C-374/00
ECLI:EU:C:2002:237
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OPINION OF MR ALBER — CASE C-374/00
OPINION OF ADVOCATE GENERAL ALBER delivered on 18 April 2002 1
I — Introduction this case, as the Commission's complaint effectively relates simply to the failure generally to transpose the directive. Where the content of the provisions is significant, it will be reproduced in the context of the parties' submissions and the legal assess- 1. By this action for failure to fulfil obli- ment. gations, the Commission claims that the Hellenic Republic has failed, within the prescribed period, to adopt the laws, regu- lations and administrative provisions necessary to transpose Council Directive 97/11/EC of 3 March 1997 amending Directive 85/337/EEC 2on the assessment of the effects of certain public and private projects on the environment ('Directive I I I— Preliminary proceedings and appli- 97/11'). 3It bases this claim above all on cations the fact that the Greek Government did not notify the Commission of any measures for transposing the directive by the end of the period prescribed. 3. Since Greece had failed to notify the Commission of the measures taken to transpose the directive by the time the period for transposition expired on 14 March 1999, the Commission called upon the Hellenic Republic, by letter of formal notice of 5 August 1999, to inform it within two months of how the directive had been transposed. The Greek authorities I I — Legal background did not react to that letter.
2. Reproduction of the text of the provi- sions may be dispensed with at this point in 4. Thereupon, the Commission sent a rea- soned opinion to the Hellenic Republic on 26 January 2000, in which it repeated the 1 — Original language: German. 2 — OJ 1985 L 175, p. 40. points contained in the letter of formal 3 — OJ 1997 L 73, p. 5. notice, and called upon Greece to respond
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to these within two months. The Greek IV — Submissions of the parties authorities did not reply to that letter either.
5. The Commission, therefore, brought the present action for failure to fulfil obli- 1. The Commission gations on 11 October 2000, in which it claims that the Court should
7. The Commission concludes from the fact that Greece has failed to notify it of any — declare that, by failing to adopt or, in transposing measures that Greece has failed the alternative, to notify to the Com- to transpose the directive into national law mission, within the prescribed period, within the period prescribed. the laws, regulations and adminis- trative provisions necessary to comply fully with Council Directive 97/11/EC of 3 March 1997 amending Directive 85/337/EEC on the assessment of the effects of certain public and private projects on the environment, the Hel- 8. Given the extensive amendments intro- lenic Republic has failed to fulfil its duced by Directive 97/11 and which it lists obligations under the Treaty; individually in its reply, the Commission considers that the national legislation adopted to transpose Directive 85/337 is not sufficient to satisfy the obligation to transpose Directive 97/11. As confirmation — order the Hellenic Republic to bear the of its view, the Commission referred in the costs of the proceedings. oral procedure to a press release of 31 January 2002 from the Greek Minister for the Environment in which notice was given of an amending law intended to transpose 6. The Hellenic Republic contends that the Directive 97/11. Court should
— dismiss the action; 9. In addition, in relation to the trans- position of amended Article 5(3) — which specifies the information to be provided by the developer — the Commission sub- — order the Commission to bear the costs mitted in the oral procedure that the Greek of the proceedings. authorities merely require a questionnaire
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to be completed by the project applicant. 12. The new version of Article 2(2a) leaves On the basis of the information given by it to Member States to decide whether or the applicant, the project is then approved, not they wish to combine the procedures provided no objections to the project are pursuant to Directives 97/11 and raised within 20 days. The information in 96/61/EC. 4A defective transposition of the questionnaire does not, however, satisfy Directive 97/11 could not, in any event, the minimum requirements of Article 5(3). follow from this. Overall, this procedure does not satisfy the obligation to assess the environmental impact of the project.
