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Súdny dvor Európskej únie·17.1.2002

C-296/00

ECLI:EU:C:2002:28

Súd
Súdny dvor Európskej únie
IČS
62000CC0296

EXPO CASA MANTA

OPINION OF ADVOCATE GENERAL GEELHOED delivered on 17 January 2002

I — Introduction of imports into the Community, that is to say, the elimination of all quantitative restrictions. Regulation No 3285/94 is the basic regulation and Article 1(2) thereof establishes as a general principle that the 1. Central to the present reference for a importation of certain specified products preliminary ruling is the interpretation of from third countries into the Community is two Regulations on common rules for to be free. In principle, those goods are no imports from third countries. 2The refer­ longer subject to any quantitative restric­ ring court essentially asks whether the tions, without prejudice to certain safe­ scope of those regulations extends to the guard measures which may be taken. marketing on the home market of the Regulation No 519/94 specifically con­ products covered by them. cerns imports from State-trading third countries and in Article 1(2) lays down an analogous principle.

II — Legal framework

3. The structure of the two Regulations is to a large extent similar. Of particular relevance to the present proceedings is the identical exception clause included in the A — Community law final provisions of the Regulations, namely Article 19(2) of Regulation No 519/94 and Article 24(2) of Regulation No 3285/94. It reads as follows: 2. According to their preamble, the pur­ pose of the Regulations is the liberalisation

1 — Original language: Dutch. 2 — Council Regulation (EC) No 519/94 of 7 March 1994 on common rules for imports from certain third countries and repealing Regulations (EEC) Nos 1765/82, 1766/82 and 3420/83 (OJ 1994 L 67, p. 89) and Council Regulation (EC) No 3285/94 of 22 December 1994 on the common '2. (a) Without prejudice to other rules for imports and repealing Regulation (EC) No 518/94 (OJ 1994 L 349, p. 53). Community provisions, this Regulation

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shall not preclude the adoption or B — National legislation application by Member States:

4. Article 398 of the codice postale italiano 4 (Italian Postal Code) prohibits the produc­ tion or importation into national territory (1) of prohibitions , quantitative of electrical and radio-electrical appliances restrictions or surveillance meas­ and installations, or cables for the trans­ ures on grounds of public morality, mission of electrical current, with the public policy or public security; the intention of marketing, using or operating protection of health and life of them, under whatever regime, if they do humans, animals or plants, the not meet the requirements established to protection of national treasures prevent interference with radio communi­ possessing artistic, historic or cations. The competent authorities are archaeological value, or the pro­ instructed to adopt, with due observance tection of industrial and commer­ of Community legislation, the appropriate cial property; measures for supervising compliance with this provision. The marketing and the importation with the intention to market of the goods mentioned above requires the submission or production of a certificate or a declaration of conformity. The bodies competent to issue the abovementioned certificates and declarations are appointed by Ministerial Decree.

(b) The Member States shall inform 5. Pursuant to Article 399 of the codice the Commission of the measures or postale italiano anyone acting in contra­ formalities to be introduced or vention of the provisions of Article 398 is amended in accordance with this liable to the imposition of an adminis­ paragraph. In the event of extreme trative fine. When the transgressor belongs urgency, the national measures or to the category of manufacturers or formalities in question shall be importers of electrical or radio-electrical communicated to the Commission appliances or installations, a fine is to be immediately upon their adop­ imposed and confiscation of the products 3 and equipment not in accordance with the tion.' declaration of conformity as referred to in Article 398 is to be ordered. 3 — The French and English language versions of, respectively, Article 19(2) of Regulation No 519/94 and Article 24(2) of Regulation No 3285/94 are identical. The Dutch language texts are not entirely uniform, but still correspond as 4 — Approved by Presidential Decree No 156 of 29 March regards content. 1973, as amended by Law No 209 of 22 May 1980.

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III— Facts, procedure and reference for a prohibition on possession with a view to preliminary ruling their sale of appliances not approved by the Italian authorities as none of the grounds for prohibition or for the adoption of safeguard measures as referred to in the Regulations were satisfied in the present case, according to the Pretore. 6. The referring court has described the facts and circumstances of the dispute in the main proceedings as follows.

