← Späť na vyhľadávanie
Súdny dvor Európskej únie·24.10.2002

C-496/99

ECLI:EU:C:2002:610

Súd
Súdny dvor Európskej únie
IČS
61999CC0496

OPINION OF MR ALBER — CASE C-496/99 P

OPINION OF ADVOCATE GENERAL ALBER delivered on 24 October 2002 1

I — Introduction by the applicant. The Commission as defendant in that case has lodged the present appeal against that judgment.

2. The Commission bases its appeal on a total of five pleas in law. In terms of 1. In 1996, the Commission initiated a admissibility of the application, it claims tendering procedure for the supply of fruit that C.A.S. Succhi di Frutta SpA (herein- juice earmarked for consignment as aid to after: the applicant) had neither a right of the Caucasus. As payment for such supply, action nor a legitimate interest in invoking the successful tenderer would, instead of the protection of the courts, and in terms of money, receive apples held in intervention substance, it criticises the conclusion of the stocks following their withdrawal from the Court of First Instance that a new invitation market; in that procedure, tenderers were to tender should have been issued, and required to state the quantity they would complains that errors were committed by accept as payment. When the applicant's the Court of First Instance as regards tender was rejected however, it did not determining the quantity of apples available challenge that outcome. Once the lots had in the Community at the material time (for been awarded to other firms, the Commis- further detail in that context, see point 18). sion notified the intervention agency that peaches could be withdrawn instead of apples, a modification that was subse- quently extended to other types of fruit, and for that purpose coefficients of equiva- lence by weight were established for the individual types of fruit. It was not until those coefficients of equivalence were I I— Relevant legislation and facts amended by a further Commission decision that the applicant brought an action against the Commission. The Court of First Instance granted the annulment requested 3. By Regulation (EC) No 228/96 of 7 February 1996 on the supply of fruit juice 1 — Original language: German. and fruit jams intended for the people of

I - 3804

COMMISSION v CAS S U C C H I DI FRUTTA

Armenia and Azerbaijan, 2 the Commission 5. Article 3(2) of Regulation No 228/96 initiated a tendering procedure. In that provides: connection, Article 1 of that regulation provides:

'The offer of the tenderer shall indicate, for each lot, the total quantity of fruit, with- drawn from the market in accordance with 'A tendering procedure is hereby initiated Articles 15 and 15A of Regulation (EEC) for the supply of a maximum of 1 000 No 1035/72, which he undertakes: tonnes of fruit juice, 1 000 tonnes of concentrated fruit juice and 1 000 tonnes of fruit jams as indicated in Annex I, in accordance with the provisions of Regula- tion (EC) No 2009/95, 3and in particular Article 2(2) thereof and the specific provi- (a) to take over from the producer orga- sions of the present Regulation.' Article 2 nisations concerned, in payment of all (2) of Regulation No 2009/95 provides: supply costs to the delivery stage 'The invitation to tender may relate to the defined in Article 2; ... quantity of products to be removed physi- cally from intervention stocks as payment for the supply of processed products from the same group of products to a delivery stage to be determined in the notice of invitation to tender.'

6. Following the submission of a number of 4. In Annex I, Regulation No 228/96 tenders within the period prescribed in indicated, for each of the six lots in respect Regulation No 228/96, Trento Frutta SpA of which tenders were invited, first, the and Loma GmbH were awarded the lots in characteristics of the product to be supplied question. and, secondly, the product which the successful tenderers were to take from the intervention agencies in payment for the relevant supply. The product to be with- drawn as regards Lots 1 and 2 was apples. 7. The applicant had participated in the tendering procedure for Lots 1 and 2. It is apparent from the documents in the case- 2 —OJ1996, L 30, p. is. file that its tenders were not accepted since 3 — Commission Regulation (EC) No 2 0 0 9 / 9 5of IS August 1995 laying down detailed rules for the free supply of it had proposed to withdraw, in payment agricultural products held in intervention stocks to Georgia, Armenia. Azerbaijan, Kyrgyzstan and Tajikistan pursuant to for the supply of its products, a quantity of Council Regulation (FC) No 1975/95, OJ L 1 9 6 , , p. 4. apples much greater than the quantities

I - 3805

OPINION OF MR ALBER — CASE C-496/99 P

proposed by the two successful tenderers in cient of equivalence between peaches and their respective offers. It is also apparent apples was fixed at 1 to 1. Moreover, by a from the documents in the case-file that further decision of 22 July 1996, the Trento Frutta SpA had stated in its tenders Commission allowed the substitution of that it was prepared to take peaches should nectarines for the apples to be withdrawn there be a shortage of apples, a possibility by the successful tenderers in payment for that had not been mentioned in the invita- the supply of their products. tion to tender.

8. By letter of 6 March 1996, the Commis- sion informed the Azienda di Stato per gli Interventi nel Mercato Agricolo (AIMA), 10. On 26 July 1996, at a meeting orga- the Italian intervention agency, that the nised at its request with the staff of the tender submitted by Trento Frutta SpA had Commission Directorate-General for Agri- been accepted. The Commission pointed culture (DG VI), the applicant presented its out that, depending on the lot in question, objections to the substitution, authorised by that successful tenderer would receive as the Commission, of other fruit for apples payment a given quantity of apples or, and oranges. On 2 August 1996, the alternatively, peaches, or of oranges or, applicant sent to the Commission Technical alternatively, apples or peaches. Report No 94, prepared by the Diparti- mento Territorio e Sistemi Agro-Forestali (Department of Land and Forestry Man- agement) of the University of Padua, on the coefficients of economic equivalence of certain fruit to be used for processing into juice. (The fact of the matter was that, irrespective of the particular circumstances 9. By decision of 14 June 1996, adopted of this case, the decision to fix the after the award, the Commission allowed coefficient of equivalence between apples the successful tenderers to take delivery of and peaches at 1 to 1 had on the whole led — instead of apples or oranges — 'other to distortions on the peach market caused products withdrawn from the markets, in by the associated reduction in the value of predetermined quantities reflecting the pro- peaches.) In the course of those negotia- cessing equivalence of the products in t i o n s , the C o m m i s s i o n reviewed the question'. According to the second recital, arrangements for substituting other fruits that decision was adopted because, since for apples and oranges. It its decision of 6 the award, the quantities of apples and September 1996 amending the decision of oranges withdrawn from the market had 14 June 1996, the Commission fixed new been negligible in comparison with the coefficients of equivalence between peaches quantities required, although the withdra- on the one hand and apples and oranges on wal season was virtually over. The sub- the other, which were less favourable to the stitute products referred to in the decision successful tenderers. Under that decision, were peaches and apricots and the coeffi- which — like the previous decision of 14

I-3806

COMMISSION v CAS SUCCHI DI FRUTTA

June 1996 — was addressed to Italy, 12. The Commission contended that the Fiance, Greece and Spain, 0.914 tonne of Court should: peaches could be substituted for 1 tonne of apples and 0.372 tonne of peaches for 1 tonne of oranges. Those new coefficients could be applied only to products which, on 6 September 1996, had not yet been with- drawn by the successful tenderers as pay- ment for supplies. — dismiss the application as inadmissible or, in the alternative, unfounded; order the applicant to pay the costs.

III — Proceedings before the Court of First 13. By judgment of 14 October 1999 (C.A Instance and judgment delivered by that S. Succhi di Frutta v Commission [1999] Court ECR II-3181), the Court of First Instance held the application in Case T-191/96 to be admissible and well founded. The Commis- sion is challenging that judgment in its appeal.

