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Súdny dvor Európskej únie·2.7.2002

C-241/01

ECLI:EU:C:2002:415

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Súdny dvor Európskej únie
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62001CC0241

OPINION OF MR MISCHO — CASE C-241/01

OPINION OF ADVOCATE GENERAL MISCHO delivered on 2 July 2002 1

1. By deciding, in the context of managing bovine products under the date-based the health crisis unleashed by the outbreak export scheme may commence by virtue of bovine spongiform encephalopathy of Article 6(5) of Decision 98/256. 4 ('BSE'), to apply in its territory precaution- ary measures going beyond what the Com- munity authorities judged necessary, the French Government placed itself in the position of having to face simultaneously challenges in various forums. 3. Although the Court had not yet decided on that action for failure to fulfil obli- gations (Case C-1/00), on 25 June 2000 the National Farmers' Union, a professional body representing the farmers of England and Wales, brought before the Conseil d'État (Council of State) (France) an action for annulment of the French Government's implicit rejection of its applications for the ban to be lifted. That court found that the legality of the decisions which it was requested to annul was necessarily con- ditional on Decisions 98/692 and 1999/514 2. Thus, the Commission brought an action being valid and thus decided to use the for failure to fulfil obligations against the procedure prescribed in Article 234 EC in French Republic because of its refusal to order to refer questions to the Court on end the ban on British beef as provided by that subject. In consequence, by decision of Council Decision 98/256/EC of 16 March 28 May 2001 registered under number 1998 concerning emergency measures to C-241/01, it referred three questions to protect against bovine spongiform encep- the Court in order to ascertain: halopathy, amending Decision 94/474/EC and repealing Decision 96/239/EC, 2 as amended by Commission Decision 98/692/EC of 25 November 1998, 3 and Commission Decision 1999/514/EC of 23 July 1999 setting the date on which dispatch from the United Kingdom of '(1) whether, having regard to the legis- lative nature of Commission Decision 1 — Original language: French. 2 — O J 1998 L 113, p. 32. 3 — OJ 1998 L 328, p. 28. 4 — OJ 1999 L 195, p. 42.

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98/692/EC of 25 November 1998 and C-1/00. 5 In the operative part of that Commission Decision 1999/514/EC of judgment the Court: 23 July 1999, and notwithstanding the expiry of the time-limit for challenging them, a Member State may validly invoke significant changes in the fac- tual or legal circumstances occurring after the expiry of that time-limit, where the changes in question are such as to cast doubt on the decisions' '1. Declares that, by refusing to adopt the validity; measures necessary in order to comply with:

(2) whether, at the date of the decisions taken by the French authorities, the abovementioned Commission decisions — Council Decision 98/256/EC of were valid, having regard to the pre- 16 March 1998 concerning emerg- cautionary principle laid down in ency measures to protect against Article 174 of the Treaty establishing bovine spongiform encephalo- the European Community; p a t h y , a m e n d i n g Decision 94/474/EC and repealing Decision 96/23 9/EC, in the version resulting from Commission Decision 98/692/EC of 25 November 1998, in particular with Article 6 and (3) whether a Member State may draw Annex III, and from the provisions of Article 36 of the EC Treaty (now, after amendment, Article 30 EC) the power to prohibit imports of agricultural products and live animals, inasmuch as Directives 89/662/EEC and 90/425/EEC cannot be regarded as harmonising the meas- ures needed in order to attain the — Commission Decision specific objective of protecting the 1999/514/EC of 23 July 1999 set- health and life of humans provided ting the date on which dispatch for by that article.' from the United Kingdom of bov- ine products under the date-based export scheme may commence by virtue of Article 6(5) of Decision 9 8 / 2 5 6 , in particular with Article 1,

4. Meanwhile, on 13 December 2001, the Court delivered its judgment in Case 5 — Case C-1/00 Commission v france 12001) ECR 1-9989.

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in particular, by refusing to permit the 7. Decision 98/692, just like Decision marketing in its territory after 98/256, is based in particular on 30 December 1999 of products subject Article 9(4) of Council Directive to that scheme which are correctly 89/662/EEC of 11 December 1989 con- marked or labelled, the French Repub- cerning veterinary checks in intra-Commu- lic has failed to fulfil its obligations nity trade with a view to the completion of under those two decisions, in particular the internal market, 6 last amended by their provisions referred to above; Council Directive 92/118/EEC of 17 De- cember 1992 laying down animal health and public health requirements governing trade in and imports into the Community of products not subject to the said require- ments laid down in specific Community 2. Dismisses the remainder of the appli- rules referred to in Annex A(I) to Directive cation; 89/662/EEC and, as regards pathogens, to Directive 90/425/EEC.7

'

5. The existence of that judgment, which had been preceded by my Opinion given on 20 September 2001, makes it unnecessary 8. Article 9 of Directive 89/662 states: for me to retrace here the action taken by the Commission in response to the out- break of BSE up until the adoption of Decisions 98/692 and 1999/514 or to recount in detail the events which took place between the date on which the second of those decisions entered into force and that on which the Commission brought its action for failure to fulfil obligations.

'1. Each Member State shall immediately notify the other Member States and the Commission of any outbreak in its terri- 6. It will be sufficient for me to recall only tory, other than an outbreak of diseases the essentials, namely the content of the referred to in Directive 82/894/EEC, of any two Community decisions which, in the zoonoses, diseases or other cause likely to opinion of the Conseil d'État, are problem- atic from the point of view of their validity and the circumstances in which the French 6 — OJ 1989 L 395, p. 13. Government refused to apply them. 7 — OJ 1993 L 62, p. 49.