7. By a decision of 17 February 1996 the 9. The Prefetto di Cuneo lodged an appeal Prefetto di Cuneo ordered the adminis­ in cassation from the Pretore di Saluzzo's trative confiscation , pursuant to judgment to the Corte Suprema di Cassa­ Article 20(4) of Law No 689 of 24 No­ zione. The Prefettura claims infringement vember 1981, of 20 non-approved cordless and misapplication of, inter alia, telephones which were on sale at the Article 19(2)(a) of Regulation No 519/94 private limited company 'Expo Casa and Article 24(2)(a) of Regulation Manta'. On 9 March 1995 the Guardia di No 3285/94. Finanza had seized those appliances in connection with the infringement of Articles 398 and 399 of the codice postale italiano.

10. According to the Prefettura, Regu­ 8. By an application to the Pretore di lations Nos 519/94 and 3285/94 did indeed Saluzzo, lodged on 12 March 1996, S. Car- eliminate all restrictions on the importation bone, in his capacity as sole director of of the confiscated goods, but did not affect 'Expo Casa Manta', appealed against the the rules governing their marketing. In so decision of the Prefetto di Cuneo. In a far as non-approved appliances are con­ judgment of 7 January 1997, the Pretore di cerned, their marketing remains prohibited Saluzzo upheld the appeal and annulled the pursuant to national legislation. In the confiscation order. In that connection the Prefettura's view, those regulations Pretore took the view that Regulations Nos removed all obstacles to the opening up of 519/94 and 3285/94 had liberalised the frontiers and the free movement of goods importation of, inter alia, cordless tele­ between the Member States, but they did phones from third countries. That liberali­ not alter the national rules concerning the sation entailed the non-validity of the sale of non-approved cordless telephones.

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11. The referring court points out that the 13. The Italian Government and the Com­ confiscation was annulled by the contested mission both submitted written observa­ judgment of the Pretore di Saluzzo, as the tions to the Court. There was no hearing. Pretore was of the opinion that the prohib­ ition in Article 398 had been supplanted by the Regulations, which entail the liberali­ sation of not only the importation but also of the marketing of the goods in question. That interpretation by the Pretore is chal­ lenged in the appeal in cassation. Since both regulations exclusively concern imports from third countries, the prohib­ IV — Observations of the Italian Govern­ ition in Article 398 on the marketing of ment and the Commission non-approved appliances in Italy remains unaffected.

14. The Italian Government contends that the abovementioned regulations exclusively concern imports into the Community from third countries. The marketing of these products falls outside the scope of the Regulations. Articles 398 and 399 of the codice postale were thus enacted in con­ formity with Community law.

12. According to the referring court, the appeal in cassation clearly raises questions concerning the interpretation of the regu­ 15. The Italian Government is of the lations in question, since the line of argu­ opinion that in the present case the prob­ ment followed by the Pretore in the con­ lem can be solved in accordance with the tested judgment and the argument exception clauses of Article 19 of Regu­ advanced by the appellant conflict as lation No 519/94 and Article 24 of Regu­ regards the extension of the effect of the lation No 3285/94. Under those provisions regulations to the placing on the home the seizure and confiscation of the cordless market of the products covered by the telephones would be in conformity with the regulations. In order to find a solution to rules of Community law in order to prevent this problem, the Corte Suprema is required interference with authorised radio fre­ to refer the matter to the Court of Justice quencies which are matters within the pursuant to Article 234, final paragraph, competence of the Italian authorities. EC. By an Order of 18 April 2000, regis­ Viewed from this perspective, it appears tered at the Court of Justice on 1 August that the question submitted by the Corte 2000, the Corte Suprema requested a pre­ Suprema could be answered at the national liminary ruling on the interpretation of the level. The Court would thus not be com­ regulations. petent to rule on it.

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16. Alternatively, the Italian Government 19. In substance, the Commission states claims that the regulations have indeed that a reading of Regulations Nos 519/94 eliminated all restrictions on imports of and 3285/94 clearly shows that they con­ products from certain third countries, but cern exclusively the liberalisation of have not had any effect on the rules imports into the Community of products concerning the obligation to approve goods from third countries and that they have no that are to be placed on the market in Italy. effect whatsoever on the further marketing That obligation to approve telecommuni­ of these products within the Community. cations terminal equipment does not stem During that stage the national or Commu­ only from national legislation, but also nity rules in force remain applicable. The from Community directives. Regulations merely involve the ongoing unification of the systems concerning imports into the Community and remove exceptions and derogations which were the result of national measures of commercial policy in force before their adoption. They leave intact the Community's competence to take specific safeguard measures, nor do they impinge on the Member States' com­ 17. In light of the foregoing, the Italian petence to adopt prohibitions, quantitative Government is of the opinion that the restrictions or safeguard measures under importation of cordless telephones, on the the expressly mentioned exceptions. one hand, and the marketing of this equip­ ment, on the other, warrant separate legal evaluation.

