C-445/00
ECLI:EU:C:2003:93
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AUSTRIA v COUNCIL
OPINION OF ADVOCATE GENERAL MISCHO delivered on 13 February 2003 1
I — Introduction transport by road and rail and combined transport in Austria ('the Protocol') of the Act concerning the conditions of accession of the Republic of Austria, the Republic of 1. Crossing the Alps has always presented Finland and the Kingdom of Sweden and problems and the transport of passengers the adjustments to the treaties on which the and goods by trans-Alpine routes has given European Union is founded, 4which estab- rise to technical achievements and ques- lished a transitional system. In addition to tions of an economic, ecological and, the gradual reduction of pollution by finally, political nature. means of the ecopoints system, this lays down a limit on the number of heavy goods vehicles admitted for trans-Alpine transit journeys through Austria.
2. The European Union, of course, faces this challenge. Alongside the relevant agreements concluded with the Swiss Con- federation, an agreement 2was concluded with Austria, before its accession, accom- panied by an administrative arrangement, 3 setting up a system for protection against the nuisances caused by trans-Alpine traf- fic, which in practice takes the form of an ecopoints system. 4. In 1999 the threshold for the number of vehicles transiting through Austria was exceeded and this led to the adoption of the measure contested by the Republic of 3. The general principle and the detailed Austria, namely Council Regulation (EC) rules were repeated in Protocol No 9 on No 2012/2000 of 21 September 2000 amending Annex 4 to Protocol No 9 to the 1994 Act of Accession and Regulation (EC) No 3298/94 with regard to the system 1 — Original language: French. 2 — Agreement between the European Economic Community of ecopoints for heavy goods vehicles and the Republic of Austria on the transit of goods by road transiting through Austria ('the contested and rail — Joint Declarations — Exchanges of Letters (OJ 1992 L 373, p. 6). Regulation'). 5 3 — Administrative arrangement setting the date of entry into force and the procedures for the introduction of the Eco-point system referred to in the Agreement between the European Economic Community and the Republic of Austria on the transit of goods by road and rail (OJ 1993 4 — OJ 1994 C 241, p. 21, and OJ 1995 L 1, p. 1. L 47, p. 28). 5 — OJ 1994 L 241, p. 18.
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I I— The relevant Community law (e) "transit of goods by road through Austria" shall mean transit through Austria by heavy goods vehicles, regardless of whether they are laden 5. Protocol No 9 includes the following or not; provisions.
(f) "combined transport" shall mean the carriage of goods by heavy goods A — Definitions vehicles or loading units which com- plete part of their journey by rail and either begin or end the journey by road, whereby transit traffic may under no 6. The Protocol begins with a number of circumstances cross Austrian territory definitions: on its way to or from a rail terminal by road alone;
'Article 1
(g) "bilateral journeys" shall mean inter- national carriage on journeys under- taken by a vehicle where the point of For the purposes of this Protocol, the departure or arrival is in Austria and following definitions shall apply: the point of arrival or departure, respectively, is in another Member State and unladen journeys undertaken in conjunction with such journeys.'
(c) "transit traffic through Austria" shall B — Rail transport and combined trans- mean traffic through Austrian territory port from a departure point to a destination, both of which lie outside Austria;
7. It must also be noted that the Protocol pays particular attention, or even gives priority, to the development of rail trans-
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port and combined transport. For this and combined transport and the priority to purpose, Article 3 provides that the Com- be given to the measures set out in the munity and the Member States concerned Community's provisions on railways and are to adopt and closely coordinate meas- combined transport. ures for the development and promotion of rail and combined transport for the trans- Alpine carriage of goods and, specifically, Annex 2 to the Protocol lists a number of infrastructures measures for rail transport and combined transport involving Austria, Germany, Italy and even the Netherlands.
C — Road transport
8. Article 6 of the Protocol, for its part, states that the Community and the Member States concerned are to use their best 10. The essential elements of the special endeavours to develop and utilise the rules for road goods traffic transiting additional railway capacity referred to in through Austria are set out in Article 11(2) Annex 3 to the Protocol, which also lists a of the Protocol, which is worded as fol- certain number of measures relating to lows: additional capacity of the Austrian railways for carrying goods in transit through Aus- tria (paragraph 1) and to the potential increase in consignments or tonnage. Cer- tain capacity must be available immedi- ately, that is to say, from 1 January 1995, further capacity in the short term (from the end of 1995), in the medium term (from the 'Until 1 January 1998, the following provi- end of 1997) and, finally, other capacity in sions shall apply: the long term, that is to say, available from the end of 2000 with regard to the Pyrhn- Schober route and from the end of 2010 with regard to the Brenner route.
(a) The total of NO x emissions from heavy goods vehicles crossing Austria in tran- sit shall be reduced by 60% in the period between 1 January 1992 and 9. Article 7 of the Protocol deals with 31 December 2003, according to the measures to enhance the provision of rail table in Annex 4.
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(b) The reductions in total NO x emissions 11. Article 11(4) to (6) of the Protocol from heavy goods vehicles shall be provides: administered according to an ecopoints system. Under that system any heavy goods vehicle crossing Austria in tran- sit shall require a number of ecopoints equivalent to its NO x emissions (auth- orised under the Conformity of Production (COP) value or type-appro- '4. Before 1 January 2001, the Commis- val value). The method of calculation sion, in cooperation with the European and administration of such points is Environment Agency, shall make a scien- described in Annex 5. tific study of the degree to which the objective concerning reduction of pollution set out in paragraph 2(a) has been achieved. If the Commission concludes that this objective has been achieved on a sustainable basis, the provisions of para- graph 2 shall cease to apply on 1 January 2001. If the Commission concludes that (c) If the number of transit journeys in any this objective has not been achieved on a year exceeds the reference figure estab- sustainable basis the Council, acting in lished for 1991 by more than 8%, the accordance with Article 75 of the EC Commission, acting in accordance with Treaty, may adopt measures, within a the procedure laid down in Article 16, Community framework, which ensure shall adopt appropriate measures in equivalent protection of the environment, accordance with paragraph 3 of in particular a 60% reduction of pollution. Annex 5. 6 If the Council does not adopt such meas- ures, the transitional period shall be auto- matically extended for a final period of three years, during which the provisions of paragraph 2 shall apply.
(d) ...
5. At the end of the transitional period, the acquis communautaire in its entirety shall be applied. (e) The ecopoints shall be distributed by the Commission among Member States in accordance with provisions to be established in accordance with paragraph 6.'
