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Súdny dvor Európskej únie·25.9.2001

C-274/00

ECLI:EU:C:2001:486

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Súdny dvor Európskej únie
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62000CC0274

SIMON v COMMISSION

O P I N I O N OF ADVOCATE GENERAL JACOBS delivered on 25 September 2001 1

1. Mme Simon has appealed against the ECSC Treaty ('Article 55 ECSC). Mme judgment of the Court of First Instance Simon claims that in reality she was delivered on 10 May 2000 dismissing her employed by the Commission and that she application for annulment of the Commis- should be regarded as having been a sion's decision rejecting her claim for temporary agent of the Communities régularisation of her administrative situ- throughout the relevant period. ation and her application for symbolic damages of one euro for non-material damage. 2

The background to the judgment under appeal

2. Mme Simon is essentially seeking retro- 3. Article 55 ECSC requires the Commis- spective recategorisation of her status as an sion to promote technical and economic employee from May 1966 to October research relating to the production and 1995. Throughout that period (with the increased use of coal and steel and to exception of two brief periods in 1993 and occupational safety in the coal and steel 1994) she was formally employed by a industries and to that end to organise all series of independent organisations which appropriate contacts among existing the Commission (initially its precursor, the research bodies. High Authority of the European Coal and Steel Community) had retained by success- ive contracts to coordinate and distribute to the relevant national industries the results of studies carried out by various experts within the framework of quinquennial 4. Until 1995, as part of its five year ergonomics research programmes for the ergonomics research programme for the coal and steel industries carried out by the coal and steel industries under that article, Commission pursuant to Article 55 of the the Commission engaged by successive contracts various independent organi- sations to coordinate and to distribute to 1 — Original language: English. the relevant national industries the results 2 — Case T-177/97 [2000] ECR-SC II-319. of studies under the programme.

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5. Those organisations, referred to by the period as that of the contract between the parties and in the judgment of the Court of Commission and GFS. That contract, as First Instance as 'supervisory agencies' well as that of Mme Simon, was extended ('organismes de tutelle'), were contracted until 25 October 1995. The Commission by the Commission both to provide con- did not subsequently renew the contract sultant experts in the particular field being with the GFS and Mme Simon's contract researched at any given time and to staff an terminated on that date. umbrella Bureau de l'action communaut- aire ergonomique ('the Bureau') which apparently provided the day-to-day logis- tical support for the successive research exercises.

7. On 16 January 1996, Mme Simon brought an action for unfair dismissal against the GFS and its director before the Luxembourg Labour Court. By letter dated 28 June 1996, Mme Simon submitted a 6. It appears from the judgment under request to the Commission pursuant to appeal that Mme Simon, who had been a Article 90(1) of the Staff Regulations ask- Community official at Grade C from 1957 ing that her work since 1966 be considered to 1960, was from 1966 to 1993 employed to be work carried out by a temporary in Luxembourg by several firms which had servant of the Communities. In support of been so contracted by the Commission. her request Mme Simon claimed that the According to the judgment under appeal, contracts of employment between her and from 1966 to 1980 Mme Simon was the supervisory agencies had as their sole employed successively by the Société des object the avoidance of the Conditions of sciences médicales, the Ligue luxembour- Employment of other servants of the Euro- geoise contre la tuberculose, the Société pean Communities. Mme Simon also d'ergonomie de langue française and the sought one euro in damages for the viol- Gesellschaft für Arbeitswissenschaft. From ation by the Commission of the duty of 1980, the supervisory agency employing care owed by it to her. Mme Simon was the Gesellschaft für Sicherheitswissenschaft ('the GFS'). Between 1 March 1993 and 14 January 1994, and then between 1 July and 30 No- vember 1994, Mme Simon was directly employed by the Commission under fixed term employment contracts subject to Lux- embourg law. Following a fresh contract 8. The Conditions of Employment to which between the Commission and the GFS for Mme Simon refers apply to all staff the period from 1 December 1994 to engaged by contract by the Communities, 31 August 1995, the GFS undertook to whether they are temporary staff, auxiliary coordinate and distribute the results of the staff, local staff or special advisers. 3 studies carried out under the Sixth Ergo- nomics Programme. Mme Simon was employed again by the GFS, for the same 3 — Article 1.

