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Súdny dvor Európskej únie·10.6.2003

C-117/01

ECLI:EU:C:2003:332

Súd
Súdny dvor Európskej únie
IČS
62001CC0117

K.B.

OPINION OF ADVOCATE GENERAL RUIZ-JARABO COLOMER delivered on 10 June 2003 1

I — Introduction allow a necessarily heterosexual marriage to be contracted. It is true that the Com- munity does not have any powers in this sphere but, if the United Kingdom rules are found to infringe a fundamental right, such a circumstance cannot easily be ignored. 1. K.B., a British worker, is concerned that her partner, R., who was born a woman but who, following medical gender reas- signment, has become a man, should in due course receive the survivor's pension to which he would be entitled as a surviving spouse. United Kingdom legislation, how- ever, prevents transsexuals from marrying 3. This issue in this case may soon be on the basis of their acquired gender. resolved in any event, since it is likely that in the coming months the United Kingdom will enact legislation apt to solve the basic problem, namely the incapacity of trans- sexuals to marry.

2. The appellant in the main proceedings regards herself as the victim of pay-related sex discrimination. Such a cause of action may be covered by Directive 75/117/EC, 2 although the unequal treatment com- plained of does not arise directly from her sex or that of her partner but as a result of national civil rules regulating how a per- Facts and national procedure son's sex is determined: in the United Kingdom it is not permissible to amend the Register of Births following a gender reassignment operation, which would

1 — Original language: Spanish. 4. K.B., the appellant in the main proceed- 2 — Council Directive 75/117/EEC of 10 February 1975 on the ings, worked for the National Health Ser- approximation or the laws of the Member States relating to vice ('the NHS'), the United Kingdom body the application of the principle of equal pay for men and women (OJ 1975 L 45. p. 19; 'the Directive'). responsible for public health services, from

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1976 to 1996. She paid contributions to the judgment of 30 April 1996 in P. v S. and NHS pension scheme throughout those 20 Cornwall County Council, 3and those of years and acquired, inter alia, a right to Directive 75/117. For K.B., those provi- annual income of GBP 5 375.86. sions require that in this context the term 'widowhood' or 'widowerhood' should be interpreted in such a way as to encompass the surviving member of the couple, who would have achieved the status of widower The NHS scheme provides for a survivor's or widow had his or her sex not resulted pension to be payable to a member's from surgical gender reassignment. surviving spouse. 'Spouse' means solely a person to whom the member has been married.

8. The respondents in the main proceed- 5. R., who was born a woman and is ings, namely the body managing the NHS registered as such in the Register of Births, Pension Scheme (the NHS Pensions suffered from gender dysphoria. Following Agency) and the Secretary of State for medical gender reassignment, he became a Health, contend that the appellant's claim man in his relationship with K.B. and with failed to take account of the judgment of the world. They have sustained an emo- 17 February 1998 in Grant, 4 which stated tional and domestic relationship together that an employee's homosexual partner for many years. Had it been possible, they could not benefit from the travel conces- would have married but, rightly, they took sions available to heterosexual partners, the view that the law barred them from and also disregarded the fact that, although doing so. the Court of Justice confirmed in the judgment in P. v S. that the adverse treat- ment of a transsexual on the basis of the sex acquired as a result of his or her operation infringed the principle of equal- 6. Since R. is not entitled to marry, he will ity, such a person did not thereby acquire have no entitlement to a widower's pension all the rights attaching to his or her new in the event of his partner predeceasing gender. him.

7. For that reason, K.B. brought proceed- ings in the Employment Tribunal, arguing that the NHS's refusal, should the case 9. The Employment Tribunal and, on arise, to award R. a widower's pension appeal, the Employment Appeal Tribunal amounted to discrimination based on sex, contrary to the provisions of Article 141 EC, read in the light of the case-law of the 3 — Case C-13/94 P. v S. and Cornwall County Council [1996] ECR I-2143 ('P. v S.'). Court of Justice and, in particular, the 4 — Case C-249/96 Grant [1998] ECR I-621.

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concluded that the respondents' arguments 13. By letter of 4 October 2002, the Court were founded. The case was then referred of Appeal informed the Court of Justice to the Court of Appeal, which has made a that under national law it was obliged to reference to the Court of Justice for a summon the parties before deciding preliminary ruling. whether to proceed with the reference for a preliminary ruling.

Procedure before the Court of Justice 14. On 5 March 2003, the Court of Appeal stated that it continued to take the view that an answer to the question referred was necessary, since the point of the judgment in Goodwin was different from that in the 10. The request for a preliminary ruling main proceedings. It added that imminent was registered at the Court Registry on changes in legislation or judicial precedent 15 March 2001. might provide a solution to the case in the main action without the need for a ruling from the Court of Justice.

11. Following receipt of the written obser- vations of K.B., the United Kingdom Gov- ernment and the Commission, a public hearing was held on 23 April 2002.

Relevant national law

12. On 11 July 2002, the European Court of Human Rights delivered judgments in Goodivin v United Kingdom and I. v 15. The Sex Discrimination Act 1975 United Kingdom, in which, departing from makes it unlawful for an employer to its earlier case-law, it stated that the fact discriminate directly against a person of that it was impossible for British trans- one sex by treating her or him less favour- sexuals to marry in their assigned gender ably than he treats or would treat a was contrary to the European Convention member of the opposite sex. It also pro- on Human Rights. In the light of that hibits indirect sex discrimination, which it factor, the Registry of the Court of Justice defines essentially as the application of a asked the national court whether it still uniform condition or requirement which deemed it necessary to obtain a preliminary has a disproportionate and unjustified ruling from the Court of Justice. adverse impact on one sex.

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16. Following the judgment in P. v S., 5the 17. The NHS pension scheme provides for United Kingdom introduced the Sex Dis- a pension to be paid to the widow or crimination (Gender Reassignment) Regu- widower of NHS employees. The fact of lations 1999. These regulations amended being a widow or widower implies that the Sex Discrimination Act 1975 and there is a surviving spouse. brought direct discrimination on the ground of an employee's gender reassign- ment within the scope of the Act. However, the legislation dealing with equal treatment as regards pay (the Equal Pay Act 1970) and pensions (the Pensions Act 1995) was 18. Under English law, marriage is defined not amended. as the voluntary union between a man and a woman. For that purpose, on the basis of the rule laid down by the High Court in 1971 in Corbett, 6sex must be determined by reference to chromosomal, gonadal and genital factors whilst the fact that a person has undergone surgery cannot be taken into account.

