C-174/01
ECLI:EU:C:2002:398
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COMMISSION v LUXEMBOURG
O P I N I O N O F ADVOCATE GENERAL RUIZ-JARABO C O L O M E R delivered on 25 June 2002 1
1. In this action for failure by a Member 3. In accordance with Article 3 of the State to fulfil its obligations, the Commis- Directive, Member States are required to sion seeks a declaration from the Court of take the necessary measures to ensure that Justice, under Article 226 EC, that, by used PCBs are disposed of and PCBs and failing to draw up plans for the decon- equipment containing PCBs are decontami- tamination and/or disposal of inventoried nated or disposed of as soon as possible. In equipment and of the polychlorinated bi- the case of equipment and the PCBs con- phenyls (PCB) contained therein, the Grand tained therein which are subject to inven- Duchy of Luxembourg has failed to fulfil tory in accordance with Article 4(1), its obligations under Article 11(1) of Direc- decontamination and disposal must be tive 96/59/EC of 16 September 1996 2 effected by the end of 2010 at the latest. ('Directive 96/59' or 'the Directive').
4. Under Article 4(1) to (3): The relevant provisions of Directive 96/59
2. The aim of Directive 96/59 is to approxi- mate the laws of the Member States on the controlled disposal of polychlorinated bip- ' 1 . In order to comply with Article 3, henyls (PCB). 3 Member States shall ensure that inventories are compiled of equipment with PCB vol- umes of more than 5 dm 3 , and shall send 1 — Original language: Spanish. summaries of such inventories to the Com- 2 — Council Directive on the disposal of polychlorinated biphenyls and polychlorinated terphenyls (PCB/PCT) mission at the latest three years after the (OJ 1996 L 243, p. 31). adoption of this Directive. In the case of 3 — Polychlorinated biphenyls are a distinct group of chemical products which, due to their heat conducting qualities, high power capacitors, the threshold of 5 dm 3 dielectric constant, and non-flammability, are used in the shall be understood as including all the manufacture of sealed systems for transformers and power capacitors, heating systems and hydraulic equipment. separate elements of a combined set.
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2. Equipment in respect of which it is — the dates of declaration. reasonable to assume that the fluids contain between 0.05% and 0.005% by weight of PCBs may be inventoried without the data required in the third and fourth indents of paragraph 3, and may be labelled as "PCBs contaminated < 0.05%". They shall be decontaminated or disposed of in accord- If a Member State has already compiled a ance with Article 9(2). similar inventory, a new one shall not be required. Inventories shall be regularly updated.'
3. The inventories shall comprise the fol- lowing: 5. Article 11 provides:
— the names and addresses of the holders,
' 1 . Member States shall, within three years of the adoption of this Directive, draw up:
— the location and description of the equipment,
— plans for the decontamination and/or disposal of inventoried equipment and the PCBs contained therein;
— the quantity of PCBs contained in the equipment,
— outlines for the collection and sub- sequent disposal of equipment which is not subject to inventory in accordance — the dates and types of treatment or with Article 4(1), as referred to in replacement carried out or envisaged, Article 6(3).
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2. Member States shall communicate these Regulation of 24 February 1998 on the plans and outlines to the Commission disposal of PCBs and PCTs ('the Imple- without delay.' menting Regulation'). 4
6. According to the 10th recital in the preamble to the Directive, '... it is essential 8. Article 3 of that regulation provides: to know what quantities of PCBs exist in order to be able to match disposal capacity to needs;... it is therefore necessary to label equipment containing PCBs and to compile inventories of such equipment;... such inventories must be regularly updated.' ' 1 . The use of used PCBs... is prohibited. The disposal of such PCBs must be effected as soon as possible and no later than sixth months after the entry into force of this Regulation. The 16th recital states that: '... the number of PCB disposal and decontamination plants is small and their capacity limited and the disposal and/or decontamination of the PCBs inventoried must therefore be properly planned;... moreover, outlines for 2. The use of equipment which contains the collection and subsequent disposal of PCBs... is prohibited. The disposal of such non-inventoried equipment should be equipment must be effected as soon as drawn up;... such outlines may, if necess- possible and no later than six months after ary, make use of existing mechanisms the entry into force of this Regulation. concerning waste in general and need not take account of very minor quantities of PCBs which cannot be identified in prac- tice'.
3. Equipment with volumes of more than 5 dm 3 , in relation to which it is reasonable to assume that the fluids contain more than 0.005% by weight of PCBs, and the PCBs contained therein, must be inventoried.... The relevant national legislation In the case of power capacitors, the thresh- old of 5 dm includes all the separate elements of a combined set. Their use shall continue to be authorised until:
7. Directive 96/59 was transposed into national law by means of the Grand-Ducal 4 — Mémorial A No 26 of 3 April 1998, p. 400.