6. The Commission, acting in accordance 6 — Emphasis added. with the procedure laid down in Article 16,
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shall adopt detailed measures concerning accordance with paragraph 2 above, will be the procedures relating to the ecopoints extrapolated to produce the average NO x system, the distribution of ecopoints and emission value anticipated for the follow- technical questions concerning the appli- ing year. The forecast value, multiplied by cation of this Article, which shall enter into 0.0658 and by the number of ecopoints for force on the date of accession of Austria. 1991 set out in Annex 4, will be the number of ecopoints for the year in ques- tion.' 7
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12. Article 16 of the Protocol provides that, 14. As the number of transit journeys for adopting the abovementioned meas- through Austria for 1991 was 1 490 000, ures, the Commission is to be assisted by a the threshold to which Article 11(2)(c) of committee. If the measures envisaged are the Protocol refers is equivalent to 1 610 172 not in accordance with the opinion of the transit journeys. committee, or if no opinion is delivered, the Commission must without delay submit to the Council a proposal relating to the measures to be taken. The Council is to act by a qualified majority.
15. Pursuant to Article 11(6) of the Proto- col, the Commission adopted Regulation 13. Point 3 of Annex 5 to the Protocol (EC) No 3298/94 of 21 December 1994 provides as follows: laying down detailed measures concerning the system of rights of transit (ecopoints) for heavy goods vehicles transiting through Austria, established by Article 11 of Proto- col No 9 to the Act of Accession of Austria, Finland and Sweden. 8 On the basis of an 'If Article 11(2)(c) applies, the number of express power in Annex 4 to the Protocol, ecopoints for the following year shall be and in order to take account of transit established as follows: traffic in heavy goods vehicles registered in Finland and Sweden, this Regulation amends Annex 4 and fixes the total number of ecopoints as follows:
The quarterly average NO x emission values 7 — Emphasis added. for lorries in the current year, calculated in 8 — OJ 1994 L 341, p. 20.
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Year Percentage of ecopoints Ecopoints for EU-15
1991 100 % 23 556 220 (reference year)
1995 71.7% 16 889 810 1996 65.0% 15 311 543 1997 59.1% 13 921 726 1998 54.8% 12 908 809 1999 51.9% 12 225 678 2000 49.8% 11730 998 2001 48.5% 11424 767 2002 44.8% 10 533 187 2003 40.0% 9 422 488
16. Regulation No 3298/94 also fixes, in 18. Acting in accordance with the pro- Annex D, the distribution scale of eco- cedure laid down in Article 16 of the points between Member States. Protocol, the Commission, on 20 May 2000, submitted a proposal for a Commis- sion regulation to the committee provided for in Article 16 of the Protocol ('the Ecopoints Committee'). The Commission pointed out that, according to the calcu- lation method laid down in point 3 of Annex 5 to the Protocol, the number of ecopoints for the year 2000 was to be reduced by approximately 20% (that is, 2 184 552 ecopoints). III — Origin and content of the contested Regulation
17. According to information from the Austrian Government, the ecopoint stat- istics showed 1 706 436 journeys during 1999, which represented a 14.57% increase 19. According to the Commission, the over the figure for 1991. consequence of that reduction would be
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that, during the last quarter of the year submitted to the Council an identical pro- 2000, there would be practically no eco- posal for a Council Regulation. points available, so that all transit of lorries through Austria would be prohibited. Therefore, pointing out that the applicable provisions of the Protocol had to be inter- preted in the light of the fundamental freedoms, the Commission proposed to distribute the reduction in the number of 22. On 21 September 2000 the French ecopoints over the final four years, from Presidency submitted to the Council a 2000 to 2003, covered by the transitional compromise proposal which, while retain- rules. 30% of the reduction was to take ing the Commission's original proposal to effect in 2000, 30% in 2001, 30% in 2002 stagger the reduction in ecopoints until and the remaining 10% in 2003. 2003, adopted a new calculation method which gave a reduction of 1 009 501 ecopoints. The Commission then amended its initial proposal in line with the French compromise proposal. This allowed the Council to adopt by a qualified majority the Commission's amended proposal, which became the contested Regulation. The Republic of Austria voted against it.
20. Taking the view that the Protocol provided no guidelines concerning the dis- tribution of the reduction between the Member States, the Commission also pro- 23. The text adopted in this way became posed that the burden of the reduction the contested Regulation. should be borne by the Member States whose hauliers had contributed to the threshold prescribed in Article 11(2)(c) of the Protocol being exceeded during 1999.
24. Article 1 of the regulation reads as follows:
21. Since its proposal was not approved by 'Annex 4 to Protocol No 9 to the Act of a qualified majority of the Ecopoints Com- Accession of Austria, Finland and Sweden mittee, on 21 June 2000 the Commission shall be amended as follows:
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Year Percentage of ecopoints Ecopoints for EU-15
2000 48.5% 11 428 150
2001 47.2% 11 121 897
2002 43.5% 10 250 317
2003 39.6% 9 321 5 3 1 '
25. Article 2(1) of the regulation provides 26. Finally, Article 2(4) of the contested as follows: Regulation amends Annex D to Regulation No 3298/94 so as to effect a new distribu- tion of ecopoints among the Member States.
'Regulation (EC) No 3298/94 is hereby amended as follows:
(1) T h e s e c o n d s u b p a r a g r a p h of Article 6(2) shall be replaced by the following: IV — Forms of order sought and pleas by the Republic of Austria
"In the circumstances provided for in Article 11(2)(c) of Protocol No 9, the number of ecopoints shall be reduced. The reduction shall be calculated using the method laid down in point 3 of Annex 5 to Protocol No 9. The reduc- 27. The Republic of Austria claims that the tion of ecopoints thus calculated shall Court should: be spread over several years." 9
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9 — Emphasis added. — annul the contested Regulation;
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— in the alternative, annul Article 1 and 29. By order of the President of the Court Article 2(1) and (4) of the contested of 26 January 2001, the Federal Republic Regulation; of Germany and the Commission were granted leave to intervene in support of the form of order sought by the Council. By a further order of 30 April 2001, the Italian Republic was granted leave to intervene also in support of the form of order sought — order the Council to pay the costs. by the Council.
28. The Council contends that the Court should:
30. By a separate document lodged at the Court Registry on 4 December 2000, the — reject as inadmissible all the heads of Republic of Austria filed an application complaint raised against the Commis- under Articles 242 EC and 243 EC for sion, the applicant not having brought suspension of the operation of the con- an action against it; tested Regulation and for the adoption of interim measures.
— dismiss the action as unfounded;
— in the alternative, should the Court 31. By order of 23 February 2001, 10 the uphold the action and annul the con- President of the Court ordered that oper- tested Regulation, order that all of its ation of Article 2(1) of the contested effects shall be maintained; Regulation be suspended until judgment in the main proceedings, dismissed the remainder of the application and reserved the costs.
— order the applicant to pay the costs. 10 — Case C-445/00 R Austria v Council [2001] ECR I-1461.