The new provisions define gender reassign- ment as 'a process which is undertaken under medical supervision for the purpose of reassigning a person's sex by changing 19. Furthermore, section 11(c) of the Mat- physiological or other characteristics of rimonial Causes Act 1973 provides that a sex'. marriage is void if the parties are not respectively male and female.

20. In its judgment of 10 April 2003 in Bellinger v Bellinger, 7the House of Lords dismissed an application for recognition of a marriage celebrated by a transsexual in According to the Guide to the new legis- her acquired gender. The House of Lords lation, 'transsexualism affects an estimated understood English law not to give legal 5 000 people in the United Kingdom. recognition to a change of gender. It none Medical treatment to enable transsexual the less made a declaration that section people to alter their bodies to match their 11(c) of the Matrimonial Causes Act was gender identity is highly successful. The incompatible with the European Conven- process is known medically as "gender tion on Human Rights for the purposes of reassignment"'.

6 — Corbett v Corbett [1971] Probate Reports 83. 5 — Cited at point 7 above. 7 — [2003] UKHL 21.

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section 4(2) of the Human Rights Act 1998. must abolish all discrimination between The purpose of that declaration is to urge men and women arising from laws, regu- the Government to enact, as a matter of lations or administrative provisions which urgency, the necessary measures to put an is contrary to the principle of equal pay. end to the incompatibility. 8 Pursuant to Article 4, Member States are to take the necessary measures to ensure that provisions appearing in collective agree- ments, wage scales, wage agreements or individual contracts of employment which are contrary to the principle of equal pay will be, or may be declared, null and void or may be amended.

Relevant Community law

21. Article 141 EC establishes that the principle of equal pay for male and female workers for equal work or work of equal value is to apply (paragraph (1)). 'Pay' means not only the ordinary wage or salary but also any other consideration paid, directly or indirectly, in cash or in kind, by the employer to the worker in respect of his or her employment (paragraph (2)).

23. The Court of Justice has consistently held that the concept of pay, as defined in Article 141 EC, does not encompass social security schemes or benefits, in particular 22. The first paragraph of Article 1 of retirement pensions, directly governed by Directive 75/117 9provides that the prin- legislation. 10 On the other hand, benefits ciple of equal pay for male and female granted under a contractual pension workers means, for the same work or for scheme, which essentially relate to the work to which equal value is attributed, the employment of the person concerned, form elimination of all discrimination on part of the pay received by that person. 11 grounds of sex with regard to all aspects For the purposes of determining whether a and conditions of remuneration. Under retirement pension falls within the scope of Article 3 of that Directive, Member States 10 — Case C-262/88 Barber [1990] ECR I-1889, paragraph 22; Case C-7/93 Beune [1994] ECR I-4471, paragraph 44, and 8 — The House of Lords did nor consider it possible to read the Case C-50/99 Podesta [2000] ECR I-4039, paragraph 24. disputed provision in a way which is compatible with the 11 — Case 170/84 Bilka [1986] ECR 1607, paragraph 22; Convention, as provided for in section 3(1) or the Human Barber, paragraph 28; Beune, paragraph 46; Joined Cases Rights Act. C-234/96 and C-235/96 Vick [2000] ECR I-799, para- 9 — Cited at point 2 above. graph 32; and Podesta, paragraph 25.

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Article 141 EC, the decisive criterion is the presenting the phenotypical and genotypi- existence of a link between the employment cal features of one sex, feels strongly that relationship and the retirement benefit, he or she belongs to the other sex, whose whereas the structural elements of the outer appearance and demeanour he or she system do not play a decisive role. 12 has adopted and as a member of which he or she wishes to be accepted for all purposes and at any price.

Transsexualism can thus be defined as a syndrome where the anatomical (gonadal) or biological 24. The Court of Justice has also stated (chromosomal) sex of a patient is not that a survivor's pension provided for on congruent with his or her psychological the same conditions falls within Article 141 sex. 15 EC. It has stated in that connection that that interpretation is not negated by the fact that the widow's or widower's pen- sion, by definition, is not paid to the worker but to his or her survivor, since such a benefit is an advantage deriving from the survivor's spouse's membership of the scheme, so that the pension is vested in the survivor by reason of the employment 15—The syndrome has always existed and has been better relationship between the employer and the understood in primitive cultures, removed from the influence of Christianity. M. Vargas Llosa in El Paraíso survivor's spouse and is paid to the survivor en la otra Esquina, Ed. Alfaguara, Madrid, 2003, pp. 67 and 68, 434 and 436, for example, recalls these tendencies by reason of the spouse's employment. 13 among the Maoris in recounting the adventures of the The surviving spouse may rely on painter, Paul Gauguin, in Tahiti. Prior to the developments in medicine and surgery in the Article 141 EC in order to have the second half of the 20th century, women who felt com- pelled to be men had to resort to complicated strategies principle and scope of the entitlement to and run great risks, which generally turned out badly.

In payment of a survivor's pension recog- 1566, Henry Estienne tells of a case which occurred in Fontaine, in which a woman disguised herself and worked nised. 14 as a stable boy; she married another woman, with whom she lived happily for two years until the device which she had been using to fulfil her conjugal duties was discovered; she was arrested and burned alive. In the 18th century, there were female pirates like Anne Bonney and Mary Read or the French woman, Geneviève Premoy, who, passing herself off as the knight, Balthazar, was decorated and received the order of Saint Louis from Louis XIV himself.