20. In order to clarify the scope and effect of the Regulations involved in regard to the distinction between liberalisation and mar­ 18. In its observations, the Commission keting measures, the Commission goes on dwells on the fact that the referring court to refer to the General Agreement on did not formulate a specific question. It Tariffs and Trade (GATT), especially to appears from the wording of the order for Article XI concerning quantitative trade reference that the Corte Suprema ordered restrictions and Article III concerning the the case to be referred to the Court of domestic marketing of products (national Justice for an interpretation of Regulations treatment). Nos 519/94 and 3285/94. Although the referring court has failed to supply certain factual information, e.g. concerning the country of origin of the cordless telephones, the Commission nevertheless considers that sufficient elements are present to enable the Court to give a reply such as to contribute to the solution of the dispute in the main 21. In addition the Commission discusses proceedings. the relevant rules concerning the internal

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market. It notes that at the time when the V — Assessment appliances in the main proceedings were imported, their marketing was not yet subject to Community harmonisation. According to Community law, in cases such as these the national legislation con­ cerning marketing must be non-discrimina­ 23. The Corte Suprema's request enables tory, proportional to its aim and justified the Court to rule on the fundamental by a general interest, if it is not to conflict distinction between, on the one hand, the with Article 28 EC. In addition, the meas­ treaty regime concerning imports of prod­ ures relating to the marketing of products ucts from third countries into the Commu­ which are imported from third countries nity which forms part of the common must respect the principle of non-discrimi­ commercial policy and, on the other hand, nation laid down in Article III of the the Community regime concerning the GATT. marketing of goods within the common market.

24. As a preliminary issue, however, the matter of admissibility must be dealt with. The Italian Government and the Commis­ sion have briefly commented on the Court's competence to give a reply in response to 22. In conclusion, the Commission empha­ the request from the referring court. On the sised that cordless telephones or radio- basis of settled case-law, 5I am unequivo­ receivers are generally not always harmless cally certain that the Court must provide or neutral from an electro-magnetic point the Corte Suprema with an answer. The of view. They can interfere with other order for reference is extremely concise and equipment because of their electronic com­ lacks a specifically worded question. The ponents. In adopting the national legis­ referring Court has nevertheless provided lation in question, the national legislature sufficient information concerning the cir­ sought to introduce means of verifying all cumstances of the case and the applicable electrical and radio-electrical appliances or law, on the basis of which the Court can installations or cables for transmission of give a useful reply. From that information electrical current, in order to examine it may be deduced that there is an actual whether they comply with the rules to dispute between Carbone and the Prefetto prevent interference with transmitters and di Cuneo concerning the marketing in Italy receivers for radio communications. To of cordless telephones, which are, it may be that end, appliances are subject to the issue inferred, imported from third countries into of a certificate or declaration of conform­ the Community. The dispute focuses on the ity. Since the national rules apply to interpretation of the object and scope of domestic and imported products, the Com­ mission contends that they do not run counter to Article 28 EC and Article III of 5 — See, e.g., recent Case C-472/99 Clean Car Autoservice the GATT. [2001] ECR I-9687, paragraphs 13 and 14.

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Regulations Nos 519/94 and 3285/94 cern the liberalisation of imports of goods which, in so far as relevant to the main from third countries and do not have as proceedings, are virtually identical. Thus, their aim the complete liberalisation of the the national court has addressed to the subsequent marketing of those products Court a request which sufficiently clearly within the common market. reflects the subject-matter of the main proceedings and involves the interpretation of Community law. It is for the referring court, if possible, having due regard to the particular circumstances of the case, to determine which Regulation would in point of fact apply. 6 27. For the Treaty distinguishes between internal and external aspects in the estab­ lishment of the common market, in order to attain the Treaty objectives listed in Article 2 EC. The internal side of the common market among other things com­ prises the elimination of impediments to 25. In substance, by its request the Corte the free movement of goods between the Suprema asks whether the scope of the Member States, among which is the elim­ Regulations concerned is limited to the ination of quantitative restrictions on the importation of cordless telephones from import and export of goods and of all other third countries, or whether it may be measures having equivalent effect. 7The extended to the time that these products external side of the common market spe­ are marketed domestically. In the latter cifically comprises the common commer­ 8 case, it would be necessary for there to be a cial policy. Both dimensions of the com­ direct assessment of the lawfulness of the mon market are elaborated in separate Italian legislation in question, in light of the provisions in the Treaty and form each two regulations and especially the excep­ other's necessary complement. tion clauses contained therein, after import­ ation of the appliances, but prior to their marketing.