11. By application registered at the Court of First Instance on 25 November 1996, the applicant brought an action in which it claimed that the Court should:

(1) Admissibility

— annul the Commission Decision of 6 September 1996 amending the Com- 14. According to what is stated in the mission Decision of 14 June 1996 on judgment under appeal, the Commission the supply of fruit juice and fruit jams put forward the following arguments in intended for the people of Armenia that regard: and Azerbaijan;

'41 The Commission contends that the — order the Commission to pay the costs. application is inadmissible on two

I - 3807

OPINION OF MR ALBER — CASE C-496/99 P

grounds: the applicant is not directly tenderers are indeed those tenderers and individually concerned by the who offered to accept the smallest Decision of 6 September 1996, and it quantity of apples as payment. In those has no interest in obtaining its annul- circumstances, the fact that the appli- ment. cant took part in the tendering proce- dure in question does not confer on it any special attribute, as compared with any other third person, in relation to the Decision of 6 September 1996.

42 The Commission points out first of all that the applicant does not dispute the award of the lots for which it sub- mitted a tender. It contends that the act contested in this case did not provide for the replacement of apples and 45 Furthermore, the mere fact that a o r a n g e s by p e a c h e s , b u t merely measure may exert an influence on amended the coefficients of equiva- the competitive relationships existing lence between those fruits, that sub- on the market in question is not stitution having been authorised by the sufficient to enable any trader in any Decision of 14 June 1996. form of competitive relationship with the addressee of the measure to be regarded as directly and individually concerned by that measure . . . .

43 The fact that those coefficients of equivalence may be more or less favourable to the successful tenderers can be of individual concern only to them. The applicant's situation, in relation to the Decision of 6 September 46 Moreover, since the contested decision 1996, is not in any way different from amended the coefficients of equiva- that of any operator in the sector lence fixed in the decision of 14 June concerned, other than the successful 1996 along the lines the applicant tenderers for the contract . . . . wished, it had no interest in requesting the annulment of that decision since the effect of that annulment would be to reinstate the previous coeffic- ients . . . .

44 The case-law on challenging a tender- ing procedure ... is not relevant. The Decision of 6 September 1996 is a measure independent of the notice of invitation to tender, adopted after the award of the contract, which it does 47 The Commission states, finally, that not amend in any way. The successful the arguments put forward by the

I - 3808

COMMISSION v CAS SUCCHI DI FRUTTA

applicant could have been directed 52 ... against the Decision of 14 June 1996, which was more unfavourable to it, but which it did not challenge within the prescribed time.'

53 Moreover, the Commission does not dispute the fact that its Memorandum No 10663 of 6 March 1996, cited above [at paragraph 8], contains ele- ments which do not correspond to the 15. Citing a number of judgments, the conditions laid down in the notice of Court of First Instance made the following invitation to tender provided for by findings in that regard: Regulation No 228/96, in so far as it provides, inter alia, for the substitution of peaches for apples and oranges as the means of payment for the supplies from Trento Frutta. That memoran- dum therefore amends the arrange- ments for payment prescribed for the '50 The fourth paragraph of Article 173 of different lots. the EC Treaty (now, after amendment. Article 230 EC) confers on natural or legal persons the right to bring an action for annulment against decisions addressed to them and against deci- sions which, although in the form of a 54 The amendment of the arrangements regulation or a decision addressed to for payment prescribed for the differ- another person, are of direct and ent lots was confirmed by the Decision individual concern to them. of 14 June 1996 with regard to all the successful tenderers. Subsequently, the applicant asked the Commission to reconsider that decision. For that purpose, a meeting between the staff of DC VI and the applicant took place on 26 July 1996, following which the 51 It is settled case-law that persons other applicant sent the Commission Tech- than those to whom a decision is nical Report No 94 ... , [to that effect, addressed may claim to be individually see also point 10 above]. concerned, for the purpose of that provision, only if the decision at issue affects them by reason of certain attributes peculiar to them or by reason of factual circumstances in which they are distinguished from all 55 In the light of the new information other persons, and by virtue of those brought to its attention in this way and factors distinguishes them individually of a reconsideration of the situation as in the same way as the person a whole, in particular of the level of the addressed ... . price of peaches on the Community

I - 3809

OPINION OF MR ALBER — CASE C-496/99 P

market recorded by its staff in mid- invitation to tender are complied with August 1996 ... , the Commission at the stage when the award itself is adopted the contested Decision of implemented. The fact that the Com- 6 September 1996, laying down new mission did not point out in the notice coefficients of equivalence between of invitation to tender the possibility peaches, on the one hand, and apples for successful tenderers to obtain fruit and oranges, on the other. other than those prescribed as payment for their supplies denied the applicant the chance of submitting a tender different from that which it had sub- mitted, and of thus having the same opportunity as Trento Frutta. 56 Consequently, the contested decision must be regarded as an independent decision, taken following a request from the applicant, on the basis of new information, and it amends the conditions of the invitation to tender in that it provides, with different coeffi- 58 Secondly, in the particular circum- cients of equivalence, for the substitu- stances of the case, the applicant is tion of peaches for apples and oranges individually concerned by the con- as a means of payment to the success- tested decision because it was adopted ful tenderers in spite of the contacts after a reconsideration of the situation which t o o k place in the interim as a whole, undertaken at the appli- between the parties. cant's request and in the light, in particular, of the additional informa- tion which it presented to the Commis- sion.

57 In those circumstances, it must be held that the applicant is individually con- cerned by the contested decision. It is concerned, first, in its capacity as unsuccessful tenderer in so far as one 59 ... of the important conditions of the invitation to tender — that concerning the means of payment for the supplies at issue — was later amended by the Commission. Such a tenderer is not individually concerned merely by the Commission decision which deter- 60 Furthermore, the argument based on mines the fate, be it favourable or the fact that the applicant did not unfavourable, of each of the tenders challenge the Decision of 14 June 1996 submitted in answer to the notice of within the prescribed time-limit must invitation to tender (Simmenthal v be rejected, since the contested decision Commission, paragraph 25). It also cannot be regarded as a measure which retains an individual interest in ensur- is merely confirmatory of that decision. ing that the conditions of the notice of

I-3810

COMMISSION v CAS SUCCI DI FRUITTA

61 The argument according to which the 64 It follows that the application is applicant has no interest in bringing admissible.' proceedings since the sole effect of annulling the contested decision would be to reinstate the coefficients laid down in the Decision of 14 June 1996, which are less favourable to the applicant, must also be rejected.

(2) Substance

62 It should not be presumed, for the purpose of determining whether the present action is admissible, that a judgment annulling the Decision of 6 September 1996 would have the effect merely of reviving the coeffi- cients of equivalence laid down by the Decision of 14 June 1996, having 16. According to what is stated in the regard, in particular, to the Commis- judgment under appeal, the Commission sion's obligation to take the necessary put forward inter ¡ilia the following argu- measures to comply with the present ments as regards the plea that Regulation judgment in accordance with Article No 228/96 as well as the principles of 176 of the EC Treaty (now Article 233 transparency and equal treatment had been EC) ... . infringed:

63 In any event, it is clear from paragraph 32 of Simmenthal v Commission that, even where a decision to award a contract has been fully implemented '71 The replacement, after the award, of the for the benefit of other competitors, a fruits to be received as payment does not in tenderer retains an interest in the any way constitute a breach of the princi- annulment of such a decision; such ples of equal treatment and transparency in interest consists either in the tenderer's that it had no influence on the course of the being properly restored by the Com- tendering procedure. The tenderers all mission to his original position or in competed under the same conditions, prompting the Commission to make namely those laid down by Regulation No suitable amendments in the future to 228/96 and Annex I thereto. Since the the system of invitations to tender if replacement of fruit took place after the that system is found to be incompatible award, it did not have the slightest influence with certain legal requirements. ... on the course of the operation.'