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constitute a serious hazard to animals or to equate, it may, in collaboration with the human health. The Member State of origin Member State concerned and pending the shall immediately implement the control or meeting of the Standing Veterinary Com- precautionary measures provided for in mittee, take interim protective measures Community rules, in particular the deter- with regard to products from the region mination of the buffer zones provided for in affected by the epizootic disease or from a those rules, or adopt any other measure given establishment. These measures shall which it deems appropriate. The Member be submitted to the Standing Veterinary State of destination or transit which, in the Committee as soon as possible to be con- course of a check referred to in Article 5, firmed, amended or cancelled in accord- has established the existence of one of the ance with the procedure laid down in diseases or causes referred to in the first Article 17. subparagraph may, if necessary, take the precautionary measures provided for in Community rules. Pending the measures to be taken in accordance with paragraph 4, the Member State of destination may, on serious public or animal-health grounds, 4. The Commission shall in all cases review take interim protective measures with the situation in the Standing Veterinary regard to the establishments concerned or, Committee at the earliest opportunity. It in the case of an epizootic disease, with shall adopt the necessary measures for the regard to the area of protection provided products referred to in Article 1 and, if the for in Community rules. The measures situation so requires, for the originating taken by Member States shall be notified products or products derived from those to the Commission and to the other products in accordance with the procedure Member States without delay. laid down in Article 17. The Commission shall monitor the situation and, by the same procedure, shall amend or repeal the decisions taken, depending on how the situation develops.

2. At the request of the Member State referred to in the first subparagraph of paragraph 1 or on the initiative of the Commission, one or more Commission 5. Detailed rules for the application of this representatives may go at once to the place article, and in particular the list of zoonoses concerned to examine, in collaboration or causes likely to constitute a serious with the competent authorities, what meas- hazard to human health, shall be adopted ures have been taken, and shall issue an in accordance with the procedure laid opinion on those measures. down in Article 18.'

9. Decision 98/692 amended Decision 3. If the Commission has not been 98/256, inserting in it an additional auth- informed of the measures taken, or if it orisation to export bovine products from considers the measures taken to be inad- the United Kingdom, namely those eligible

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under the Date-Based Export Scheme ('the record of its date of birth, and in the DBES') which is set out in detail in the new case of animals from Great Britain, the Annex III to Decision 98/256. animal's official passport;

(c) the competent authority has obtained 10. Point 3 of that annex defines the and verified positive official evidence animals eligible as follows: that the dam of the animal has lived for at least six months after the birth of the eligible animal;

'A bovine animal is DBES-eligible if it has been born and reared in the United King- (d) the dam of the animal has not devel- dom and at the time of slaughter the oped BSE and is not suspected of following conditions are shown to have having contracted BSE.' been met:

11. The traceability requirements are set (a) the animal has been clearly identifiable out in point 7 of Annex III, according to throughout its life, enabling it to be which: traced back to the dam and herd of origin; its unique eartag number, date and holding of birth and all movements after birth are recorded either in the animal's official passport or on an official computerised identification 'Meat must be traceable back to the DBES- and tracing system; the identity of its eligible animal or, after cutting, to the dam is known; animals cut in the same batch, by means of an official tracing system until the time of slaughter. After slaughter, labels must be capable of tracing fresh meat and products referred to in Article 6(l)(b) and (c) back to the eligible animal to enable the consign- ment concerned to be recalled. Food for (b) the animal is more than six months but domestic carnivores must be traceable by less than 30 months of age, determined means of accompanying documents and by reference to an official computer records.'

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12. Furthermore, the United Kingdom is 14. The Commission used that power in required, under point 9 of Annex III, to adopting Decision 1999/514, which sets the 'have detailed protocols in place covering: date for the resumption of dispatches under the DBES at 1 August 1999.

(a) tracing and controls prior to slaughter; 15. The French Government did not react to that decision, in the sense that it did not make an application to have it annulled, but nor did it adopt the measure of national law, that is the amendment of the minis- terial order of 28 October 1998 establish- (b) controls during slaughter; ing specific measures applicable to certain products of bovine origin dispatched from the United Kingdom,8 which would have enabled the decision to be applied in French territory.

(c) controls during processing of food for domestic carnivores;

16. When the Commission, concerned by this lack of action, reminded it about its obligations, the French Government sent the Commission an opinion of the Agence (d) all labelling and certification require- française de sécurité sanitaire des aliments ments after slaughter to the point of (French Food Safety Agency, 'the AFSSA'), sale.' according to which, having regard to current scientific knowledge and the epi- demiological data then available, the risk of the United Kingdom exporting infected beef and veal could not be regarded as overcome. The French Government relied on that opinion to issue a firm refusal to lift 13. It was for the Commission, after having the ban. Since that refusal was never verified the application of all the provisions subsequently withdrawn, in spite of the of Decision 98/256, as amended, on the hopes of a settlement raised by the agree- basis of Community inspections and after ment between the French and United King- having informed the Member States, to set the date on which dispatch of the products covered by the DBES could commence. 8 — JORI' of 2 December 1998, p. 18169.

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dom Governments and the Commission of 20. The fact that the Court has, in the a draft protocol of understanding during terms set out above, found that the French the first two weeks of November, the Republic failed to fulfil its obligations does Commission initiated and carried through not, however, make it possible to assert the infringement procedure which cul- that all the arguments of the French minated in the abovementioned judgment Government have been held to be in Commission v France. unfounded, so that it would be sufficient for the purposes of my Opinion in the present case for me to refer to the above- mentioned judgment in Commission v France.

17. In those proceedings for failure to fulfil obligations, the French Government had put forward in its defence arguments not substantially different from those which it raised before the Conseil d'État against the 21. In reaching the conclusion that it was National Farmers' Union and which it now necessary to find that there had been a puts forward in its observations. failure to fulfil obligations, the Court adopted an approach which relieved it of ruling on some of the French Government's grounds of defence. Thus, it did not need to take a view on whether Article 36 of the Treaty could be invoked, since it had 18. In its submission, new factors arising considered that the Commission was not after the expiry of the time-limit for bring- alleging an infringement by the French ing an action for annulment against either Republic of Article 30 of the EC Treaty Decision 98/692 or Decision 1999/514, (now, after amendment, Article 28 EC) show that the lifting of the ban by those which was separate from the infringement two decisions runs counter to the require- resulting from the failure to implement ments of the precautionary principle, so Decisions 98/692 and 1999/514. Nor did it that those decisions cannot be considered measure the DBES against the precaution- valid, which authorises it not to comply ary principle, because it took the view, in with them. application of settled case-law, that the French Government was not permitted to plead in its defence, in the context of infringement proceedings, the invalidity of the decisions which it was alleged not to have complied with and against which it 19. Furthermore, and still on the ground had not, within the time-limit prescribed by that the DBES is not able to ensure the Article 230 EC, brought an action for protection, which is none the less essential, annulment. of consumers' health, in particular in that it contains gaps with regard to the traceabil- ity requirement, the French Government is entitled to invoke Article 36 of the Treaty in order to justify its refusal to import beef and veal from United Kingdom slaughter- 22. That refusal to examine arguments houses. calling in question the validity of decisions

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not challenged by means of an action for nature' and, second, the grounds of invalid- annulment by the Member State to which ity put forward relate to 'significant they were addressed is, of itself, not of great changes in the factual or legal circum- assistance to us in the present case. stances occurring after the expiry of [the] time-limit [for challenging them]'.

