C-112/00
ECLI:EU:C:2002:437
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OPINION OF MR JACOBS — CASE C-112/00
O P I N I O N OF ADVOCATE GENERAL JACOBS delivered on 11 July 2002 1
1. The present request for a preliminary greatly exacerbates the various polluting ruling, made by the Oberlandesgericht effects of transport. The main, if not the (Higher Regional Court), Innsbruck, Aus- only, intra-Community route available for tria, concerns essentially the extent of a heavy goods vehicles without a consider- Member State's duty to keep major transit able detour uses the motorway along the routes open in order to ensure free move- Brenner corridor, which is an important ment of goods within the Community, in part of the trans-European transport net- particular whether it must prohibit if work, in the Austrian Alps. Pollution along necessary for that purpose a political dem- that route, which has always been a source onstration with environmental aims whose of great concern in Austria, has reached organisers assert their fundamental right to alarming proportions. 2 freedom of expression and assembly, and the circumstances in which it may incur civil liability in respect of any failure to comply with Community law in that regard.
3. The conflicting interests of transport and environmental protection in the area are recognised in the Alpine Convention, approved by the Community in 1996. 3 The preamble to that instrument acknowl- edges the environmental and economic Factual and procedural background
2 — See, inter alia: Protocol No 9 to the Act concerning the conditions of accession of the Kingdom of Norway, the Republic of Austria, the Republic of Finland and the Kingdom of Sweden and the adjustments to the Treaties on which the European Union is founded, OJ 1994 C 241, p. 361; Decision No 1692/96/EC of the European Parlia- 2. The primary transit routes between ment and of the Council of 23 July 1996 on Community guidelines for the development of the trans-European northern Italy and southern Germany — transport network, in particular sections 2.3, 2.8 and 2.10 of Annex I; Case C-205/98 Commission v Austria [20001 which also carry much of the traffic ECR I-7367, in particular at paragraph 5 et seq. of the between Italy and northern Europe as a Opinion of Advocate General Saggio; and the Report from the Commission to the Council on the Transit of Goods by whole — pass through the Alps. The Road through Austria (COM(2000) 862 final). mountainous nature of that region both 3 — See Council Decision of 26 February 1996 concerning the conclusion of the Convention on the protection of the Alps limits the number of routes available and (Alpine Convention), OJ 1996 L 61, p. 31. The convention was signed in Salzburg on 7 November 1991 and entered into force on 6 March 1995. It has been signed by the Community and by a number of Member States and non-member countries in the Alpine region, including 1 — Original language: English. Austria, Germany and Italy.
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importance of the Alps for local inhabitants 4. Measures taken by the Austrian auth- and their importance for other regions as orities to combat pollution from road support for essential communication transport include a general ban on heavy routes; it recognises the need to reverse goods traffic from 3 pm to midnight on ecological damage through intense, costly Saturdays, from midnight to 10 pm on and long-term efforts and aims to harmon- Sundays and public holidays 5 and, for ise economic interests and ecological exi- vehicles exceeding certain noise limits, gencies. Article 2(1) requires the contract- from 10 pm to 5 am every night. There ing parties to respect the principles of are however various exceptions, in particu- prevention, payment by the polluter and lar for animals, perishable goods and cooperation in maintaining a comprehen- urgent deliveries. sive policy of protection and preservation. Article 2(2)(j) in particular requires them to take appropriate measures to attain that objective. In the area of transport,
5. In addition, there is a system of 'eco- points' 6controlling and limiting road use and NOx (nitrogen oxide) emissions by heavy goods vehicles transiting through the country, and it appears that tolls on the Brenner motorway are considerably higher at night. Vehicles over 7.5 tonnes may not at any time use the national highway which runs parallel to that motorway, but a rail 'the objective is to reduce the volume and dangers of inter-Alpine and trans-Alpine 5 — Similar bans exist in six other Member States, although traffic to a level which is not harmful to those in Austria appear to be the most severe (see Proposal humans, animals and plants and their for a Council Directive on a transparent system of harmon- ised rules for driving restrictions on heavy goods vehicles habitats, by switching more traffic, in involved in international transpon on designated roads, COM(1998) 115 final, OJ 1998 C 198, p. 17, and the particular freight traffic, to the railways in Commission's explanatory memorandum thereto). particular by providing appropriate infra- 6 — Originally agreed upon between the Community and Austria in 1992 and now governed by Commission structure and incentives complying [with] Regulation (EC) No 3298/94 of 21 December 1994 laying market principles, without discrimination down detailed measures concerning the system of Rights of Transit (Ecopoints) for heavy goods vehicles transiting on grounds of nationality'. 4 through Austria, established by Article 11 of Protocol No 9 to the Act of Accession of Norway, Austria, Finland and Sweden, OJ 1994 L 341, p. 20, as amended by Commission Regulation (EC) No 1524/96 of 30 July 1996 amending Regulation (EC) No 3298/94, with regard to the system of 4 — A more detailed Protocol on the Implementation of the the ecopoints for heavy goods vehicles transiting through Alpine Convention in the field of Transport was adopted in Austria, OJ 1996 L 190, p. 13; see also Proposal for a May 2000, and on 16 January 2001 the Commission Regulation of the European Parliament and of the Council presented a proposal for a Council Decision to the effect establishing an ecopoint system applicable to heavy goods that it should be signed on behalf of the Community vehicles travelling through Austria for the year 2004, (COM(2001)18 final). COM(2001) 807 final, OJ 2002 C 103 E, p. 230.
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route, also parallel, is available for 'piggy 8. The stated aims of the demonstration, it back' or 'rolling road' transport of road appears from the national court's file, were vehicles through the corridor. essentially to demand from national and Community authorities a strengthening of the various measures designed to limit and reduce heavy goods traffic on the Brenner motorway and the pollution thereby caused.
6. Eugen Schmidberger Internationale Transporte Planzüge ('Schmidberger') is a 9. The relevant local authorities found no transport undertaking of modest size, based legal reason to ban the proposed demon- at Rot an der Rot in southern Germany, stration — although they do not appear to whose lorries apparently carry essentially have examined in depth the possible Com- steel and timber between that area and munity-law dimension to the question — northern Italy, using the Brenner motor- and thus allowed it to go ahead. It appears way. It seems that they meet the noise that there was cooperation between those emission standards which exempt them authorities, the police, the organisers of the from the night-time ban in Austria. demonstration and motoring organisations with a view to limiting the disruption caused. The demonstration was widely publicised and it appears that alternative (but longer) routes 7were suggested and extra trains were provided to allow trans- port undertakings to use 'rolling road' facilities along the Brenner axis, although the details of those measures have not been made entirely clear to the Court. 7. On 15 May 1998, Transitforum Austria Tirol, an environmental protection associ- ation, gave notice to the competent Aus- trian authorities in accordance with the applicable Austrian legislation of its inten- tion to hold a demonstration on a stretch of the Brenner motorway adjacent to the 10. In the event, the motorway was closed Italian border, which would block the route to all traffic from 9 am on 12 June until between 11 am on Friday 12 June and 3 pm 3.30 pm on 13 June, and reopened to heavy on Saturday 13 June 1998. It has been goods traffic (provided that it met night- pointed out that in addition Thursday 11 June was a public holiday in Austria that year, and normal weekend restrictions 7 — One alternative route mentioned during the proceedings, via the Tauem motorway, would appear to add about 240 km were of course in force on Saturday 13 and (some 55-60%) to a journey between Munich and Verona; the difference in each case would of course depend on the Sunday 14 June. actual starting-point and destination.