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— 31 December 2005, if they contain in 10. On 25 July 2000, the Commission sent excess of 0.5% by weight of PCBs; Luxembourg a reasoned opinion, again pursuant to Article 226 EC, requiring com- pliance with Articles 3, 4 and 11 of the Directive within a further period of two months.
— 31 December 2010, if they are assumed to contain less than or equivalent to 0.05% by weight of PCBs. 11. By letter dated 3 August 2000, Lux- embourg replied to the letter of formal notice of 4 April, claiming that:
Disposal or decontamination must be effected at the latest before expiry of the respective time-limits specified above.' on the basis of an inventory carried out in 1984, it had disposed of virtually all the PCBs in its territory prior to the entry into force of Directive 96/59;
The pre-litigation procedure the inventory compiled in accordance with Article 4(1) of the Directive confirmed that there were only minimum quantities of PCBs in its national territory;
9. After various contacts had taken place, the Commission sent a letter of formal notice to Luxembourg on 4 April 2000, pursuant to Article 226 EC, calling on it to the Luxembourg authorities had been of fulfil its obligations under Articles 3, 4 and the opinion that the specification of time- 11 of Directive 96/59 and requesting it to limits in the Implementing Regulation was submit observations within two months. sufficient to comply with Article 11(1) of No reply to that letter was received. the Directive;
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the disposal of PCBs would be dealt with in 14. The defendant Member State, for its more detail in the National Waste Manage- part, contends that the action should be ment Plan which was due to be completed dismissed and that the applicant should be at the end of 2000. ordered to pay the costs.
Analysis of the action
12. In the light of the information pro- vided, the Commission decided to limit its action against the Grand Duchy of Lux- 15. The Commission claims that the Imple- embourg to the complaint relating to the menting Regulation does not constitute a lack of a decontamination and/or disposal decontamination or disposal plan for the plan for the inventoried equipment and the purposes of Article 11(1) of the Directive, PCBs contained therein. which must be interpreted in the light of the 10th and 16th recitals in its preamble. 5The Commission submits that Article 3 of the Implementing Regulation merely lays down time-limits for the use of plant containing PCBs and fails to specify the methods for the disposal or decontamination of inven- toried equipment and the PCBs contained therein.
The action for failure to fulfil obligations
16. The Commission is also of the view that the planning exercise resulting from Article 11(1) of the Directive, in conjunc- tion with the 10th and 16th recitals, requires the Member States to compare the quantities of inventoried PCBs and the 13. On 23 April 2001 the Commission amount of equipment to be disposed of or brought this action, in which it seeks a decontaminated with the available disposal declaration from the Court of Justice that, or decontamination facilities. It must also by failing to draw up plans for the decon- enable the Member States to define the tamination and/or disposal of inventoried types of treatment for the various cat- equipment and the PCBs contained therein, egories of equipment and the PCBs con- the Grand Duchy of Luxembourg has failed tained therein. to fulfil its obligations under Article 11(1) of Directive 96/59, together with an order that the defendant should pay the costs. 5 — See point 6 above.
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17. The defendant Government contends embourg Waste Management Plan cannot that the Implementing Regulation lays be taken into consideration since it was down time-limits for the disposal and/or notified to the Commission after the time- decontamination of equipment and PCBs in limit in question had expired. accordance with the provisions of the Directive. Furthermore, the measures adopted by Luxembourg to dispose of PCBs prior to the entry into force of the Directive, which continue to apply, are sufficient to achieve the required outcome and render unnecessary the drawing-up of 19. It should be noted that the Implement- plans for decontamination and/or disposal. ing Regulation and the reply from the In any event, such plans would now form Luxembourg authorities to the letter of part of the National Waste Management formal notice both completely fail to evalu- Plan, which was adopted on 15 December ate the disposal and decontamination facil- 2000 and communicated to the Commis- ities available either nationally or abroad. sion on 15 January 2001. The Luxembourg Those documents equally fail to specify the authorities add that the small quantity of types of treatment carried out by reference PCBs still in their national territory have, to the category of equipment or to the PCBs for the most part, a low chlorine concen- contained therein; nor do they specify tration which means that they can be approximate time-limits for carrying out disposed of in conventional dangerous that treatment. waste incinerators, in relation to which there are no availability problems in Lux- embourg.