23. In fact, the refusal to the French Government arose in the context of infringement proceedings, whereas the issue facing the Conseil d'État, and on 26. I am, however, of the opinion that the which it has referred a question to the question of principle is unavoidable and Court, is raised in a completely different that I must start by analysing it at the risk, context. of course, if I reach a negative answer, of afterwards considering whether exceptions may be envisaged in respect of particular cases, such as that identified by the Conseil d'État.

The first question

24. It is in fact in purely national proceed- 27. Let me therefore deal with this question ings, before a French court, that the French head on. I will take as the starting point for Government denies that its failure to adopt my reasoning the judgment in Case 156/77 the measures required by Community Commission v Belgium. 9Admittedly, that decisions addressed to it may be regarded judgment determined only whether a as unlawful and it is to substantiate that Member State may challenge before the denial that it pleads the unlawfulness of Court, in the context of an action brought those decisions. against it by the Commission pursuant to the second subparagraph of Article 93(2) of the EC Treaty (now the second subpara- graph of Article 88(2) EC), the validity of a Commission decision which had been duly notified to it and which prohibited it from 25. I readily accept that the Conseil d'État paying aid to an undertaking, but the is not making a reference to the Court on grounds of the Court's refusal to accept the question of principle of whether such a such a ground of defence seem to me to challenge is permissible, but on a case have implications going well beyond the which is very particular in two respects particular case. since, first, the decisions whose validity is called in question are, according to the national court's analysis, of a 'legislative 9 — Case 156/77 Commission v Belgium |1978| ECR 1881.

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28. On the basis of the fact that, under the concerned to counter an argument which fourth paragraph of Article 189 of the EC might be raised against the coherence of the Treaty (now the fourth paragraph of solution thus adopted in the light of the Article 249 EC), a decision addressed by system of remedies overall, explained that: the Commission to a Member State is binding in its entirety upon that State, the Court stated that, '[i]n so far as the Member State to [which] it is addressed considers that it is unable to comply with that decision because it is legally '[a]lthough it is true that the validity of a unfounded, it may contest the legality Community measure may be called in thereof by having recourse to the legal question by means of the procedure for remedies available to it under Article 173 obtaining a preliminary ruling referred to in of the Treaty on the conditions laid down Article 177 of the Treaty, in spite of the by that provision'. expiry of the period laid down in the third paragraph of Article 173, such a pro- cedure, which is laid down in respect of all measures adopted by the institutions and corresponds solely to the requirements of the national courts, is nevertheless sub- 29. Those conditions include the time- ject to objectives and rules different from limits within which applications must be those which govern the applications lodged which 'are intended to safeguard referred to in Article 173 of the Treaty, legal certainty by preventing Community and cannot justify a derogation from the measures which involve legal effects from principle of the time-barring of applications being called in question indefinitely'. If as a result of the expiry of the periods those time-limits expire without the within which proceedings must be brought, Member State concerned bringing an action without thereby depriving Article 173 of its for annulment, that State is prohibited once legal significance.' and for all from challenging the validity of the decision by means of a plea of illegality, under Article 184 of the EC Treaty (now Article 241 EC), raised against the action for failure to fulfil obligations brought by the Commission. 31. The ambiguity attaching to what seems more like an obiter dictum than a clearly imposed limit to the solution adopted by the Court in the particular case was dis- pelled when, in TWD Textilwerke Deggen- dorf, 10 the Court was directly faced with 30. Not to impose that prohibition would the issue of the validity of a decision, be, according to the Court, 'impossible to against which an action for annulment had reconcile with the principles governing the not been brought in due time, being called legal remedies established by the Treaty in question in a reference for a preliminary and would jeopardise the stability of that ruling. system and the principle of legal certainty upon which it is based'. Intellectual honesty dictates that I make it clear that, in para- 10 —Case C-188/92 TWD Textiltverke Deggendorf [1994] graph 24 of that judgment, the Court, ECR I-833.

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32. In that case, a German undertaking had tation of that decision by the national received national aid which had been authorities brought by the recipient of the declared unlawful by a Commission aid and addressee of the implementation decision ordering its repayment. That measures on the ground that the decision of decision had been, as it must be, notified the EEC Commission is unlawful in cir- to the German Government which had sent cumstances where the recipient of the aid a copy of it to the undertaking, informing it did not institute proceedings under the that it was entitled to contest the decision second paragraph of Article 173 of the before the Community judicature by bring- [EC] Treaty, or did not do so in good time, ing an action pursuant to Article 173 of the even though it was informed of the Com- EC Treaty (now, after amendment, mission's decision in writing by the Article 230 EC). Member State?'

33. In fact, neither the German Govern- 35. The Court's answer was of exemplary ment nor the undertaking concerned had clarity. Having recalled that a decision taken that opportunity. When the German which has not been challenged by the authorities had requested the undertaking addressee within the time-limit laid down to reimburse the amounts unlawfully by Article 173 of the Treaty becomes received, that undertaking had brought an definitive as against him and that the action before the national courts, claiming undertaking in receipt of individual aid that the Commission decision was unlaw- which is the subject-matter of a Commis- ful. The dispute came before the Court by sion decision has the right to bring an means of a reference for a preliminary action for annulment under the second ruling, by which the national court, most paragraph of Article 173 of the Treaty judiciously, did not raise only the question even if the decision is addressed to a of the validity of the decision in question, Member State, the Court held that it was but also the question whether that validity appropriate to apply to that undertaking was still open to discussion in the proceed- the case-law arising out of the ruling in ings before it. Commission v Belgium, cited above, in respect of a Member State's pleading the illegality of such a decision in the context of proceedings for non-compliance.