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time noise emission standards) at 10 pm on 13. Schmidberger's case was dismissed at 14 June. In practice, the blockage presum- first instance on the ground that the burden ably affected principally vehicles over 7.5 of proof of loss had not been discharged in tonnes, since others could use the parallel accordance with the applicable Austrian main road along the Brenner corridor law. The Landesgericht (Regional Court) (although that route may have been more Innsbruck found no evidence that any congested as a result of the blockage and in planned journey had been prevented by any event less suited to long-distance traf- the demonstration and therefore did not fic). consider it necessary to examine whether the State might have incurred liability under Community law if the existence of damage had been established.
11. Schmidberger brought proceedings against the Austrian State in the Austrian courts, alleging essentially that the auth- 14. On appeal, however, the Oberland- orities had failed in their duty to guarantee esgericht takes the view that the case free movement of goods in accordance with cannot be dismissed thus without first the EC Treaty, thereby incurring liability examining a number of important aspects towards the firm inasmuch as it was pre- of Community law, on which it has asked vented from operating its vehicles on their the Court to give a ruling: normal transit route. It claimed damages in respect of standstill periods, loss of earn- ings and additional related expenses.
' 1 . Are the principles of the free movement of goods under Article 30 et seq. of the EC Treaty (now Article 28 et seq. EC), or other provisions of Community law, 12. In defence, the Austrian State argued to be interpreted as meaning that a essentially that the authorities took a Member State is obliged, either abso- reasonable decision after weighing up the lutely or at least as far as reasonably various interests involved. They had con- possible, to keep major transit routes cluded correctly that the demonstrators' clear of all restrictions and impedi- inalienable democratic right to freedom of ments, inter alia, by requiring that a assembly could be allowed expression in political demonstration to be held on a this case without any serious or permanent transit route, of which notice has been obstruction of long-distance traffic. given, may not be authorised or must at
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least be later dispersed, if or as soon as and solidarity under Article 5 of the EC it can also be held at a place away from Treaty (now Article 10 EC), to pre- the transit route with a comparable clude, and thus no ground on which to effect on public awareness? ban, a political demonstration of 28 hours' duration which, in conjunc- tion with a pre-existing national gen- erally applicable ban on holiday driving, causes an essential intra-Com- munity goods transit route to be closed, inter alia, to the majority of heavy goods traffic for four days, with a short 2. Where, on account of the failure by a interruption of a few hours, does that Member State to indicate in its national decision constitute a sufficiently serious provisions on freedom of assembly and infringement of Community law in the right to exercise it that, in the order to establish liability on the part weighing of freedom of assembly of the Member State liable under the against the public interest, the prin- principles of Community law, provided ciples of Community law, primarily the that the other requirements for such fundamental freedoms and, in this liability are met? particular case, the provisions on the free movement of goods, are also to be observed, a political demonstration of 28 hours' duration is authorised and held which, in conjunction with a pre-existing national generally appli- cable ban on holiday driving, causes an essential intra-Community goods tran- 4. Is the objective of an officially auth- sit route to be closed, inter alia, to the orised political demonstration, namely majority of heavy goods traffic for four that of working for a healthy environ- days, with a short interruption of a few ment and of drawing attention to the hours, does that failure constitute a danger to public health caused by the sufficiently serious infringement of constant increase in the transit traffic Community law in order to establish of heavy-goods vehicles, to be deemed liability on the part of the Member to be of a higher order than the State under the principles of Commu- provisions of Community law on the nity law, provided that the other free movement of goods under requirements for such liability are met? Article 28 EC?
3. Where a national authority decides that 5. Is there loss giving rise to a claim there is nothing in the provisions of founded on State liability where the Community law, in particular those person incurring the loss can prove that concerning the free movement of goods he was in a position to earn income, in and the general duty of cooperation the present case from the international I - 5666
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transport of goods by means of the ments, and the Commission. Oral observa- heavy-goods vehicles operated by him tions were also submitted at the hearing on but rendered idle by the 28-hour dem- behalf of the Finnish Government. onstration, yet is unable to prove the loss of a specific transport journey?
6. If the reply to Question 4 is in the negative: Admissibility — National rules concerning proof of damage — Questions 5 and 6
In order to comply with the obligation of cooperation and solidarity incum- 16. In the main proceedings, Schmidberger bent under Article 5 of the EC Treaty is seeking reparation from the Austrian (now Article 10 EC) on national auth- State for damage allegedly caused by the orities, in particular the courts, and State's failure in its duty to ensure free with the principle of effectiveness, must movement of goods in accordance with application of national rules of sub- Article 28 EC. Although much of the stantive or procedural law curtailing argument presented to the Court has the ability to assert claims which are focused on the extent of that duty and the well founded under Community law, way in which it is to be reconciled with the such as in the present case a claim exercise of certain fundamental human founded on State liability, be deferred rights, a possibly more basic problem in pending full elucidation of the sub- the case, concerned with proof of damage stance of the claim at Community law, as a condition for obtaining reparation, has if necessary following a reference to the been raised by the Austrian Government as Court of Justice for a preliminary casting doubt on the admissibility of the ruling?' request for a preliminary ruling, and that question should be dealt with first.
15. Written and oral observations have been submitted to the Court on behalf of Schmidberger, the Austrian Government 17. Essentially, the Austrian Government both in its capacity as defendant in the submits that, since Schmidberger has been main proceedings and, in accordance with unable to establish the existence of any Article 20 of the Statute of the Court of particular damage, there is no justification Justice, in its capacity as Member State, the for asking whether the conditions for State Greek, Italian and Netherlands Govern- liability are otherwise satisfied.
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18. There are two aspects to the issue or States may be liable in damages to an bundle of issues raised here: there is, on the injured party for breach of Community one hand, the question of the admissibility law. The rules governing that liability have of the request for a preliminary ruling and, been further explained in a number of cases on the other, that of the compatibility with — perhaps most comprehensively in Brass- Community law of a national rule or rules erie du Pêcheur 9— as being analogous to which might entail the dismissal of a claim those governing the non-contractual liabil- for damages without a full examination of ity of the Community under Article 288 EC the substance of the claim. The point is as elaborated in the Court's case-law. 10 raised by the Austrian Government in the context of the national court's question 5, and it also seems relevant to question 6. I shall therefore examine questions 5 and 6 immediately after considering the admissi- bility of the order for reference itself, since the issues are closely intertwined.
21. Community law confers a right to reparation where three conditions are met: the rule of law infringed must be intended to confer rights on individuals; the breach must be sufficiently serious; and there must be a direct causal link between the breach 19. Before examining those issues, how- of the obligation resting on the State and ever, it will be helpful to recall briefly the the loss sustained by the injured party. 11 Court's relevant case-law.
22. Those three conditions are necessary Liability of Member States for breach of and sufficient to found a right in individ- Community law: right to reparation uals to obtain redress, which flows directly from Community law, although the State may also incur liability under less strict conditions on the basis of national law. The State must make reparation for the con- sequences of the loss and damage caused in accordance with the domestic rules on 20. It has been clear since the Court's judgment in Francovich 8 that Member 9 — Joined Cases C-46/93 and C-48/93 Brasserie du Pêcheur and Factortame and Others [1996] ECR I-1029. 8 — Joined Cases C-6/90 and C-9/90 Francovich and Others 10 — Paragraphs 41 to 43 of the judgment. [1991] ECR I-5357. 11 — Ibid., paragraphs 47 and 51 of the judgment.