28. The regulations involved were adopted within the framework of the common commercial policy. To start with, this 26. I do not share this point of view. As the follows from their legal basis, i.e., Italian Government and the Commission Article 113 of the EC Treaty (now, after have convincingly explained, Regulations amendment , Article 133 EC ). Nos 519/94 and 3285/94 exclusively con­ Article 133(1) EC determines that the com­ mon commercial policy is to be based on uniform principles, among which is the 6 — It should also establish whether the cordless telephones were achievement of uniformity in measures of imported into the Community directly from a third country, or whether the appliances in question were perhaps imported into the Community via another Member State. The latter possibility is not an obvious one, in the light of the order for reference, but on the basis of the facts given it 7 — See Article 3(1)(a) and (c) EC. cannot be entirely discounted either. 8 —See Article 3(1)(b) EC.

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liberalisation. Both regulations are import­ 30. The referring court does not, however, ant instruments of this policy, given that request the Court to further determine the they give concrete form to the principle that scope of these grounds for exception. As the importation of goods into the Commu­ has already been noted, the dispute in the nity from third countries is basically free main proceedings concentrates on the ques­ from quantitative restrictions. The com­ tion of whether the regulations impinge on mercial policy character of the regulations the Member States' competence to prohibit also appears from the prominent role the the marketing of appliances such as cord­ GATT played in their adoption. The pre­ less telephones, when these do not meet the amble to Regulation No 3285/94 in par­ requirements laid down for the prevention ticular indicates that the international obli­ of interference with radio communications. gations arising from the GATT and other parts of the Agreement establishing the World Trade Organisation (WTO) were given due consideration in the further elimination of safeguard measures and other measures restrictive of imports.

31. As soon as products coming from third countries have been lawfully imported into the Community, they are wholly assimi­ lated to products originating in Member States as regards the free circulation of 10 goods within the Community. This pre­ 29. The Court's case-law has made it clear supposes that the time when the goods are that the common commercial policy is the imported from third countries must be exclusive competence of the Community. distinguished from the time when they are The Member States are no longer able to consequently placed on the market. Rel­ found any competence to take national evant to the placing on the market of goods measures in the field of commercial policy within the Community are the Treaty on national law. Essentially, such measures provisions concerning the internal side of are still permitted only when specifically the common market. The elimination of authorised by the Community. 9 These quantitative restrictions as between the matters serve to explain the competence Member States is expressly regulated in which the Council has allowed the Member Articles 28 to 30 EC. Under Article 28 EC States pursuant to Article 24(2) of Regu­ quantitative restrictions on imports and all lation No 4285/94 and Article 19(2) of measures having equivalent effect are pro­ Regulation No 519/94. It also justifies the hibited as between Member States, while obligation on the part of the Member State Article 30 EC allows the Member States to to notify the Commission when it intends lay down conditions in regard to imports if to invoke a ground for exception.

10 — See Article 23(2) and Article 10 EC, as well as the 9 — Case 41/76 Donckerwolcke and Others [1976] ECR 1921, Donckerwolcke case, cited in footnote 9, paragraphs 17 paragraph 32. and 18.