13. According to the new version of the first subparagraph of Article 2(3), Member States must have regard to the provisions of Article 7 if they choose to exempt a project 2. Hellenic Republic from the provisions of Directive 85/337. (Article 7 provides for the notification of another Member State if a project has significant effects on the environment in that Member State.) Greece, however, does not border on another Member State of the 10. In its defence, the Hellenic Republic European Union, so Article 7 is not appli- contends that it has already comprehen- cable to Greece. There has not, to date, sively transposed the earlier Directive been a single case in which Article 7 of the 85/337, so that the amendments sub- directive would have had to be applied with sequently introduced by Directive 97/11 regard to Italy, the only Member State of have already been incorporated into Greek the European Union with which Greece law. Its reasoning in relation to the indi- shares a maritime border. There is, there- vidual provisions is as follows. fore, no need for Article 2(3), first sub- paragraph, and Article 7 to be transposed.
11. The new version of Article 2(1) requires all projects likely to have signifi- cant effects on the environment to be made 14. Under the new version of Article 3, the subject to a requirement for development environmental impact assessment must consent. This is already the case under now also take into account the interaction Greek Law No 1650/86 on the protection of the environment, pursuant to which all projects are subject to development con- 4 — Council Directive of 24 September 1996 on integrated sent. pollution prevention and control (OJ 1996 L 257, p. 26).
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of all the factors mentioned in that article. Greek Government explained in the oral (These are, in addition to human beings, procedure that the questionnaire related to fauna and flora, soil, water, air and so on.) the initial choice of location, which is made Greek Law No 1650/86 defines 'environ- in advance of the environmental impact ment' as the totality of all factors which assessment. The questionnaire does not, interact to affect the ecological equilibrium, therefore, replace the compulsory environ- quality of life, human health, historical and mental impact assessment. If queries arose cultural traditions and aesthetic values. The in the examination of the information given requirements of the amended version of in the questionnaire, a review would be Article 3 of the directive have thereby been required. The questionnaire relates only to transposed into Greek law. the preliminary approval of location.
15. The changes (with regard to the assess- ment) introduced by the new version of Article 4 have also already been transposed into Greek law. In particular, all the criteria listed in the new Annex III are already 18. The amendments to Article 6(1) con- taken into account in case-by-case examin- cerning the participation of the relevant ations, or rather in setting thresholds. authorities have already been transposed by Interministerial Resolution 69269/5387/90.
16. According to the new version of Article 5, the competent authority must give an opinion on the information to be supplied by the developer within the con- sent procedure, if so requested by the developer or the Member State. These changes have already been incorporated 19. The requirements of Article 6(2) con- into Greek law by Interministerial Reso- cerning public consultation have also lution 69269/5387/90, as well as by Cir- already been met. Interministerial Resol- culars 17/94 and 9/96. ution 75308/5512/90 provides that the Prefectorial Councils, which are respon- sible for giving public notice, must within 15 days invite the public to raise any objections to the project. No more than 30 days may elapse between public notice and submission of representations. In prac- 17. As regards the complaint that the tice, however, the process takes an average information in the questionnaire is insuffi- of 2.6 months. The public thus has a cient to assess environmental impact, the 'reasonable time' to express an opinion
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within the meaning of Article 6(2). Fur- olds adopted in accordance with thermore, the Greek authorities are pres- Article 4(2). This amendment is taken into ently drawing up draft legislation to, inter account in the proposed 'formal transposi- alia, extend time-limits for public consul- tion' of Directive 97/11. tation.
20. The amendments introduced by the new version of Article 8 have, again, 24. Article 13 of Directive 85/337 has been already been transposed into Greek law. deleted, as it goes without saying that (Article 8 relates to the results of the Member States are entitled to adopt stricter consultation procedure and the infor- rules in respect of the scope of application mation gathered.) of and procedure for the environmental impact assessment than those laid down in the directive.
21. The new version of Article 9 governs notification to the public of the grant or refusal of development consent. In practice, the competent Greek authorities regularly provide the Prefectorial Councils with this 25. Greek law also complies with the information. In this respect, Greek law thus requirements of the amended Annexes to also complies with the requirements of the directive. In particular, the criteria Directive 97/11. listed in Annex III are already incorporated into national law. The Greek Government refers in this respect to Article 4 of Inter- ministerial Resolution 69269/5387/90 and Circulars 17/94 and 9/96. (Annex III lists the selection criteria, which include, for 22. The amendments to Article 10 merely example, characteristics, location and relate to matters of form, or rather, the impact of projects.) wording of that article. (Article 10 governs the respect of commercial confidentiality and of intellectual property.)