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32. The Republic of Austria bases its action V — Admissibility of heads of complaint on six pleas in law: raised against the Commission
Principal plea: 33. The Council objects that the heads of complaint relating to the Commission's acts are illegal because no action has been 1. infringement of essential procedural brought against the Commission by Austria requirements when the contested Regu- and the Court's judgment in the present lation was adopted. case will not be enforceable against an institution which is not a party to the proceedings. In support of its objection of inadmissibility, the Council cites paragraph 33 of the order of the Court of First In the alternative: Instance of 1 December 1994, 11 where it was stated that the court hearing an application for interim relief could not issue directions to individuals who were 2. infringement of the EC Treaty or the not parties to the dispute. Protocol in that the Commission's proposal was amended after it had been submitted to the Council;
3. failure to state reasons; 34. It must be observed straightaway that the situation in the present case is entirely different because the present action does not seek to obtain an injunction addressed 4. infringement of the EC Treaty or the to the Commission. Furthermore, the Com- Protocol by the contested Regulation; mission is an intervener in the present case.
5. infringement of legal provisions and failure to state reasons when applying the method of calculation referred to in point 3 of Annex 5 to the Protocol; 35. In any case, it is sufficient to note that, in support of its application for the annul- ment of the contested Regulation, the
6. no legal basis for the contested Regu- 11 — Case T-353/94 R Fostbank v Commission [1994] ECR lation. II-1141.
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applicant is justified in pleading, in its 2. When reference is made to the procedure heads of complaint, all the decisive laid down in this Article, the representative elements of the decision-making process of the Commission shall submit to the of which the Commission's proposal forms Committee a draft of the measures to be part. taken. The Committee shall deliver its opinion on the draft within a time-limit which the Chairman may lay down accord- ing to the urgency of the matter. The opinion shall be delivered by the majority laid down in Article 148(2) of the EC 36. Therefore I propose that the Council's Treaty in the case of decisions which the plea of inadmissibility be dismissed. Council is required to adopt on a proposal from the Commission. The votes of the representatives of the Member States within the Committee shall be weighted in the manner set out in that Article. The Chairman shall not vote.
VI — First and second pleas: infringement of essential procedural requirements when the contested Regulation was adopted and, in the alternative, infringement of the EC 3. The Commission shall adopt the meas- Treaty or the Protocol in that the Commis- ures envisaged if they are in accordance sion's proposal was amended after it had with the opinion of the Committee. been submitted to the Council
37. I shall consider these two pleas together as they are closely connected. If the measures envisaged are not in accordance with the opinion of the Com- mittee, or if no opinion is delivered, the Commission shall without delay submit to the Council a proposal relating to the measures to be taken. The Council shall 38. Article 16 of the Protocol provides as act by a qualified majority. follows:
4. If, on the expiry of a period of three '1. The Commission shall be assisted by a months from the date of referral to the Committee composed of the representatives Council, the Council has not acted, the of the Member States and chaired by the proposed measures shall be adopted by the representative of the Commission. Commission.'
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A — Arguments of the parties Council. The German Government and the Italian Government consider that the grant of authorisation by the Commission was justified by the fact that the Austrian authorities were late in providing the statis- tical information required by the Commis- sion.
39. By its first plea, the Austrian Govern- ment maintains that there has been an infringement of essential procedural requirements in the adoption of the con- tested Regulation. It asserts, in particular, 41. By its second plea, the Austrian Gov- that the Commission's decision to amend ernment claims that, under the procedure its initial proposal for a regulation in order laid down in Article 16 of the Protocol, the to endorse the compromise submitted by Commission did not have the authority to the Presidency of the Council was not a amend, a posteriori and substantially, the collegiate decision. The Austrian Govern- proposal it had submitted to the Council. ment adds, in that regard, that to authorise the relevant Commissioner to amend, if necessary, a Commission proposal so as to adopt a new formulation commanding a qualified majority in the Council consti- tuted a failure to observe the Commission's internal rules, which limited authorisations to the adoption of clearly defined manage- ment and administration measures. 42. The Council and the interveners con- sider that the Commission may amend its proposal at any time pursuant to Article 250(2) EC.
40. The Council and the German Govern- ment contend that the Austrian Govern- B — Assessment ment relies on a mere presumption that there was no valid authorisation. The Commission asserts that the relevant Com- missioner, anticipating the course of the negotiations in the Council, obtained auth- orisation so that he could amend the proposal if a compromise text obtained 43. I shall begin by examining the second the support of a qualified majority of the plea.
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44. Article 250 EC provides as follows: proposal concerning the measures to be taken which it submits to the Council. 12
'1. Where, in pursuance of this Treaty, the 47. This applies particularly in the present Council acts on a proposal from the Com- case, where the Commission submitted to mission, unanimity shall be required for an the Council a proposal which was the same act constituting an amendment to that as the one it had submitted to the Manage- proposal, subject to Article 251(4) and (5). ment Committee and which had been amended only in the course of the dis- cussions in the said Committee.
2. As long as the Council has not acted, the Commission may alter its proposal at any 48. Consequently the question falls within time during the procedures leading to the the ambit of Article 250(2) EC, which gives adoption of a Community act.' the Commission complete freedom to amend the proposal it submitted to the Council.
45. The question raised by Austria is in reality whether the Commission can still 49. The remaining question is whether, as amend a proposal when, in the absence of a Austria maintains, the Commission's favourable opinion in the Committee, it has decision to amend the proposal ought to already transferred the proposal, as it have been taken by the full Commission. stands, to the Council, whereas a qualified majority in favour might have been obtained in the Committee if the amended proposal had been submitted to it.
50. On this point it must be observed that, under Article 13 of the Commission's internal rules, in the version in force at the material time, the Commission may 'instruct one or more of its members, with 46. The reply to the question is in the affirmative. The Court has in the past held that, in the context of the so-called Man- 12 — See, to that effect, Case C-244/95 Moskof [1997] ECR I-6441, paragraph 39; Case C-151/98 P Pharos v Commis- agement Committee procedure, the Com- sion [1999] I-8157, paragraph 23, and Case C-352/98 P Bergaderm and Goupil v Commission [2000] ECR I-5291, mission has a certain discretion to alter the paragraph 65.
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the agreement of the President, to adopt the Council's work make it desirable for the definitive text... of any proposal to be Commission to be informed unofficially in presented to the other institutions the advance of the compromise proposals substance of which has already been deter- which the Presidency of the Council intends mined in discussion'. to present to the Council so that the commissioner responsible can obtain auth- orisation, before the Council meets, to announce an amendment to the proposal to that effect if it appears, in the discussion between the ministers, that a qualified majority can be obtained in favour of the compromise. Moreover, it would be 51. However, the amendment in question acceptable if the said commissioner had a in no way affected the substance of the certain latitude in case the compromise text proposal. As the President of the Court were amended in the course of the dis- observed, at paragraphs 78 and 80 of his cussion, provided that the spirit and the order in the case of Austria v Council, cited substance of the Commission's original above, in the present case the amendment proposal were not affected. to the proposal for a regulation related to one aspect, which was, admittedly, import- ant, but of a technical nature, concerning the application of the calculation method, on which the opinions of the Member States varied. Furthermore, according to 53. Consequently, in my opinion, the first the Commission, which has not been and second pleas are unfounded. contradicted on this point, the proposal was amended in the light of information regarding the interpretation of the statistics supplied by the applicant after the initial proposal for a regulation.