I - 3811

OPINION OF MR ALBER — CASE C-496/99 P

17. The Court of First Instance made the formulating their tenders. In particu- following findings in that regard: lar, the Commission could not subse- quently amend the conditions of the tendering procedure, and in particular those relating to the tender to be submitted, in a manner not laid down by the notice of invitation to tender '72 In connection with Council Directive itself, without offending against the 71/305/EEC of 26 July 1971 concern- principle of transparency. ing the coordination of procedures for the award of public works contracts (OJ, English Special Edition 1971 (II), p. 682), the Court of Justice held that, when a contracting entity had laid down prescriptive requirements in the contract documents, observance of the 74 As stated above, the contested decision principle of equal treatment of ten- allows the successful tenderers, namely derers required that all the tenders Trento Frutta and Loma, to take as must comply with them so as to ensure payment for their supplies products objective comparison of the tenders other than those specified in the notice (judgments in Case C-243/89 Commis- of invitation to tender and, in particu- sion v Denmark [1993] ECR I-3353, lar, peaches instead of apples and p a r a g r a p h 3 7 ; and Case C-87/94 oranges. Commission v Belgium [1996] ECR I- 2043, paragraph 70). In addition, it has been held that the procedure for comparing tenders has to comply at every stage with both the principle of the equal treatment of tenderers and the principle of transparency so as to 75 Such a substitution is not provided for afford equality of opportunity to all in the notice of invitation to tender as tenderers when formulating their ten- set out in Regulation No 228/96. It is ders (Commission v Belgium, cited clear from Annex I to that regulation ... above, [at] paragraph 54). that only the products listed, namely, as regards Lots Nos 1, 2 and 5, apples, and, in respect of Lots Nos 3, 4 and 6, oranges, could be withdrawn by the successful tenderers as payment for the supplies.

73 That case-law can be applied to this case. It thus follows that the Commis- sion was obliged to specify clearly in the notice of invitation to tender the subject-matter and the conditions of the tendering procedure, and to com- 76 Furthermore, it is clear from Article 6 ply strictly with the conditions laid (1)(e)(1) of Regulation N o 2009/95 ... down, so as to afford equality of that tenders were to be valid only opportunity to all tenderers when where they indicated the quantity of

I-3812

COMMISSION v CAS SUCCH DI FRUTTA

product requested by the tenderer as evidence, available after the award, in payment for the supply of processed order to determine the arrangements products under the conditions laid for payment applicable to the supplies down in the notice of invitation to at issue, is not in any way provided for tender. in the notice of invitation to tender.

77 The substitution of peaches for apples or oranges as payment for the supplies 80 In addition, the information supplied concerned, and the fixing of the by the Commission in the course of the coefficients of equivalence between proceedings ... does not show that, at those fruits therefore constitute a sig- the time when the contested decision nificant amendment of an essential was adopted, apples were not available condition of the notice of invitation in the intervention stocks, so as to to tender, namely the arrangements for prevent the performance of the opera- payment for the products to be sup- tions specified in the notice of invita- plied. tion to tender.

78 However, contrary to what the Com- mission contends, none of the provi- 81 Even if there had been such a lack of sions it cites, in particular, the first and availability, at the Community level, of second recitals in the preamble to apples which could be withdrawn, the Regulation No 228/96 and Article 2 fact remains that it was for the (2) of Regulation No 1975/95 ... , Commission to lay down, in the notice authorises such a substitution, even by of invitation to tender, the precise implication. Neither is substitution conditions for any substitution of other provided for in the situation, put fruit for that prescribed as payment for forward by the Commission, where the supplies at issue, in order to the quantities of fruit in the interven- comply with the principles of transpar- tion stocks are insufficient ... . ency and equal treatment, bailing that, it was for the Commission to initiate a new tendering procedure.

79 Furthermore, the contested decision not only provides for the substitution of peaches for apples and oranges, but also fixes coefficients of equivalence by 82 It follows from the foregoing that the reference to circumstances arising after contested decision infringes the notice the award, namely the level of the of invitation to tender ... and also the prices of the fruit concerned on the principles of transparency and equal market in mid-August 1996 although treatment, and that it must therefore be the taking into consideration of such annulled ... .'

I - 3813

OPINION OF MR ALBER — CASE C-496/99 P

IV — Grounds of appeal (4) the Court of First Instance misinter- preted the concept of an interest in bringing proceedings and in particular the scope of Article 176 of the Treaty (now Article 233 EC) and conse- quently found that the applicant had 18. The Commission bases its appeal, such an interest; lodged by application of 21 December 1999, on five pleas in law, alleging that:

(5) the Court of First Instance misinter- preted the rules relating to the with- drawal of fruit provided for by the common organisation of the market in fruit and vegetables and as a result (1) the applicant's situation is no different treated as available fruit withdrawn on from that of any other third parties dates prior to that on which payment which, as such, are not entitled to was possible. challenge the decision on equivalence;

V — Assessment (2) the Court of First Instance asserted that the Commission may not alter the terms of payment, and yet at the same time stated that the Commission ought 19. It is clear from examining the first and to have issued a new invitation to third pleas that they concern the same tender, which would have meant chan- issue. The third plea relates to the appli- ging the terms of payment of the cant's individual concern. 4According to successful tenderers which had already case-law, persons are individually con- fulfilled their contractual obligations; cerned for the purposes of the fourth paragraph of Article 230 EC 'if [the] decision affects them by reason of certain attributes which are peculiar to them or by reason of circumstances in which they are differentiated from all other persons, and by virtue of these factors distinguishes them

(3) the Court of First Instance misinter- preted Community law relating to the 4 — The French term 'concernée individuellement' [individually concept of individual concern when it concerned], rendered as 'unmittelbar betroffen' [directly concerned] in the translated notice contained in the Official held that the applicant was individu- Journal, should have been translated, for the sake of ally concerned by the contested deci- accuracy, as 'individuell betroffen' [individually concerned]. In its pleadings, the Commission made no reference to any sion; alleged absence of direct concern.

I - 3814

COMMISSIONv CAS SUCCHI DI FRUTTA

individually just as in the case of the person 21. The view of the law expressed by the addressed.'5 T h a t definition therefore Court of First Instance in the judgment focuses on ascertaining whether the situa- under appeal extends to excess the scope of tion of the applicant distinguishes it, by the principle of equal t r e a t m e n t of virtue of certain circumstances, from any tenderers. Although all tenderers taking other third parties and thus corresponds to part in a public tendering procedure indeed the wording of the first plea. Since, more- must be afforded equal treatment before the over, similar consideration has been given award, the legal position of the successful to these two pleas in the respective submis- tenderer differs from that of the unsuccess- sions of the parties, they will be examined ful tenderer once the contract has been together below. awarded. The Commission's relationship with the successful tenderer is contractual and, therefore, defined by the rules govern- ing impossibility of performance, force majeure, etc. By contrast, there is no longer any legal relationship with unsuccessful tenderers after the award. The public (1) The first and third pleas, alleging that procurement directives are no longer the applicant has no right of action in the applicable after the award. absence of individual concern

(a) Arguments of the parties

(i) The Commission 22. The Commission submits that the decision contested by the applicant, which concerns only the internal relationship with the successful tenderer, was adopted in the light of exceptional circumstances quite some time after the award. It could not, therefore, affect the applicant in a manner 20. The Commission takes the view that different to any other third party. The the applicant had no right of action since it logical consequence of the approach taken was not individually concerned by the by the Court of First Instance would have contested decision. been to grant Allione Industria Alimentare SpA leave to intervene, but the Court expressly dismissed an application to that 5 — Case 25/62 Plaumann v Commission[1963] ECR 95. effect.