Many women managed to be soldiers or sailors. In the judicial proceedings which followed, it is stated that some of them claimed that their conduct was predestined by God; that when they were born their Transsexuals' right to marry parents were hoping for a boy; that, although they appeared to be women, their nature was in fact male. Fear that their deception would be discovered pushed these women to suicide, as in the case of Catherine Rosenbrock in 1765, who, having spent 12 years working as a sailor and soldier in Holland, returned home to Hamburg, where her mother accused her of having denied her female sex;

25. A transsexual, for the purposes of she was arrested for misconduct and attempted to kill herself. medical science, is a person who, although Mile de Maupin was one of the most famous actresses of French 17th-century theatre. She was hugely successful singing male roles at the Paris Opera. Whilst on tour, she 12 — Case C-351/00 Pirrko Niemi [2002] ECR I-7007, para- ran away to Marseilles to seduce a local girl but, when she graph 45. revealed her identity, she was imprisoned and condemned

to death. Her popularity and pressure of public opinion 13 — Case C-109/91 Ten Oever [1993] ECR I-4879, paragraphs resulted in the conviction being quashed. From then on, 12 and 13, and Case C-147/95 Evrenopouios [1997] ECR although she continued to dress as a man, the authorities I-2057, paragraph 22. decided to ignore her flirtations. C. Spencer, Homosexual- 14 — Case C-200/91 Coloroll Pension Trustees [1994] ECR ity: a history, (1995), London, Fourth Estate, refers to I-4389, paragraph 19. certain of these cases.

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The unshakeable belief of transsexuals that same gender. For that reason, in the inter- they must obtain recognition, including at ests of brevity and concision, I shall analyse law, that they belong to the other sex can the question solely from the perspective of be seen in their willingness to undergo transsexuals' right to marry, without deal- hormone treatment to change their second- ing with the specific technical obstacles on ary sexual characteristics and to have which that right is contingent. surgery to bring about the anatomical alteration of the genital organs by removal and reconstruction. Chromosomal patterns remain unaltered, so what is known as biological sex remains the same. 16

27. From a legal point of view, the desire of transsexuals to marry on the basis of their acquired gender 17 has been addressed both in the legislation and administrative prac- Transsexualism is clearly different from the tice of the Member States and in case-law, various conditions associated with sexual in particular the case-law of the European orientation (heterosexuality, homosexual- Court of Human Rights. Those factors are ity or bisexuality), where the individual of the utmost importance for the purpose of unequivocally accepts his or her sex and the analysis which the Court of Justice any problems arise fundamentally in emo- must carry out, since a general principle of tional expression, and from transvestism, Community law may be derived from a which entails wearing the clothes of the constitutional tradition common to the opposite sex for sexual gratification. countries of the European Union or from guidance given by international treaties concerning the protection of human rights ratified by all the Member States.

26. I wish to make clear that although, in principle, the obstacle preventing transsex- uals from marrying is the impossibility of amending data in the Register of Births in order to reflect the change of gender, the fact is that their right to marry is thereby 28. A comparative study of the prevailing restricted in the absence of general accept- legal situation shows that the marriage of ance of associations between persons of the transsexuals in their acquired gender is generally accepted. Whether it is as a result

16 — See the judgment of the Corte Constituzionalc (Constitu- tional Court, Italy) of 6 May 1985 (CURI No 131a of 17 — Hereinafter I shall assume that marriage is between 5 June 1985), paragraph 3. t o the same effect, sec the persons of the opposite sex, taking into account the ludgment of the Mouse of Lords of 10 April 2003 m change of sex of one of the spouses. There is nothing to Belliger, cited at point 20 above, paragraphs 7 to 9 of the prevent United Kingdom transsexuals from marrying speech of Lord Nicholls of Birkenhead. persons of a different biologtcal sex.

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of express action by the legislature (Ger- 29. In any event, there is less room for many, 1 8Greece, 19 Italy, 20 the Nether- doubt as regards the guidance afforded by lands, 21 Sweden 22 ), administrative prac- the European Convention on Human tice (Austria, 23 Denmark 24 ) or judicial Rights ('the Convention'). interpretation (Belgium, 25 Spain, 26 Fin- land, 27 France, 28 Luxembourg, 29 Por- tugal 30 ), registers can be amended follow- ing gender reassignment operations, so that transsexuals are able to marry.

30. Article 8(1) of the Convention provides that 'everyone has the right to respect for his private and family life, his home and his correspondence'. In order to be valid, any interference with that right must be pre- scribed by law, must pursue a legitimate objective and must be necessary in a Only the Irish and United Kingdom legal democratic society (paragraph 2). systems appear to go against this general trend, which is not a bar to identifying a sufficiently uniform legal tradition capable of being a source of a general principle of Community law.

18—Paragraphs 8 to 12 of the Law of 10 September 1980 Article 12 of the Convention provides that concerning transsexualism (Gesetz über die Änderung der 'men and women of marriageable age have Vornamen und die Feststeilimg der Geschlechtszugebörig- keit in besonderen Fällen — Transsexuellengesetz). the right to marry and to found a family, 19 — Article 14 of Law No 2503/1977 on civil status (ΦΕΚ 107 according to the national laws governing A 1997). 20 —Article 1 of Law No 164 of 14 April 1982 on gender the exercise of this right'. reassignment (Norme in materia di rettificazione di sesso). 21 — Articles 28 to 28c of the Civil Code (Burgerlijk Wetboek). 22 — Law 1972:119 on the determination of sex (Lag om fastställande av könstillbörhet). 23 — Circular from the Minister for the Interior of 27 November 1996 ('Transsexuellen-Erlaß' des Btindesministerinms fur Inneres (36.250/66-IV/4/96)). 24 — Circular No 12003 of 10 November 1976 (Cirkulæresk- rivelse om ændring af fødselstilførseler som følge af kønsskifte). 25 — See, for example, the judgments of the Tribunal de 31. Faced with a series of claims brought premiere instance de Verviers (Court of Fitst Instance, Verviers) of 19 February 1996 and of the Hof van Beroep by transsexuals, particularly of British (Court of Appeal), Amberes, of 27 January 1999. nationality, who invoked Articles 8 and 26 — See, for example, the judgments of the Audiencia Provin- cial de Barcelona (Provincial Court, Barcelona) of 12 to claim recognition of their right to 11 February 1994 and of the Juzgado de primera instancia marry in their reassigned gender, the Euro- de Lérida (Court of First Instance, Lérida) of 21 September 1999. pean Court of Human Rights stated in its 27 — Judgment of the Korkein Hallinto Oikeus (Supreme judgment of 17 October 1986 Rees v 31 Administrative Court) 1988-A-46. United Kingdom that 'it must for the 28 — Judgment of the Cour de Cassation (Court of Cassation, Full Assembly) of 11 December 1992. time being be left to the respondent State to 29 — Judgments of the Tribunal administratif (Administrative Court) of 28 January 1987 and 31 May 1989. 30 — See, for example, the judgment of the Ttibunal da Relaçao (Court of Appeal) of 9 November 1993. 31 — Series A No 156.

