C-266/00
ECLI:EU:C:2000:706
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OPINION OF MR GEELHOED — CASE C-266/00
OPINION OF ADVOCATE GENERAL GEELHOED delivered on 14 December 2000 1
1. Under Article 226 EC the Commission which could be affected by pollution if seeks from the Court a declaration that, by specific action is not taken, shall be identi- failing to adopt all the laws, regulations fied by Member States in accordance with and administrative provisions necessary to the criteria set out in Annex I to the implement Council Directive 91/676/EEC Directive (Article 3(1)). Member States of 12 December 1991 concerning the pro- shall designate the vulnerable zones within tection of waters against pollution caused two years of notification of the Directive by nitrates from agricultural sources, 2the (Article 3(2)). Notification took place on Grand Duchy of Luxembourg has failed to 19 December 1991. fulfil its obligations under that directive. More specifically, the Commission seeks a declaration of failure to fulfil obligations under Articles 5(4) and (6) and 10(1) of, in conjunction with Annex II A, Annex III 1, point 3, and Annex V 4(e) to, the Direc- tive. Within two years of notification and with the aim of providing for all waters a general level of protection against pollution, Mem- ber States are to establish a code or codes of good agricultural practice, to be implemen- ted by farmers on a voluntary basis, which should contain provisions covering at least the items mentioned in Annex II A to the Directive (Article 4(1)(a)).
Legal background
Within a two-year period following the designation of the vulnerable zones Mem- ber States are required, for the purpose of 2. The Directive aims to reduce water realising the objectives of the Directive, to pollution caused or induced by nitrates establish action programmes in respect of from agricultural sources (Article 1). these zones (Article 5(1)). Where Member Waters affected by pollution and waters States establish action programmes throughout their national territory, the obligation to designate specific vulnerable 1 — Original language: Dutch. zones does not apply (Article 3(5)). The 2 — OJ 1991 L 375, p. 1 (hereinafter 'the Directive'). action programmes must consist of the
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mandatory measures set out in Annex III to ering the following items, in so far as they the Directive (Article 5(4)(a)), together are relevant: with such mandatory measures as Member States may have prescribed in the code(s) of good agricultural practice established in accordance with Article 4, except those which may have been superseded by the measures in Annex III (Article 5(4)(b)). 1. periods when the land application of fertiliser is inappropriate;
2. the land application of fertiliser to Furthermore, Member States are to draw steeply sloping ground; up and implement suitable monitoring programmes (Article 5(6)(1)). Member States which apply Article 5 throughout their national territory are to monitor the nitrate content of waters (surface waters 3. the land application of fertiliser to and groundwater) at selected measuring water-saturated, flooded, frozen or points so as to establish the extent of the snow-covered ground; nitrate pollution in the waters from agri- cultural sources (Article 5(6)(2)). Every four years Member States are to submit a report containing the information outlined in Annex V (Article 10(1)). 4. the conditions for land application of fertiliser near water courses;
Annex II to the Directive concerns the 5. the capacity and construction of sto- code(s) of good agricultural practice. rage vessels for livestock manures, According to section A of that Annex: including measures to prevent water pollution by run-off and seepage into the groundwater and surface water of liquids containing livestock manures and effluents from stored plant materi- als such as silage;
'A code or codes of good agricultural practice with the objective of reducing pollution by nitrates and taking account of conditions in the different regions of the 6. procedures for the land application, Community should contain provisions cov- including rate and uniformity of
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spreading of both chemical fertiliser (c) land use and agricultural practices, and livestock manure, that will main- including crop rotation systems; tain nutrient losses to water at an acceptable level.'