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Article 90 of the Staff Regulations applies general nature, or the date of notification by analogy to such staff. 4 of the decision to the person concerned, or the date of expiry of the period prescribed for reply where the complaint concerns an implied decision rejecting a request as provided for in Article 90(1). 9. Article 90 of the Staff Regulations pro- vides:

11. In the absence of a response by the Commission, on 2 December 1996 Mme '(1) Any person to whom these Staff Regu- Simon submitted a complaint against the lations apply may submit to the appointing implied decision rejecting her request under authority a request that it take a decision Article 90(2) of the Staff Regulations. relating to him. The authority shall notify the person concerned of its reasoned decision within four months from the date on which the request was made. If at the end of that period no reply to the request has been received, this shall be deemed to 12. By a decision dated 2 April 1997, constitute an implied decision rejecting it, notified to Mme Simon on 8 April 1997, against which a complaint may be lodged the Commission rejected the complaint. in accordance with the following para- graph.

13. On 12 March 1997, the Luxembourg Labour Court declared Mme Simon's claim (2) Any person to whom these Staff Regu- inadmissible on the ground that she had not lations apply may submit to the appointing proved that she was employed by the GFS authority a complaint against an act or its director. adversely affecting him, either where the said authority has taken a decision or where it has failed to adopt a measure prescribed by the Staff Regulations. The complaint must be lodged within three months ...'

The procedure before the Court of First Instance

10. That time runs from the date of pub- lication of the act it if it is a measure of a 14. On 11 June 1997 the appellant brought an action before the Court of First Instance 4 — Article 83 of the Conditions. seeking the annulment of the Commission's

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decision of 2 April 1997 and the payment mission officials from DG Social by the Commission of one euro compen- Affairs responsible for the ergonomics sation for the mental distress she had programmes; suffered and for the violation by the Com- mission of the duty of care owed to her.

(ii) her employment contributed to the realisation of one of the goals assigned to the Commission by the ECSC 15. Mme Simon alleged that the Commis- Treaty, namely safety at work in the sion had committed a misuse of power and coal and steel industries and the organi- abuse of process. She referred in support of sation for that purpose of cooperation that allegation to Mulfinger 5 and between research bodies; Deshormes, 6 according to which it is unlawful for the Community to conclude employment or service contracts under the law of a Member State where it chooses that contractual route in order to avoid the application of the Staff Regulations or the (iii) her remuneration — which was uni- Conditions governing the employment of laterally fixed by the Commission — other servants. showed that her work corresponded to that of a Commission official at Grade A5.

16. In order to show that her duties were permanent, definite, Community public- service duties within the meaning of that case-law, 7Mme Simon made the following The judgment under appeal points:

17. The Court of First Instance (single judge) dismissed the action.

(i) she continually exercised her functions under the direct authority of the Com-

18. The Court of First Instance noted that 5 — Case C-249/87 Mulfinger and Others v Commission [1989] by virtue of Article 1 the Conditions of ECR 4127. 6 — Case 17/78 Deshormes v Commission [1979] ECR 189. employment of other servants applied to 7 — Deshormes, cited in note 6, paragraph 46 of the judgment. 'servants engaged under contract by the I - 6004

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Communities'. Article 6 provides that each according to the case-law of the Court of institution shall determine who shall be Justice, that did not prevent her employer authorised to conclude the contracts from being the other party to the contract referred to in Article 1. It follows in the rather that a Community institution. 1 1The light of the case-law of the Court 8 that a Court of First Instance found, second, that person whose employer is not a Commu- Mme Simon's remuneration had been not nity institution but a legal person subject to set by the Commission but only subject to the law of a Member State, which cannot its approval. 12 It also dismissed as irrel- be treated as an administrative agency of evant arguments based on the similarities the institution in question, cannot be between Mme Simon's employment and regarded as a servant of the Communities. 9 that of a temporary servant of the Com- Mme Simon's work was carried out on the mission and on the finding of the Lux- basis of contracts of employment or for embourg Labour Court. 13 services between her and the supervisory agencies in question; those agencies were legal persons subject to German or Lux- embourg law and the contracts with Mme Simon were governed by Luxembourg law. The Court of First Instance accordingly concluded that during the period between 1966 and 1993, and between 1 December 1994 and 25 October 1995, Mme Simon's successive employers had been those agencies and not the Commission. 10