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determine to what extent it can meet the 33. On 11 July 2002, the European Court remaining demands of transsexuals.... The of Human Rights, sitting as a Grand need for appropriate legal measures should Chamber, delivered judgment in Goodwin therefore be kept under review having v United Kingdom, 36 which brought about regard particularly to scientific and societal a fundamental change in the case-law. developments'. 32

34. Unanimously and in particularly force- ful terms, the Members of the Court of Human Rights concluded, following an analysis of the earlier case-law and of legal The judgment of 27 September 1990 in and social developments, that 'the respon- Cossey v United Kingdom, 33confirmed dent Government can no longer claim that that the Court of Human Rights recognised the matter falls within their margin of that States had a broad discretion in this appreciation, save as regards the appropri- area, as did the judgment of 30 July 1998 in ate means of achieving recognition of the Sheffield and Horsham v United King- right protected under the Convention. Since dom. 34 In the latter case, the Court recalled there are no significant factors of public that 'it continues to be the case that interest to weigh against the interest of this transsexualism raises complex scientific, individual applicant in obtaining legal legal, moral and social issues, in respect recognition of her gender reassignment, of which there is no generally shared [the Court] reaches the conclusion that approach among the Contracting States'. 35 the fair balance that is inherent in the Convention now tilts decisively in favour of the applicant. There has, accordingly, been a failure to respect her right to private life in breach of Article 8 of the Convention'. 37

32. That was the situation when the main 35. In the sphere of Article 12, the Euro- proceedings were commenced. It had not pean Court found that it was artificial to changed at the time when this question was assert that post-operative transsexuals have referred for a preliminary ruling and not been deprived of the right to marry as, remained unchanged until after the public according to law, they remain able to hearing on 23 April 2002. marry a person of their former opposite

32 — Paragraph 47 of Rees. Emphasis added. 36 — No 28957/95, ECHR 2002. See also the judgment of the 33 — Scries A No 256. same date in A v United Kingdom (No 25680/94 ECHR 34 — Reports 1998-V, p. 2021. 2002) of similar purport. 35 — Paragraph 58 of Sheffield and Horsham. 37 — Paragraph 93 of the judgment in Goodwin.

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sex. It recognised that the applicant, who material dependant's benefit to her was living as a woman in a relationship widower, constitutes sex discrimination in with a man whom she wished to marry, contravention of Article 141 EC and Direc- had no possibility of doing so. 38 It added tive 75/117'. that, '[w]hile it is for the Contracting State to determine inter alia the conditions under which a person claiming legal recognition as a transsexual establishes that gender reassignment has been properly effected or under which past marriages cease to be valid and the formalities applicable to future marriages (including, for example, 37. It appears from the order that the the information to be furnished to intended Court of Appeal entertains the following spouses), the Court finds no justification doubts: for barring the transsexual from enjoying the right to marry under any circum- stances'. 39 The Court therefore unani- mously concluded that there had been a breach of Article 12 of the Convention.

(a) The conclusions reached by the Court of Justice in P. v S. and Grant respect- ively are clear, but the principle which distinguishes them is not. If the prin- ciple is that an inhibition on benefits for homosexual partners is not dis- criminatory so long as it applies equally to men and women, then the same outcome must apply in the pres- The question referred for a preliminary ent case in relation to the inhibition on ruling benefits for unmarried partners. If on the other hand the principle is that sex, as a ground of discrimination, includes sexual identity but not sexual orien- tation, then the exclusion in the present case is based directly on sex and there- fore is discriminatory.

36. By order of 14 December 2000 the Court of Appeal asked the Court of Justice for a ruling on 'whether the exclusion of the female-to-male transsexual partner of a female member of the National Health Service Pension Scheme, which limits the (b) If there is a breach of Article 14, and possibly also Article 8, of the European 38 — Paragraph 101 of Goodwin. Convention on Human Rights, the 39 — Paragraph 103 of Goodwin. bearing of such a breach on the inter- I-552

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pretation of the word 'widower' is status to testing solely for indirect discrimi- uncertain. Given that family life nation. But if it is applied to men and includes the making of provision for women alike, it is difficult to see in what surviving dependants by those at work, circumstances it could ever have a differen- and if private life includes the avoid- tial impact on one sex or the other. This ance of unnecessary scrutiny of a leads to the question whether marital or person's biological character, it is family status is intended in the Directive to arguable that respect for both family be treated as equivalent to sex for the and private life is unjustifiably denied purposes of direct discrimination or to be a or is enjoyed in diminished form by test not of a gender-neutral requirement but K.B. because of the exclusion of surviv- of unequal impact for the purposes of ing transsexual partners from pension identifying unlawful indirect discrimi- benefits. If this argument is held to be nation. sound, its impact on Article 141 and the Equal Pay Directive may require consideration.

Analysis of the question 38. The national court takes the view that there is no indirect discrimination, since there is no reason to believe that men and women in relationships with transsexuals are differently affected by the requirement of marriage; and to rely on the unequal impact on transsexuals would be to treat 40. All the parties who have expressed a them, wrongly, as a third sex. view on the matter concur that the widower's pension at issue forms part of 'pay' for the purpose of Article 141 EC. There is no reason to depart from that conclusion.

39. However, the Court of Appeal har- bours some doubt about the meaning of Article 2(1) of the Directive, which pro- hibits all discrimination 'on grounds of sex either directly or indirectly by reference in It is settled case-law that benefits granted particular to marital or family status'. This under a pension scheme which relate to the principle appears to limit the use of marital employment of the person concerned form

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part of the pay received by that person. 40 43. In K.B.'s submission, the case is not The same is true of widow(er)s' pensions about the right of transsexuals to marry, provided for on the same conditions. 41 which is not within the Community's sphere of competence, or about discrimi- nation against same-sex couples on grounds of sexual orientation, since this case is concerned with a relationship which is for all intents and purposes between a man and a woman. For that reason, the It appears from the documents before the Court of Justice should, in the submission Court that the pension granted by the NHS of the appellant in the main action, apply scheme is calculated on the basis of the the rule in P. v S., the operative part of employee's occupational circumstances, in which stated that Community law 43 'pre- particular, her salary, from which it can be cludes dismissal of a transsexual for a presumed that it relates to her pay. reason related to a gender reassignment', 44 and it would therefore be sufficient to replace the words 'dismissal of a trans- sexual' by 'refusal to grant a transsexual a pension'.