I - 3815

OPINION OF MR ALBER — CASE C-496/99 P

23. The economic impact of a decision on any other. That is all the more true where equivalence between apples and peaches the relevant decision is addressed to various that was too liberal and was amended Member States and it has implications only following a complaint by the applicant for the successful tenderers. was, of course, felt by all producers of fruit juice and not just by the unsuccessful tenderers. The Commission adds that, by its line of reasoning the Court of First Instance turns the unsuccessful tenderers into the perfect embodiment of the principle of non-discrimination without, however, (ii) C.A.S. Succhi di Frutta taking into account the distinction between general and individual concern provided for in the fourth paragraph of Article 230 EC as regards the right to institute proceedings.

26. The applicant takes the view that the first plea raised in appeal is inadmissible because the Commission is merely relying on an argument that it has already put forward at first instance. 7The third plea raised in appeal is inadmissible because the 24. The Court of First Instance attached Commission is raising it for the first time undue importance to the memorandum sent before the Court of Justice although it was on 6 March 1996 to AIMA, which the aware of it even at first instance. 8 Commission regards as non-binding. The memorandum was drafted as a result of exceptional circumstances and contains nothing more than a suggestion, not an imperative requirement, that the successful tenderers who agree to the arrangement be paid in fruit other than those originally 27. As far as the applicant is concerned, the specified in the invitation to tender. Court of First Instance delivered the correct judgment. The applicant is individually concerned by the contested decision and accordingly entitled to institute proceed- ings. This is true not simply because it suffered an economic loss and approached the Commission about the problem but 25. The Commission further submits that it precisely because it had taken part in the is also apparent from the case-law 6 that the tendering procedure. The applicant submits fact that a decision is adopted which originates from a person's request is not such as to differentiate that person from 7 — Order in Case C-244/92 P Kupka-Floridi v ESC [1993] ECR I-2041, paragraph 10, Case C-354/92 P Eppe v Commission [1993] ECR I-7027, paragraph 8, and order in Case C-338/93 P De Hoe v Commission [1994] ECR I-819, 6 — Joined Cases T-481/93 and T-484/93 Exporteurs in Levende paragraph 19. Varkens and Others v Commission [199J] ECR II-2945, 8 — In that regard, C.A.S Succhi di Frutta relies inter alia on the paragraph 59, and order in Case C-10/95 P Asocarne v judgment in Case C-7/95 P Deere v Commission [1998] Council [1995] ECR I-4149, paragraph 39. ECR I-3111, paragraph 62.

I-3816

COMMISSION v CAS SUCCHI DI FRUTTA

that it retains its tenderer status after the 30. Freedom to enter into a contract under award. civil-law rules after the award procedure presupposes compliance with all rules governing transparency prior to the award. Freedom of contract is restricted by those public procurement rules, which apply to contracting authorities. By claim- ing that, on account of exceptional circum- stances, contracts other than those origin- 28. Denying a right of action in this case to ally offered for tender may be executed, the C.A.S. Succhi di Frutta, a measure which Commission is venturing so far as to would be in keeping with the Commission's infringe itself the obligations imposed by view, would have intolerable consequences. the public procurement directives on the During performance of the contract, the Member States. contracting authority would be able to make fundamental changes to the invitation to tender without having to incur the risk of legal proceedings. In the extreme case of negotiated procedures, only those tenderers negotiating with the Commission would have a right of action. (b) Assessment

(i) Admissibility 9 29. The Court of Justice and the Commis- sion, in its statements as well as in relation to the authorities of the Member States, have always upheld the principle of the equal treatment of tenderers in the context 31. In paragraphs 50 to 58 of its judgment, of tendering procedures. It follows that the the Court of First Instance addresses the authorities inviting tenders have to adhere issue of individual concern. Thus, the third strictly to the terms of the invitation to ground of appeal is admissible because the tender which they themselves laid down subject-matter of the proceedings before the and which prompted the tenderers to take Court of First Instance is not changed in the part in the tendering procedure and to appeal, for the purposes of Article 113(2) of submit a particular tender. The principles of the Rules of Procedure of the Court of equal treatment and transparency cannot, Justice, as a result of reliance on that on account of their importance, be applied ground. only at the stage prior to the award.

9 — Case C-243/89 Commission v Denmark [1993] ECR I- 3353, paragraph 37, Case C-87/94 Commission v Belgium [1996] ECR 1-2043, paragraph 54, Case T-203/96 Embassy Limousines & Services v Parliament [1998] ECR 11-4239, 32. With regard to the abovementioned paragraph 85, and Case T-145/98 ADT v Commission 2000] ECR II-387, paragraph 164. argument raised at first instance and put

I-3817

OPINION OF MR ALBER — CASE C-496/99 P

forward by C.A.S. Succhi di Frutta in these divergent views as the basis for its proceedings against the admissibility of the appeal. In that respect, there is no question second and fourth pleas, I intend at this of a mere repetition of submissions based juncture to make the following general on facts; what is involved is, rather, a points which will not be repeated later dispute concerning points of law, which when it comes to examining the other typifies the appeal procedure. grounds of appeal.

35. The first four pleas raised by the 33. The purpose of appeals is to obtain a Commission in the appeal are, in those review of judgments of the Court of First circumstances, admissible. Instance, in view of that Court's assessment of points of law, in accordance with Article 225(1) EC. This, of course, means that points of law which have already been discussed at first instance are again raised (ii) Substance before the Court of Justice. The case-law cited by the applicant, 10 however, dismisses those arguments submitted in appeal which challenge the assessment of the facts by the Court of First Instance and confine them- selves to repeating or reproducing word for 36. The Commission considers that the word the arguments previously submitted applicant is not individually concerned by to the Court of First Instance, including the contested decision on equivalence of those based on facts rejected by that Court, 6 September 1996 and consequently has no and which contain no legal argument in right of action pursuant to the fourth support of the forms of order sought in the paragraph of Article 230 EC. appeal. In reality, those pleas seek to obtain merely a re-examination of the application submitted to the Court of First Instance, which is in fact outside the jurisdiction of the Court of Justice. 37. Since the contested decision was not addressed to the applicant, what matters here, according to the definition set out above, 11is whether the decision affects the applicant by reason of certain attributes which are peculiar to it or by reason of 34. In this case, the Commission takes issue circumstances in which it is differentiated with the views of the law expressed by the from all other persons, and by virtue of Court of First Instance and takes its own these factors distinguishes it individually just as in the case of the person addressed.

10 — Orders in Kupka-Floridi v ESC and De Hoe v Commission (cited in footnote 7) and judgment in Eppe v Commission (cited in footnote 7). 11 — See point 19.

I-3818

COMMISSION v CAS SUCCHI DI FRUTTA

38. The connecting factor in the definition that measure, no provision is made for any is, therefore, comparability with the person intervention by individuals. In that case it addressed. The manner in which the con- was taken as read that the possibility of tested decision came to be created com- instituting proceedings was restricted essen- prises several factors that present the tially because the subject-matter of the applicant as though it were the person action was a directive, that is to say an addressed. The applicant contacted the abstract, general and normative measure. 13 Commission staff responsible for such matters and subsequently held intensive negotiations with them. Following its com- plaint, the previously valid decision of 14 June 1996 was reviewed. It forwarded data and other documentation to the Commis- sion, as a result of which further market analyses were carried out. Finally, a new 41. In the present case, however, no decision — that contested in these proceed- directives or regulations — comparable in ings — was adopted which met the this context with directives — have been applicant's request at least in part. It is by contested. On the contrary, the subject- reason of those circumstances that the matter of the action is a Commission applicant is differentiated from all other decision. Such a measure does not, in persons. principle, have the general or normative quality expressly attributed to regulations under the first subparagraph of Article 249 EC and intrinsic to directives on account of the obligation they impose on Member States to legislate, as provided for in the second subparagraph of Article 249 39. Invoking the rule in Asocarne, 12 the EC. Under the third subparagraph of Commission, on the other hand, takes the Article 249 EC, decisions, on the other view that persons are not individually hand, are to be binding only upon those to concerned by a decision merely by reason whom they are addressed. Therefore, the of their having been involved in the creation statement of the Court of Justice in of that decision. Asocarne cannot readily be applied to the circumstances of this case.