VII— Third plea (alternative): failure to state reasons
52. Austria also contends that the member of the Commission responsible for trans- port received a u t h o r i s a t i o n on A — Arguments of the parties 20 September 2000, whereas the compro- mise proposal of the Presidency of the Council was not officially presented until 21 September 2002. In my opinion, this does not alter the conclusion to be reached 54. The Austrian Government submits with regard to this complaint by Austria. that, as regards the calculation of the extent On the contrary, the bona fide cooperation of the reduction in the number of eco- which must exist between the institutions points, the key for distributing the reduc- and the legitimate aim of furthering the tion between the Member States, the
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spreading of the reduction at issue in this German Government, when the contested case over four years, and the introduction Regulation is read in conjunction with of a general rule for spreading the reduc- those preparatory documents, the recitals tion in the number of ecopoints over of the Regulation enable the Republic of several years if the threshold number Austria and the Community courts to established in Article 11(2)(c) of the Proto- understand all the factors which led the col is exceeded, the contested Regulation legislature to adopt the Regulation. does not fulfil the obligation to give an adequate statement of reasons.
57. The same government observes that the general method of calculation is explained 55. The Council and the interveners in the third recital of the preamble to the observe that it is settled case-law that the contested Regulation by a reference to the statement of reasons required by Article 253 calculation formula, which is itself very EC must disclose in a clear and unequivocal detailed, in point 3 of Annex 5 to the fashion the reasoning followed by the Protocol and, more importantly, that the institution which adopted the measure in exact calculation with figures was repro- question in such a way as to enable the duced in the statement of reasons of the persons concerned to ascertain the reasons Commission's proposal of 20 May 2000. for the measure and to enable the Court to exercise its power of review. It is not necessary for the reasoning to go into all the relevant facts and points of law, since the question whether the statement of reasons meets the requirements of Article 253 EC must be assessed with 58. Finally, according to the German Gov- regard not only to its wording but also to ernment, the context of the distribution of its context and to all the legal rules govern- ecopoints among the Member States which ing the matter in question. 13 contributed most to exceeding the thresh- old is described in the seventh recital of the preamble to the contested Regulation and the argument for or against a calculation based on the polluter-pays principle or the principle of solidarity were broadly set out by the Commission in the statement of 56. The German Government observes reasons of its proposal. that the proposals and memoranda pres- ented in the legislative procedure and produced by the Republic of Austria in Annexes 4 and 5 to its application, fall within that context. According to the 59. The Commission considers that the 13 — See the judgments in Case C-478/93 Netherlands v fifth and sixth recitals of the preamble to Commission [1995] ECR I-3081, paragraphs 48 and 49, the contested Regulation show clearly that and Case C-22/94 Irish Farmers Association and Others [1995] ECR [-1809, paragraph 39. the Commission considered that it should
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'interpret' the method of calculation for settled case-law, the validity of the state- 2000 in the light of the free movement of ment of reasons of the measure must be goods guaranteed by the Treaty and assessed taking account of the fact that the refrained from imposing the entire reduc- Member State concerned was closely tion in 2000, in accordance with the associated with the process of drafting the Protocol, in order to avoid stopping transit contested measure and is thus aware of the traffic because nine months of that year reasons underlying it. The Court adds that had already elapsed. if the contested measure clearly discloses the essential objective pursued by the institution, it would be excessive to require a specific statement of reasons for the various technical choices made. 14
B — Assessment
VIE — Fourth plea (alternative): infringe- 60. It seems unlikely that the applicant was ment of the EC Treaty or the Protocol by unaware of the aims of and the reasons for the contested Regulation. Sixth plea (alter- the contested Regulation which, I think, are native): no legal basis for the contested sufficiently clear from the preamble. Regulation
63. As the fourth and sixth pleas are very 61. Moreover, it is hardly conceivable that closely related, I shall take the liberty of the Republic of Austria, which from the examining them together. beginning has been actively involved in the ecopoints system, to a large extent ensures that it is implemented, provides the statis- tical material and has actively participated in all the meetings of the Ecopoints Com- mittee, where it has heard the observations of the Commission and the other Member A — First limb of the fourth plea: spread- States which have contributed to formulat- ing of the reduction in ecopoints over ing the Committee's opinion, can claim to several years have been damaged by an insufficiently detailed statement of the technical rules for applying the system. 64. For the Austrian Government, the wording of point 3 of Annex 5 to the Protocol is clear. In providing that 'if
62. Therefore the situation here is 14 — Case C-301/97 Netherlands v Council [2001] ECR I-8853, undoubtedly one where, according to paragraphs 188 and 190.
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Article 11(2)(c) applies, the number of into a general rule for every case to which ecopoints for the following year15 shall be Article 11(2)(c) of the Protocol applies has established as follows', it leaves no room no legal basis at all in the Protocol and is for interpretation. As the threshold pre- manifestly contrary to the system estab- scribed by Article 11(2)(c) was exceeded in lished by the Protocol. 1999, the number of ecopoints for 2000 had to be reduced in accordance with the method of calculation laid down in the second subparagraph of point 3 of Annex 5 to the Protocol. 68. For the Austrian Government, since the Protocol forms part of primary law, its amendment by the contested Regulation, which is a piece of secondary legislation, without the Council having express auth- orisation under primary law, is manifestly 65. Consequently, in the opinion of the illegal. Austrian Government, the Protocol does not provide a legal basis which would permit the Commission to spread the reduction over four years. 69. The parties' submissions show that this complaint by the Austrian Government raises two separate problems.
66. Furthermore, Article 2(1) of the con- tested Regulation, which replaced the sec- ond subparagraph of Article 6(2) of Regu- 70. I shall therefore examine the following lation No 3298/94, implicitly aims to two questions: amend point 3 of Annex 5 to the Protocol.
— whether the Council had the right to introduce once and for all the principle 67. Article 2(1) provides that 'the reduction of spreading ecopoint reductions over of ecopoints... shall be spread over several several years (Article 2(1) of the con- years', 15 without stating whether a single tested Regulation); operation was involved. However, accord- ing to the Austrian Government, the con- version of the method of spreading the reduction in ecopoints over several years
— whether, in the particular circum- 15 — Emphasis added. stances of 2000, it was justified in
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spreading the reduction, exceptionally, 74. According to the Commission, the over four years (Article 1 of the con- purpose of spreading the reduction was to tested Regulation). keep transit traffic moving for the remainder of 2000 and such justification can apply only to a rule which relates solely to the situation in 2000 and has as its sole object the resolution of the specific prob- lem which arose in 2000.