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liability, subject to the proviso that the is however a matter largely for the national conditions for reparation laid down by courts and national procedural rules, pro- national law must not be less favourable vided that certain conditions are met. In than those relating to similar domestic particular, the national system must respect claims and must not be such as in practice the principles of equivalence (the criteria to make it impossible or excessively dif- applied must not be less favourable than ficult to obtain reparation. 12 those applying to similar claims based on domestic law) and effectiveness (it must not in practice be impossible or excessively difficult to obtain reparation).
23. It is for each Member State's legal system to set the criteria for determining the extent of reparation, which must how- ever be commensurate with the loss or damage sustained to ensure effective pro- tection for the rights of the injured party. The criteria must not be less favourable The order for reference and submissions than those applying to similar claims based on domestic law and must not in practice make it impossible or excessively difficult to obtain reparation. The national court may inquire whether the injured party showed reasonable diligence to avoid or limit the loss or damage, but loss of an 25. Question 5 in the order for reference opportunity to make a profit may not be asks essentially whether, in that context, an totally excluded as a head of damage for operator in Schmidberger's position must which reparation may be awarded since, be able to claim reparation if he can prove especially in the context of economic or that he would have been in a position to commercial litigation, that would make earn income in the absence of the alleged reparation practically impossible. 13 breach of Community law (provided of course that the breach itself can be estab- lished) but cannot prove that the breach in fact prevented him from earning specific income. In its reasoning the referring court further makes clear its uncertainty as to the rules of Community law which govern the assessment of quantum of damages: is it 24. Thus, a right to reparation is conferred permissible for national law to limit repar- by Community law where three conditions ation to specific damage which can be are fulfilled. The enforcement of that right identified and quantified or may relief be granted also, say, at a fixed rate for stand- still periods during which no profit could 12 — Ibid., paragraphs 66 and 67 of the judgment. have been earned, even if no specific 13 — Ibid., paragraphs 82 to 87 of the judgment; see also Joined opportunity to make a profit can be shown Cases C-397/98 and C-410/98 Metallgesellschaft and Others [2001] ECR I-1727, paragraph 91. to have been lost?
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26. Question 6 asks essentially whether a the assertion of a right to reparation national court hearing a claim for repar- impossible or excessively difficult, since it ation alleging damage attributable to a has consistently been applied in Austria breach of Community law by the State may without giving rise to any problem or dismiss that claim, without first examining criticism. Failure to establish the existence the Community-law aspects, if national of the necessary damage is an absolute bar legal requirements governing entitlement to proceeding with a claim for reparation, to reparation are not satisfied. It is so the referring court's questions are irrel- prompted by consideration of the duty of evant to the determination of the case or, at national authorities, including the courts, the most, premature if the case is sent back to ensure fulfilment of Treaty obligations to the Landesgericht for further findings of under Article 10 EC and by the need to fact. respect the principle of effectiveness in the field of such claims. The referring court seems particularly concerned that the Aus- trian rules governing the substantiation of a claim for damages, on the sole basis of which the first-instance court dismissed Schmidberger's claim, might be too strin- gent to comply with the principle of effec- tiveness and might unjustifiably preclude claims which are well founded under Community law.
28. Schmidberger asserts that it is in a position to prove that seven specific jour- neys were prevented by the blockage but that, in any event, it must be possible to compensate loss of earnings in an action against the State founded on a breach of Community law. In order to ensure effec- tive protection for the rights of the injured 27. Austria stresses that it is for national person, such compensation may be based law to set the criteria for determining the on fixed rates depending on the length of extent of reparation, provided that the standstill periods during which earnings principles of equivalence and efficiency were impossible. By dismissing the claim in are respected. Austrian law requires the the present case on the basis of national existence of real, not hypothetical, damage rules alone, without examining whether it to be established before a right to repar- was justified in Community law, the first- ation can arise. Schmidberger's case was instance court was circumventing Commu- dismissed at first instance because it had nity law entirely. Such circumvention by not established such real damage. That national courts is a failure in their duty to criterion is applied in the same way to cooperate under Article 10 EC, which claims under domestic law and under requires them to examine Community-law Community law, so there is no question aspects in full, if necessary with reference to of a failure to comply with the principle of the Court of Justice, before they can equivalence. Nor can it be said to render dismiss such a claim.
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Analysis 31. Yet it has itself pointed out the possi- bility that the case will finally be dealt with only after further findings of fact. Con- sequently, since such findings might be superfluous if it were to transpire that no claim could possibly lie under Community (a) Admissibility of the request for a pre- law, it is not unreasonable for the referring liminary ruling court to seek guidance on all possibly relevant aspects of Community law before it decides whether further evidence must be examined. The answers given by the Court may be relevant when taking that decision, or may become decisive at a later stage in the proceedings. There is nothing hypo- thetical about the questions in the context 29. I do not share the Austrian Govern- of the case, even though in the final event ment's doubts on this score. not all of them may prove helpful in reaching a solution. Moreover, it is for the national court to decide at which stage in the proceedings a preliminary ruling should be sought. 15
30. The Court has consistently held that it is for the national court alone to determine the need for a preliminary ruling and the relevance of the questions submitted; where those questions concern the interpretation of Community law, the Court is in prin- (b) Questions 5 and 6 ciple bound to give a ruling. Exceptionally, it may examine the conditions in which the case was referred, in order to assess whether it has jurisdiction, but may not refuse to rule on a question referred unless it is quite obvious that the interpretation sought bears no relation to the real nature or purpose of the main action, where the problem is hypothetical, or where the Court does not have before it the factual 32. These questions relate to the appli- or legal background necessary to give a cation of national rules concerning the useful answer. 14 Here the Austrian Gov- substantiation of damage suffered, particu- ernment is alleging, essentially, that the larly in so far as they may have the effect of problem is hypothetical. precluding further examination of a claim for reparation under Community law.
14 — See, for a recent ruling to that effect, the judgment of 19 February 2002 in Case C-35/99 Manuele Arduino, not 15 — See for example Case C-236/98 JämO [2000] ECR I-2189, yet published in the ECR, paragraphs 24 and 25, together paragraphs 28 to 34, in particular at paragraphs 30 and with the case-law cited there. 32, together with the case-law cited there.
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33. As pointed out above, such claims are ticular kind of damage. If they do so, they governed by national law, subject only to may not be applied, either before or after the principles of equivalence and effective- the other Community-law aspects are con- ness. Since there is no suggestion of dis- sidered. crimination in connection with either the remedies available or the procedure involved, the principle of equivalence is not in issue. It will be sufficient to consider whether the principle of effectiveness is observed. The following points may assist the national court in its examination.