41. I also agree that there is no justification for assessing differently discrimination con- sisting of unequal treatment, which is pro- hibited by Directive 76/207/EEC, 42 and discrimination based on unequal pay, in respect of which Directive 75/117 applies. As she emphasised at the hearing, the It is sensible to adopt a uniform interpre- appellant in the main action is not claiming tation, given that, for one thing, Article 141 that transsexuals should be entitled to EC does not set up different systems of marry but merely that a transsexual who protection and, for another, the directives forms part of a couple should be entitled to are strikingly similar in the way in which have that couple treated as a married they are drafted and in the objectives that couple for the purpose of obtaining econ- they pursue. omic benefits.

42. The appellant in the main proceedings and the national court are not at all at one 44. In its order, the Court of Appeal on what exactly the question is about. expressed uncertainty as to the principle which distinguishes the decisions in P. v S. and Grant: is the principle that treatment 40 — See point 23 above. 41 — See point 24 above. 42 — Council Directive 76/207/EEC of 9 February 1976 on the implementation of the principle of equal treatment for men 43 — Specifically, Directive 76/207 on equal treatment but, as I and women as regards access to employment, vocational have indicated, there is no reason for not applying the rule training and promotion, and working conditions (OJ 1976 in relation to the Equal Pay Directive. L 39, p. 40). 44 — Operative part of the judgment in P. v S..

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applied equally to men and women is not Article 141 EC and Directive 75/117 dep- discriminatory? Or is it that discrimination ends on whether the rule in P. v S. applies on the ground of sexual identity is unac- to it. Beyond that aspect, it does not seem ceptable but discrimination on the ground easy to disregard, as the appellant in the of sexual orientation is not? It also asks main action would have the Court do, the whether the refusal to pay a survivor's influence on any solution of the problem pension might be detrimental to the rights concerning the conditions for marriage of transsexuals deriving from Articles 14 imposed by national law and, specifically, and 8 of the Convention. Finally, the Court the obstacle to marriage resulting from the entertains some doubts as to whether the impossibility of amending the relevant term 'marital or family status' in entry in the Register of Births pursuant to Article 2(1) of the Equal Treatment Direc- gender reassignment surgery. tive is to be understood as equivalent to 'sex' or solely as a factor for the purposes of identifying unlawful indirect discrimi- nation.

47. First, however, I wish to examine whether it is possible to conclude from the case-law of the Court of Justice that the Furthermore, the Court of Appeal dismisses refusal to grant a transsexual a widower's all arguments relating to indirect discrimi- pension is contrary to Article 141 EC. I am nation, which would entail accepting the thus adopting the approach advocated by incorrect proposition that transsexuals are the appellant in the main proceedings and a third sex. endorsed, in the main, by the referring court.

45. I am merely concerned to point out that it can, at the least, be inferred from the reasoning of the referring court that it does 48. In P. v S. the question for the Court not exclude the possibility that the correct was whether the dismissal of an employee approach in the present case may be to because he had undergone gender reassign- treat the fact that it is impossible for ment surgery was discrimination of the transsexuals to marry as direct discrimi- kind prohibited in the Directive on equal nation based on sex. treatment for men and women.

46. In practical terms, for the purposes of the question as worded, whether the pres- 49. The Court of Justice observed that the ent case entails discrimination contrary to principle of equal treatment means that

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there should be no discrimination what- by all persons equally and which is guar- soever on grounds of sex and therefore anteed by Directive 76/207 or 75/117, as gives expression to the fundamental right to the case may be. equality, whose observance the Court ensures. 45

The Court concluded from the foregoing that the scope of the directive cannot be confined simply to discrimination based on the fact that a person is of one or other sex 51. I agree with that assertion inasmuch as, but that it includes discrimination which for the purposes of the Court of Justice's arises as a result of the gender reassignment assessment, it is quite immaterial whether of the person concerned. Such discrimi- the inequality complained of consists in a nation is based, essentially if not exclus- dismissal or in a refusal to pay a widower's ively, on the sex of the person concerned. pension. Therefore, where a person is dismissed on the ground that he or she intends to undergo, or has undergone, gender reas- signment, he or she is treated unfavourably by comparison with persons of the sex to which he or she was deemed to belong before undergoing gender reassignment. Such discrimination fails to respect the dignity and freedom to which he or she is entitled, and which the Court has a duty to safeguard. 46 52. However, as I see it, an objection could legitimately be made to the interpretation put forward by the appellant in the main proceedings in that refusal of the pension at issue does not arise as a result of the gender reassignment of the person concerned but 50. The proposition of K.B.'s represen- as a result of his incapacity to fulfil one of tatives is based on the assertion that the the conditions necessary under national law right which she is claiming for her trans- to contract a valid marriage with the sexual partner is to be inferred merely by person entitled to the primary pension, replacing the words 'when a person is namely the requirement that the future dismissed' with 'when a person is denied spouses cannot be of the same sex. If that entitlement to a widow's or widower's line of argument is followed, it can be seen pension', since in each case the right that refusal of the form of pay concerned concerned is one which is to be enjoyed can be explained not by the change of gender but by, precisely, the fact that, in the eyes of the law, the transsexual person has 45 — P. v S., cited at point 7 above, paragraphs 17 and 19. not changed gender, which prevents cel- 46 — Ibid., paragraphs 20 to 22. ebration of a valid marriage.

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53. Before pursuing that argument, which ships outside marriage between two per- digresses from the original approach to the sons of opposite sex. Finally, it considered question, it is appropriate to mention other whether discrimination based on sexual judicial precedents in order to distil the orientation entailed discrimination based essence of the Court of Justice's case-law in on the sex of the worker. 48 this area. I shall refer first to the judgments of 17 February 1998 in Grant, cited above, and of 31 May 2001 in D v Council. 47

As regards the first of the questions, the Court of Justice confined itself to stating 54. In Grant, a female employee of a that the condition applied in the same way railway company claimed that the grant to female and male workers, so could not of travel concessions to an employee and constitute discrimination directly based on his or her spouse or common law opposite- sex. 49 sex partner with whom the employee had sustained a 'meaningful' and stable rela- tionship, and the corresponding refusal of concessions to same-sex couples in similar circumstances infringed the prohibition on discrimination set out in what was then Article 119 of the EC Treaty.