1. Spreading ecopoint reductions over several years as a permanent principle (Article 2(1) of the contested Regulation) 75. The Commission cites in support the fifth and sixth recitals of the preamble to the contested Regulation, which read as follows:
71. On this point I agree entirely with the Austrian Government. There is no doubt that Article 2(1) of the contested Regu- lation provides that a reduction in eco- '5) Protocol No 9 must be applied in points as a result of exceeding the stated accordance with the fundamental free- threshold is to be 'spread over several doms established by the Treaty. It is years'. therefore imperative to take measures which are capable of ensuring the free movement of goods and the full func- tioning of the internal market.
72. However, point 3 of Annex 5 to the Protocol states equally clearly that the 6) To impose the whole reduction of reduction is to take effect the following ecopoints solely in 2000 would have year. the disproportionate effect of stopping, to all intents and purposes, transit traffic through Austria. As a result, the reduction in the total number of ecopoints should be spread over the years 2000 to 2003.' 73. The Commission submits that the con- tested Regulation must be understood as referring only to the specific situation in 2000. Article 2(1) could not be interpreted otherwise than as referring to spreading the 76. The Commission adds that the possi- reduction once only as a result of a bility of a similar situation arising in situation which arose in 2000. subsequent years was not considered at
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the time and 'institutionalisation' of the wise, may not be suspended, amended or practice of spreading the reduction was repealed otherwise than in accordance with quite unnecessary and would have been the procedures established for review of the entirely out of place in the context of future original Treaties. 16 decisions to be taken in conformity with the committee procedure, as such decisions must take account of current circum- stances.
80. The arguments put forward by the Italian Government do not lead to a different reply. The Italian Government contends that the aim of the Protocol is, 77. It is true that the fifth and sixth recitals first, to reduce pollution from heavy goods rather support the Commission's argument. vehicles and, second, to switch from road to rail the increase in transit traffic which, without adequate rail capacity, would be passed to the roads. Limiting Community goods traffic would be rationally justified only if rail or combined transport were simultaneously encouraged. However, the existing rail capacity in Austria was inad- equate and no significant steps had been 78. However, the wording of Article 2(1) is taken to facilitate the transport of goods by categorical: it mentions no limitation as to rail. Consequently the plan to limit the time and makes no reference at all to the transiting of heavy goods vehicles belong- particular problem which arose in 2000. As ing to undertakings in other Member States the operative part of a legal measure must would have the effect of protecting Aus- always override the preamble, it must be trian road carriers, whose business would found that Article 2(1) is to be read as increase to the detriment of competitors. amending with permanent effect the second subparagraph of Article 6(2) of Regulation No 3298/94 in a way which is inconsistent with point 3 of Annex 5 to the Protocol.
81. The Italian Government also claims that the Protocol has become a source of primary law ('has been constitutionalised') only with regard to its purpose, namely, to 79. The protocols and annexes to an act of accession constitute provisions of primary 16 — Joined Cases 31/86 and 35/86 LAISA v Council [1988] law which, unless the act provides other- ECR 2285, paragraph 12.
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prevent the 108% threshold from being 85. In this connection it should be added exceeded, but not with regard to the means that the Commission's and the Council's of achieving that aim. arguments concerning the inferences to be drawn from the exceptional circumstances of the adoption of the contested Regulation cannot be accepted. Even assuming that such circumstances may affect the validity of special measures for resolving the prob- lems caused by those circumstances, they cannot, by definition, justify the amend- 82. The possible inadequacy of rail capac- ment with permanent effect of the rules laid ity in Austria, which is denied by the down by the Protocol. A new provision Austrian authorities, cannot be such as to which is intended to apply for an unlimited justify the breach of other provisions of the period necessarily becomes the rule and Protocol. Failure to comply with the provi- therefore it cannot purport to be justified sions of the Protocol concerning the by an exceptional situation. improvement of rail capacity may entail the consequences which Community law attaches to the breach of obligations laid down by it, but those consequences do not include the power for the institutions to adopt measures of secondary law which are contrary to primary law. 2. The spreading of the ecopoints reduction over the years 2000 to 2003 (Article 1 of the contested Regulation)
83. I also consider that, as the Protocol includes detailed and explicit provisions 86. Now let me consider the position concerning spreading the reduction in eco¬ regarding Article 1 of the contested Regu- points, it cannot be concluded that the lation, which applies for a limited period of 108% threshold alone is a matter of time. primary law and that those provisions are not.
(a) Arguments of the parties
84. It follows that, contrary to the Com- mission's argument, Article 2(1) of the contested Regulation is invalid in so far as it amends with permanent effect the 87. The Austrian Government considers spreading of the ecopoints reduction pro- that the reasons given by the Council in vided for by the Protocol. the preamble to the contested Regulation
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concerning the disproportionate effect of 89. The Council maintains that it was imposing the whole reduction of ecopoints necessary to apply the Protocol in the light solely in 2000 and the fact that the Protocol of its objectives and those of the Act of must be applied in accordance with the Accession, namely the full integration of fundamental freedoms established by the the Republic of Austria into the regime Treaty are unacceptable, since it believes established by the Treaty for the free that the Council's method of interpretation movement of goods and the internal mar- is contrary to the clear wording of the ket. The ecopoint system was an excep- Protocol. Furthermore, even if it were tional, temporary arrangement terminating permitted to proceed in that way, the in 2003 at the latest, and the acquis regime introduced by the contested Regu- communautaire was applicable in its enti- lation was still unlawful, for it would rety during that transitional period, in clearly have been possible to implement accordance with Article 11(5) of the Proto- the Protocol without detriment to the col. In view of these constraints and of the internal market by adopting less restrictive objectives of the Protocol, the only logical measures, for example, by spreading the way to interpret the Protocol was to spread reduction only over the years 2000 and the reduction in ecopoints over several 2001. years.
88. The Council considers that to apply the 90. According to the German Government, whole reduction in ecopoints solely in the it is apparent from the second sentence of year 2000 would have had the dispropor- Article 11(3) of the Protocol, which puts tionate effect of stopping all transit traffic 'the proper functioning of the internal through Austria. The Council claims that market' on an equal footing with 'the the adoption of the contested Regulation protection of the environment in the inter- was delayed by the late dispatch of reliable est of the Community as a whole', that the statistical information by the Austrian Commission and the Council are not authorities. Consequently the Council had entitled, within the framework of the adopted the regulation in a situation of mechanism for reducing the ecopoints force majeure. The Council points out that established in Article 11(2)(c) of the Proto- the objective of the ecopoint system is to col, to take measures which would reduce pollution and that objective has seriously disrupt the proper functioning of already been largely achieved. The possible the internal market. Furthermore, when the problem of noise, apart from the fact that it provisions implementing the reduction did not actually give rise to the ecopoint mechanism were adopted, the Community system, should yield to the requirements of legislature had a degree of latitude, as was the proper working of the internal market. apparent from the words 'appropriate Moreover, the Austrian Government's measures' in Article 11(2)(c) of the Proto- interpretation of the Protocol would have col. If the Commission or the Council were the effect of discouraging the use of lorries required, under that provision, to transpose which cause less pollution. the calculation method contained in point 3
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of Annex 5 to the Protocol without being 94. Still according to the Commission, it able to take account of the impact on the was consequently necessary to choose internal market, the reference to 'appropri- between three options: ate measures' would be superfluous.