35. In that context, there is no need for the three conditions for State liability to be examined in any particular order. Since they are cumulative, the absence of any one of them will suffice for the claim to fail. If no damage (and/or no causal link) can be established, it is not necessary to consider whether a rule of Community law intended to confer rights on individuals was infringed and whether the breach was sufficiently serious. On the contrary, the 34. Community law requires reparation requirements of procedural economy when three conditions are met: (i) there would seem to militate against such an has been a sufficiently serious breach by the approach. State of (ii) a rule of law intended to confer rights on individuals and (iii) there is a direct causal link between that breach and the damage suffered. Inherent in the third condition is the existence of damage; 16 if there is no damage, or if no damage can be proved, then any claim for reparation must fail. It is thus important that, in order to comply with the principle of effectiveness, national rules do not make it impossible or excessively difficult to obtain reparation 36. The referring court seeks guidance on for, or to prove the existence of, a par- whether, even though unable to prove that any specific journey was prevented, Schmidberger must be allowed to pursue a 16 — In principle, it may be assumed that the damage will be claim for loss of earnings if it can establish material damage having some economic value which may simply that it would have been in a position be ascertained or calculated at least approximately. Whether a claim for reparation might also he in the event to earn but for the alleged breach of of non-material damage such as distress or damage to reputation does not yet appear to have been examined; in Community law. It is difficult however to practice, it may be unlikely that such damage will arise give the most appropriate guidance in the from a breach by the State of a rule of Community law intended to confer rights on individuals. absence of precise details of the content and
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effect of the national rule or rules which requisite facts which substantiate a claim may hinder the pursuit of that claim. 17 and to present full and correct argument might preclude examination of the Com- munity-law aspect do not seem to me relevant where such specific allegations are concerned. If a plaintiff bases a claim on the cancellation of identifiable contracts, it is difficult to see how a 37. None the less, it is clear that any trader requirement that he plead his case and prevented from carrying on his business present evidence fully and correctly can in suffers economic loss and must in principle any way make it excessively difficult to be able to obtain reparation therefor. If assert that claim. Schmidberger was prevented from carrying on its business as a result of a breach of Community law of the requisite kind by the Austrian authorities, it is not permissible for Austrian law to preclude reparation.
40. Assessment of credibility moreover must remain a matter for the competent national court. Here there is no indication that any criteria were applied which might make it excessively difficult to assert a 38. Schmidberger's assertions that it was claim or indeed that any criteria at all were prevented from making a number of iden- applied other than the court's independent tifiable journeys were, it seems, dismissed and objective assessment. by the Landesgericht essentially on the ground that its allegations of fact were amended during the course of the proceed- ings and that the dates on a number of supporting documents produced appeared to have been changed after they were drawn up, compromising the credibility of 41. The fact that specific cancellations the claims. cannot be proved does not however mean that Schmidberger cannot have suffered any loss. The referring court suggests that such loss might be proved by an auditor's report or by evidence from the plaintiff's accountant. Such evidence might also be 39. The Oberlandesgericht's fears that relevant to ascertaining the extent of any enforcement of the obligation under Aus- loss. trian law to state fully and correctly all the
17 — It seems that Paragraph 1293 of the Austrian General Civil Code (ABGB) distinguishes between actual damage and loss of profit (damnum emergens and lucrum cessans) and that the distinction may be of significance in matters of proof. See U. Magnus (ed.) Unification of Tort Law: Damages (2001), Kluwer/European Centre of Tort and 42. It appears that the Landesgericht Insurance Law, pp. 10 and 11. rejected Schmidberger's offer to produce a
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written statement from its tax adviser, on as for example in San Giorgio, 18 in which the ground both that such a statement the Court held that where a charge had would not be an expert report but an been levied contrary to Community law a account of the adviser's knowledge and presumption or rule of evidence requiring belief, unconfirmable without supporting the taxpayer to prove, in order to obtain evidence, and that it should in any event be repayment, that the charge had not been made directly and orally to the court in passed on to other persons, or excluding accordance with the principles of Austrian evidence of certain kinds, was not permis- civil procedure. sible.
45. Another point specifically raised by the referring court is whether, if loss of oppor- 43. A requirement that evidence be given tunity to make a profit can be established directly and orally to the court would not but the precise amount of loss cannot be appear to make the assertion of a claim reliably determined, an award may be made on the basis, say, of a flat rate for unduly difficult — indeed it would seem each hour during which lorries were kept the most normal way of proceeding in idle. many jurisdictions. However, the impossi- bility of submitting evidence of a certain type might be viewed as an impediment in certain circumstances. If the only way of establishing loss of business at a particular time is by the evidence of an accountant, then a rule preventing the submission of 46. It is not for this Court to impose on such evidence would appear to preclude national legal systems any particular any pursuit of the claim. That would only method of calculating compensation. Suf- be the case, however, if there were no other fice it to recall that the reparation must be admissible way of establishing the same commensurate with the loss or damage facts which was not excessively burden- sustained. The general principle guiding the some. calculation of pecuniary damage is a comparison between the situation of the injured party in the presence and (hypo- thetically) in the absence of the damage in question. 19 Where an accurate calculation of that kind is in practice impossible, it would seem reasonable to substitute some form of abstract, flat-rate compensation, provided that it remains 'commensurate 44. In this context, it must also be borne in with the loss or damage'. mind that as a general rule, the burden of proof falls on the plaintiff. It is however unacceptable for procedural rules to make 18 — Case 199/82 San Giorgio [1983] ECR 3595, especially at that burden so heavy that claims justified paragraph 14 of the judgment. 19 — See Magnus, op. cit., p. 195 et seq. and the internal under Community law may be frustrated, references cited there.
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47. In the context of questions of proof, it sufficiently serious breach of a rule of may also be noted that a plaintiff in Community law intended to confer Schmidberger's position must establish a rights on the individual; causal link between the breach in issue and the damage suffered, and considerations comparable to those I have outlined above will apply when assessing the acceptability of any relevant national rules. — such loss or damage includes loss of the opportunity to make a profit where all the other conditions for reparation are met;
48. Finally, if all the conditions for an award of damages are met, it clearly would not be contrary to the principle of effec- tiveness for the national court to take Schmidberger's own conduct into account — national rules which preclude a claim by inquiring whether it showed reasonable for reparation on the basis of such loss diligence in order to avoid the damage or or damage, or which make it imposs- limit its extent, 20 with particular regard to ible or excessively difficult for a plain- the possibility of taking such alternative tiff to establish the existence or extent routes or modes of transport as may have of such damage, may not be applied, been available. either before or after examining the other Community-law aspects;
49. To sum up with regard to questions 5 — however, where in the absence of such and 6: rules the plaintiff is unable to establish the existence of such loss or damage, it is not necessary for the national court hearing the claim to consider the other Community-law aspects;
— Community law requires an action for reparation to be available against the State when a plaintiff can establish that he has suffered loss or damage attribu- table, by a direct causal link, to a — reparation must be commensurate with the loss or damage sustained but may, if the pecuniary equivalent cannot be 20 — Indeed, the possibility of doing so is expressly recognised determined with accuracy, be calcu- in Brasserie du Pêcheur, at paragraph 84 of the judgment. lated on an appropriate flat-rate basis.
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Free movement of goods and political (question 4), it asks whether the environ- demonstrations — 'sufficiently serious mental-protection aim of a demonstration breach' of Community law — questions 1 may be of a higher order than the Com- to 4 munity rules on free movement of goods.