40. The Court of Justice held in Asocarne that, where an individual has participated in the preparation of a legislative measure, 42. The judgment in CIRFS, 14 one of the he may not, for that very reason, subse- cases described by the Court of Justice in quently bring an action against that mea- sure if, in the procedure for the adoption of 13 — Cited in footnote 6, at paragraphs 37, 39 and 40. 14 — Case C-313/90 Comité International de la Rayonne et des Fibres Synthétiques (CIRFS) and Others v Commission 12 — Order in Case C-10/95 P (cited in footnote 6). [1993] ECR I-1125.

I-3819

OPINION OF M R ALBER — CASE C-496/99 P

the order in Asocarne as different from the 44. Lastly, in a more recent judgment, 18 circumstances of that case, 15 is, on the the Court again pointed to the significance contrary, the appropriate case-law for of the part played by natural or legal establishing individual concern in the cir- persons in the administrative procedure as cumstances of this case. The CIRFS case regards ascertaining whether those persons concerned an association's application for are individually concerned. the annulment of a decision addressed to the French Republic in a competition procedure. The Court of Justice held that the applicant, which was the Commission's interlocutor with regard to the introduction and adaptation of the discipline and, during the procedure prior to those proceedings, 45. The applicant is, therefore, individually actively pursued negotiations with it, in concerned by the contested decision on particular by submitting written observa- account of its position as negotiator in the tions to it and by keeping in close contact administrative procedure. with the responsible departments, was individually concerned by the contested decision in its capacity as negotiator of the discipline. 16

46. In the Commission's view, that conclu- sion is incompatible with the judgment in Exporteurs in Levende Varkens. In that judgment, the Court of First Instance held that the fact that a person intervenes arbitrarily in the procedure leading to the adoption of a Community measure, parti- cularly by sending to the competent Com- munity institution letters criticising a mea- sure which that institution has already adopted and seeking to influence its future action, is not such as to differentiate that person from any other. 19 43. The Court also held in Van der Kooy 17 that a person is differentiated from all others as a result of his previous active participation in the procedure for granting aid involving his submission of written comments and his close contact with the Commission departments responsible for 47. It is uncertain whether the applicant's such matters. intervention by means of a complaint can as such be described as arbitrary, because of

15 — Cited in footnote 6, at paragraph 36. 16 — CIRFS and Others v Commission (cited in footnote 14, at 18 — J o i n e d Cases C-68/94 and C-30/95 France and Others v paragraphs 29 to 31). Commission [1998] ECR I-1375, paragraphs 53 to 55. 1 7 — J o i n e d Cases 67/85, 68/85 and 70/85 Van der Kooy and 19 — J o i n e d Cases T-481/93 and T-484/93 (cited in footnote 6, Others v Commission [1988] ECR 219, paragraph 22. at paragraph 59).

I - 3820

COMMISSION v CAS SUCCHI DI FRUTTA

the applicant's status as a tenderer in the Belgium 24 and Embassy Limousines, 25 it previous tendering procedure. In that also referred to the principle of transpar- regard, the applicant is differentiated from ency, which likewise determines the proce- Allione which did not submit any tender in dure. the tendering procedure and which the Court of First Instance denied leave to intervene. 20

50. In its capacity as the authority inviting tenders, the Commission has itself offended 48. As a tenderer in the tendering proce- against those principles by virtue of the fact dure, certain rights accrue to the applicant that the consideration, a fundamental com- in respect of the contracting authority, in ponent of a contract, in the form of apples particular the right to equal treatment for or peaches, specified in the memorandum all tenderers. That right is laid down, for addressed to AIMA concerning the imple- example, in Article 3(2) of Council Direc- mentation of the award to the successful tive 92/50/EEC of 18 June 1992 relating to tenderer, did not correspond with the the coordination of procedures for the consideration mentioned in the notice of award of public service contracts 21 and in invitation to tender (apples alone). 26 Such Article 4(2) of Council Directive 93/38/EEC considerations must hold true on account of of 14 June 1993 coordinating the procure- the particular importance attached to the ment procedures of entities operating in the principles of the equal treatment of ten- water, energy, transport and telecommuni- derers and of transparency, irrespective of cations sectors. 22 It can be applied, in the whether the tenderer would have submitted form of a general principle, to the present a better tender had it been aware of the proceedings. amended payment condition.

49. The Court of Justice underlined the significance of that principle in a number of 51. By its complaint, which gave rise to the judgments. 23 In the cases of Commission v contested decision, the applicant requested that the effects of that infringement of the

20 — Order in Case T-191/96 C.A.S. Succhi di Frutia v Commission [1998] ECR II-573. 24 — Cited in footnote 9, at paragraph 54. 21 — OJ 1992 L 209, p. 1. 25 — Cited in footnote 9, at paragraph 85. 22 — OJ 1993 L 199, p. 84. 26 — In that regard, see further the findings cited in this Opinion 23 — Commission v Denmark (cited in footnote 9, at paragraph under heading III, section 2, from the judgment of the 37), Commission v Belgium (cited in footnote 9, at Court of First Instance, at paragraphs 72 to 79. The paragraph 54), ADT v Commission (cited in footnote 9, Commission does not appeal against the basic assumption at paragraph 164) and Embassy Limousines & Services v that it committed such an infringement in the tendering Parliament (cited in footnote 9, at paragraph 85). procedure.

I - 3821

OPINION OF MR ALBER — CASE C-496/99 P

principles of equal treatment and transpar- apples, there would have been no need to ency at least be mitigated by the introduc- fix coefficients of equivalence between tion of a more favourable decision on those two types of fruit because they would, equivalence between apples and peaches in that case, have been pointless. which corresponds to the market condi- tions.

53. The Commission, on the other hand, considers that the applicant can no longer rely on its legal status as a tenderer and is 52. Therefore, rather than intervening in not, therefore, individually concerned. The the proceedings arbitrarily, the applicant on contested decision was adopted quite some the contrary asserted its original rights as a time after the award, in the context of a tenderer. This is a valid statement irrespec- contractual relationship under civil law tive of the fact that it was additionally between the Commission and the successful affected, as an ordinary economic operator, tenderer, in the light of an unforeseeable by the implications of the incorrect decision shortage of apples. on equivalence for the market in peaches. As an unsuccessful tenderer, it cannot be compared with all other produ- cers of fruit juice or fruit traders, which were affected by the decision merely by reason of their objective capacity as eco- nomic operators pursuing the same 54. It should be examined first of all activity. All subsequent decisions continued whether that argument is consistent with to infringe the principle of the equal the findings of the Court of First Instance. treatment of tenderers by granting to the successful tenderer the possibility —• even though that possibility is not mentioned in the notice of invitation to tender — of substituting peaches for the apples to be supplied from intervention stocks as payment. That infringement was the basis 55. The decision allowing peaches to be both of the first and of the second — substituted for apples, which, as explained, contested —· decision on equivalence, both was the general basis for the subsequent of which laid down the coefficient to be decisions on equivalence, was adopted as applied for the substitution of peaches for early as 6 March 1996 in the memorandum apples. In that context, it is irrelevant to AIMA, immediately after the contract whether those decisions contained an had been awarded to Trento Frutta express reference to that coefficient. After SpA. The specific details of the arrange- all, the substance of a decision on equiva- ments for implementing the Commission's lence is the fundamental decision allowing decision on the award were conveyed to the different types of fruit to be treated as Italian intervention agency by that equivalent. Without a fundamental decision memorandum. Therefore, contrary to the to allow the substitution of peaches for view expressed by the Commission, the

I - 3822

COMMISSION v CAS SUCCHI DI FRUTTA

memorandum is not simply a non-binding the contested decision addressed to certain proposal. However, when the memoran- Member States, the Commission laid down dum was drafted, there was — according to amended conditions governing the contract other information supplied by the Commis- awarded to the successful tenderer, but sion — no discernible shortage of apples. It instead of discussing those conditions with is apparent from the arguments raised in that successful tenderer, namely the other relation to the fifth plea that the period party to the contract, the Commission had during which apples were withdrawn from held negotiations on the matter with the the market and, by extension, could be applicant. It was therefore acting largely made available to the intervention agencies independently, in some kind of position of did not end until 31 May 1996, that is to superiority rather than as an equal partner say three months later. The Commission in a relationship established purely under submits that the original drafting of the civil law. It thus maintained its contracting- conditions of the invitation to tender was authority status, even in the performance of itself contingent on there having been the contract, along with the rights and sufficient availability of apples in preceding obligations arising in that connection. years. The actual decision to allow sub- stitution, which forms the basis and sub- stance of the decision at issue in this case, was thus adopted not primarily in the light of unforeseeable circumstances arising after the award of the contract.