34. On that point, its question was worded as follows: 36. In that regard, it set out the following considerations:

'Is a national court bound by a decision of the EEC Commission adopted pursuant to Article 93(2) of the [EC] Treaty when '16 That case-law, according to which it is hearing an appeal regarding the implemen- impossible for a Member State which is

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the addressee of a decision taken under 37. It seems to me that, since the Court t h e f i r s t [ s u b ] p a r a g r a p h of thus transposed to the challenge made by Article 93(2) of the Treaty to call in an individual to the validity of a Commu- question the validity of the decision in nity decision of which it was not the the proceedings for non-compliance addressee, but of which it was aware, the provided for in the second paragraph solution adopted, initially, in respect of the of that provision, is based in particular challenge made by a Member State, in the on the consideration that the periods context of proceedings for non-compliance, within which applications must be to the validity of a decision of which it was lodged are intended to safeguard legal the addressee, it is appropriate to trans- certainty by preventing Community pose, as regards the challenge before the measures which involve legal effects national court made by a Member State to from being called in question indefi- the validity of a decision of which it was the nitely. addressee, the solution applied to the challenge from an individual.

17 It follows from the same requirements of legal certainty that it is not possible for a recipient of aid, forming the 38. It is difficult to imagine, if only in the subject-matter of a Commission light of the principle of equality of arms in decision adopted on the basis of judicial proceedings, that what, before a Article 93 of the Treaty, who could national court, may not be used as a ground have challenged that decision and who of defence by an individual may be so used allowed the mandatory time-limit laid by a government. down in this regard by the third para- graph of Article 173 of the Treaty to expire, to call in question the lawful- ness of that decision before the national courts in an action brought against the measures taken by the national auth- orities for implementing that decision. 39. The requirements of the principle of legal certainty and those flowing from the coherent organisation of the Community system of remedies cannot vary according to whether it is an individual or a Member State which, although it had the oppor- 18 To accept that in such circumstances tunity to bring an action for annulment the person concerned could challenge pursuant to Article 173 of the Treaty, the implementation of the decision in failed to do so. proceedings before the national court on the ground that the decision was unlawful would in effect enable the person concerned to overcome the definitive nature which the decision assumes as against that person once the time-limit for bringing an action has 40. On the contrary, the fact that the expired.' challenge is prohibited as against the indi-

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vidual on the sole ground that he would very least, to convince the Court that it have been permitted to bring an action for should not be applied in the present case. annulment against the decision brought to his attention, although it was not addressed to him, must necessarily result in the application of the same prohibition as against the Member State to which that decision was specifically addressed. 43. The first argument which it puts for- ward to that effect is based on the fact that the grounds of the invalidity of Decisions 98/692 and 1999/514 became apparent only after the expiry of the time-limit for bringing an action for annulment, so that the Government cannot be reproached for having allowed that time-limit to pass without reacting and that it should there- 41. The maxim vigilantibus non dormienti- fore be accepted that, exceptionally, the bus subveniunt jura, which Advocate Gen- Government cannot be time-barred as a eral Jacobs recalled in his Opinion in TWD result of having failed to bring an action for Textilwerke Deggendorf, is not applicable annulment. solely to individuals, but should clearly be applied to all persons subject to the Com- munity legal order, just as Mr Jacobs' comment to the effect that the limitation period laid down in Article 173 of the Treaty 'would be deprived of all sense and 44. According to its arguments, '...that purpose if a person who undoubtedly has exception must be restricted to new factors locus standi to challenge a decision under of which the Member State was not able to Article 173 could simply ignore the be aware in the context of its own legal and decision and contest its validity in sub- territorial competences, like those resulting sequent proceedings brought to enforce the from inquiries and checks which would not decision' is not limited to challenges to be revealed by other Member States or by validity from individuals. the Commission in the context of its own competences. In order to be taken into account, those new factors must be such as to cast doubt, in law or in fact, on the purpose and effectiveness of the operative part of the act whose validity is at issue. They must therefore be of a significant nature.' 42. That rule in TWD Textilwerke Deg- gendorf, subsequently confirmed by Wiljo, 11 is not disputed by the French Government. However, the Government does attempt to limit its scope or, at the 45. That is specifically true, unsurprisingly, of the factors casting doubt on the reliabil- ity of the DBES which came to the notice of 11 — Case C-178/95 W1//0 |1997| ECR 1-585. the French Government.

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46. However, even thus circumscribed, that it was going to countenance something exception runs counter to the principle that which not only was highly hypothetical, the validity of an act must be assessed by but also seemed to it even, prima facie, reference to the date on which it was incorrect. adopted, a principle of which the French Government is well aware and which has certainly not been disproved by Greenpeace France and Others, 12 which the Govern- ment wrongly brings into the debate, because it allows recourse to provisional 49. I would observe, next, that that passage national measures 13 before the Commis- in the judgment is a reflection of paragraph sion re-examines its decision and not the 38 in the Opinion of Advocate General calling in question of the validity of a Jacobs, which cannot provide any argu- Commission decision. ment in support of the submission that the appearance of new facts makes it possible to avoid being time-barred as the result of the expiry of the time-limits for bringing proceedings. 47. In order to discount that objection, the Government refers to the judgment in Sam Schiffahrt and Stapf 14 which indeed includes, in paragraph 47, the following somewhat obscure dictum: 50. In fact, having noted that '[i]n gen- eral... the validity of a measure can be assessed only by reference to the situation when it was enacted', the Advocate General stated further that '[i]t seems to me that 'Even if the validity of a measure might, in there might none the less be circumstances certain cases, be assessed by reference to in which the Community legislature is new factors which arose subsequently to its under an obligation to repeal or amend a adoption, the documents before the Court measure to take account of subsequent do not permit the conclusion that any such developments; that might be so where, for factors exist in this case, as the Advocate example, after its adoption a measure General has pointed out...'. began to produce discriminatory effects, or had plainly achieved its purpose so that there was no longer any justification for the burden placed on individuals'.