52. Two initial points, which answer to a large extent questions 2 and 4, may be 50. In its first four questions, the referring made fairly briefly. court seeks guidance on a number of interlinked points which will be relevant if damage and a direct causal link can be established and it has to determine whether the Austrian authorities committed a suffi- ciently serious breach of Community law to incur liability towards Schmidberger. 53. First, as has been pointed out in particular by the Greek Government and the Commission and as the referring court itself notes, national authorities are in any event required to act in accordance with the rules of the EC Treaty. Treaty provisions having direct effect do not have to be specifically enacted in national law. More- over, by virtue of the primacy or supremacy of Community law, they prevail over any 51. First (question 1), it wishes to know conflicting national law. 21 Thus in this whether a Member State is obliged under case any breach of such provisions which Article 28 EC to keep major transit routes may have been committed by the national open to ensure free movement of goods and authorities can arise only out of the fact to what extent it may be required to that the demonstration was allowed to go prohibit political demonstrations blocking ahead and not out of any failure by the those routes; then it asks whether, in the legislature to specify the need to take the factual context of the main proceedings, Treaty into account. either (question 2) the absence of a legis- lative provision requiring the principle of free movement of goods to be taken into account when weighing the right of free- dom of assembly against the public interest or (question 3) the fact that an authority decides that there is nothing in Community 54. Second, although protection of health law to preclude the holding of such a and the environment in the Alpine region is demonstration can constitute a sufficiently serious breach of Community law for a 21—See, for example, Case C-118/00 Larsy [2001] ECR Member State to incur liability; finally I-5063, paragraphs 50 to 53 of the judgment.
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SCHMIDBERGER
clearly a major concern, the issue to be length in the submissions to this Court, decided here is not a direct conflict between does call for examination. that concern and the free movement of goods. In my view, the aim of the demon- stration is of no significance when assessing the possible liability of the Member State. It will become apparent below that, whilst a Member State can be guilty of a breach of Community law when obstacles to free movement of goods are created by private 56. The issues to be addressed therefore individuals, 22 that is as a result of its own are: conduct in failing to prevent those acts. Thus, to the extent that questions of intention may be relevant, it is only the objective pursued by the authorities in allowing the demonstration to go ahead that falls to be taken into account, and it seems that the authorities were motivated by considerations related to the demon- (i) whether a temporary closure of a major strators' constitutional rights of freedom of transit route caused by a private dem- expression and assembly. The specific aim onstration which the authorities of a pursued by the exercise of those freedoms Member State allowed to go ahead cannot be material. may be regarded as a restriction of the free movement of goods attributable to that Member State and thus as falling under Article 28 et seq. EC;
(ii) whether such a restriction of the free movement of goods may none the less be justified on the basis of the demon- strators' constitutional rights, and 55. There is thus no need to answer the national court's fourth question in the form in which it is put. However, the possibility for national authorities to rely on consider- ations related to the demonstrators' con- stitutional rights, a matter also raised by the referring court and discussed at some (iii) if a breach of Article 28 et seq. EC can be established, whether that breach 22 — Case C-265/95 Commission v France [1997] ECR I-6959, in particular at paragraphs 31 and 32 of the judgment; see would be sufficiently serious for the also, in a different context, Case 68/88 Commission v Greece [1989] ECR 2965, paragraphs 22 to 28; see for Member State concerned to incur lia- fuller discussion below paragraph 68 et seq. bility for any damages caused thereby.
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Restriction of the free movement of goods taken by the institutions of the Community. They shall facilitate the achievement of the Community's tasks.
57. Under Article 3(1)(c) EC, the Commu- nity comprises 'an internal market char- acterised by the abolition, as between Member States, of obstacles to the free They shall abstain from any measure which movement of goods...'. could jeopardise the attainment of the objectives of this Treaty.'
58. Article 14(2) EC defines that internal market as 'an area without internal fron- 61. Two issues are relatively straightfor- tiers in which the free movement of goods... ward. is ensured...'.
62. First, the principle of free movement of 59. Under the title 'Free Movement of goods enshrined in Articles 3(1)(c), 14(2) Goods', Article 28 EC prohibits quanti- and 28 et seq. EC applies equally to tative restrictions on imports and all meas- imports, exports and goods in transit. As ures having equivalent effect between regards goods in transit that is implicit in Member States and Article 29 prohibits Article 30 EC and confirmed by the Court's quantitative restrictions on exports and all case-law. 23 For the present case it is there- measures having equivalent effect. fore not relevant whether the closure of the Brenner motorway affected goods to be imported to or exported from Austria or goods merely transiting through Austria.
60. Article 10 EC provides:
63. Second, the temporary blockage by a Member State of a major transit route may constitute a restriction of free movement of 'Member States shall take all appropriate goods. The Court has held that Article 28 is measures, whether general or particular, to ensure fulfilment of the obligations arising 23 — See, for example, Case C-23/99 Commission v france out of this Treaty or resulting from action 12000] ECR I-7653.
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intended to eliminate all barriers, whether — De minimis direct or indirect, actual or potential, to flows of imports in intra-Community trade. 24 It has also held that measures which delay the movement of goods between Member States have the effect of restricting the free movement of goods. 25 I tend to agree with the Austrian Govern- ment that there cannot be an absolute duty 65. It is generally said that there is no de to ensure that, even on major transit routes, minimis rule in relation to Article 28 EC. goods can pass without hindrance at all But, as I have had occasion to note, 26 the times and at all costs, failure to comply Court has accepted that some restrictions with which always constitutes a breach of may be so uncertain and indirect in their Community law. Delays caused for effects as not to be regarded as capable of example by necessary road repair works hindering trade. I would suggest that they are inherent in road transport, and their may also be so slight and so ephemeral as causes may be unavoidable. The causes of to fall into the same category. It would the temporary blockage of the Brenner seem for example out of the question that a motorway in issue were however not brief delay to traffic on a road occasionally inherent in road transport, and that block- used for intra -Community transport could age was not unavoidable. It follows that the in any way fall within the scope of blockage in issue was in principle capable Article 28. A longer interruption on a of constituting a restriction of the free major transit route may none the less call movement of goods. for a different assessment.
66. In the present case we do not know exactly to what extent the flow of trans- alpine trade was in fact impeded by delays 64. Two further points perhaps deserve or extra costs; as far as is known, only closer scrutiny, namely whether the effects Schmidberger has complained of the block- of the blockage in issue were of a sufficient age, though without having been able so far magnitude to trigger the applicability of the to establish any actual damage. However, it prohibitions in the Treaty and whether the appears that some 33 million tonnes of blockage in issue is attributable to the goods, mainly in intra-Community trade, Austrian authorities.
26 — In my Opinion in Case C-379/98 Preussen Elektra [2001] ECR I-2099, at paragraph 204; see Case C-266/96 Corsica 24 — Case C-265/95 Commission v France, cited above in note Ferries France (1998] ECR I-3949, paragraph 31 of the 22, paragraph 29 of the judgment. judgment, Case C-44/98 BASF [1999] ECR I-6269, para- 25 — Case C-23/99 Commission v France, cited in note 23, graph 16, and Case C-254/98 TK-Heimdienst [2000] ECR paragraph 22 of the judgment. I-151, paragraph 30.
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pass through the Brenner corridor each 69. In Commission v France 28 the Court year. 27 Particularly when weekend and assessed the passivity of the French auth- night-time restrictions are taken into orities in the face of violent acts committed account, that represents a non-negligible by private individuals and by protest flow of trade over even a 28-hour period movements of French farmers directed during which the route would normally against agricultural products from other have been open. In addition, it must be Member States and consisting, inter alia, in borne in mind that practically all of Italy's the interception of lorries transporting such terrestrial trade with the rest of the Com- products in France and the destruction of munity must pass through one of the very their loads, violence against lorry drivers, limited number of Alpine routes. threats against French supermarkets selling agricultural products originating in other Member States, and damage to such goods displayed in French shops. 29
67. In that light, if a de minimis rule exists, a blockage such as that in issue constitutes in my view an obstacle to the free move- ment of goods too substantial to fall within it.