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these are necessary to protect a general 33. The Member States' competence to interest. The grounds for justification listed invoke a general interest under Article 30 in Article 30 EC are identical to the letter EC to justify a trade restriction will come to to the grounds mentioned in Article 24(2) an end when exhaustive and complete of Regulation No 4285 / 94 and harmonisation has been achieved within Article 19(2) of Regulation No 519/94. the Community. On 9 March 1999 the European Parliament and the Council approved Directive 1999/5/EC (hereinafter: 'the Directive') on radio equipment and telecommunications terminal equipment and the mutual recognition of their con­ 12 formity. The Directive, which is based on Article 100A of the EC Treaty (now, after amendment, Article 95 EC), provides a framework for the placing on the market, the free movement and the putting into service within the Community of the said equipment. The Member States are obliged to see to it that the equipment in question is 32. The manner in which the principles of only placed on the market when it complies free circulation are applied in intra-Com- with the essential requirements involved as munity movement differs on several points well as with several other provisions from from the scope of the comparable provi­ the Directive. As regards the placing on the sions in the Regulations. Without having to market, no further national provisions may go into too much detail, I call to mind that be imposed. 13 The Member States must the concept of 'quantitative restrictions' in also prohibit the placing on the market of the sense of the regulations should be apparatus not bearing the CE mark, which understood to mean instruments of com­ indicates its conformity with all provisions mercial policy, such as quotas. The words 14 of the Directive. Thus the Directive 'quantitative restrictions on imports and all assists the free movement of goods within measures having equivalent effect' within the Community, taking account of the the meaning of Article 28 EC have, on the necessary standards of safety which the other hand, through their extensive con­ Member States were previously able to struction by the Court, been accorded an adopt independently pursuant to Article 30 interpretation which is entirely their own. As a further example, the regulations do EC. Apart from this, the Directive goes not contain the condition from the last even further and declares the requirements reference of Article 30 EC that the trade- to be likewise applicable to products which restricting measures to be taken by the Member States may not constitute a means of arbitrary discrimination or a disguised restriction on trade between Member 11 States.

11 — Despite these differences, the Court, in its interpretation of 12 — OJ 1995 L 91, p. 10. This Directive had not yet been the identical grounds for justification in commercial policy legislation, is guided by the case-law concerning Article 30 adopted at the time of the dispute in the main proceedings. EC. See in this respect especially the decision of 15 June 13 — Article 6(1) of the Directive. 1999 in the Heinonen case (C-394/97 [1999] ECR I-3599). 14 — Article 8(1) of the Directive.

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are marketed on a Member State's home ing, among other things, the internal sale, market. offering for sale, purchase or use of prod­ ucts to imported or domestic products in such a way as to afford protection to domestic production. The object of Article III of the GATT thus coincides with that of Article 28 EC.

34. The Regulations adopted within the framework of the common commercial policy do not in any way provide for the harmonisation of national regulations. The Regulations' objective, namely the liberali­ sation of the importation into the Commu­ nity of goods coming from third countries, after all differs from the objective of Articles 28 and 30 EC and, by extension, from the objective served by the Commu­ nity harmonisation of national legislations, i.e., ensuring the free movement of goods within the common market.

36. As a result of the distinction indicated, Regulations Nos 3285/94 and 519/94 in my view do not interfere with Italy's competence to apply, in order to prevent 35. In order to emphasise this distinction, interference with radio communications, the Commission also rightly referred to the certain product standards to cordless tele­ system of the GATT. This analogy makes phones which have to be met for the sense, as the free movement provisions appliances to be lawfully placed on the concerning the circulation of goods in the market. This does not alter the fact that in original EEC Treaty are based to a signifi­ the exercise of this competence the product cant degree on the GATT. Article XI of the standards adopted must, where appropri­ GATT, concerning the elimination of ate, comply with other relevant Commu­ quantitative restrictions on imports in the nity provisions, such as Articles 28 and 30 commercial dealings between the parties to EC and the applicable Community direc­ the GATT, shares the Regulations' objec­ tives. 15

tive. Article III of the GATT, on the other hand, concerns the marketing of products within a contracting party's home market. 15 — This assessment is the subject of a request for a preliminary On the basis of this provision, it is pro­ ruling from the Giudice di Pace di Genova (Radiosistemi, Cases C-388/00 and C-429/00, judgment of 20 June 2002, hibited to apply national measures concern­ not yet published in the ECR).

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VI — Conclusion

37. In light of the foregoing, I propose that the Court should reply as follows to the reference for a preliminary ruling made by the Corte Supremo by order of 18 April 2000:

Regulations Nos 3285/94 and 519/94 exclusively concern the importation into the Community of products from third countries and do not concern the marketing of these products within the Community. Those Regulations do not interfere with the Member States' competence to impose standards on the marketing of cordless telephones that are justified on the grounds of general interest and apply without distinction to national and imported products.

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