48. Let me point out, first of all, that, in my view, although the Court used the expression 'even if', it was to indicate that

51. What Mr Jacobs asserts, and with 12 — Case C-6/99 Greenpeace France and Others [2000] ECR I-1651. which I am in perfect agreement, is that, 13 — On that subject, see below my arguments in respect of the in the legal field, nothing is unchangeable third question. and that, in particular, what is justified 14 — Joined Cases C-248/95 and C-249/95 SAM Schiffahrt and Stapf [1997] ECR 1-4475. today will perhaps no longer be so tomor-

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row, with the result that the duty of every 1999/514 in the light of the new factors legislature is, first, to check, if not con- which it believed it had discovered and stantly at least periodically, that the rules either to challenge any refusal by means of which it has imposed still meet the needs of an action for annulment or, if there were no society and, second, to amend or even reply to its request, to bring an action for repeal the rules which have ceased to have failure to act against the Commission. any justification and are thus no longer appropriate in the new context in which they must produce their effects.

55. As we know, but as we find difficult to understand, the Government did not take that course, which would have enabled it to submit before the Court evidence which it 52. Between that statement and the revival believes is condemnatory of the DBES in of a right to bring an action which was not the light of the requirements of the pre- exercised when the rule was made, there is cautionary principle. a gap, if not a chasm, which appears unbridgeable to anyone who is concerned about legal certainty.

56. If the discovery of allegedly new factors does not enable the French Government to avoid the application of the rule in TWD 53. On the other hand, and in my view this Textilwerke Deggendorf, what is to be is what the Advocate General meant, where made of the argument to the effect that a rule has become unsuitable, the refusal of Decisions 98/692 and 1999/514 are not the rulemaker to repeal it may, in any genuine decisions, but rather legislative judicial review, be deemed to be invalid. measures, to which the rule in TWD Textilwerke Deggendorf does not apply?

54. However, and here I will end my 57. Let me begin by saying that the argu- examination of the French Government's ment of the French Government is not first argument, the Community judicial without finesse when, on the basis of system allows such a review by the Court. case-law which is settled, but has been As I pointed out in my Opinion in Com- developed in respect of the right of natural mission v France, cited above, to which I or legal persons to bring an action for the would refer, the French Government was annulment of a regulation if, upon inspec- perfectly entitled to request the Commis- tion, that measure is shown to be a sion to reconsider Decisions 98/692 and collection of individual decisions, and

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according to which the nature of a Com- ment as to whether, in the light of the rule munity act is not apparent from its form in TWD Textilwerke Deggendorf, the but from its scope, it analyses the decisions applicant undertaking was able to chal- at issue, which were addressed to all the lenge the validity of certain provisions of a Member States, as putting in place actual regulation before the national courts, that: legislation on the movement of certain bovine products from the United Kingdom, in order to reach the conclusion that, as legislative acts, those decisions fall within the scope of Article 184 of the Treaty and may therefore have the plea of illegality raised against them. 'It is sufficient, on that point, to note that, since the contested provisions are contained in a Community regulation and are addressed in general terms to categories of persons defined in the abstract and to situations determined objectively, it is not obvious that an action by the applicants challenging that regulation under 58. However, let me state immediately that Article 173 of the Treaty would have been that argument cannot succeed in the light admissible. of the most recent developments in the case-law of the Court. Although, as from TWD Textilwerke Deggendorf, it appeared that the element to be taken into account in determining whether the validity of a Community act could be challenged before the national courts was not the nature of The reference to TWD (Textilwerke Deg- the act but the presence or absence of an gendorf), which concerned a company opportunity for the person concerned to which was undoubtedly entitled, and which challenge the validity of that act by means had been informed that it was entitled, to of an action for annulment, the subsequent bring an action for annulment of the case-law has not only sanctioned that Community act whose validity it was indi- access to the courts via an action for rectly challenging before a national court, annulment as a sole criterion, but has is therefore irrelevant' (paragraphs 15 and drawn from it the strictest inferences. 16).

59. In Accrington Beef and Others, 15 the 60. In Eurotunnel and Others, 16 it took Court held, in response to the doubts the view, in response to the national court expressed by the United Kingdom Govern- which had referred a question on whether

15 — Case C-241/95 Accrington Beef and Others [1996] ECR 16 —Case C-408/95 Eurotunnel and Others [1997] ECR I-6699. I-6315.

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an undertaking may raise before the 62. In that case, a question on the validity national court the invalidity of provisions of an anti-dumping regulation was referred in a directive which it did not challenge by to the Court by a national court before means of an action for annulment before which an importing undertaking was claim- the Community judicature, that '[i]t should ing the reimbursement of duties which it be noted that the judgment in TWD had had to pay, on the ground that that Textilwerke Deggendorf concerned a com- regulation had been annulled as the result pany which, unquestionably, was entitled of an action brought by other operators. and had been informed that it was entitled to bring an action for annulment of the Community act whose validity it was challenging by a plea of illegality before a national court. On this point, in the case of Community directives whose contested 63. After having recalled that that annul- provisions are addressed in general terms ment could affect only the duties payable to Member States and not to natural or on products imported by those operators legal persons, it is not obvious that an and therefore did not apply to Nachi action by Eurotunnel challenging Europe, the Court refused to examine Articles 28 and 28k under Article 173 of whether the regulation should also be held the Treaty would have been admissible to be invalid vis-à-vis Nachi Europe, since (see, with respect to a regulation, Case that undertaking had not sought the annul- C-241/95 R v Intervention Board for ment of the regulation although, as an Agricultural Produce, ex parte Accrington importer associated with the exporter, Beef and Others [1996] 1-6699, paragraph whose resale prices for the products in 15)' (paragraphs 28 and 29). By con- question had formed the basis of the sequence, the Court agreed to examine the constructed export price applied by the complaints raised before it, by means of a regulation in order to establish the dump- reference for a preliminary ruling, against ing margins operated by the exporter, it the validity of provisions in a directive would undoubtedly have had standing to which were not of direct concern, within do so. the meaning of Article 173 of the Treaty, to the undertaking which was challenging them.