(a) full reduction at a single stroke: this 91. The Commission contends that the would have had the undoubted dis- Community institutions were prevented by advantage for all the parties concerned exceptional circumstances from applying of stopping all transit traffic until the the Protocol to the letter. They had found end of the year. However, in a de facto themselves compelled to seek a fair and situation which was not provided for practical solution for carrying out the by the legislature and was created by a reduction in ecopoints. case of force majeure, a legislative measure must not be applied 'blindly' if other equitable solutions which can be defended on a purposive basis exist;
92. For the Commission, the exceptional circumstances arose from the following events: the Austrian statistics were not presented to the Commission until March 2000 and the fact that they were disputed (b) proportionate reduction (deduction of by the Member States to the point where no points for the last quarter): this would agreement could be reached during the not have been in conformity with the procedure of the Ecopoints Committee wording of the Protocol either, but must be deemed an exceptional circum- would have had the additional dis- stance. As that eventuality is never totally advantage of causing Austria to lose excluded, the Commission adds, it could part of the reduction (2/3) to which it not prevent the procedure from taking that was entitled under the Protocol; course because it had no reason in principle for doubting the accuracy of the statistics or the method used by Austria and there- fore could not amend them on its own authority. (c) reduction in the number of ecopoints, spread over four years: this solution chosen by the Commission was cer- tainly contrary to the terms of the Protocol, but did not entail a loss of 93. The institutions were therefore in a ecopoints for Austria. Its right to the situation of force majeure which was, so to quantity specified by the Protocol speak, relative and flexible because of the remained the same, without transit context and the requirement of fairness. traffic being blocked. After careful
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consideration of all the interests aris- already been established in Article 15(3) ing, the Commission considered that of the 1992 Agreement. It is clear from this was the most balanced solution. Article 15(1) and (2) of the Agreement The Commission proposed it and was that the objective was established in followed down that road by the Coun- order "to reduce the emissions and cil. noise generated by heavy goods vehicles crossing Austrian territory in transit" and that this was "in the interests of environmental protection and public health". It is also apparent from Article 15(2) of the 1992 Agree- (b) Assessment ment that, when the ecopoint system was implemented, it was considered that the reduction in NO x emissions could be taken as representative for the purposes of evaluating the reduction in 95. Regarding the submissions by the pollution and noise. Council and the interveners based on the context and the purpose of the ecopoints system, I should like to repeat the observa- tions, made after 'an initial examination' by the President of the Court of Justice at paragraphs 87 to 93 of his order in Austria v Council which I regard as a definitive statement. 89 An initial examination of Article 11(4) of the Protocol shows that the objective of reducing NO x emissions by 60% is crucial. That provision stipulated that if, in the light of the scientific study provided for therein of the degree to 96. The President stated as follows: which that objective had been achieved, the Commission were to conclude that it had been achieved on a sustainable basis, which was not the case, the provisions of Article 11(2) of '87 The objective of the ecopoint system... the Protocol would cease to apply on is to bring about a 60% reduction in 1 January 2001. However, if, on the the total emissions of NO x from lorries other hand, the Commission concluded transiting through Austria during the that the objective of reducing N O x period from 1 January 1992 to emissions by 60% had not been 31 December 2003. achieved on a sustainable basis, which was the case, the Council, acting in accordance with Article 75 of the EC Treaty (now, after amendment, Article 71 EC), could adopt measures which ensured equivalent protection of 88 That objective, which is stated in the environment, in particular a 60% Article 11(2)(a) of the Protocol, had reduction of pollution.
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90 However, the fact that the essential aim 93 The disputed provisions of the Protocol of the ecopoint system is to reduce specifically set up a transitional regime N O x emissions does not seem, prima which derogates, in so far as is necess- facie, to alter the interpretation of ary, from the rules governing the Article 11(2)(c) in conjunction with functioning of the internal market. It point 3 of Annex 5 to the Protocol, is true that any provision of an act of which emerges from the very wording accession which includes a derogation of those provisions. Indeed, the mech- from the rules of the Treaty concerning anism which they establish for reducing the free movement of goods must be the ecopoints is set in motion if the interpreted strictly (Case C-233/97 threshold number of journeys provided KappAhl [1998] ECR I-8069, para- for in Article 11(2)(c) of the Protocol is graph 18), in order to facilitate the exceeded, not a threshold of ecopoints achievement of the objectives of the or NO x emissions.... Treaty and the application of all its rules (Joined Cases 194/85 and 241/85 Commission v Greece [1988] ECR 1037, paragraph 20). Nevertheless, that does not mean that it is possible to obtain an interpretation which con- flicts with the clear wording of the provision at issue.'
91 By taking as their basis a threshold number of journeys, Article 11(2)(c) and point 3 of Annex 5 to the Protocol appear designed not only to reduce N O x emissions, an objective which, 97. Consequently, while I agree with the after all, can only be furthered by a President of the Court that an interpre- reduction in ecopoints but also, as an tation directly contrary to the wording of additional objective, to restrict the the provision at issue, such as spreading the number of journeys, an increase in reduction in ecopoints over four years, is which is regarded as a disruption to not admissible, I should nevertheless like to be avoided. add that to concentrate the whole of the reduction in ecopoints in a single quarter is likewise incompatible with that provision.
92 Finally, it does not seem, prima facie, 98. It cannot be disputed that the legis- that the apparent divergence between lature wished to have the reduction in the abovementioned provisions of the ecopoints spread over one year, the aim Protocol and those of the contested certainly being to cause as little disruption Regulation can be justified by the need as possible to the free movement of goods, to integrate the Republic of Austria which is an important objective of the into the internal market. Treaty.
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99. It is true that Article 11(2)(c) of the 102. As point 3 of Annex 5 to the Protocol Protocol requires the institution taking the does not expressly refer to a calendar year decision to adopt 'appropriate measures in and as the effectiveness of the reduction accordance with paragraph 3 of Annex 5 mechanism would have been preserved in thereto'. 17 The said paragraph 3 stipulates this way, I think this interpretation would, that 'the number of ecopoints for the as matters stood at the time, have been following year 17 shall be established as consistent with the Protocol and with follows' and it lays down a mathematical Annex 5. The authors of the Protocol could formula based on the assumption that the not have foreseen that the recording of reduction would be spread over the year transit journeys might give rise to such following that when the threshold was considerable difficulties and entail such a exceeded. long delay in the decision.