26. Furthermore, the announcement of a 23. According to the new version of new law in no way signifies that Directive Article 11(2), Member States are to inform 97/11 has not already been transposed by the Commission of the criteria or thresh- legislation currently in force.
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V — Assessment 2. Transposition of the amended versions of Articles 2(1), 3, 4, 6(1), 8, 10 and Annexes
1. Compliance without transposing meas- ures
29. The Greek Government's basic objec- tion is that it has already transposed Directive 97/11 into national law through 27. The Greek Government denies the the comprehensive transposition of Direc- infringement, claiming essentially that tive 85/337, especially in relation to the Greek legislation which had already been amendments to Articles 2(1) and 4 (selec- adopted in order to transpose Directive tion of projects requiring development 85/337 satisfies the requirements of Direc- consent), Article 3 (scope of the environ- tive 97/11, and that no further transposing mental impact assessment), Article 6(1) measures are necessary. (authorities to be consulted), Article 8 (consideration of the results of consul- tations and information gathered), and Article 10 (respect of industrial rights), and Annexes I and II (list of projects affected), and in relation to the insertion 28. According to the case-law, this defence of a new Annex III (selection criteria for cannot be dismissed out of hand. The Court projects). The Greek Government refers in has in fact acknowledged that there are this respect to Law No 1650/86 as well as cases in which the transposition of a to I n t e r m i n i s t e r i a l R e s o l u t i o n s directive does not necessarily require the 69269/5387/90 and 75308/5512/90. The legislator to act in every Member State. But Commission does not discuss to what even in these cases, the relevant national extent these provisions satisfy the require- law must indeed guarantee that the direc- ments of the provisions of Directive 85/337 tive is fully applied by the national auth- as amended by Directive 97/11. Instead, it orities, that the legal position arising from highlights only the differences between the such law is sufficiently determined and two directives. clear, and that the beneficiaries are in a position to know all their rights, and, if necessary, to enforce them in the national courts. 5The question whether Greek law does in fact satisfy the requirements of Community law must therefore be exam- ined with respect to each provision of Directive 97/11. 30. According to settled case-law, in infringement proceedings it is incumbent 5 — Case 29/84 Commission v Germany [19851 ECR 1661, upon the Commission to prove the exist- paragraph 23; Case C-365/93 Commission v Greece (19951 ECR I-499, paragraph 9. ence of the alleged infringement and to
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deliver to the Court the necessary evidence, 32. Accordingly, it is not established that on the basis of which it can decide whether Greece failed to fulfil its obligation to there has been any such infringement. 6In transpose Articles 2(1), 3, 4, 6(1), 8, 10, this, the Commission may not rely on mere the amended versions of Annexes I and II, suppositions, but must present concrete and the newly inserted Annex III. facts as proof of its contentions. 7
3. Transposition of the amended version of 31. As regards the provisions of the direc- Article 2 (2a) (administrative procedure) tive at issue here, the Commission has not succeeded in providing this proof. In its submission, the Commission merely lists all the amended provisions of Directive 85/337, and concludes from the non-com- munication of any transposing measures, that these provisions have not been trans- posed into Greek law. That is not sufficient 33. Greece denies that it has an obligation proof in these proceedings, because Greece to transpose Article 2(2a). Indeed, this has disputed any infringement of its trans- provision merely states: 'Member States posing obligation in respect of every single may provide for a single procedure in order one of these provisions and provided evi- to fulfil the requirements of [Directive dence in each case. It was, therefore, 97/11 and of] Council Directive 96/61/EC incumbent upon the Commission to of 24 September 1996 on integrated pollu- respond to the Greek submissions and to tion prevention and control.' The provision explain why the abovementioned national does not, therefore, establish any obligation provisions of Law No 1650/86, and Inter- in this respect. ministerial Resolutions 69269/5387/90 and 75308/5512/90, do not satisfy the require- ments of Community law. Those provisions had evidently already been notified by the Greek Government in November 1990 in Appendix I of its reply to the Commission's reasoned opinion of 9 August 2000 in Infringement Procedure No 1991/2036. 34. In the oral procedure, the Commission 6 — Case C-159/94 Commission v France [1997] ECR I-5815, also conceded that that provision does not paragraph 102; Case C-96/98 Commission v france [1999] impose any obligation on Member States to ECR I-8531, paragraph 36; Case C-337/98 Commission v France [2000] ECR I-8396, paragraph 45. establish a common administrative pro- 7 — Case C-62/89 Commission v France [1990] ECR I-925, cedure. Therefore, in that regard no paragraph 37; Case C-244/89 Commission v France [1991] ECR I-163, paragraph 35. infringement can be established.