64. In order to arrive at that result, the Court, after discounting the application of Article 241 EC as such in proceedings for a 61. Yet more recently, recourse to the same preliminary ruling pursuant to Article 234 criterion led, in Nachi Europe, 17 to the EC, held that: opposite result, in the sense that it led to an undertaking being prohibited from plead- ing before the national court the invalidity of a Community act, and not just any act since it was a regulation. 'It is true, however, that Article 241 EC expresses a general principle of law under 17 — Case C-239/99 Nachi Europe [200J] ECR I-1197. which an applicant must, in proceedings

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brought under national law against the before the national court (see, in regard to a rejection of his application, be able to plead Commission decision, TWD Textilwerke the illegality of a Community measure on Deggendorf, paragraphs 24 and 25). Such a which the national decision adopted in his conclusion applies to regulations imposing regard is based, and the question of the anti-dumping duties by virtue of their dual validity of that Community measure may nature,... as acts of a legislative nature and thus be referred to the Court in proceedings acts liable to be of direct and individual for a preliminary ruling (Case 216/82 concern to certain traders' (paragraphs 35 Universität Hamburg [1983] ECR 2771, to 37). paragraphs 10 and 12).

65. It is thus indeed the impossibility of The Court has also pointed out that this using the action for annulment to challenge general principle confers on any party to the Community measure, and that alone, proceedings the right to challenge, for the which determines the availability of the purpose of obtaining the annulment of a right to contest the validity of that act decision of direct and individual concern to before a national court, the form and the that party, the validity of previous acts of nature of the measure being immaterial. the institutions which form the legal basis of the decision which is being attacked, if that party was not entitled under Article 230 EC to bring a direct action challenging those acts by which it was thus affected without having been in a position 66. In the present case, the French Govern- to ask that they be declared void (Case ment clearly had standing to challenge 92/78 Simmenthal v Commission [1979] Decisions 98/692 and 1999/514, so that it ECR 777, paragraph 39, and TWD Tex- is prohibited on the ground that it is tilwerke Deggendorf, paragraph 23). time-barred from contesting their validity before the Conseil d'État by the case-law developed as from TWD Textilwerke Deg- gendorf, irrespective of the legislative effect which those decisions might have. However, this general principle, which has the effect of ensuring that every person has or will have had the opportunity to chal- lenge a Community measure which forms the basis of a decision adversely affecting him, does not in any way preclude a regulation from becoming definitive as The second question against an individual in regard to whom it must be considered to be an individual decision and who could undoubtedly have sought its annulment under Article 230 EC, a fact which prevents that individual from 67. Since I have thus established that the pleading the illegality of that regulation Conseil d'État's first question should

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undoubtedly be answered in the negative, I 'tempus shopping' lending itself to all sorts have no need to examine the second ques- of manoeuvring. tion, relating to the validity of Decisions 98/692 and 1999/514, at the date of the French authorities' refusal to the National Farmers' Union to apply them, in the light of the precautionary principle laid down in Article 174 EC. 71. Second, the fact that the precautionary principle has been enshrined in the Com- munity legal order, both by primary law and case-law, as well as by the positions adopted by the Commission and the Euro- pean Council, must not in any way mark 68. I should, however, like to make several the resurgence of unilateralism. brief comments on this question.

69. First, by requesting the Court to assess 72. Since observance of that principle the validity of the Community decisions at forms part of Community action, there issue 'at the date of the decisions taken by can be no question of the Member States' the French authorities' rejecting the appli- relying on it in order to obstruct at will the cations from the National Farmers' Union, application of measures adopted in the the Conseil d'État not only feigns ignorance context of that action. of the fact that the validity of an act must be assessed by reference to the date on which it was adopted, but seems to adopt an approach according to which the person who refuses to comply with such an act could, through the choice of the date on which he expresses his refusal, choose the 73. Third, judicial review of the observance time, possibly far removed from that at of the precautionary principle must be which the act was adopted, at which he exercised with caution. wishes the appropriateness of the measures taken to be assessed.

74. Since that principle is to be applied in situations of great uncertainty, we cannot 70. This, let us be clear, seems to me expect the courts to impose their own unacceptable from every point of view, convictions, the possible basis of which is since it shows total disdain for legal difficult to discern, moreover, in the realm certainty and opens the way to a form of of scientific problems.

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75. It is obviously not a question of remov- 78. Lastly, however the precautionary prin- ing the application of the precautionary ciple is expressed, it is not disputed that the principle from the sphere of judicial review, application of that principle does not have but merely of recognising that the courts the effect of avoiding the application of can, in this field, only exercise minimal other principles which are just as funda- review since the political authorities must mental. That is particularly true of the be granted a broad discretion. principle of proportionality, which can be said to be inseparable from the precaution- ary principle, but also of the principle of non-discrimination.

76. Fourth, the precautionary principle has a future only to the extent that, far from opening the door wide to irrationality, it 79. In terms of this last principle, I would establishes itself as an aspect of the rational observe that the DBES, as the Commission management of risks, designed not to has pointed out, seeks to ensure that beef achieve a zero risk, which everything and veal which come from the United suggests does not exist, but to limit the Kingdom and are imported into other risks to which citizens are exposed to the Member States do not present more risks lowest level reasonably imaginable. than any other beef or veal produced in the Community, and that it really seems that this objective has been somewhat lost sight of by the French authorities which would like meat from the United Kingdom to be risk-free, even though it is agreed that the BSE epidemic has, unfortunately, not spared French cattle-farming. 77. Fifth, the requirements of the DBES must not, in respect of the application of the precautionary principle, be considered in isolation, since the general preventive measures applicable throughout the Com- munity, for example the removal of tissues presenting risks, must quite obviously be complied with in respect of DBES products. Accordingly, the presence, which can The third question clearly not be ruled out entirely, of an infected bovine animal amongst the ani- mals satisfying the requirements of that scheme does not mean that the consump- tion of its meat carries with it, per se, an unacceptable risk in the light of the requirements of the precautionary prin- 80. I thus come to the third and final ciple. question referred by the national court

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which seeks to ascertain whether 'a Tedeschi 19 and Commission v Italy, 20 in Member State may draw from the provi- which it was held that: sions of Article 36 of the EC Treaty (now, after amendment, Article 30 EC) the power to prohibit imports of agricultural products and live animals, inasmuch as Directives 89/662/EEC and 90/425/EEC cannot be regarded as harmonising the measures 'where Community directives provide for needed in order to attain the specific the harmonisation of the measures necess- objective of protecting the health and life ary to ensure the protection of animal and of humans provided for by that article'. human health and establish Community procedures to check that they are observed, recourse to Article 36 is no longer justified and the appropriate checks must be carried out and the measures of protection adopted within the framework outlined by the harmonising directive'.