103. On the other hand, by spreading the 100. However, if three quarters of the reduction over four years, the Council following year have already elapsed with- completely disregarded the wording of the out a reduction in the number of transit Protocol. The Council seeks to justify the journeys and if, therefore, it is impossible decision on the ground of force majeure, to comply with the provision to the letter, I but to no avail. It does not mention any think it would be compatible with the unforeseeable, abnormal difficulty beyond concept of 'appropriate measure' and more its control would have compelled it to in conformity with the spirit of the system spread the reduction. to spread the reduction over a 12-month period beginning on the date of the entry into force of the decision setting the level of the reduction, rather than to apply the entire reduction in a single quarter. In that way the requirement of a 'year' would at 104. I conclude, therefore, that Article 1 of least be met, if not that of 'the following the contested Regulation must be annulled. year'.
101. The Austrian Government itself B — Second limb of the fourth plea: admits 'that it would obviously have been distribution of ecopoints among the possible to apply the Protocol without Member States creating any restriction on the internal market by adopting less constraining meas- ures, for example, spreading the reduction over 2000 and 2001 only'. 105. As the distribution of the reduction over four years is illegal, its distribution among the different Member States is also 17 — Emphasis added. necessarily illegal.
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106. Consequently I shall examine only as 109. Consequently, Article 2(4) of the an alternative the question whether, as the contested Regulation replaced the distribu- Austrian Government maintains, such dis- tion table for ecopoints per Member State tribution is illegal because it did not affect in Annex D to Regulation No 3298/94 by a all the Member States. new Annex D which distributes ecopoints on a graduated basis over the period 2000 to 2003.
(a) Arguments of the parties 107. This question could be relevant if the Commission or the Council had once again to reduce ecopoints as result of the thresh- old of 108% being exceeded in a sub- sequent year. 110. The Austrian Government considers that that the new distribution of ecopoints between the Member States is incompatible with Community law. It maintains that, in the absence of any guidance in the Protocol relating to the distribution method, dis- tribution should be effected taking account of general legal principles, in particular the principle of solidarity, and also the polluter 108. It must be observed that the distribu- pays principle and the principle of propor- tion of ecopoints among the Member States tionality. was not brought about by the Protocol, but by Regulation No 3298/94, and the seventh recital of the preamble to the contested Regulation is worded as follows:
111. First of all, the fact that, under the contested Regulation, the reduction in ecopoints concerns only those Member States which have contributed to the sig- nificant increase in traffic transiting through Austria, was, as a matter of principle, fundamentally incompatible with 'Proportionality of the reduction of eco- the principle of solidarity. points... requires that those Member States who contributed most to the 8% threshold being exceeded should have their allo- cations of ecopoints cut to ensure that the total reduction is met. This calls for a revision of the distribution key of ecopoints 112. Moreover, the first criterion used by to the Member States.' the Council to determine the main perpe-
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trators of the increase, that is to say, the 116. The German Government submits extent to which the Member States con- that it is clear from Article 11(6) of the tributed to the exceeding of the threshold Protocol that the Community legislature established in Article 11(2)(c) of the Proto- has a broad discretion when distributing col, was also incompatible with the prin- ecopoints. It was not possible to ascertain ciple of proportionality. from the Protocol which principle, the principle of solidarity or the 'polluter pays' principle, must have priority in that regard.
113. It appears disproportionate that a Member State which has barely exceeded that threshold should suffer a reduction in its ecopoints quota, whereas a Member 117. The Commission maintains that the State which was just below the threshold Community legislature exercised its discre- should escape a reduction altogether. tion in deciding to apportion the reduction in ecopoints among the Member States according to their contribution to exceed- ing the prescribed threshold. This approach conformed with the 'polluter pays' prin- ciple and was not chosen arbitrarily. 114. Finally, as regards the second cri- terion, based on a comparison between the volume of transit traffic in 1999 and in the years 1995 to 1997, the applicant maintains that the reference years were arbitrarily chosen. (b) Assessment
115. The Council contends that, to ensure that the reduction is proportional, the contested Regulation provides that only 118. Under Article 11(6) of the Protocol, the Member States which contributed to 'the Commission, acting in accordance the threshold being exceeded are to have with the procedure laid down in their allocations of ecopoints reduced. The Article 16, shall adopt detailed measures Council observes that the distribution key concerning the procedures relating to the of ecopoints among the Member States was ecopoints system, the distribution of eco- not laid down by the Protocol, but by a points 18 and technical questions concern- secondary law measure, namely Regulation ing the application of this Article...'. No 3298/94. In amending that regulation, the contested Regulation did not breach either the EC Treaty or the Protocol. 18 — Emphasis added.
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119. The Protocol gives no indication of Regulation to calculate the reduction in the method to be used for apportioning the ecopoints is incompatible with the general reduction of ecopoints among the Member objectives of the Protocol and thus con- States. stitutes an infringement of the Protocol and a misapplication of the calculation method laid down in point 3 of Annex 5. The use of that calculation method resulted in a lesser reduction than that provided for by the Protocol. The contested Regulation is also 120. It follows that the institutions have a vitiated by a seriously inadequate statement certain discretion in this respect, which is of reasons, since it contains no specific subject to only a limited review by the information concerning the calculation Community courts. method which forms the basis of the reduction in ecopoints imposed in Article 1.
121. However, as the objective of the ecopoints system is to reduce pollution of the environment, it is not manifestly arbit- rary or unreasonable to require only the 124. The Council, the German Govern- Member States which contributed to the ment and the Commission dispute these exceeding of the 8% threshold to suffer the submissions. reduction in ecopoints.
122. I therefore conclude alternatively that 125. To render this problem intelligible, I the Council did not exceed its discretion think it is necessary to summarise the and that the second limb of the fourth plea Commission's observations in the note on must be dismissed. the ecopoints system which forms Annex 2 to its statement in intervention. The note is not contested in so far as it describes the system and summarises the discussions which have taken place.
IX — Fifth plea (alternative): infringement of legal provisions and failure to state adequate reasons when applying the method of calculation provided for in 126. First, the Commission points out that point 3 of Annex 5 to the Protocol the system has the unusual feature of being based entirely on a single source of infor- mation, namely the statistics provided by the Austrian authorities. The computer 123. According to the Austrian Govern- system records not only the 1.5 million ment, the method used in the contested transit journeys annually, but also bilateral
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journeys in cases where heavy goods 129. As a result of this information, a vehicles are fitted with an ecocard, as well technical meeting was held in Vienna as transit journeys for which the carrier did (Austria), in the course of which it not have ecopoints and which ought there- appeared that the Austrian authorities had fore not to have taken place. For these calculated average figures which were reasons it is very difficult for the Commis- regarded as incorrect by the Commission sion and the Member States to verify the and the other Member States. To calculate accuracy of the statistics. the average ecopoints used, the Austrian authorities had taken the total number of ecopoints 'paid' and divided it by the total number of transit journeys recorded.