and to be based on a balance between:
Annex III to the Directive concerns mea- sures to be included in action programmes pursuant to Article 5(4)(a) of the Directive. According to point 1.3: (i) the foreseeable nitrogen require- ments of the crops,
'1. The measures shall include rules relat- ing to: and
(ii) the nitrogen supply to the crops from the soil and from fertilisation corresponding to:
3. limitation of the land application of fertilisers, consistent with good agri- cultural practice and taking into account the characteristics of the vul- — the amount of nitrogen present nerable zones concerned, in particular: in the soil at the moment when the crop starts to use it to a significant degree (outstanding amounts at the end of the winter),
(a) soil conditions, soil type and slope;
— the supply of nitrogen through the net mineralisation of the (b) climatic conditions, rainfall and reserves of organic nitrogen in irrigation; the soil,
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— additions of nitrogen com- 3. Luxembourg chose the option provided pounds from livestock manure, for in Article 3(5) of the Directive and designated its entire territory as a vulner- able zone. The Directive was transposed into Luxembourg law by the Grand-Ducal Regulation of 20 September 1994 concern- ing the use of organic fertilisers in agricul- — additions of nitrogen com- ture and amending the Grand-Ducal Reg- pounds from chemical and ulation of 14 April 1990, as amended, other fertilisers.' relating to sewage sludge. 3
Pursuant to Annex V, point 4(e), to the Directive, the information to be included in reports referred to in Article 10 shall con- tain: The pre-litigation procedure
'4. A summary of the action programmes drawn up pursuant to Article 5 and, in particular: 4. The Commission considered that the Directive had not been transposed fully into Luxembourg law. By letter of 10 April 1997 it requested further information from Luxembourg. Not satisfied by that reply, the Commission gave Luxembourg formal notice on 21 November 1997 to submit its observations in respect of any failure to comply with a number of obligations under the Directive. Luxembourg replied by letter of 17 June 1998. The Commission decided on 21 October 1998 to send a reasoned opinion. The Luxembourg Government (e) the assumptions made by the replied on 23 December 1998. In order to Member States about the likely clarify its complaints, the Commission sent timescale within which the waters a supplementary reasoned opinion on identified in accordance with Arti- cle 3(1) are expected to respond to the measures in the action pro- 3 — Règlement grand-ducal du 20 septembre 1994 concernant gramme, along with an indication l'utilisation de fertilisants organiques dans l'agriculture et modifiant le règlement grand-ducal modifié du 14 avril of the level of uncertainty incorpo- 1990 relatif aux boues d'épuration, Mémorial A — No 87/1994, p. 1648 (hereinafter 'the Grand-Ducal Reg- rated in these assumptions.' ulation of 20 September 1994').
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26 January 2000. The Luxembourg Gov- cerning the trade in fertilisers and soil ernment replied by letter of 3 April 2000, improvers. 4According to this provision which failed to persuade the Commission. products which are caught by the regula- On 27 June 2000 the Commission brought tion may not be used in a quantity exceed- an action for non-fulfilment of obligations. ing that which is necessary to achieve optimal soil fertility and physical soil conditions and to meet physical crop requirements.
The Commission's complaints The Commission considers that the legisla- tion concerning water management and protection also fails to meet the require- ments in respect of land application of fertilisers close to water courses. In 5. The Commission makes five complaints response, the Luxembourg Government in support of its application. referred to the Law of 29 July 1993 relating to water management and protec- tion. 5 Under Article 4 of that law polluting substances may not be brought into direct or indirect contact with surface or ground- water. 6. The first complaint concerns the con- tents of the action programmes and the non-fulfilment of obligations in respect of chemical fertilisers. Under Article 2(e) and (f) of the Directive the term 'fertiliser' covers both organic fertilisers and chemical In the Commission's view, the national fertilisers. The Grand-Ducal Regulation of provisions on which the Luxembourg 20 September 1994 deals only with the use authorities rely are too general and too of organic fertilisers in agriculture, how- vague. They fail to provide farmers with ever, and it is the Commission's view that sufficiently precise information as to the the other regulations are equally insuffi- way in which they are to comply with the cient. obligation to strike a balance between the various ways in which nitrogen can be applied and to prevent the pollution of surface waters by avoiding land application of artificial fertilisers. It follows that the Luxembourg authorities have not taken any measures to comply with their obliga- In respect of the obligations arising from the Directive concerning fertilisers, the national legislation concerning the fertiliser 4 — Règlement grand-ducal du 14 mai 1992 relatifau commerce trade falls short. The Luxembourg Govern- des engrais et des amendements du sol, Mémorial A — No 33/1992, p. 1408. ment relies on Article 6(5) of the Grand- 5 — Loi du 29 juillet 1993 relative à la gestion et à la protection Ducal Regulation of 14 May 1992 con- de l'eau, Mémorial A — No 70/1993, p. 1302.