81. As the National Farmers' Union, the United Kingdom Government and the Commission propose to the Court, refer- 83. It is therefore necessary to determine ence should first be made, in this respect, to whether, having regard to the legislation the case-law of the Court on the possibility applicable to the fight against BSE, we are of applying Article 30 EC when harmon- in that situation. ising measures have been adopted.

84. The French Government submits that Article 30 EC justifies the measures which it maintained or took following the Com- mission's adoption of Decisions 98/692 and 1999/514 for three principal reasons: 82. Rather than citing Hedley Lomas, 18 which related to a factual situation too different from that at issue in the main proceedings, I prefer to make reference to (1) Article 30 EC is applicable because 18 — Case C-5/94 Hedley Lomas ( 1996) ECR I-2553. The issue Directive 89/662 and Council Directive was the systematic refusal bv a Member State to issue export licences for live animals on the ground that, in the slaughterhouses of the country of destination, those animals underwent treatment contrary to Council Direc- tive 74/577/EEC of 18 November 1974 (OJ 1974 L 316, 19 — Case 5/77 Tedeschi |1977| ECR 1555, paragraph 35. p. 10), which required that they be stunned before 20 — Case C-112/97 Commission v Italy [1999] ECR 1-1821, slaughter. paragraph 54.

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90/425/EEC of 26 June 1990 concern- (2) the objective of those measures is ing veterinary and zootechnical checks health-related: BSE is a major risk to applicable in intra-Community trade in animal health and the possibility of the certain live animals and products with transmission of BSE to humans in the a view to the completion of the internal form of CJD constitutes a major risk market, 21 as well as Decision 98/256 for human health; and the abovementioned decisions, do not constitute full harmonisation.

(3) the measures thus adopted are propor- tionate and necessary in relation to the objective pursued.

The French Government points out that Directives 89/662 and 90/425 cannot, as such, be interpreted as pursuing an objective of combating 85. On that matter, I would point out, first BSE and its h u m a n v a r i a n t , of all, that it is beyond question that Creutzfeldt-Jakob disease ('CJD'). Directives 89/662 and 90/425, cited in the Moreover, the measures taken against third question referred by the Conseil the spread of BSE and CJD in the d'État, do not in any way achieve harmon- context of the protective clauses of isation of the laws and regulations of the those two directives did not constitute Member States in respect of the protection full harmonisation of preventive meas- of humans against BSE. ures (Opinion of Advocate General Alber in Eurostock 22 and my Opinion in Commission v France 23 ). Full har- monisation was achieved only by the a d o p t i o n of R e g u l a t i o n (EC) No 999/2001 of the European Parlia- ment and of the Council of 22 May 86. As the Court recalled in Eurostock, 2001 laying down rules for the pre- 'Directive 89/662, which was adopted with vention, control and eradication of a view to the establishment of the internal certain transmissible spongiform market, is designed to eliminate veterinary encephalopathies, 2 4which did not checks at the Community's internal fron- enter into force until 1 January 2001; tiers by concentrating on checks to be carried out at the place of dispatch and organising those that can be carried out at 21 — OJ 1990 L 224, p. 29. the place of destination. Thus, Article 1 of 22 — Case C-477/98 Eurostock [2000] ECR 1-10695, points 58 Directive 89/662 provides that Member to 61 of the Opinion. 23 — Cited above, points 168 to 170. States are to ensure that the veterinary 24 — OJ 2001 L 147, p. 1. checks to be carried out on products of

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animal origin which are covered by certain 90. We must therefore examine whether directives... are no longer carried out at the DBES, adopted before the entry into frontiers but in accordance with Directive force of Regulation No 999/2001, is such 89/622'. as to ensure the protection of the health of the nationals of the other Member States, where products from bovine animals are dispatched from the United Kingdom.

87. Similarly, Directive 90/425 also orga- nises procedures according to which meas- ures necessary for the protection of health 91. It is certain that Decision 98/692, are to be adopted. Just like Directive amending Decision 98/256 which defined 89/662, it does not, of itself, prescribe that scheme, does not have the appearance those measures. of a 'harmonising directive' in the conven- tional sense, as did the directives at issue in Tedeschi and Commission v Italy, cited above.

88. Furthermore, I am still of the view which I expressed in my Opinion in Com- mission v France, cited above, that full 92. Here we have the conditional lifting of harmonisation in respect of the fight an export ban. But the conditions attaching against BSE was achieved only through to the lifting of the ban are as detailed as, if Regulation No 999/2001. not more than, the 'harmonising measures' which are included in many conventional directives. These latter directives often merely list the chemical substances which may or may not be incorporated into foodstuffs.

89. Having said that, I consider, however, that importance should be attached to the fact that, in Tedeschi and Commission v Italy, cited above, the Court used the expression 'harmonisation... necessary to 93. It is not necessary for me to describe ensure the protection of... health' and not here yet again the characteristics of the 'full harmonisation'. 25 DBES. Suffice it to say that, as regards the actual problem at issue in the main pro- ceedings, that is, exports of beef and veal 25 — Emphasis added. from the United Kingdom to the other

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Member States, the competent Community ation of those products by way of interim institution has laid down in detail the protective measures within the meaning of precautions and control measures to be the fourth subparagraph of Article 9(1) of applied to herds of cows, in slaughter- Directive 89/662 and it took the view that houses, in cutting plants and during trans- it was not necessary to answer the question portation. on the applicability of Article 30 EC.

96. That said, the fact that Article 30 EC is no longer applicable in this area does not in 94. It is thus permissible to conclude that any way deprive the other Member States the Community legislature has ‘occupied of the power to take interim protective the terrain' and that there is no longer measures if there is a problem. room for protective measures pursuant to Article 30 EC.

97. In that regard, different situations may arise. 26 Thus, in a certain number of cases, the Member State may use Article 9(4).