20. Finally, the Court of First Instance held that the cases of Mulfinger 14 and Deshormes 15 were not relevant to the 19. The Court of First Instance dismissed allegation of abuse of power as those cases arguments that the Commission had concerned contracts concluded by an required Mme Simon to be employed and employee with the Commission itself. As had fixed the level of her remuneration. It the Commission was not a party to Mme found, first, that the contracts between Simon's contracts of employment, it could Mme Simon and the supervisory agencies not be responsible for any abuse of power provided only for the Commission to or procedure in that context. 16 approve her appointment and ruled that, 11 — Paragraph 43 of the judgment under appeal, referring to Salerno, cited in note 8, paragraph 43 of the judgment. 8 — Joined Cases 87/77, 130/77, 22/83, 9/84 and 10/84 Salerno 12 — Paragraph 43 of the judgment under appeal. and Others v Commission and Council [19851 ECR 2523 and Case 286/83 Alexis and Others v Commission [1989] 13 — Paragraphs 43 to 45 of the judgment. ECR 2445. 14 — Cited in note 5. 9 — Paragraphs 37 and 38 of the judgment under appeal. 15 — Cited in note 6. 10 — Paragraphs 40 to 42 of the judgment. 16 — Paragraphs 46 to 49 of the judgment.

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21. The Court of First Instance accordingly 23. The Commission requests the Court to: dismissed the application for annulment.

— declare the appeal inadmissible in that it questions the findings of fact of the Court of First Instance and asks the The appeal Court to make a declaration which it is not competent to make on appeal and which was in any event not sought before the Court of First Instance;

22. In her appeal Mme Simon requests the Court to:

— in the alternative, dismiss the appeal as unfounded;

— annul the judgment of the Court of First Instance;

— in the further alternative, in the event that the Court 'decides the impossible' and annuls the judgment of the Court of First Instance, remit the case to the — annul the Commission decision of Court of First Instance; 2 April 1997;

— order the appellant to pay the costs. — declare that the services provided by her between 15 May 1966 and 25 Oc- tober 1995 are to be regarded as provided by a temporary servant of the Commission;

Summary of the arguments of the parties

— order the Commission to pay the costs of the proceedings before both 24. It appears from the appeal — although instances. the matter is not entirely clear — that

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Mme Simon makes two principal sub- agencies was to finance the Bureau and in missions which in her view show that the particular to cover the salaries of those finding of the Court of First Instance that there employed and not, as the Commission there was no abuse of power by the claimed, to carry out the duties of infor- Commission was incorrect as matter of mation and coordination imposed on it by law and should be annulled. virtue of Article 55 ECSC. Nor did the Court correctly evaluate the Commission's evidence seeking to justify its right to interfere in the administrative and financial management of the Bureau.

25. First, she submits that the Court of First Instance erred in law in dismissing her argument based on abuse of power on the ground that her work had been carried out pursuant to contracts concluded with third 27. Moreover the Court of First Instance parties. The Court should instead have should have made an assessment of the examined the lawfulness of the contracts duties which the supervisory agencies between the Commission and the successive actually carried out for the benefit of the supervisory agencies. Commission, namely the financial respon- sibility for managing the Bureau within the limits of the funds made available by the Commission and the obligation to appoint a director of the Bureau with a maximum of two assistants.

26. In that context the Court of First Instance should have examined the real aim of the Commission when it entrusted the official management of the Bureau to supervisory agencies having no recognised specific competence either in managing 28. Second, the Court of First Instance Community programmes or in the substan- should have examined the nature of the tive fields concerned. The supervisory links between on the one hand Mme Simon agencies were, as their description suggests, and on the other hand, first, the supervisory simply intended to supervise a unit which agencies and, second, the Commission. In was in fact set up and managed by high particular it should have assessed both level Community officials so as to enable whether the real relationship of employer the Community to fulfil its obligations and subordinate was between herself and under Article 55 ECSC. The Court how- the supervisory agencies or between herself ever did not examine all the evidence and the Commission and whether Mme adduced in order to ascertain whether it Simon's work fell within the definition of constituted sufficient objective, relevant permanent duties of the Community public and consistent proof that the Commission's service which the Treaties assign to the sole purpose in using the supervisory institutions.