— Attributability of the blockage to the Austrian authorities 70. The Court noted that Article 28 EC not only prohibits measures emanating from the State but also applies, in particular in conjunction with Article 10 EC, where a Member State does not adopt adequate 68. The restriction in issue is primarily the measures to prevent obstacles to free result of the autonomous and voluntary movement created by private individuals behaviour of private individuals, and only on its territory. In the light of their secondarily to the fact that the Austrian exclusive competence as regards the main- authorities allowed the demonstration to tenance of public order and the safeguard- go ahead. Is the blockage of the Brenner ing of internal security, Member States motorway attributable (also) to those auth- unquestionably enjoy a margin of discre- orities? tion in determining the most appropriate measures in a given situation but it is for the Court, taking account of that discre- 27 —1999 figures given in Lack of coherence in forecasting traffic growth — The case of Alpine Traffic (CEMTV CM(2001)21), presented to the Council of Ministers of the European Conference of Ministers of Transport in Lisbon 28 — Cited above in note 22. on 29 and 30 May 2001, pp. 59 and 72. 29 — Paragraph 2 of the judgment.
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tion, to verify whether the measures 73. The Court held, therefore, that 'by adopted are appropriate. 30 failing to adopt all necessary and propor- tionate measures in order to prevent the free movement of fruit and vegetables from being obstructed by actions by private individuals', the French Government had failed to fulfil its obligations under Article 28 EC, in conjunction with Article 10 EC (and under the common organisations of the markets in agricultural 71. The Court noted that the incidents in products). question involved serious criminal offences which had taken place regularly over more than 10 years, that the French authorities had been repeatedly reminded of their duty to ensure free movement of goods and that very little preventive or punitive action had been taken even though the authorities 74. It may be added that, following Com- often had foreknowledge of the incidents mission v France — and also some months and the perpetrators could often be ident- after the material time in the present ified. 31 case — the Council adopted Regulation No 2679/98, 33 which clarifies the duties of Member States where the free movement of goods is obstructed by private individ- uals.
72. It rejected a defence alleging a fear that more determined action by the authorities would provoke even more serious and violent reactions, stating that it 'is for the 75. That regulation covers obstacles to the Member State concerned, unless it can free movement of goods which are attribu- show that action on its part would have table to a Member State, whether through consequences for public order with which it action or inaction on its part, which may could not cope by using the means at its constitute a breach of Article 28 et seq. EC disposal, to adopt all appropriate measures and which (a) lead to serious disruption of to guarantee the full scope and effect of the free movement of goods by physically Community law so as to ensure its proper or otherwise preventing, delaying or divert- implementation in the interests of all econ- ing their import into, export from or omic operators'. 32 transport across a Member State, (b) cause serious loss to the individuals affected, and (c) require immediate action in order to 30 — Paragraphs 30 to 35 of the judgment. (The last point is clearly relevant in infringement proceedings, but in the context of a national action for damages the Court's role is rather different; see paragraph 113 below.) 33 — Council Regulation (EC) No 2679/98 of 7 December 1998 on the functioning of the internal market in relation to the 31 — Paragraphs 40 to 53 of the judgment. free movement of goods among the Member States, 32 — Paragraph 56 of the judgment. OJ 1998 L 337, p. 8.
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OPINION OF MR JACOBS — CASE C-112/00
prevent any continuation, increase or inten- the Brenner motorway for that period, and sification of the disruption or loss in considers it irrelevant that, in contrast to question. 'Inaction' covers cases when the the French case, no violence was used. Such competent authorities of a Member State, incidents are liable to be repeated with the in the presence of an obstacle caused by approval of the government, as was the actions taken by private individuals, fail to case for the same holiday in 2000. take all necessary and proportionate meas- ures within their powers with a view to removing the obstacle and ensuring the free movement of goods in their territory. 34
78. The other observations submitted to the Court distinguish the two cases. Whilst the blockage of a major transit route does in principle hinder the free movement of 76. When such an obstacle occurs, the goods, the circumstances of the present case Member State concerned must take all are very different from those of Commis- necessary and proportionate measures to sion v France: only a single route was assure the free movement of goods within blocked, on a single occasion and for a its territory in accordance with the Treaty, comparatively short period; neither the and must keep the Commission intention nor the effect was to prevent informed. 35 However, the regulation 'may imports of a particular kind or origin; no not be interpreted as affecting in any way criminal conduct was involved. the exercise of fundamental rights as recog- nised in Member States, including the right or freedom to strike'. 36
79. It is true that there are several import- ant differences between both cases: in the present case no violent acts or criminal 77. In its observations, Schmidberger relies offences were committed, the protests were strongly on the judgment in Commission v not directed against products from other France, which it considers a closely com- Member States but against the transport of parable precedent. In the present case, a products in general and the Brenner motor- major transit route was paralysed for four way has not been blocked regularly over a days (taking the public-holiday and week- period of more than 10 years. end restrictions into account), creating an obvious impediment to intra-Community trade. Schmidberger stresses that heavy goods vehicles were prevented from using
34 — Article 1. 35 — Articles 3 and 4. 80. On the other hand, Article 28 et seq. 36 — Article2. EC contain objective prohibitions of I - 5682
SCHMIDBERGER
restrictions of trade in goods. The inten- where a Member State abstains from tions of those responsible for a restriction adopting the measures required in order or the classification of a restriction within to deal with obstacles to the free movement categories of national law are in principle of goods which are not caused by the State. not relevant. The restrictive effects on intra-Community trade may be the same where a blockage of a major transit route is not specifically directed against foreign products or where it is caused by acts which are allowed by national law. It must moreover be recalled that Article 28 EC 83. None of those submitting observations applies also to measures which hinder deny that the Member States have a general Community trade in goods only poten- duty to keep major transit routes open for tially. It is clear that similar blockages of the free movement of goods. That duty the Brenner motorway may be organised in takes on particular significance in the case the future. Furthermore, I have explained of a Member State straddling the main above why in my view the effects of the intra-Community transit routes between restriction in issue were not insignificant. two other Member States, forming part of the trans-European network. In the present case the Austrian authorities did not pre- vent an obstacle to the free movement of goods caused by private individuals.
81. Iconsider therefore that the differences between Commission v France and the 84. It follows that, even if the authorities' present case should be taken into account behaviour were not to fall directly under mainly at the level of the justification of the Article 28, it would fall at least under blockage in issue (see the analysis below) Article 28 et seq. read in conjunction with and have no direct bearing on the attribu- Article 10 EC. tability of the restriction to the Austrian authorities.
Justification
82. As regards attributability the Court stated in Commission v France that Article 28 EC does not prohibit solely measures emanating from the State which, 85. For a breach of the Treaty to be in themselves, create restrictions on trade established it is not sufficient that there is between Member States. It also applies in principle a restriction falling within
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Article 28 et seq. for which the Member 88. In the present case the Austrian auth- State is responsible. Such a restriction orities considered that they had to allow might be justified on the basis of the demonstration to go ahead because the Article 30 EC or in accordance with the demonstrators were exercising their funda- Court's Cassis de Dijon line of case-law. 3 7 mental rights of freedom of expression and freedom of assembly under the Austrian constitution.