95. It seems to me that such was, more- over, the position implicitly adopted by the 26 — It is interesting to note that Council Directive 90/396/EEC of 29 June 1990 on the approximation of the laws of the Court in Eurostock. In that case, a question Member States relating to appliances burning gaseous fuels had also been referred to the Court on (OJ 1990 L 196, p. 15), which was at issue in Commission v Italy, cited above, itself makes a distinction between the whether, in the context of the fight against different situations which may arise, since Article 7 thereof states: the spread of BSE, a Member State could '1. Where a Member State finds that normally used take interim protective measures within the appliances bearing the EC mark might compromise the safety of persons, domestic animals or property, it shall meaning of Article 9(1) of Directive 89/662 take all appropriate measures to withdraw those appliances from the market and prohibit or restrict their when the Commission had adopted a being placed on the market. decision under Article 9(4) of that direc- The Member State concerned shall immediately inform the Commission of any such measure, indicating the reasons tive, but had postponed the entry into force for its decision and, in particular, whether non-compliance is due to: of that decision, or whether, if the answer (a) failure to meet the essential requirements referred to in to that question were no, the Member State Article 3, where the appliance does not correspond to the standards referred to in Article 5(1); could rely on the provision on the pro- (b) ncorrect application of the standards referred to in Article 5(1); tection of human health in Article 36 of the (c) shortcomings in the standards referred to in Treaty to justify a prohibition on the Article 5(1) themselves. 2. The Commission shall enter into consultation with the importation of certain material of bovine parties concerned as soon as possible. Where, after such origin from another Member State. The consultation, the Commission finds that any measure as referred to in paragraph 1 is justified, it shall immediately Court replied in the affirmative in respect so inform the Member State that took the measure and the other Member States. of the possibility of prohibiting the import-

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98. First, as the United Kingdom Govern- 102. It is true that that procedure is ment and the Commission have accepted in different from that under Article 30 EC in the course of the present proceedings, even the sense that, if a Member State took a where the Commission has taken measures protective measure on the basis of the latter pursuant to Article 9(4) of Directive provision, it would be for the Commission 89/662, a Member State may take tempor- to bring before the Court any action for ary protective measures, provided that failure to fulfil obligations. However, in those measures are justified by factors both cases, the protective measures may be which the Commission had not been able introduced on the initiative of the Member to take into account previously. State and it is, in the final analysis, for the Court to judge their merits.

99. In my opinion, that might be true, for example, if it were to turn out that BSE could be spread by means other than those so far accepted. 103. Second, in Eurostock, the Court accepted that a Member State can prohibit the importation of material presenting risks as regards BSE, by way of an interim protective measure within the meaning of the fourth subparagraph of Article 9(1) of Directive 89/662, where the Commission 100. In that case, the Member State must, has adopted a decision pursuant to however, notify those measures to the Article 9(4) of that directive, but where Commission and to the other Member the date on which the measures laid down States without delay (fourth subparagraph by that decision are to become applicable of Article 9(1)). has been postponed.

101. If the Commission, in the context of the procedure of the Veterinary Committee, refuses to amend Community legislation, the Member State can challenge that 104. Furthermore, in other cases, without decision before the Court and also make even having to act on the basis of an application for interim relief in order to Article 9(1), a Member State can prevent obtain the suspension of the Commission imports. That will be the case, in the first decision and the associated authorisation to place, where all the elements of that scheme maintain the national protective measure. are not yet in place.

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105. That is confirmed by Commission v Decision 98/256 in its original version and France, cited above. In that judgment, the the associated right to refuse imports which Court in fact noted that there were dif- flowed from it for the French Republic ficulties in interpreting and consequently in which remained applicable. implementing Decision 98/256, as amended, as regards the traceability requirements imposed on all the Member States, which were neither clear nor precise. Those difficulties were clarified by the protocol of understanding in question in that case and the Court took the view that the French Republic had to have a reason- able period for implementing Decisions 98/256, as amended, and 1999/514, 'as 108. The same would be true, in the second interpreted and clarified by the protocol of place, if it turned out that the exporting understanding'. Member State did not apply the DBES with sufficient rigour and that meat not com- plying with that scheme reached the border of the other Member States. In that case, those States could, similarly, consider that it is still the Community protective meas- ure, that is the ban on dispatching products not complying with the DBES, which applies.

106. The Court accordingly considered that the infringement consisting of a failure to implement those decisions was proved only from expiry of the period allowed to the French Republic for complying with the reasoned opinion, that is to say after 30 December 1999.

109. We may thus conclude, by paraphras- ing the judgment in Commission v Italy, cited above, that, as regards the actual problem at issue in the main proceedings, that is direct exports of beef and veal from the United Kingdom to France, the Com- munity legislation in force lays down the harmonising measures necessary for the 107. The Court therefore considered that protection of human and animal health, the decision lifting the ban was not enforce- that it establishes sufficient Community able against the French Republic on the procedures to check that they are observed, date prescribed by that decision, that is and that it also permits interim measures to 1 August 1999. That means that, until be taken in the event of unforeseen prob- 30 December 1999, it was the export ban lems, so that recourse to Article 30 EC is imposed on the United Kingdom by no longer justified.

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Conclusion

110. Having completed my examination of the questions raised by the national court, I propose that the Court give the Conseil d'État the following answers:

— a Member State may not, in a dispute brought before a national court, call in question the validity of decisions adopted on the basis of the fourth paragraph of Article 189 of the EC Treaty (now the fourth paragraph of Article 249 EC) which were addressed to it and which it has not challenged by means of an action for annulment within the time-limit prescribed by Article 230 EC;

— the French Republic was not able to invoke Article 30 EC in order to ban imports of beef and veal or bovine products from the United Kingdom which satisfied the requirements imposed by Council Decision 98/256/EC of 16 March 1998 concerning emergency measures to protect against bovine spongiform encephalopathy, amending Decision 94/474/EC and repealing Decision 96/239/EC, as amended by Commission Decision 98/692/EC of 25 November 1998, and Commission Decision 1999/514/EC of 23 July 1999 setting the date on which dispatch from the United Kingdom of bovine products under the date-based export scheme may commence by virtue of Article 6(5) of Decision 98/256.

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