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29. The Commission submits that a plea order, in whole or in part, as that sought at challenging a finding of fact according to first instance. It shall not seek a different which no misuse of power was established form of order, nor may the subject-matter is inadmissible. 1 7In any event, although of the proceedings before the Court of First the Court of First Instance is bound to deal Instance be changed in the appeal. with all the pleas before it, it is not bound to deal individually with each and every point of fact adduced by way of evidence. It is clear from the judgment that the Court of First Instance carefully considered the plea of misuse of power in the light of the 32. Before the Court of First Instance Mme evidence as a whole. In those circumstances Simon sought it is sufficient that the Court clearly and unequivocally explained — as it did at length in paragraphs 43 to 51 of the judgment — why it rejected that plea. (i) annulment of the Commission's decision of 2 April 1997;

(ii) payment of the symbolic sum of one euro damages; and

Admissibility

(iii) costs.

30. Article 51 of the EC Statute of the Court of Justice provides that an appeal to the Court of Justice shall be limited to points of law and shall lie on the grounds of 33. In this appeal Mme Simon seeks inter alia the infringement of Community law by the Court of First Instance.

(i) annulment of the judgment of the Court of First Instance;

31. Article 113 of the Rules of Procedure of the Court of Justice provides that an (ii) annulment of the Commission's appeal may seek to set aside, in whole or in decision of 2 April 1997; part, the decision of the Court of First Instance, and may seek the same form of (iii) a declaration that the services provided 17 — Case C-18/91 P V. v Parliament [1992] ECR I-3997, by her between 15 May 1966 and paragraph 44 of the judgment. 25 October 1995 are to be regarded I - 6008

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as provided by a temporary servant of 37. On that basis I consider that the appeal the Commission; and is in principle admissible in so far as it seeks annulment of the judgment of the Court of First Instance and the Commission's decision of 2 April 1997. (iv) costs.

34. The Commission's submission that the declaration sought by Mme Simon is inad- missible is in my view correct because such Substance a declaration was not sought before the Court of First Instance.

38. Mme Simon's first submission is to the effect that the Court of First Instance 35. The Commission also submits that the should have examined the lawfulness of appeal is inadmissible on the ground that it the contracts between the Commission and questions the findings of fact of the Court the successive supervisory agencies. In par- of First Instance. ticular it should have examined the real aim of the Commission in resorting to such agencies and should have made an assess- ment of the duties which they actually carried out.

36. It is correct that the Court of Justice may not review on appeal the assessment of facts by the Court of First Instance. How- ever there may be a fine line between on the one hand reviewing the assessment of facts and on the other hand ensuring that the clear sense of the evidence has not been 39. It appears from her application to the distorted and that the Court of First Court of First Instance — although the Instance correctly defined the legal nature precise meaning of those pleadings is unfor- and determined the legal consequences of tunately not entirely clear — that before the facts. Both the latter exercises are that Court Mme Simon's principal com- within the competence of the Court of plaint was that the contracts between her Justice on appeal. 18 and the supervisory agencies, described as contracts of employment or for services, were illegal. There is in contrast no appar- 18 — Case C-136/92 P Commission v Brazzelli Lualdi and ent allegation that the contracts between Others [1994] ECR I-1981, paragraph 49 of the judgment. the Commission and the supervisory

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agencies were illegal. It is therefore in my 41. Since it was not separately pleaded view entirely understandable that the Court before the Court of First Instance that of First Instance proceeded on the basis that recourse by the Commission to the super- it was the legality of the contracts between visory agencies was illegal, it is hardly Mme Simon and the supervisory agencies surprising that that Court did not examine which was being challenged. that issue. Since that plea has been raised for the first time before this Court, and since the Rules of Procedure of the Court of Justice provide that the subject-matter of the proceedings may not be changed on appeal, 2 2 Mme Simon's first submission must be dismissed as inadmissible.