86. Under Article 30 EC, Article 28 does 89. This appears to be the first case in not preclude 'restrictions on... goods in which a Member State has invoked the transit justified on grounds of public necessity to protect fundamental rights to morality, public policy or public security...' justify a restriction of one of the funda- provided that they do not constitute 'a mental freedoms 38 of the Treaty. Such means of arbitrary discrimination or a cases have perhaps been rare because disguised restriction on trade between restrictions of the fundamental freedoms Member States'. Under the Cassis de Dijon of the Treaty are normally imposed not to line of case-law, restrictions which are not protect the fundamental rights of individ- inherently discriminatory must be accepted uals but on the ground of broader general if they are necessary to satisfy mandatory interest objectives such as public health or requirements in the public interest. consumer protection. It is however conceiv- able that such cases may become more frequent in the future: many of the grounds of justification currently recognised by the Court could also be formulated as being based on fundamental rights consider- ations. 39
87. Certain restrictions, for example the widespread weekend and night-time restric- tions of road transport which exist in several Member States (and for which the Commission seeks to lay down certain 90. It is important first to draw a clear harmonising rules), might be justified on distinction between the issue raised by the environmental or health protection present case and those raised by previous grounds. On the other hand, it is clear that cases. there was no legitimate public interest objective to justify the passivity of the French authorities in Commission v France. 38 — Although this term should not be confused with that used in the European Convention on Human Rights whose full title is 'Convention for the Protection of Human Rights and Fundamental Freedoms'. 37 — Case 120/78 Rewe [19791 ECR 649, paragraph 8 of the 39 — See Case C-36/02 Omega, currently pending before the judgment. Court.
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91. In ERT 40 the Court referred to Ciné- comply with such fundamental rights when thèque 41 and Demirel 42 and held: they implement Community law. 4 3
94. The present case is different in that here 'where [national] rules.... fall within the a Member State invokes the necessity to scope of Community law, and reference is respect fundamental rights under its con- made to the Court for a preliminary ruling, stitution and does so as a justification for a it must provide all the criteria of inter- restriction of a fundamental freedom of the pretation needed by the national court to Treaty. determine whether those rules are compat- ible with the fundamental rights the observ- ance of which the Court ensures and which derive in particular from the European Convention on Human Rights.' 95. In such a case the Court in my view should follow the same two-step approach as the analysis of the traditional grounds of justification such as public policy or public security which are also based on the specific situation in the Member State 92. On the basis of that general formula concerned. It must therefore be established the Court established in ERT that a Member State which relies on one of the accepted justifications (such as grounds of public policy, public security or public health) for restricting a fundamental free- dom enshrined in the Treaty (for example (a) whether in relying on the particular freedom to provide services) must comply fundamental rights recognised in Aus- with the fundamental rights recognised in trian law in issue, Austria is, as a Community law. matter of Community law, pursuing a legitimate objective in the public inter- est capable of justifying a restriction on a fundamental Treaty freedom;
93. Prior to ERT the Court had already established that Member States have to and 40 — Case C-260/89 ERT [19911 ECR I-2925. 41 —Joined Cases 60/84 and 61/84 Cinéthèque [1985] ECR 2605. 43 — Case 5/88 Wachauf [1989] ECR 2609, paragraph 19 of the 42 — Case 12/86 Demirel (1987] ECR 3719. judgment.
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(b) if so, whether the restriction in issue is 98. It cannot therefore be automatically proportionate to the objective pursued. ruled out that a Member State which invokes the necessity to protect a right recognised by national law as fundamental nevertheless pursues an objective which as a matter of Community law must be regarded as illegitimate.
— The objective pursued
99. The present case however is more straightforward. 96. At first sight it might seem excessive and unduly intrusive to question whether a Member State which relies on a particular fundamental right recognised in its national legal order pursues a legitimate public interest objective. 100. It will be recalled that the Austrian authorities invoke the fundamental rights of freedom of expression and freedom of assembly as they are recognised in the Austrian legal order.
97. Let us suppose however for a moment a (purely hypothetical) legal order of a Member State which expressly recognises the fundamental right to be protected against unfair competition from other firms and in particular from firms established 101. In the Community legal order the abroad; or national case-law under which a Court protects the same or very similar similar right is recognised as a facet of the rights as general principles of law. Accord- fundamental right of free economic activity ing to well established case-law '... funda- or the fundamental right of property. It mental rights form an integral part of the must moreover be borne in mind that general principles of law, the observance of despite a basic consensus reflected in the which [the Court] ensures. For that purpose European Convention on Human Rights the Court draws inspiration from the con- about a core of rights which must be stitutional traditions common to the regarded as fundamental, there are a Member States and from the guidelines number of divergences between the funda- supplied by international treaties for the mental rights catalogues of the Member protection of human rights on which the States, which often reflect the history and Member States have collaborated or of particular political culture of a given which they are signatories... The European Member State. Convention on Human Rights has special I - 5686
SCHMIDBERGER
significance in that respect.' 44 Article 6(2) of justifying a restriction of a fundamental EU confirms that the Union must respect freedom when it sought to protect the fundamental rights, as guaranteed by the fundamental rights of freedom of assembly Convention and as they result from the and expression of the demonstrators. constitutional traditions common to the Member States. Article 10 of the European Convention on Human Rights guarantees freedom of expression, including 'freedom to hold opinions and to receive and impart information and ideas without interference — Proportionality by public authority and regardless of fron- tiers'. Article 11 of the Convention simi- larly guarantees freedom of peaceful assembly and association. More recently, the rights of freedom of expression and assembly have been reaffirmed in 104. The next question is whether the fact Articles 11 and 12 of the Charter of that the demonstration was permitted can Fundamental Rights of the European be justified in the light of the principle of Union. 45 proportionality.
105. In my view, where a Member State 102. In my view where a Member State invokes the necessity to protect a given seeks to protect fundamental rights recog- fundamental right the normal propor- nised in Community law the Member State tionality test should be applied. The situ- necessarily pursues a legitimate objective. ation is comparable with cases involving Community law cannot prohibit Member national public policy or national public States from pursuing objectives which the security. In both situations the uniform Community itself is bound to pursue. application and the effectiveness of the fundamental freedoms laid down by the Treaty are at stake.
103. It follows that Austria pursued a legitimate public interest objective capable 106. Where however as in the present case the restriction is primarily attributable to private individuals it is perhaps less justifi- 44 — ERT, cited above in note 40, paragraph 41 of the judgment. In addition to such general statements, reference able to apply too strict a proportionality may be made, with regard to freedom of expression and test. The issue is not so much what the assembly, to, for example, Case C-235/92 P Montecatini v Commission [1999] ECR I-4539, paragraph 137 of the Austrian authorities did, but whether they judgment, or Case C-274/99 P Connolly v Commission [2001] ECR I-1611, paragraph 37 et seq. failed to prevent action by others and what 45 — Solemnly proclaimed by the European Parliament, the action they should have taken to do so. Council and the Commission at Nice on 7 December 2000; OJ 2000 C 364, p. 1. Where it is for a Member State actively to
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protect a fundamental Treaty freedom from choice on the part of the demonstrators, interference from private individuals the but the blockage caused cannot be artifi- Member State concerned unquestionably cially extended to include those periods. enjoys a margin of discretion in determin- (And it may be pointed out that the ing when to take action and which meas- weekend, public-holiday and night-time ures are most appropriate to eliminate or restrictions themselves seem fully in line limit that interference. 46 with Austria's — and the Community's — undertakings in the context of the Alpine Convention.)