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4. Transposition of the amended version of according to which it is essentially irrel- Article 2(3), first subparagraph, and evant, as far as the transposing obligation Article 7 (participation of other Member of a Member State is concerned, whether a States) specific area of applicability exists for the provision laid down in a directive or not. Rather, the aim of transposition is to create a common legal position in all Member States of the European Union. 8
35. The first subparagraph of Article 2(3) of Directive 85/337 in the version of Directive 97/11 states: 'Without prejudice to Article 7, Member States may, in excep- tional cases, exempt a specific project in whole or in part from the provisions laid down in this Directive.' Under Article 7, a Member State must involve another Member State in the environmental impact assessment procedure if it is aware 'that a project is likely to have significant effects on the environment in another Member 38. The only exception to this rule is State or where a Member State likely to be where, for geographical reasons, there significantly affected... requests [partici- would be no purpose in transposing the pation]'. directive.9 This is what the Greek sub- mission seems to be addressing. However, such an evident exception cannot be inferred in this case. The wording of Article 7 is not predicated on the existence of a common border, but on the issue of whether a project could have an effect on another Member State. In practice, the 36. Greece's defence against the allegation spatial proximity of other Member States of infringement is that those articles do not may well be relevant in this respect. But the apply to Greece. It does not have a land provision is not predicated on whether or border with other Member States of the not there is a common (land) border with European Union. Only with Italy does it other Member States. This is consistent have a common maritime border. How- with the fact that the possible effects of ever, there has not, to date, been a single environmental pollution can spread over case in which Article 7 of the directive has wide areas. Thus the Greek Government's applied as between Greece and Italy. objection does not support the argument that there are no projects within the meaning of Articles 2(3) and 7 in Greece.
8 — Case C-214/98 Commission v Greece [2000] ECR I-9601, paragraph 22; Case C-372/00 Commission v Ireland [2001} ECR I-10303, paragraphs 11 and 12. 37. On this point, reference must be made 9 —Case 420/85 Commission v Italy [1987] ECR 2983, paragraph 5 ; Case C-372/00, cited in footnote 8 above, to the settled case-law of the Court, paragraph 13.
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39. For that reason, the argument as to the environmental impact assessment, but is absence, to date, of any relevant cases only the first stage of the environmental involving Italy is of no relevance. The impact assessment, which is compulsory for shortest distance between the Greek and all projects. Italian coasts is about 140 km. Environ- mental effects may, therefore, depending on the direction of the wind and currents, reach Italy from Greece by air as well as by water, and have a significant impact on the environment there. 42. As already pointed out above, it is for the Commission to prove the infringement. As this point was not discussed in the written procedure, and the Commission has not refuted Greece's arguments as to the significance of the questionnaire as merely 40. In the light of the foregoing consider- the first stage of a comprehensive environ- ations, it must be concluded that Greece mental impact assessment, no infringement has failed to fulfil its obligation to trans- can be found in relation to the transposi- pose Article 7, and the first subparagraph tion of Article 5, as amended. of Article 2(3) of Directive 85/337 as amended by Directive 97/11.