40. In its judgment the Court of First Instance set out Mme Simon's plea that it was unlawful for the Community institu- tions to have recourse to contracts of employment or contracts for services sub- 42. Mme Simon's second submission is that ject to the law of a Member State if it chose the Court of First Instance should have that structure not on the basis of the needs examined the nature of the links between of the service but with a view to avoiding her and, first, the supervisory agencies and, the application of the Staff Regulations or second, the Commission. It seems to me the Conditions of employment of other however that the Court of First Instance did servants. 19 It explicitly dealt with that plea, indeed carefully examine those matters in noting that the Court of Justice had ruled paragraphs 43 and 44 of its judgment and that the Commission would be responsible was moreover correct in saying that that for a misuse of procedure if it determined argument is answered by Salerno. 23 Mme the terms of employment of a person Simon's second submission is accordingly recruited by means of a contract subject unfounded. to the law of a Member State not in the light of the needs of the service but with a view to avoiding the application of the Conditions of Employment. 2 0 The Court of First Instance continued by stating — correctly in my view — that that case-law was not applicable to the case before it precisely because the Commission was not a party to the contracts and hence could 43. Even however if this Court were to take not have abused its power in that con- the view that the judgment of the Court of nection. 21 First Instance could be faulted on either of the grounds put forward by Mme Simon, that would not necessarily mean that the 19 — Paragraph 25 of the judgment. judgment should be annulled. 20 — Case 123/84 Klein v Commission [19851 ECR 1907, paragraph 24 of the judgment; referred to in paragraph 46 of the judgment under appeal. 21 — Paragraphs 46 to 48 of the judgment of the Court of First 22 — Article 113, summarised in paragraph 31 above. Instance. 23 — Cited in note 8.

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44. Mme Simon is in effect claiming that should the Commission's decision of 2 April she has been adversely affected because she 1997 be annulled. was employed by a series of supervisory agencies under a series of contracts of employment or for services from May 1966 to October 1995 whereas she should have been employed as a temporary agent by the Commission. It appears from the docu- ments before the Court that she raised that issue with the Commission for the first time in June 1996. Although there is no express time-limit for a request for a decision under 46. Even if the Commission were to decide Article 90(1) of the Staff Regulations, that Mme Simon should be recognised as Article 90(2) requires that a complaint having been a temporary agent during the against an act adversely affecting the claim- relevant period, what would be the practi- ant be lodged within three months. It may cal consequences for Mme Simon of that be that the Court would or should raise of decision? She is apparently not claiming its own motion the question whether it was that she would have been paid more as a open to Mme Simon to challenge a series of temporary agent; on the contrary, she contracts of employment going back more appears to rely on having been paid at the than 30 years before the complaint. It may same rate as a Commission official of be noted that the Court of First Instance grade A5 in support of her claim for recently dismissed applications by two recognition as a temporary agent. Nor auxiliary agents working for the Commis- apparently is she seeking financial com- sion and seeking declarations that they pensation: although her action before the should retrospectively be declared tempor- Court of First Instance included a claim for ary agents on the ground that the appli- damages, the amount claimed was the cations, not having been lodged within symbolic figure of one euro and she has three months from the creation of con- not appealed against that Court's rejection tractual relations with the Commission, of the claim. It was moreover stated at the were out of time. 24 hearing that, during the period in question, Mme Simon paid social security contribu- tions in Luxembourg; she is presumably therefore entitled to social security bene- fits — presumably including a pension — on that basis. Even however if Mme Simon, by virtue of being retroactively declared to have been a temporary agent, would thereby be entitled in principle to a pension 45. I would finally note that, even though a or medical insurance pursuant to the Com- direct question to this effect was put at the munity's schemes, any such claim in the hearing to her advocate, it is not clear what circumstances of the present case would benefit Mme Simon expects to receive appear to be insuperably complicated, since back-dated contributions to both the pen- sion fund and the sickness insurance 24 — Case T-375/00 Dubigh and Another v Commission, ECR- scheme would have to be made for periods SC I-A-159, II-733, order of 6 July 2001. See also by analogy Case T-192/99 Dunnen and Others v European during which she was already insured with investment Bank, ECR II-813, paragraphs 48 to 54 of the equivalent schemes in Luxembourg. judgment delivered on 6 March 2001.

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Conclusion

47. I accordingly consider that the Court should:

(1) dismiss the appeal;

(2) order the appellant to pay the costs.

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