet Spanish law Directive 95/47/EC of in force in order to claim the exemption the European Commission (sic) of provided for in the first subparagraph of 24 October 1995 on the use of Article 10(1) of Directive 83/189. standards for the transmission of television signals and approving additional measures to liberalise 27 — Case C-129/96 Inter-Environnement Wallonie v Région the sector [final wording incor- wallonne [1997] ECR 1-7411. 28 — Article 5 of the EC Treaty at the time in question. porating corrections].'

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85. It is necessary to examine whether the intended to ensure compliance with the notification requirement laid down in technical conditions of Directive 95/47. Article 8(1) of Directive 83/189 might be The technical requirements contained in inapplicable in view of the first subpara- Articles 1 to 5 of Directive 95/47 are graph of Article 10(1) of Directive 83/189 'technical specifications' within the mean- in so far as the regulations in question were ing of Article 1(2) of Directive 83/189. national transposition measures notified in the context of Directive 95/47.

87. In these circumstances, the first sub- 86. It appears that by evaluating the paragraph of Article 10(1) of Directive 83/189 decoders the Spanish arrangements are applies.

V I I I— Conclusion

88. On the basis of these considerations, I propose that the Court should answer the questions submitted by the Tribunal Supremo as follows:

(1) Article 28 EC is to be interpreted as precluding national rules which establish for operators of conditional-access services as a condition for the lawful marketing of the necessary apparatus — including apparatus which has been lawfully manufactured or marketed in other Member States — adminis- trative requirements such as those described in the main proceedings.

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(2) Article 49 EC is to be interpreted as precluding national arrangements which establish for operators of conditional-access services administrative require- ments such as those described in the main proceedings.

(3) Articles 1 to 5 of Directive 95/47/EC are to be interpreted as not precluding national arrangements, such as those described in the main proceedings, provided they are compatible with Community law of a higher order.

(4) Directive 83/189/EEC in the version contained in Directive 94/10/EC is to be interpreted as meaning that national regulations requiring operators of conditional-access services, as a condition for the lawful marketing of the necessary apparatus,

— to register themselves and the apparatus in an official register are not 'technical regulations' within the meaning of Article 1(9) of the directive;

— to present a prior assessment or technical report from the national authorities of the kind described are 'technical regulations' within the meaning of Article 1(9) of the directive and should have been notified unless the conditions set out in the first subparagraph of Article 10(1) of the Directive apply.

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