20. The time-limits laid down in Article 3 of the Implementing Regulation are not based on any comparative analysis of the amount of equipment to be treated or of the actual capacity of that treatment. In addition, the Luxembourg authorities have 18. It is settled case-law that the question not indicated whether the decontamination whether a Member State has failed to fulfil and disposal plants that they have are able its obligations must be determined by to process the equipment in question within reference to the situation prevailing in the the time-limits specified. Member State at the end of the period laid down in the reasoned opinion, and that the Court cannot take account of any sub- sequent changes. 6Accordingly, regardless of how it should be assessed, the Lux-
21. It follows from the above that the 6—Judgments in Case C-289/94 Commission v Italy [1996] wording of the Implementing Regulation, ECR I-4405, paragraph 20; in Case C-60/96 Commission v France [1997] ECR I-3827, paragraph 15; in Joined Cases which merely reproduces the provisions of C-232/95 and C-233/95 Commission v Greece [1998) ECR I-3343, paragraph 38; and in Case C-177/01 Com- the Directive and sets time-limits for the mission v France ECR I-5137, paragraph 13. disposal of PCBs, cannot constitute a plan
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for the purposes of Article 11(1) of the programmes enabled 99.9% of the PCBs Directive, since it does not fulfil the objec- present in Luxembourg to be disposed of. tives stated in the 10th and 16th recitals in the preamble to the Directive.
25. The Commission, for its part, is of the opinion that since the 1984 inventory only covers pure PCBs it does not comply with 22. Accordingly, on the basis of a formal Article 4 of the Directive. Accordingly, interpretation of the obligations under programmes drawn up pursuant to an Article 11(1) of the Directive, and in the incomplete and inaccurate inventory can- light of the requirement of particular preci- not be taken into account in order to sion and accuracy where environmental determine whether the obligation of result measures are transposed into national laid down by the Directive has been law, 7it must be concluded that the Grand fulfilled. Duchy of Luxembourg has failed to fulfil those obligations.
26. It should be stated first of all that, even if the measures taken by the defendant Member State could be regarded objec- tively as sufficient to achieve the results 23. It is still necessary to examine whether required by the Directive, they would not the measures taken by the defendant Gov- make up for the failure to draw up and ernment prior to the entry into force of the communicate the plans in question, a Directive can be regarded as instruments requirement which pursues a different and ensuring adequate transposition of the specific aim and is an essential mechanism objectives laid down in the Directive. of the Directive. 8
27. Despite the fact that the measures 24. The Luxembourg Government states taken by Luxembourg share with the that since 1986 it has been developing a Directive the aim of disposing of PCBs, number of programmes on the basis of an they do not enable the treatment capacity inventory carried out in 1984, the aim of of the available plants to be assessed or which was to dispose of PCBs. Those 8 — In regard to the Community legislation against pollution of the aquatic environment by dangerous substances, see the 7 — Judgments in Case 247/85 Commission v Belgium [1987] Opinion of Advocate General Tesauro in Joined Cases ECR 3029, paragraph 9, and in Case 262/85 Commission v C-232/95 and C-233/95 Commission v Greece (cited in Italy [1987] ECR 3073, paragraph 9. footnote 6}, point 7.
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provide for the staggering, by reference to plans within the meaning of the category of PCB or to the type of Article 11(1). 10 equipment, of the fixed time-limits within which decontamination and/or disposal must be effected in national territory or abroad; accordingly, those measures do not fulfil the planning requirement laid down in the Community provision. Moreover, in the absence of a plan, the Commission is unable to determine whether the provisions of the Directive apply in accordance with the procedures prescribed. 29. Accordingly, in view of the fact that a breach exists for as long as a Member State fails to ensure full and exact fulfilment of all the aims of a directive, 11 I must conclude that the action brought by the Commission is well founded.
The judgment of 27 February 2002 in Commission v Italy, 9in which the Court held that a defendant Member State had failed to fulfil its obligations under Direc- tive 96/59 by failing to adopt and to communicate within the required time- l i m i t t h e p l a n s p r o v i d e d for in Article 11(1), underlined the importance of such plans in the scheme of the Directive. Costs
30. In accordance with Article 69(2) of the 28. The national measures, irrespective of Rules of Procedure of the Court of Justice, their genuine effectiveness, do not therefore an order for costs must be made against the amount to an organised and coordinated defendant Member State. system of objectives or embody a compre- hensive and coherent approach, and for those reasons cannot be considered to be 10 — On the subject of the fight against water pollution, see the judgments in Case C-214/96 Commission v Spain [1998] ECR I-7661, paragraph 30, and in Case C-207/97 Com- mission v Belgium [1999] ECR I-275, paragraph 40. 11—Judgment in Case 91/79 Commission v Italy [1980] 9 — Case C-46/01 [2002] ECR I-2093. ECR 1099, paragraph 6.
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Conclusion
31.1 propose that the Court should declare that, by failing to draw up plans for the decontamination and/or disposal of inventoried equipment and the poly- chlorinated biphenyls contained therein, the Grand Duchy of Luxembourg has failed to fulfil its obligations under Article 11(1) of Council Directive 96/59/EC of 16 September 1996 on the disposal of polychlorinated biphenyls and polychlorinated terphenyls (PCB/PCT). I also propose that the Court should order the defendant Member State to pay the costs.
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