As to the second question, the Court analysed the state of the law in the Community and the Member States and the legal position resulting from the case- law concerning the European Convention on Human Rights. It was persuaded that in The Court of Justice did not look favour- the state of the law then prevailing within ably on that claim and adopted a particular the Community, stable relationships line of argument. First, it answered the between two persons of the same sex were question whether a condition such as that not regarded as equivalent to stable rela- in issue in the main proceedings constituted tionships outside marriage between persons discrimination based directly on the sex of of opposite sex or to stable relationships the worker. Then it considered whether between spouses. Consequently, an Community law required that stable rela- employer was not required by Community tionships between two persons of the same law to treat the situation of a person who sex should be regarded by all employers as has a stable relationship with a partner of equivalent to marriages or stable relation- the same sex as equivalent to that of a

47 — Joined Cases C-122/99 P and C-125/99 P D and Sweden v 48 — Grant, paragraph 24. C o u n c i l[2001] ECR I-4319. 49 — Ibid., paragraph 28.

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person who is married to or has a stable based on sex. For these purposes, it makes relationship outside marriage with a no difference whether the obstacle is that partner of the opposite sex. 50 That way the employee has a same-sex partner or a of proceeding can greatly assist in answer- transsexual partner or is some other reason. ing the question referred, as I shall explain below.

The second also lends support to the United Finally, with regard to the third issue, the Kingdom Government's position, since it Court of Justice stated that discrimination refers to the fact that Article 12 of the based on sex did not cover discrimination European Convention on Human Rights based on sexual orientation. It also found protects only traditional marriage between that the rule in P. v S. was limited to the two persons of opposite biological sex (see case of a worker's gender reassignment. Eur. Court H.R., Rees v United Kingdom, judgment of 17 October 1986, and Cossey v United Kingdom, judgment of 27 September 1990). 51 Those judgments encapsulate European law on the matter.

55. The judgment in Grant lends support to the United Kingdom Government's argument that this case does not involve unlawful discrimination. To that end it applies the tripartite reasoning outlined The United Kingdom Government submits above. that the third part of the reasoning in Grant is not relevant for K.B.

The first point, in its submission, is wholly applicable to the present case: all unmar- ried persons are excluded from the 56. The judgment in Grant does not sup- widow(er)'s pension, whether they are male port the arguments of the appellant in the or female, and there are therefore no main proceedings, since the Court did not grounds for invoking direct discrimination find that there was a violation of the right

50 — Ibid., paragraph 35. 51 — See point 31 above.

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to equal treatment for men and women. 57. In D v Council a male official of the However, it is worthy of note that the European Communities, of Swedish United Kingdom Government seems to nationality, who had a registered partner- appreciate that the answer to the question ship under Swedish law with another man, referred is inextricably linked to the Court's had claimed that he was entitled to the assessment of the lawfulness of preventing household allowance which the staff regu- the marriage of a transsexual in his or her lations confined to married persons. D acquired gender. claimed that terms such as 'spouse' or 'married official' must be interpreted by reference to the law of the Member States and not be given an independent definition, and that the refusal to pay the allowance therefore amounted to discrimination based on sex.

For that reason, the United Kingdom Government, whilst continuing to assert that the United Kingdom rules are com- patible with Articles 8 and 14 of the Convention on Human Rights, submits that any such incompatibility would not 58. On appeal, the Court of Justice found make the rule at issue infringe Article 141 that the word 'marriage', according to the EC. definition generally accepted by the Member States, meant a union between two persons of the opposite sex and, although it was true that in an increasing number of cases, statutory arrangements had been introduced, alongside marriage, which granted recognition to various forms of union between partners of the same sex or of the opposite sex and conferred on such unions certain effects which, both It refers to paragraphs 45 to 47 of the between the partners and as regards third judgment in Grant, in which it was stated parties, were the same as or comparable to that although respect for the fundamental those of marriage, such arrangements were, rights which form an integral part of the in the Member States which had introduced general principles of law is a condition of them, distinct from marriage per se. Con- the legality of Community acts, those rights sequently, the Community Courts could cannot in themselves have the effect of not interpret the Staff Regulations of Offi- extending the scope of the Treaty provi- cials of the European Community in such a sions beyond the competence inherent in it. way that legal situations distinct from The scope of any provision of Community marriage were treated in the same way as law is to be determined only by having marriage. 52 regard to its wording and purpose, its place in the scheme of the Treaty and its legal context. 52 — D vCouncil, paragraphs 34 to 37.

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The Court of Justice pointed out, first, that Eyiip 55 is of more marginal interest to the the alleged discrimination based on sex did present case. The appellant in the main not exist, since it was irrelevant whether action submits that the judgment entailed the applicant was a man or a woman: nor the recognition by the Community judica- was there any unequal treatment on ground ture that marriage was equivalent to a of sexual orientation given that it was not stable relationship between unmarried per- the sex of the partner which determined sons. whether the household allowance was granted, but the legal nature of the ties between the official and the partner. 53 That statement appears to mean that the Community judicature is not competent to determine whether the conditions on which persons may marry under national law are compatible with fundamental rights. How- ever, the Court of Justice went on to consider the views prevailing within the Community as a whole, from which it concluded that there was a diversity of laws and an absence of any general assimilation of marriage and other forms of statutory In that case, the issue to be decided was union. 54 whether the foreign, cohabiting partner of a Turkish worker lawfully established in a Member State should be regarded as a 'family member' for the purposes of the first paragraph of Article 7 of Decision No 1/80 of the Association Council of 19 September 1980 on the development of the Association between the European Economic Community and Turkey. The facts which gave rise to the question referred are particular: in 1983, Mrs Eyüp 59. The judgment in D v Council does not married a Turkish worker who had been lend support to K.B.'s claims either. As in part of the legal Austrian labour force since Grant, the Court of Justice found that there 1975. They were divorced in 1985 but had been no discrimination based on sex. remarried in 1993. In the interim they had continued to live together in Austria, dur- ing which time four of the couple's seven children were born. The Court had to determine whether that period should be included for the purposes of calculating the five years of legal residence, which under Decision No 1/80 is a condition of the members of the family of a Turkish worker 60. In my opinion, the judgment in Safet having access to the host country's labour market.