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tions under Annex III, point 1.3, and Benelux countries, where in winter cold Annex II A, to the Directive. continental air masses interact with milder and more moisture-bearing ocean winds which can then lead to snowfall and thaw together. Article 5, Part A(1)(a), fourth indent, of the Grand-Ducal Regulation of 20 September 1994 allows the spreading of fertilisers onto the surface of the land when the snow lasts for less than 24 hours. 7. The Commission's second complaint However, there is a need for measures concerns the obligation to take account of restricting the spreading of fertiliser onto the slope of the ground when organic snow-covered ground, and there are no fertilisers are spread onto the surface of objective grounds for assuming that the the land. Article 5 of the Grand-Ducal pollution risk from spreading fertiliser onto Regulation of 20 September 1994 contains the surface of snow-covered ground is prohibitions and restrictions relating to the lower when the snow lasts for less than spreading of organic fertilisers. It prohibits, 24 hours. Article 5(A)(1)(a), fourth indent, inter alia, the spreading of organic fertili- of the Grand-Ducal Regulation must there- sers when the soil is water-saturated, floo- fore be considered to be contrary to ded, covered in snow for more than 24 Article 5(4) of, in conjunction with hours or frozen, when surface run-off can Annex II A, point 3 to, the Directive. be expected (Article 5, Part A(1)(a), fourth indent). The provision fails to state unam- biguously that the spreading of organic fertilisers onto all steeply sloping ground is subject to restrictions, irrespective of cli- matic conditions. That omission renders the provision contrary to the obligation under Article 5(4) of, in conjunction with Annex II A, point 2, and Annex III, point 1.3(a) to, the Directive.
9. The fourth complaint is that Luxem- bourg has failed in the Commission's view to introduce a suitable monitoring pro- gramme within the meaning of Article 5(6) 8. The third complaint also relates to of the Directive. The information provided climatic conditions during the spreading by the Luxembourg Government does not of organic fertilisers. Annex II A, point 3, show that the Grand Duchy has a repre- to the Directive requires the code(s) of good sentative monitoring network in respect of agricultural practice, in so far as relevant, all of its surface waters and groundwater to contain provisions relating to the land exposed to pressure from farming, which application of fertiliser to water-saturated, would allow an objective assessment of the flooded, frozen or snow-covered ground. extent of the pollution and the impact of The Commission takes the view that this the action programmes as required by provision is particularly relevant to coun- Article 5(6) of the Directive. Furthermore, tries with a transitional climate, such as the it would seem that Luxembourg is failing to
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monitor the eutrophication of its waters; at assumptions. Luxembourg has merely indi- any rate, no information has been provided cated to the Commission that it has com- in this respect. As to groundwater, the missioned a study into the effect of the existing monitoring fails to reflect the measures taken as prescribed by the Direc- country's real situation in this respect. tive. The outcome of that study has not yet More generally, the Luxembourg Govern- been communicated to the Commission. ment has not submitted any evidence at all proving the existence of a monitoring programme to assess the effectiveness of the action programmes implemented in accordance with Article 5. It has therefore failed to comply with its obligation under the first paragraph of Article 5(6) of the Directive. Moreover, no information what- soever relating to the monitoring of the groundwater has been submitted. Given Assessment these circumstances the Luxembourg authorities have failed to comply with their obligations under Article 5(6) of the Direc- tive.
11. During the pre-litigation stage Luxem- bourg justified the delay in transposing the Directive on the grounds of, inter alia, the complex and technical nature of the Direc- tive and the need for close collaboration between the Ministry of the Environment and the Ministry of Agriculture. In the defence, received by the Court on 24 June 2000, the Luxembourg Government does not contest the infringement as such. How- 10. The fifth and last complaint concerns ever, it draws the Court's attention to the the incomplete nature of the periodical fact that a draft Grand-Ducal regulation report presenting the information required was adopted by the Conseil de Gouverne- under Annex V which Luxembourg is ment on 16 June 2000. It states that the required to submit to the Commission draft transposes the Directive accurately under Article 10(1). Annex V provides in and fully into domestic law. It was sub- point 4(e) that the report in question is to mitted to the Chambre d'Agriculture for its contain an overview of the action pro- opinion on 30 June 2000. The emergency grammes implemented in accordance with procedure is being used for the adoption of Article 5 and in particular in respect of the the regulation. The Luxembourg Govern- assumptions made by the Member State as ment invited the Commission to take note to the likely timescale within which the of the recent draft and inform it of any measures proposed in the action pro- complaint arising from it. The Luxembourg grammes are expected to have an effect Government clearly hoped to persuade the on the waters designated in accordance Commission to abandon the proceedings. with Article 3(1) of the Directive, indicat- As the Commission has maintained the ing the degree of uncertainty in those action, its application should be granted.
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Conclusion
12. In the light of all those considerations I propose that the Court should:
(a) declare that the Grand Duchy of Luxembourg has failed to fulfil the obligations laid down in Article 5(4) and (6) and Article 10(1) of, in conjunction with Annex II A, Annex III, point 3, and Annex V, point 4(e) to, Council Directive 91/676/EEC of 12 December 1991 concerning the protec- tion of waters against pollution caused by nitrates from agricultural sources, by failing to introduce the necessary legal and administrative measures;
(b) order the Grand Duchy of Luxembourg to pay the costs in accordance with Article 69(2) of the Rules of Procedure.
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