58. The legal status of unsuccessful ten- derers is maintained in the same way, provided that a decision is adopted which concerns them in terms of their rights as tenderers.

56. Furthermore, the contested decision was addressed to the Italian Republic, the French Republic, the Hellenic Republic and the Kingdom of Spain. It thus extended beyond the scope of a purely internal contractual relationship with the successful tenderer. 59. However, the Commission's approach of dividing the procurement procedure rigidly into two sections subject to indepen- dent assessment does not meet the require- ments of legal certainty. Such an approach would mean that although the Commission first and foremost, or any other contracting authority, would be bound by the rules governing procurement, in particular the 57. Those circumstances relating to the principles of equal treatment and transpar- addressees of and the persons concerned ency, if they did not abide by those rules, by the decision illustrate a further point. By action by unsuccessful tenderers against

I - 3823

OPINION OF MR ALBER — CASE C-496/99 P

such non-compliance would be impossible (2) The plea alleging a contradictory asser- in the majority of cases. In the absence of tion made by the Court of First Instance to clarity, an infringement would not be the effect that a new invitation to tender detected and challenged immediately on should have been issued the decision to award the contract. Were the Commission's approach adopted, it would escape subsequent scrutiny by the courts. (a) Arguments of the parties

(i) The Commission 60. Just as this approach offends against the principles of equal treatment and transparency in the tendering procedure, it would likewise offend against the principle that where there are procedural rights and 63. In asserting that a new invitation to guarantees, there must be a procedure in tender should have been issued in the event place for their implementation. 27 of a shortage of apples, the Court of First Instance has erred in law and has contra- dicted itself because it at the same time takes the view that the Commission may not alter the terms of payment. Since, in those circumstances, the Commission would have to pay pecuniary damages to the successful tenderers who did, for their 61. As the Commission's negotiating part- part, comply with the contract, this would ner in the procedure prior to the [contested] also lead to an amendment of the terms of decision and on account of its status as payment in that money would be substi- unsuccessful tenderer, the applicant was tuted for the apples. Following the therefore individually concerned by the approach taken by the Court of First contested decision and consequently Instance, the unsuccessful tenderers could entitled to bring an action. have submitted different tenders had they in fact known of that substitution possibility.

64. The Commission adds that since the 62. The first and third pleas raised must public procurement directives do not apply therefore be rejected. beyond the period from the invitation to tender to the award, they cannot be relied on for asserting that a new tendering procedure should be initiated where there 27 — Case 169/84 Cofaz and Others v Commission [1986] ECR 391, paragraph 23. is a change in circumstances during the

I - 3824

COMMISSION v CAS SUCCHI DI FRUTTA

performance of a contract. The two stages 66. It was not feasible to take all con- comprising the tendering procedure and the tingencies into account in the invitation to performance of the contract with the tender. Adopting a coefficient of equiva- successful tenderer must be regarded as lence between the different types of fruits or absolutely separate stages. The first com- other abstract payment mechanism would prises the obligation to observe the princi- have involved a contingency and thus led to ples of transparency and equal treatment of uncertainty, which is incompatible with the tenderers, that is to say absolute contractual principles of transparency, equal treatment provisions and comparable tenders. The and comparability of tenders. Moreover, second stage — that of performance — when the invitation to tender was issued, often calls for adjustment of the contract in the Commission did not know if any response to unforeseen events. Although the peaches at all would be withdrawn from principles of transparency and equal treat- the market. There is, therefore, no need to ment come into play at this stage where determine the coefficient of equivalence there are fundamental changes to be until the possibility of a payment made, 28 the contested decision on equiva- arises. Only then is it possible to take lence, however, does not comprise any such account of market development without fundamental change. partiality or discrimination.

(ii) C.A.S. Succhi di Frutta

67. In the applicant's view, the second plea 65. The Court of First Instance has, is likewise inadmissible because it has according to the Commission, made the already been raised in the proceedings at mistake of considering the two stages as first instance. one. The Commission was under an obliga- tion to pay the other party to the contract, despite the unforeseeable shortage of apples. It fulfilled that obligation by making peaches available. That obligation to effect payment at all costs in some form or another arises from its status as a party to 68. The Commission's arguments are sub- the contract and explicit reference to it as stantially flawed. The subsequent amend- such in the invitation to tender was not ment of the conditions resulted primarily in essential. discrimination against the unsuccessful tenderers. Such an amendment should have been made only by initiating a new tender- 28 — Case C-337/98 Commission v France [2000] ECR I-8377, ing p r o c e d u r e . The C o m m i s s i o n ' s paragraph 44 et seq. approach, which the applicant regards as

I - 3825

OPINION OF MR ALBER — CASE C-496/99 P

arbitrary, constitutes an infringement of the breach of obligations in the subsequent principles of transparency, equal treatment performance of the contract. The creation of tenderers and, ultimately, lawfulness. of that right and the form it takes are unconnected with the issue of whether the original right to payment was to be satisfied in money or in kind.

(b) Assessment

71. It is at this point that the distinction between the two stages of a procurement procedure, on which the Commission invariably dwells, becomes relevant. How- 69. According to the Commission, the ever, the right to damages, an ever-present assertion made by the Court of First possibility, will have no impact on the form Instance, that a new invitation to tender of tender submitted by the individual should be issued where the terms of tenderers. In that respect, the assertion by payment are changed, is contradictory the Court of First Instance that a new because even settlement of a claim for tendering procedure should be initiated is damages where it is impossible to effect not contradictory. payment with apples would amount to a change in the terms of payment, namely by satisfying the claim for damages with money.

72. As regards the issue — again, in the Commission's view, suggesting inconsis- tency — of whether the terms of payment applying to the successful tenderers who 70. That theory is precluded by the fact have complied with the contractual provi- that the original right to payment and the sions would have been amended had a new right to damages, which does not accrue invitation to tender incorporating the pos- until later and is derived from the first sibility of substituting peaches been issued, I paragraph of Article 288 EC in conjunction should first of all refer to the fact that the with the relevant provisions of civil law, are decision to allow substitution was taken as clearly distinguishable rights. The form far back as 6 March 1996 in the memor- taken by the right to payment as the andum to AIMA. The successful tenderers original right to performance is determined were awarded their respective contracts by the conditions of the invitation to concurrent with that decision. Therefore, tender. The right to damages, however, the successful tenderers for their part could arises under civil-law provisions in the not have already performed the respective event of impossibility of performance or a contracts by that time.