107. In the present case, a number of factors suggest that the Austrian authorities did not overstep the bounds of their margin of discretion and that the authorisation of the demonstration did not create a restric- 109. Second, measures were taken to limit tion on free movement of goods which was the disruption caused. Those measures disproportionate to the objective pur- appear to have been taken in earnest and sued. 4 7 to have involved not inconsiderable deploy- ment of resources, although the details have not been made entirely clear to the Court, and Schmidberger disputes the Austrian Government's assertions as to the avail- ability of 'rolling-road' facilities.
108. First, the disruption caused was of relatively short duration on an isolated occasion and the only allegation of a similar disruption concerns another iso- lated occasion some two years later. The blockage in the present case concerned a period of 28 hours during which the motorway would otherwise have been 110. Third, excessive restrictions on the open. The close proximity of that period demonstration itself would have been liable to other periods during which it was in any to deprive the demonstrators of the rights event closed to certain types of transport of which the authorities sought to protect. goods may well have been a deliberate Schmidberger and the national court sug- gest that the demonstration might have been held in proximity to the motorway or 46 — As is clear from Commission v France, cited above in note limited in time so as not to cause any 22. In the United Kingdom, the House of Lords has appreciable holdup. But the demonstrators expressed the same view in R v Chief Constable of Sussex ex parte International Traders Ferry Ltd [1999] 2 AC 418. could not have made their point nearly as 47 — It should be remembered here that the aim of the demon- forcefully if they had not blocked the stration is not itself relevant when considering the protection of freedom of expression and assembly; see motorway long enough for the demon- paragraph 54 above. stration to 'bite'. Their demands for action I - 5688
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by the national and Community authorities main proceedings concern a claim for might well have been heard only faintly, if damages, for which it is not enough to at all, had they been required to demon- establish a breach of Community law; that strate in a field beside the motorway, or breach must also be 'sufficiently serious'. allowed to cause only a brief, token stop- page of traffic.
111. Such restrictions might even conceiv- ably have caused reactions leading to greater disruption than was the case for a planned demonstration controlled in coop- eration with the authorities. Allowing that demonstration to go ahead, on the other hand, caused only a temporary obstacle to the free movement of goods; the permanent 114. The decisive test for finding that a flow of trade through the Brenner corridor breach of Community law is sufficiently was not compromised in the same way as serious is whether, in particular in its would have been the case for the protesters' exercise of rule-making powers, the freedoms if they had never been allowed to Member State concerned manifestly and demonstrate. gravely disregarded the limits on its dis- cretion — a matter which is in principle for the national courts to decide. However, the Court has indicated criteria which may be applied. Factors which may be taken into consideration include, inter alia, the 112. In the light of those factors, it is clarity and precision of the rule breached, clearly arguable that there was no breach of the measure of discretion left to the Article 28 EC in the circumstances of the national authorities, whether the infringe- present case. ment and the damage caused was inten- tional or involuntary, and whether any error of law was excusable or inexcusable. A breach persisting after a Court judgment finding its existence, or one which is clear from the Court's case-law, will always be sufficiently serious and, where there is no discretion left to the national authorities, a Sufficiently serious breach breach of Community law will always give rise to liability. 48
113. However, it must be remembered that 48 — Brasserie du Pêcheur, paragraphs 55 to 57 of the judg- ment; see also, for example, Case C-392/93 British Tele- this is not a declaratory action seeking a communications [1996] ECR I-1631, paragraph 42, and Joined Cases C-178/94. C-179/94, C-188/94, C-189/94 ruling that the Member State in question and C-190/94 Dillenkofer and Others |1996] ECR I-4845, has failed to comply with the Treaty. The paragraph 25.
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115. This is a domain in which the case- 118. To sum up, on the basis of the facts as law has been concerned primarily with the they have been presented, I am of the view adoption, retention or enforcement of that the national court would be entitled to rules, or failure to adopt them, rather than find that the authorisation individual administrative acts as in the present case. However, two relevant points are clear: the question arises only where a Member State has overstepped the bounds of its discretion under Community law, and the concept of 'seriousness' relates to the way in which it did so. — for the purpose of allowing citizens to exercise their rights to freedom of expression and assembly,
116. The pertinent question is therefore: in allowing the demonstration to go ahead, were the Austrian authorities overstepping the bounds of their margin of discretion so — of a demonstration which would block manifestly and so gravely as to constitute a one of a number of major transit routes sufficiently serious breach of Community through the Alps for a period of 28 law within the meaning of the Brasserie du hours on a single occasion, Pêcheur case-law?
— when adequate steps were taken in 117. In my view it follows from the con- advance to ensure that disruption of siderations on proportionality outlined the flow of goods traffic, whilst suffi- above, according to which it is highly cient to ensure that the demonstration doubtful whether in the circumstances of was not deprived of its intended effect, the present case the Austrian authorities was not excessive for that purpose, committed any breach of Community law at all, that any such breach would in any event not be sufficiently serious to trigger Austria's liability. In particular the relatively short duration of the interruption of traffic, its isolated occurrence and the measures taken by the authorities to limit did not constitute a sufficiently serious the disruption caused by the demonstration breach of Community law for the State to show that the Austrian authorities did not incur liability towards any persons sustain- manifestly and gravely overstep their mar- ing loss or damage directly caused by the gin of discretion. demonstration. I - 5690
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Conclusion
119. In the light of all the foregoing considerations, I am of the opinion that the Court should give the following answers to the questions raised by the Oberlandesgericht Innsbruck:
— Community law requires an action for reparation to be available against the State when a plaintiff can establish that he has suffered loss or damage attributable, by a direct causal link, to a sufficiently serious breach of a rule of Community law intended to confer rights on the individual;
— such loss or damage includes loss of the opportunity to make a profit where all the other conditions for reparation are met;
— national rules which preclude a claim for reparation on the basis of such loss or damage, or which make it impossible or excessively difficult for a plaintiff to establish the existence or extent of such loss or damage, may not be applied;
— however, where in the absence of such rules the plaintiff is unable to establish the existence of such loss or damage, it is not necessary for the national court hearing the claim to consider the other Community-law aspects; I - 5691
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— reparation must be commensurate with the loss or damage sustained but may, if the pecuniary equivalent cannot be determined with accuracy, be calculated on an appropriate flat-rate basis;
— a failure by a Member State to indicate in national legislation that Treaty provisions having direct effect must be observed cannot constitute a breach of Community law;
— the specific aim pursued by an authorised political demonstration is of no relevance when determining whether the fact that a Member State's authorities permitted it to go ahead constitutes a sufficiently serious breach of Community law for the Member State to incur liability;
— in the light of the facts of the present case as made available to the Court, the national court would be entitled to find that the authorisation,
— for the purpose of allowing citizens to exercise their rights to freedom of expression and assembly,
— of a demonstration which would block one of a number of major transit routes through the Alps for a period of 28 hours on a single occasion, I - 5692
SCHMIDBERGER
— when adequate steps were taken in advance to ensure that disruption of the flow of goods traffic, whilst sufficient to ensure that the demonstration was not deprived of its intended effect, was not excessive for that purpose,
did not constitute a sufficiently serious breach of Community law for the State to incur liability towards any persons sustaining loss or damage directly caused by the demonstration.
I - 5693