53 — Ibid., paragraphs 46 and 47. 54 — Ibid., paragraphs 49 and 50. 55 — Case C-65/98 Safet Eyüp [2000] ECR I-4747.

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The Court of Justice took account of the put forward by the appellant in the main objective underlying Decision No 1/80 and proceedings. It is appropriate to point out, stated that 'having regard to the particular first, the tendency shown by the Court of facts of the case before the national court, Justice to interpret family-law concepts in and in particular the fact that the Eyüps' accordance with the spirit and purpose of period of extra-marital cohabitation took the legislation with which the reference is place between their two marriages', there concerned and, second, the assessment of was no interruption of their joint family the particular features of the specific case life, so that the period had to be taken into which means that an equitable solution is account for the purposes of calculating the reached (ex aequo et bono). Those con- period of legal residence. 56 siderations, however, need not be decisive for the purpose of replying to the Court of Appeal.

From the detailed terms employed by the Court of Justice, a clear inference may be drawn that it was not maintaining that, in Community law, a stable relationship between two people may be equated to marriage. Moreover, Decision No 1/80 refers, in general terms, to the 'members 61. As I understand it, the foregoing analy- of the family' of a Turkish worker, a looser sis of the case-law indicates that neither the term than 'widower' or 'widow', used in Equal Pay Directive nor Article 141 EC the United Kingdom pension scheme. suggests that the unmarried partner of a female worker should be awarded a bene- fit, such as a pension, which is restricted to the surviving spouse. The fact that such a person is transsexual is not, in principle, a determining factor, since the same outcome would apply in relation to various other impediments to marriage. Thus, it would apply in the case of same-sex partners, but also where the persons concerned had not reached marriageable age, did not have legal capacity, were already married or In any event, the judgment in Eyüp can were in a relationship of consanguinity. In shed some light on the question before the none of those cases would it be possible, if Court but for reasons distinct from those the situation were to arise, to claim a widow(er)'s pension, unless the impedi- ments were an expression of discrimination 56 — Eyüp, paragraph 36. based on sex.

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62. That same analysis raises a question, as over form, is in practice becoming more I have already indicated, about the sub- prevalent. Thus, on the one hand it is stance of the relevant dispute: the fact that permissible to question whether a marriage it is impossible for transsexuals in the is genuine in the sphere of, for example, United Kingdom to marry persons of the immigration law, 57 whilst, on grounds of same biological sex, irrespective of the fairness, cases of genuine cohabitation physiological change undergone. K.B.'s having no official recognition are equated representatives have stressed that she is to marriage. 58 not seeking recognition of that right before the Court of Justice. However, leaving aside the fact that such an argument was perhaps dictated by a specific legal strategy in the light of the legal situation prevailing at the time when the main proceedings were instigated, the Court of Justice has enough latitude to select the appropriate interpretative approach when providing the referring court with a useful answer.

I am convinced that the law must follow that course as it evolves but it is perhaps premature to do so in the present case, particularly since other, less audacious, 63. The Court of Justice may also take solutions exist. another interpretative approach to the problem. It may be discerned in some of the arguments put forward by the parties.

It might be asked whether is reasonable to select marriage as the relationship upon which the grant, in relevant circumstances, of a widow(er)'s pension is conditional. 64. The question referred, as reformulated, Consideration of that issue would require would thus concern the compatibility with consideration to be given to the objective Community law of a national rule which, pursued by a pension of that kind and, in by not recognising marriage between trans- parallel, to the suitability of a purely formal sexuals, denies them access to a widow's or contract to symbolise a community based widower's pension. on solidarity: consideration should at least be given to the possibility that relations of another kind merit like protection. That 57 — See, to that effect, Council Regulation of 4 December 1997 type of analysis, which is appropriate in a on measures to be adopted on the combating of marriages of convenience (OJ 1997 C 382, p. 1). mature society in which substance prevails 58 — See the judgment in Eyüp, cited above.

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65. If the underlying claim is to receive a the protection of human rights which have positive response, a twofold test must be been ratified by the Member States. 60 The passed: European Convention on Human Rights is also of particular relevance in that regard. 61

(a) the national rule must be contrary to Community law;

67. It may be concluded from points 28 and and 29 above, first, that the right of transsexuals to marry persons of the same biological sex is incorporated into the laws of the vast majority of the Member States. At the present time, 13 of the 15 countries of the Union acknowledge that right, either (b) the Court of Justice must be competent by express legislative provision or through to make a ruling, i.e. the dispute must administrative or judicial practice. That concern a matter covered by the fact must, of itself, be sufficient for the Treaty. right to form part of the common legal tradition, since if the general principles are to be determined only when there is com- plete concordance in all the Member States, this line of inquiry would be rendered nugatory. 66. There is no doubt that the fact that it is impossible for United Kingdom transsex- uals to marry in their new physiological sex is contrary to a general principle of Com- munity law.

68. Second, since the Court of Human It is well established in the case-law of the Rights delivered its judgments on 11 July Court of Justice that in the matter of 2002, 62 that right has formed an integral fundamental rights the general principles part of Article 12 of the Convention. All of Community law must be derived from that the Court of Human Rights allows the the constitutional traditions common to the State is a degree of discretion in relation to Member States, 59 in the light of the guid- ance afforded by international treaties for 60 —Case 4/73 Nold v Commission [1974] ECR 491, para- graph 13. 61 — See Case C-260/89 ERT [1991] ECR I-2925, paragraph 59 — See Case 11/70 Internationale Handelsgesellschaft [1970] 41. ECR 1125, paragraph 4. 62 — See point 36 above.