127. Second, it is common ground that the formula in point 3 of Annex 5 to the Protocol has the result that the lower the average N O x emission, the greater 130. Thus the number found for transit the reduction in ecopoints prescribed for journeys included not only those for which the following year. 19 the carriers had 'paid' ecopoints, but also those for which the carriers had not paid. By including the so-called 'black' journeys, the figure for the average number of ecopoints used was reduced because each such journey entailed an average use of ecopoints equal to zero. 128. In August 2000 the Italian authorities claimed that their calculations showed that the average number of ecopoints used per transit journey was not 6.74, as stated by the Austrian authorities, but 7.10.
19 — The formula in point 3 of Annex 5 is as follows: the 131. The Austrian Government contends quartetly average NO x emission values fot lorries in the that it was right to include illicit journeys in current year, calculated in accordance with paragraph 2 above, will be extrapolated to produce the average NO x the calculations. emission value anticipated for the following year. The forecast value, multiplied by 0.0658 and by the number of ecopoints for 1991 set out in Annex 4, will be the number of ecopoints for the year in question. This gives the following formula: [quarterly average NO x emission] x 0.0658 x 23 556 220, where the only variable is the quarterly average NO x emission. Thus, for the year 2000, when the theoretical value for the year is used, namely 7.57 ecopoints per transit journey, the formula gives a figure of 11 730 998 ecopoints, which constitutes the theoretical allocation of ecopoints for that year. However, when the average is reduced by 0.1 to 7.47, the formula gives a total of 11 575 998, a reduction of 155 000 ecopoints. 132. The Council, the German Govern- Generally, a reduction of 0.1 in the average NOx emission corresponds to a reduction of 155 000 ecopoints, that is to ment and the Commission maintain that say, 1.3% of the annual allocation. Thus the lower the average NO x emission, the greater the reduction in this is incorrect. According to them, ecopoints. although illicit journeys count when it is
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necessary to decide whether the 108% 136. Obviously, the Council likewise did ceiling has been exceeded, they cannot be not act in an arbitrary or unreasonable taken into account in relation to the manner in accepting this proposal. reduction of ecopoints.
137. The Austrian Government also claims 133. I propose that the Court accept this that the contested Regulation has a argument and reject that of the Austrian seriously inadequate statement of reasons Government. As the Commission con- since it contains no specific information tended, the method of Annex 5 to the concerning the calculation method which Protocol clearly refers to the 'quarterly forms the basis of the reduction in eco- average NO x emission values for lorries' points imposed in Article 1. and it is not correct to say that, because a lorry paid a number of ecopoints equal to zero, it caused no N O x emission when it crossed Austria.
138. However, the Court has consistently held that 'it is not necessary for details of all relevant factual and legal aspects to be 134. When this error was discovered, the given, in so far as the question whether the Commission recalculated the averages, statement of the grounds for a decision leaving out illicit transit journeys. This led meets the requirements of Article 190 of to a new quarterly average NO x emission the Treaty must be assessed with regard not of 6.9975 instead of 6.159. only to its wording but also to its context and to all the legal rules governing the matter in question. This is a fortiori the case where the Member States have been closely associated with the process of draft- ing the contested measure and are thus aware of the reasons underlying that meas- ure (see Case C-478/93 Netherlands v 135. When this was incorporated into the Commission [1995] ECR I-3081, para- formula in point 3 Annex 5 to the Protocol, graphs 49 and 50, and Case C-466/93 the new figure resulted in an ecopoint Atlanta Fruchthandelsgesellschaft and reduction of 1.1 million instead of 2.1 Others II [1995] ECR I-3799, paragraph million. Therefore the Commission 16)'. 20 amended its proposal accordingly and I consider that, in doing so, it acted cor- rectly. 20 — Netherlands v Council, paragraph 188.
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139. It is common ground that Austria 143. However, no complaint was made provided the statistics on which the Com- against Article 2(2) of the contested Regu- mission's original proposal was based, that lation, which relates to ecopoints which are those figures were criticized at the Com- neither used nor returned. mittee meetings attended by the Austrian authorities, that a special meeting with those authorities was held in Vienna and that the amended proposal was explained by the Commission and discussed with the participation of Austrian delegates on the Ecopoints Committee and in the Council. 144. The same applies to Article 2(3) of the contested Regulation, which requires the Commission to set up a system for monitor- ing the activities undertaken by Austria and other Member States for improving the level of service in combined transport 140. I therefore propose that this plea be across the Alps. dismissed.
145. Alternatively, Austria seeks the annul- ment of Articles 1 and 2(1) and (4) of the X — Maintenance of the effects of the contested Regulation. contested Regulation
141. The conclusions reached from the examination of the six pleas raised by Austria are therefore as follows. 146. For the reasons given above, this application must be granted.
142. Primarily, Austria sought the annul- ment of the whole of the contested Regu- lation. This application must be dismissed 147. However, the Council asks the Court because the Regulation was properly to maintain all the effects of the contested adopted. Regulation in the event of its annulment.
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148. In the course of the oral argument, the 153. Regarding the distribution of eco- Austrian Government joined in this appli- points among the Member States, the cation. relevant figures are given in Annex D to the same regulation.
149. The Commission did likewise.
154. This has the paradoxical result of increasing the number of ecopoints which ought to have been distributed in the past and of those which are yet to be distributed in 2003.
150. For my part, I also propose that the Court grant this application, save with regard to Article 2(1) of the contested Regulation (permanent establishment of the principle of spreading reductions over several years).
155. Because the 108% threshold was exceeded, Austria was entitled to a reduc- tion in ecopoints. No doubt this ought to have taken place in the course of 2000 or, at least, in the 12 months following the Council's decision. Failing this, however, it 151. The annulment of Articles 1 and 2(4) is more consistent with the logic of the of the Regulation (for the whole of the system to grant Austria the remainder of years 2000 to 2003 or, in my submission, the reduction in the course of the following for 2002 and 2003) would mean that the years than not to grant it at all. corresponding provisions previously in force would be automatically reinstated.
156. Furthermore, it is also in the interest 152. These are, regarding the total number of legal certainty to maintain the effects of of ecopoints, Annex 4 to the Protocol as the contested Regulation because it pro- amended, on the basis of express auth- duced all its effects in the course of 2000, orisation, by Article 9 of Regulation 2001 and 2002 and the judgment will not No 3298/94. be delivered until 2003.
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XI — Conclusion
157. I therefore propose that the Court:
— annul Articles 1 and 2(1) and (4) of Council Regulation (EC) No 2012/2000 of 21 September 2000 amending Annex 4 to Protocol No 9 to the 1994 Act of Accession and Regulation (EC) No 3298/94 with regard to the system of ecopoints for heavy goods vehicles transiting through Austria;
— maintain the effects of Articles 1 and 2(4) of the said regulation;
— dismiss the remainder of the application;
— order the Council to pay the costs;
— declare that the German and Italian Governments and also the Commission, the interveners, are to meet their own costs.
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