I - 3826

COMMISSION v CAS SUCCHI DI FRUTTA

73. Furthermore, a new tendering proce- possibility of substitution by other fruit in dure meets the legal certainty requirement the notice of the invitation to tender would only if, as is the case here during the award have loaded the notice with uncertainty and procedure, an essential component of the in that respect offended against the princi- conditions of the invitation to tender is ples of equal treatment and transparency. altered. Those considerations remain unaf- On the contrary, it is the fear that the fected by any rights to damages that may contracting authority and other tenderers arise. could circumvent the procurement rules and subsequently amend the conditions of the invitation to tender that leads to an element of uncertainty which does not satisfy the requirements for transparency or legal certainty.

74. The fact that the alteration in the present case related to the form of the consideration given in return for the pro- ducts to be supplied gives the lie to the Commission's view that the situation did 76. The practical problems put forward not involve a fundamental alteration. It could be tackled by setting out the notice of involved a substitution of the main benefits invitation to tender in the same way as the of the contract, thus amending fundamen- memorandum to AIMA which, as well as tally the conditions of the invitation to awarding the contract, in fact specified tender. Unlike in cases where a value detailed arrangements for substitution. payable in one currency is replaced by a The notice could be drawn up in conjunc- sum expressed in a foreign yet freely tion with a clause setting out — even at that- convertible currency, the substitution of early stage — the possibility of adjusting at peaches for apples involved two entirely a later stage the coefficient of equivalence in different things. In some cases there is line with market fluctuations. greater demand for peaches than apples, whilst in others there is no demand at all. Apples and peaches are not products that can be naturally substituted for each other.

77. Overall, I therefore have to concur with the Court of First Instance that the Com- mission should have either specified in the notice of invitation to tender the precise conditions governing substitution of the fruit prescribed as payment for the supplies at issue or instituted a new tendering 75. The Commission is also wrong to procedure when the conditions of the consider, as it does, that introducing the invitation to tender changed.

I - 3827

OPINION OF MR ALBER — CASE C-496/99 P

78. The second plea must therefore be on equivalence which has not been con- rejected. tested has no basis in law and conflicts with legal certainty. The obligation to repeal the provisions declared unlawful in the judg- ment relates only to arrangements which have been laid down under the annulled measure. (3) The plea alleging that the Court of First Instance erred in law in finding that the applicant had an interest in bringing proceedings on the basis of Article 233 EC

81. It is no longer possible for the Commis- sion to initiate a new tendering procedure since the dispatch of goods to the Caucasus has stopped. (a) Arguments of the parties

(i) The Commission 82. The Commission submits that prob- lems arise in the enforcement of the judgment delivered by the Court of First Instance in that the judgment did not mention any specific measures that would have to be implemented, nor did it limit the annulment. Even now, on account of the 79. The Commission's view is that the resulting retroactive effect, rights accruing applicant has no interest in bringing an to the successful tenderers under the earlier action for the annulment of the contested decisions still have to be satisfied, and the measure. The sole consequence of a judg- procedure has indeed been very protracted. ment to that effect would be to reinstate the original decision on equivalence, which is less favourable to the applicant and which it did not contest.

(ii) C.A.S. Succhi di Frutta

80. According to the Commission, a judg- ment annulling a measure cannot apply beyond the confines of the measure con- tested in proceedings before the Court of 83. In the applicant's view, the fourth plea Justice. A supposed obligation, extending is likewise inadmissible because it has beyond those confines, on the part of the already been raised in the proceedings at Commission to repeal the earlier decision first instance.

I - 3828

COMMISSION v CAS SUCCHI DI FRUTTA

84. The applicant argues that it has a judgment the Court of First Instance clearly legitimate interest in obtaining the annul- finds that the possibility of substituting at a ment of the contested decision. The Court later stage peaches for the other fruit of Justice has held that such an interest is concerned constituted an error in law. maintained even where the contested deci- sion has already been implemented because its annulment is capable of having further consequences and of serving to prevent repetitions of the unlawful measures in the future. 29 An interest in bringing proceed- (b) Assessment ings arises even in the context of challen- ging a decision that has already been repealed since the annulment of that deci- sion by the Court of First Instance cannot be equated with its repeal by the Commis- sion and since it also has retroactive 86. The Commission takes the view that effect. 30 the applicant has no interest in bringing the action since annulment of the contested decision means that the decision of 14 June 1996, which is less favourable to the applicant, will be reinstated.

85. Furthermore, there is an interest in 87. The decision of 6 September 1996 obtaining the annulment of unlawful mea- contains a coefficient of equivalence sures as the institution responsible for the between apples and peaches which corre- unlawful act is required under Article 233 sponds to the market conditions. In that EC to take the necessary measures to respect it is in fact more favourable to the comply with the judgment and accordingly applicant than the decision of 14 June 1996 remove the effects of that act. 31 Article 233 which favoured the successful tenderers by EC is deprived of its substance in the event laying down coefficients of equivalence of the Court of First Instance being required which were not in line with market condi- to define the specific measures to be taken tions. in each case. Making the correct inferences from the operative part and the grounds in the light of all the decisions adopted on the matter is more in line with the principle of sound administration. In the contested 88. It can be concluded from the foregoing that no such interest arises only if the 29 — Case 53/85 AKZO Chemie v Commission | 1 9 8 6 | ECR decisive factor is the formation of the 1965, paragraph 2 1 , and Case T-509/93 Glencore Grain v Commission [2000] ECR II-3697, paragraph 31. coefficients of equivalence and if the 30 — Exporteurs mLevende Varkens and Others v Commission assumption that the less favourable decision (cited in footnote 6, at paragraph 46). 31 — Exporteurs in Levende Varkens and Olliers v Commission would merely be reinstated is in fact (cited in footnote 6, at paragraph 47). correct.

I - 3829

OPINION OF MR ALBER — CASE C-496/99 P

89. As explained above, the possibility of for supplying fruit juice to the Caucasus has substituting peaches for the apples to be in fact ceased. It was carried out on the supplied as payment, which was introduced basis of the contested decision of 6 Septem- at a later stage in the memorandum to ber 1996 since, in accordance with the first AIMA concerning the implementation of sentence of Article 242 EC, the action the award but was not contained in the brought against that decision did not have conditions of the invitation to tender, was suspensory effect and the President of the the basis and substance of all the decisions Court of First Instance had rejected the on equivalence. That infringement of the application lodged by the applicant for the principle of the equal treatment of tenderers suspension of the operation of the measure and, by extension, of the procurement rules concerned. 33 As a result, the issue of was, admittedly, mitigated to some extent damages alone remains to be addressed. by the decision of 6 September 1996, but even that more favourable decision com- prises an infringement of a rule of law relating to the application of the Treaty in that it offends against the principle of equal treatment. That infringement may be asserted under the second and fourth paragraphs of Article 230 EC in the context of an action for annulment. The Court of Justice has held that there is an interest in bringing an action for the annulment of a decision entailing such an error in law for the sole purpose of preventing comparable 91. To assess whether the applicant is in unlawful measures. 32 The applicant any way entitled to damages, it is essential achieved only partial success in terms of to establish whether responsibility for an removing the effects of the infringement by infringement which resulted in a loss obtaining a more favourable decision on suffered by the applicant can be attributed equivalence in response to its complaint. to the Commission. The judgment by the The purpose of this action is the removal of Court of First Instance annulling the the remaining elements of the infringement. measure concerned can be relied on to In that connection, there remains, as before, establish that infringement. As provided for an interest in bringing legal proceedings. in the first paragraph of Article 231 EC in conjunction with the second and fourth paragraphs of Article 230 EC, it is apparent from the operative part of that judgment annulling the contested decision that there was an infringement and, from the grounds of the judgment, what precisely that in- fringement consisted in. Thus there is also 90. Moreover, it is impossible in practice to an interest in obtaining the annulment of reinstate and actually implement the deci- the contested decision on account of the sion of 14 June 1996 because the operation possible consideration of the infringement in a subsequent action for damages.