6. Transposition of the amended versions 5. Transposition of the amended version of of Article 6(2) (participation of the public) Article 5 (information to be supplied by the and Article 9 (notice of consent decisions) developer)
41. In the oral procedure, the Commission 43. With regard to the transposition of complained that the information to be Articles 6(2) and 9, the Greek Government supplied in the questionnaire which a refers not only to existing laws, but also to developer must complete does not satisfy current administrative practice. the requirements of Article 5 and, fur- thermore, that the authorities simply issue development consent if, or, in so far as, no objections are put forward. The Greek Government responded by pointing out that the questionnaire is relevant only in the context of preliminary approval of the (a) Transposition of the amended version location. It is not a substitute for the of Article 6(2)
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44. According to Article 6(2), 'Member the average length of the process is 2.6 States shall ensure that any request for months, is thus not sufficient to establish development consent and any information that Article 6(2) of the Directive has been gathered pursuant to Article 5 are made transposed into Greek law and that an available to the public within a reasonable appropriate period for raising objections time in order to give the public concerned has been laid down. the opportunity to express an opinion before the development consent is granted'. Greece argues that Greek law currently provides a time-limit of 15 to a maximum of 30 days for such public participation, but that, in practice, the process takes, on average, approximately 2.6 months. 10 The public, therefore, has a reasonable time to 46. The Commission concludes from the express its opinions. Furthermore, legis planned legislative amendments, and the lation is currently underway to transpose extension of the period for objection from Directive 97/11, which will extend the 15 to 30 days proposed in that context, that time-limits for public participation. the Hellenic Republic has acknowledged that it has not so far provided for a reasonable period. It relies, above all, on the letter from the Greek Government of 8 November 1999, in which it responded to the allegation of failure to fulfil its obligation to transpose the corresponding provision in Directive 85/337. 45. First of all, it must be noted that, according to the settled case-law of the Court, Member States are bound, in the interests of those affected, to transpose directives in such a way that they are indisputably binding, and sufficiently pre cise, certain and clear.11A purely adminis 47. However, it is questionable whether an trative practice, of which the public is given acknowledgement of inadequate transposi only inadequate notice, which has no, or tion can in fact be inferred from the only indirect, external effect, and which proposed legislative amendments. The can by its very nature be altered by the Greek Government also vehemently dis administration at any time, cannot, there putes such an inference. The fact that the fore, be considered a legally effective fulfil period for objection is to be extended may ment of the transposing obligation of well indicate that the Greek legislature Member States. 12 The reference to the considers that a longer period for objection administrative practice, according to which would be useful. But this does not, of itself, reveal anything about whether the period for objection which currently applies is 10 — The Reply talks of time periods of over 3 months (p. 4). 'reasonable' within the meaning of the 11 —Case C-207/96 Commission v haly |1997| ĽCR 1-6869, paragraph 26; Case C-354/99 Commission v Ireland directive. It follows that no conclusion [20011 ĽCR 1-7657, paragraph 27. about the inadequacy of the current period 12 —Case 102/79 Commission v Belgium (1980] ECR 1473, paragraph 11; Case C-207/96 Commission v Italy, cited in for objection can be drawn simply from its note 11, paragraph 28. proposed extension.
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48. The Commission, for its part, has not 51. As already set out above, a reference to argued that the time-limit of 15 days is an existing administrative practice is not unreasonable. It has neither presented sufficient to show that a Member State has comparisons with other Member States, complied with its obligation to transpose. nor illustrated its objection with examples Nor do the arguments set out above in which objections could not be raised establish that Greece does not have an because of the short period of time allowed obligation to transpose Article 7. Accord- or were rejected as being inadmissible. ingly it may be inferred from the Greek Government's submissions that Greece has failed to fulfil its obligation to transpose the amended version of Article 9.
49. As a result, it must be concluded that the Commission has not established any infringement in relation to Article 6(2) of Directive 85/337, as amended by Directive 97/11.