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the conditions which must be fulfilled for nation based on sex as regards workers' gender reassignment to be valid, to the pay. consequences for previous marriages and to the obligation to inform an intended spouse about the gender change. 63

72. Clearly it is beyond dispute that the entitlement to a widow(er)'s pension, in the circumstances of the present case, falls within the scope of Article 141 EC and Directive 75/117 as a benefit linked to 69. Consequently, both methods employed pay. 64 by the Court of Justice to give substance to the general principles of Community law lead to the same conclusion: transsexuals have a fundamental right to marry on conditions which take account of their acquired sex. 73. Nor can there be much doubt that the unequal treatment to which transsexuals are subject amounts to sexual discrimi- nation. That can be seen from the judgment in P. v S., where it was held that sex discrimination cannot be confined 'to dis- crimination based on the fact that a person is of one or other sex, but that it includes discrimination which arises as a result of 70. However, that conclusion is not suffi- the gender reassignment of the person cient. As the United Kingdom Government concerned. Such discrimination is based, points out, merely because a national rule is essentially if not exclusively, on the sex of incompatible with a fundamental right the person concerned.' 65 recognised in the Community sphere, that sphere cannot be extended beyond the competences attributed by the Treaty.

That approach confirms, moreover, that problems relating to transsexualism are not to be confused with those relating to sexual orientation. 66 If the discrimination to which transsexuals are subject were not 71. Therefore it is necessary to ascertain regarded as based on sex, the paradoxical whether the incompatibility affects any of situation would arise in which this par- the rights safeguarded by Community law, ticularly vulnerable group of persons would in this case by the prohibition on discrimi-

64 — See points 23 to 24 and 40 above. 63 — Paragraph 103 in fine of the judgment in Goodwin, cited 65 — P. v S., cited at point 7 above, paragraphs 20 and 21. at point 33 above. 66 — See point 25 above.

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not have specific protection at Community 76. It is not a question of developing level. It will be recalled that neither 'European matrimonial law' but of ensur- Article 13 EC nor Article 21 of the Charter ing that the principle that there should be of Fundamental Rights of the European no discrimination based on sex is fully Union makes express reference to trans- effective. Take, for example, a hypothetical sexuals. 6 7 national rule which excludes women from entering into a particular legal arrangement or from obtaining a qualification which is a necessary precondition for earning money. Such a limitation, unless it could be explained as a proportionate response based on objective criteria, would amount to direct discrimination c o n t r a r y to Article 141 EC. 74. The unusual feature which distin- guishes this case from P. v S. is that the discrimination at issue does not directly affect enjoyment of a right protected by the Treaty but rather one of the preconditions of such enjoyment. The discrimination is not focused on the award of a widow(er)'s The same is true of the present case: pension; it arises merely by virtue of a although the unequal treatment operates necessary precondition: the capacity to mediately, the discrimination is still direct. marry. Discrimination may be described as indi- rect only where it makes use of criteria distinct from sex, but the impediment to marriage in this case is based on, and is solely accounted for by, the gender reas- signment of the person concerned, which is covered by Article 141 EC, following the interpretation of the Court of Justice referred to above. 75. That difference cannot in itself lead to a different solution from the one adopted in P. v S.. The Court of Justice must ensure that the exercise of rights protected by the Treaty remains free of any prohibited discrimination and also that those rights are not made conditional on requirements 77. In addition to equality at work, there is which are contrary to European public also an issue — as the judgment in P. v S. policy. recognises — of respect for the dignity and freedom to which transsexuals are entitled. 'Human dignity and the fundamental right 67 — Article 13 EC refers to 'discrimination based on sex, racial to free personal development make it or ethnic origin, religion or belief, disability, age or sexual orientation'. Article 21 or the Charter covers cases of imperative that an individual's status 'discrimination based on any ground such as sex, race, colour, ethnic or social origin, genetic features, language, should be adapted to the sex to which he religion or belief, political or any other opinion, member- ship of a national minority, property, birtli, disability, age or she belongs in accordance with his or her or sexual orientation'. psychological and physical make-up... For

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reasons of legal certainty, the legislature 79. Transsexuals suffer the anguish of should regulate issues relating to civil status being convinced that they are victims of associated with gender reassignment and its an error on the part of nature. Many have consequences. But, until such time as the chosen suicide. At the end of a long and necessary legislation has been adopted, it is painful process, in which hormone treat- for the courts to apply the principle of ment is followed by delicate surgery, medi- non-discrimination between men and cal science can offer them partial relief by women until legislation treating them making their external physical features equally enters into force.' 68 correspond as far as possible to those of the sex to which they feel they belong. 70 To my mind it is wrong that the law should take refuge in purely technical expedients in order to deny full recognition of an assimilation which has been so painfully won.

78. I am aware that such an interpretation entails certain technical problems as regards implementation. Until the United Kingdom adopts the necessary legislation enabling transsexuals to marry, the national court — which is also a Commu- nity court — must ensure, in accordance with national law, that the discrimination to which transsexuals are subject does not have any repercussions for the rights which 80. I shall finish in the same way as they derive from the Treaty. Possible sol- Advocate General Tesauro in his Opinion utions range from interpreting the terms in P. v S. when he paraphrased the words of 'man' and 'woman' in such a way that Advocate General Trabucchi in an Opinion transsexuals are entitled to marry, 69 to dating from almost 30 years ago: If we creating a notional marriage there and then want Community law to be more than a or to establishing a separate, more flexible mere mechanical system of economics and link, which would enable transsexuals to to constitute instead a system commensur- have access to a pension following the ate with the society which it has to govern, death of the person who would have been if we wish it to be a legal system cor- their spouse had that not been prohibited responding to the concept of social justice by unfair rules. and European integration, not only of the economy but of the people, we cannot fail to live up to what is expected of us. 71 68 — Order of the Bundesverfassungsgericht (Constitutional Court, Germany) of 11 October 1978 (BVerfGe 49, p. 286). 69 — Although the House of Lords has recently refused to do 70 — See the dissenting opinion of Judge Martens in the this, allowing difficulties of how to implement the right in judgment of the Court of Human Rights in Cossey v practice to prevail over the fundamental right, an approach United Kingdom, cited above. diametrically opposed to that taken by the German 71 — Opinion of Advocate General Trabucchi in Case 7/75 Mr Constitutional Court. and Mrs F. v Belgium [1975] ECR 679, point 6.

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Conclusion

81.1 therefore propose that the Court should answer the Court of Appeal's question as follows:

The prohibition on discrimination based on sex, laid down in Article 141 EC, precludes national rules which, by not recognising the right of transsexuals to marry in their acquired sex, denies them entitlement to a widow(er)'s pension.

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