32 — AKZO Chemie v Commission (cited in footnote 29, at paragraph 21) and Glencore Grain v Commission (cited in 33 — Order in Case T-191/96 R C.A.S. Succhi di Frutta v footnote 29, at paragraph 31). Commission [1997] ECR II-211.

I-3830

COMMISSION v CAS SUCCHI DI FRUTTA

92. Furthermore, the Commission is (4) The plea alleging a misinterpretation of required under the first paragraph of Article the rules of the common organisation of the 233 EC to take all the necessary measures market in fruit and vegetables to comply with the judgment of the Court of Justice. Those measures include, inter alia, the removal of the effects of the illegal conduct found in the judgment annulling the act 34 with the result that the Commis- sion may be required by the judgment to (a) Arguments of the parties pay damages on its own initiative and without further legal action.

(i) The Commission

95. The Commission regards the fifth plea 93. The problems additionally raised by as admissible since the substantive inaccu- the Commission as regards enforcement of racy of the judgment by the Court of First the judgment delivered by the Court of First Instance is apparent from the documents in Instance do not arise. The annulment of the the case and since the Court of First decision of 6 September 1996 requires no Instance has defined the legal nature of further enforcement. There is no reason for the facts it has found. 35 limiting the effects of the judgment to the past since there is no reasonable ground for restricting any right to damages that may arise. 96. In finding that apples were available in intervention stocks and that there was therefore no farce majeure, the Court of First Instance committed an error in law. During the period from the point at which the successful tenderers could begin to withdraw fruit to the date of the first decision on equivalence on 14 June 1996, only 19 958.648 tonnes of apples were 94. In those circumstances, the applicant withdrawn from the market as intervention has an interest in bringing the action and, stocks, although the successful tenderers consequently, the fourth plea should also be were entitled to the supply of a total of rejected. 39 500 tonnes of apples.

34 — Sec Exporteurs in Levende Vurkensand Others v Comnus- 15 — Case C-136/92 P Commission v Brazelli and Others sion (cited in footnote 6, at paragraph 47). [1994] ECR I-1981, paragraph 49).

I -3831

OPINION OF MR ALBER — CASE C-496/99 P

97. For their respective calculations to quently its subsequent conclusions were ascertain the quantity of apples available, also erroneous. both the Court of First Instance and the applicant relied — incorrectly — on dates inconsistent with the intervention mechan- isms. Within the common organisation of the market in fruit and vegetables, inter- vention agencies do not have the option of (ii) C.A.S. Succhi di Frutta buying in or storing stock, except in serious crisis situations. The fruit withdrawn from the market has to be destroyed or distrib- uted free of charge among relief organisa- tions. 100. The applicant takes the view that the fifth plea is inadmissible as it involves a complaint concerning an incorrect apprai- sal of the facts, for which the Court of Justice has no jurisdiction in the appeal procedure. 36

9 8 . T h e a n n e x t o the C o m m i s s i o n ' s defence in the action before the Court of First Instance indicating that 200 000 tonnes had been available merely served to illustrate the fact that there had been 101. It adds that the Court of First Instance sufficient availability of apples in the appraised the documents made available by preceding years. It was therefore reasonable the Commission correctly and was right to to assume, when the invitation to tender assume that there was sufficient availability was issued, that there would be sufficient of apples for the successful tenderers. apples available for withdrawal from the market in order to pay for the fruit juice supplied.

(b) Assessment

99. The Court of First Instance failed to take account of those legal issues and 102. Under Article 225(1) EC and Article misinterpreted the information provided. 51 of the EC Statute of the Court of Justice, The substantive inaccuracy can clearly be appeals are limited to points of law. seen from the documents handed over. The Accordingly, appeals may be based only Court of First Instance erred in law when it regarded as available in intervention stocks apples withdrawn from the market prior to the date from which the successful tenderers 36 — Deere v Commission (cited in footnote 8, at paragraph 21) and order in Case C-436/97 P Deutsche Bahn v Commis- could withdraw such stocks, and conse- sion [1999] ECR I-2387, paragraph 19.

I - 3832

COMMISSION v CAS SUCCHI DI FRUTTA

on grounds relating to the infringement of 104. In the Brazzelli case, the Court of rules of law, to the exclusion of any Justice indeed did hold that 'the Court of appraisal of the facts. The Court of First First Instance ... has exclusive jurisdiction Instance has exclusive jurisdiction to estab- to find the facts except where the substan- lish and to assess the facts. 37 The avail- tive inaccuracy of its findings is apparent ability of apples is an issue concerning a from the documents submitted to finding of fact, the re-examination of which it'. 40 However, if every inaccurate finding therefore does not fall to the Court of of fact, while apparent only from the Justice in the appeal procedure. documents submitted to the Court, were sufficient for the Court of Justice to have jurisdiction to review the facts at the appeal stage, there would be a risk of turning the Court of Justice into a second court hearing and determining points of fact, contrary to the legal parameters defined in the first sentence of Article 225(1) EC.

103. Although the Court of Justice has jurisdiction to review the legal characterisa- tion of the facts established or assessed by 105. Should the Court of Justice indeed the Court of First Instance and to review the regard itself as having jurisdiction to review legal conclusions it has drawn from those the assessment by the Court of First facts, 38 it has no jurisdiction to proceed Instance of the facts in this case, then, with a new examination of the facts or to following the underlying line of reasoning, assess the evidence placed before it. 39 In the dispute concerning the availability of taking the view that the Court of First apples when the decisions on equivalence Instance should have drawn different con- were adopted is irrelevant. As repeatedly clusions from the documents placed before stated above, the crucial infringement of the it in terms of the availability of apples, the principle of the equal treatment of tenderers Commission is simply objecting to the lay in the fact that the memorandum to assessment by the Court of First Instance AIMA of 6 March 1996 concerning the of the facts and of the evidence. Since that implementation of the award to the success- assessment is precluded from a review by ful tenderer provided for the possibility to the Court of Justice, the corresponding plea substitute peaches for apples in payment for is accordingly inadmissible. the supplies given. However, at that point in time, the Commission itself, by its own account, assumed on the basis of experi- ences from previous years that sufficient 37 — Case C-352/98 P Laboratoires Pharmaceutiques Berga- apples would be available. Consequently, at derm v Commission [2000] ECR I-5291, paragraph 49, and Deere v Commission (cited in footnote 8, at paragraph the time relevant in this case, there was no 21). 38 — Deere v Commission (cited in footnote 8, at paragraph 21) unforeseeable shortage of apples. and order of the Court of justice in Case C-19/95 P San Marco v Commission [1996] ECR I-4435, paragraph 39. 39 — Eppe v Commission (cited in footnote 7, at paragraph 29) and order in Deutsche Bahn v Commission (cited in footnote 36, at paragraph 19). 40 — Case C-136/92 P (cited in footnote 35, at paragraph 49).

I - 3833

OPINION OF MR ALBER — CASE C-496/99 P

106. The fifth plea must in those circum- VI— Costs stances be rejected as inadmissible and, in any event, unfounded.

108. Under Article 122 in conjunction with 107. As a result, it should be held that the Articles 118 and 69(2) of the Rules of judgment of the Court of First Instance in Procedure the unsuccessful party is to be Case T-191/96 is not vitiated by any ordered to pay the costs if they have been illegality. The appeal must therefore be applied for in the successful party's plead- dismissed. ings.

V I I— Conclusion

In the light of the foregoing considerations, I propose that the Court should:

— dismiss the appeal;

— order the appellant to pay the costs.

I - 3834

Text rozhodnutia bol prevzatý z verejne dostupných úradných zdrojov. Rozhodnutie je úradným dokumentom.
Navrhy_ga C-496/99 – Súdny dvor Európskej únie | AI Pravnik