7. Transposition of the amended version of Article 11(2) (notification of criteria for case-by-case examination) (b) Transposition of the amended version of Article 9 (notice of consent decisions)
50. As regards the transposition of the 52. Under Article 11(2), Member States are amended version of Article 9, pursuant to to inform the Commission of the criteria which the competent authority is to inform and/or thresholds adopted pursuant to the public of decisions to grant or refuse Article 4(2) for carrying out a case-by-case development consent, Greece also refers to examination. Greece argues that this its administrative practice. The competent amendment to the directive is taken into Greek authorities regularly supply the account in the proposed legislation for the competent Prefectorial Councils with the comprehensive transposition of Directive relevant information. In relation to 97/11. Greece thereby expressly acknowl- Article 9(2), according to which 'any edges that it has not yet transposed Member State which has been consulted Article 11(2) into Greek law. It must there- pursuant to Article 7' is to be informed, it fore be found that Greece has also failed to refers to its submissions on the inapplica- fulfil its obligations in relation to bility of Article 7 in Greece. Article 11(2).
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8. The complaint alleging lack of notifi- Directive 85/337. It follows, in relation to cation Articles 2(1) and (2a), 3, 4, 5, 6(1) and (2), 8,10,13 and Annexes I, II, III and IV, that, in contravention of Article 3(1) of Direc- tive 97/11, Greece has failed to fulfil its obligations by failing promptly to inform the Commission of the laws, regulations and administrative provisions adopted to 53. The Commission has applied, in the transpose the directive. alternative, for a declaration that Greece has failed to fulfil its obligations by not informing the Commission of the measures taken to transpose Directive 97/11.
VI — Costs
54. The Court has already, on several occasions, decided that the issue of lack of notification should no longer be considered in cases where infringement of specific obligations under a directive has been 56. According to paragraph 2 of Article 69 established. 13 Since an infringement has of the Rules of Procedure, the unsuccessful been established in relation to Articles 2(3), party is to be ordered to bear the costs if 7, 9 and 11(2), the lack of notification in they have been applied for in the successful this respect need not be discussed further. party's pleadings. Under paragraph 3 of that provision, the Court may, however, order the costs to be shared, or order each party to bear its own costs if the parties partly succeed and partly fail, or in excep- tional circumstances.
55. As regards the remaining provisions, it is not disputed that Greece failed to inform the Commission of any transposing meas- ures in relation to Directive 97/11. Greece did not even refer to its communication of 57. The Commission has not, in this case, 1990 by which it informed the Commission been able to prove inadequate transposition of the legislation adopted to transpose in relation to all the provisions. It has, therefore, been unsuccessful as to part of its action. Only in so far as the infringement 13 —Case C-303/93 Commission v Italy [1994| ECR I-1901, has been conceded can it be considered to paragraphs 6 and 7; Case C-65/94 Commission v Belgium, have been established. Nevertheless, it does [1994| ECR I-4627, paragraph 5; Case C-365/93 Com mission v Greece, cited in note 5, paragraphs 12 and 13. not seem appropriate to share the costs.
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The proceedings came about, after all, taken to transpose that directive. The because of Greece's failure, in contraven- Hellenic Republic must, therefore, bear tion of Article 3 of Directive 97/11, to the costs as requested in the Commission's inform the Commission of the measures application.
V I I— Conclusion
58. On the basis of the foregoing, it is proposed that the Court should rule as follows:
(1) By failing to adopt, within the prescribed period, the laws, regulations and provisions necessary to transpose fully the first subparagraph of Article 2(3), and Articles 7, 9 and 11(2) of Council Directive 97/11/EC of 3 March 1997 amending Directive 85/337/EEC on the assessment of the effects of certain public and private projects on the environment the Hellenic Republic has failed to fulfil its obligations under the Treaty.
(2) By failing, within the period prescribed, to notify the Commission of the provisions adopted to transpose fully Articles 2(1) and (2a), 3, 4, 5, 6(1) and (2), Articles 8, 10, and 13, and of Annexes I, II, III and IV to, Council Directive 97/11 the Hellenic Republic has failed to fulfil its obligations under the Treaty.
(3) The Hellenic Republic is to bear the costs of the proceedings.
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